PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value ($000): $22,624 (100.0% shares, 0.0% debt)

Holdings (36)

IVV S&P 500 INDX (ivv) 14.6%

Value ($000) $3,312 Shares 8,619 Est. Cost $206301.94 Unrealized —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 12.5%

Value ($000) $2,824 Shares 70,616 Est. Cost $39.98 Unrealized —

SPY SPDR S&P 500 TRUST ETF (spy) 10.6%

Value ($000) $2,390 Shares 6,249 Est. Cost $382.43 Unrealized —

VOO Vanguard Index S&P 500 (voo) 7.4%

Value ($000) $1,685 Shares 4,796 Est. Cost $185896.14 Unrealized —

SPDN Direxion Daily S&P 500 Bear 1x (spdn) 6.5%

Value ($000) $1,475 Shares 89,350 Est. Cost $17880.00 Unrealized —

VTWO Vanguard Russell 2000 ETF (vtwo) 4.8%

Value ($000) $1,096 Shares 15,568 Est. Cost $66631.63 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.8%

Value ($000) $1,086 Shares 4,077 Est. Cost $267267.06 Unrealized —

FBT First Trust Arca Biotech ETF (fbt) 3.1%

Value ($000) $698 Shares 4,530 Est. Cost $154.13 Unrealized —

IVW ISHARES S&P 500 ETF GROWTH (ivw) 2.8%

Value ($000) $634 Shares 10,830 Est. Cost $58.50 Unrealized —

— ProShares UltraShort Russell 2000 (twm) 2.7%

Value ($000) $621 Shares 37,447 Est. Cost $16.59 Unrealized —

— Short QQQ ProShares (psq) 2.5%

Value ($000) $572 Shares 38,839 Est. Cost $14.72 Unrealized —

SNSR Global X Internet of Things ETF (snsr) 2.4%

Value ($000) $547 Shares 18,913 Est. Cost $28.91 Unrealized —

FV First Tr Exchange FD Focus 5 ETF (fv) 2.4%

Value ($000) $540 Shares 11,593 Est. Cost $46.55 Unrealized —

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 2.4%

Value ($000) $534 Shares 2,086 Est. Cost $204669.48 Unrealized —

BXSL Blackstone Secured Lending Fund (bxsl) 2.0%

Value ($000) $450 Shares 20,133 Est. Cost $16.58 Unrealized +0.6%

BOTZ Global X Robotics&Artificial Int ETF(botz) 1.8%

Value ($000) $407 Shares 19,828 Est. Cost $20.55 Unrealized —

WFC WELLS FARGO COMPANY (wfc) 1.7%

Value ($000) $388 Shares 9,386 Est. Cost $40.83 Unrealized 0.0%

GOOG Alphabet Inc Cap Cl C (goog) 1.6%

Value ($000) $368 Shares 4,149 Est. Cost $107.66 Unrealized -12.0%

FSK FS KKR Capital Corp. (fsk) 1.5%

Value ($000) $347 Shares 19,818 Est. Cost $11.76 Unrealized -2.4%

BOX Box, Inc. (box) 1.3%

Value ($000) $300 Shares 9,653 Est. Cost $28.53 Unrealized 0.0%

TGLS Tecnoglass Inc. (tgls) 1.3%

Value ($000) $297 Shares 9,652 Est. Cost $25.27 Unrealized 0.0%

ROK ROCKWELL AUTOMATION INC (rok) 1.3%

Value ($000) $292 Shares 1,134 Est. Cost $237.86 Unrealized 0.0%

SHW SHERWIN WILLIAMS CO (shw) 1.3%

Value ($000) $287 Shares 1,208 Est. Cost $224.77 Unrealized 0.0%

KE Kimball Electronics, Inc. (ke) 1.3%

Value ($000) $283 Shares 12,548 Est. Cost $21.43 Unrealized 0.0%

— Checkpoint Therapeutics, Inc. (ckpt) 1.2%

Value ($000) $281 Shares 54,983 Est. Cost $5.11 Unrealized —

RTX Raytheon Technologies Corp (rtx) 1.0%

Value ($000) $222 Shares 2,195 Est. Cost $87.65 Unrealized 0.0%

— BioXcel Therapeutics, Inc. (btai) 0.9%

Value ($000) $210 Shares 9,783 Est. Cost $11819.95 Unrealized —

KMI KINDER MORGAN INC DEL (kmi) 0.8%

Value ($000) $191 Shares 10,544 Est. Cost $11.56 Unrealized +31.3%

— G1 Therapeutics, Inc. (gthx) 0.4%

Value ($000) $85 Shares 15,585 Est. Cost $5.43 Unrealized —

— Synlogic, Inc. (sybx) 0.2%

Value ($000) $53 Shares 70,220 Est. Cost $255.84 Unrealized —

— Chimerix Inc. (cmrx) 0.2%

Value ($000) $46 Shares 24,975 Est. Cost $1.86 Unrealized —

— Windtree Therapeutics, Inc. (wint) 0.1%

Value ($000) $32 Shares 187,060 Est. Cost $300.10 Unrealized —

— Virios Therapeutics Inc. (viri) 0.1%

Value ($000) $19 Shares 80,590 Est. Cost $380.49 Unrealized —

— Hepion Pharmaceuticals, Inc. (hepa) 0.1%

Value ($000) $18 Shares 61,175 Est. Cost $1493.61 Unrealized —

FOFA Qualis Innovations, Inc. (qlis) 0.1%

Value ($000) $18 Shares 22,284 Est. Cost $0.82 Unrealized +69.0%

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value ($000) $18 Shares 16,455 Est. Cost $1332.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IVV	S&P 500 INDX (ivv)	8,619	$3,312	14.6%	$206301.94	—	ETF	464287200
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	70,616	$2,824	12.5%	$39.98	—	ETF	78467V707
SPY	SPDR S&P 500 TRUST ETF (spy)	6,249	$2,390	10.6%	$382.43	—	ETF	78462F103
VOO	Vanguard Index S&P 500 (voo)	4,796	$1,685	7.4%	$185896.14	—	ETF	922908363
SPDN	Direxion Daily S&P 500 Bear 1x (spdn)	89,350	$1,475	6.5%	$17880.00	—	ETF	25460E869
VTWO	Vanguard Russell 2000 ETF (vtwo)	15,568	$1,096	4.8%	$66631.63	—	ETF	92206C664
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	4,077	$1,086	4.8%	$267267.06	—	ETF	46090E103
FBT	First Trust Arca Biotech ETF (fbt)	4,530	$698	3.1%	$154.13	—	ETF	33733E203
IVW	ISHARES S&P 500 ETF GROWTH (ivw)	10,830	$634	2.8%	$58.50	—	ETF	464287309
—	ProShares UltraShort Russell 2000 (twm)	37,447	$621	2.7%	$16.59	—	ETF	74347G689
—	Short QQQ ProShares (psq)	38,839	$572	2.5%	$14.72	—	ETF	74347B714
SNSR	Global X Internet of Things ETF (snsr)	18,913	$547	2.4%	$28.91	—	ETF	37954Y780
FV	First Tr Exchange FD Focus 5 ETF (fv)	11,593	$540	2.4%	$46.55	—	ETF	33738R605
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	2,086	$534	2.4%	$204669.48	—	ETF	464287515
BXSL	Blackstone Secured Lending Fund (bxsl)	20,133	$450	2.0%	$16.58	+0.6%	ETF	09261X102
BOTZ	Global X Robotics&Artificial Int ETF(botz)	19,828	$407	1.8%	$20.55	—	ETF	37954Y715
WFC	WELLS FARGO COMPANY (wfc)	9,386	$388	1.7%	$40.83	0.0%	COM	949746101
GOOG	Alphabet Inc Cap Cl C (goog)	4,149	$368	1.6%	$107.66	-12.0%	COM	02079K107
FSK	FS KKR Capital Corp. (fsk)	19,818	$347	1.5%	$11.76	-2.4%	COM	302635206
BOX	Box, Inc. (box)	9,653	$300	1.3%	$28.53	0.0%	COM	10316T104
TGLS	Tecnoglass Inc. (tgls)	9,652	$297	1.3%	$25.27	0.0%	COM	G87264100
ROK	ROCKWELL AUTOMATION INC (rok)	1,134	$292	1.3%	$237.86	0.0%	COM	773903109
SHW	SHERWIN WILLIAMS CO (shw)	1,208	$287	1.3%	$224.77	0.0%	COM	824348106
KE	Kimball Electronics, Inc. (ke)	12,548	$283	1.3%	$21.43	0.0%	COM	49428J109
—	Checkpoint Therapeutics, Inc. (ckpt)	54,983	$281	1.2%	$5.11	—	COM	162828206
RTX	Raytheon Technologies Corp (rtx)	2,195	$222	1.0%	$87.65	0.0%	COM	75513E101
—	BioXcel Therapeutics, Inc. (btai)	9,783	$210	0.9%	$11819.95	—	COM	09075P105
KMI	KINDER MORGAN INC DEL (kmi)	10,544	$191	0.8%	$11.56	+31.3%	COM	49456B101
—	G1 Therapeutics, Inc. (gthx)	15,585	$85	0.4%	$5.43	—	COM	3621LQ109
—	Synlogic, Inc. (sybx)	70,220	$53	0.2%	$255.84	—	COM	87166L100
—	Chimerix Inc. (cmrx)	24,975	$46	0.2%	$1.86	—	COM	16934W106
—	Windtree Therapeutics, Inc. (wint)	187,060	$32	0.1%	$300.10	—	COM	97382D303
—	Virios Therapeutics Inc. (viri)	80,590	$19	0.1%	$380.49	—	COM	92829J104
—	Hepion Pharmaceuticals, Inc. (hepa)	61,175	$18	0.1%	$1493.61	—	COM	426897104
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$18	0.1%	$0.82	+69.0%	COM	74754Q105
—	Outlook Therapeutics, Inc. (otlk)	16,455	$18	0.1%	$1332.52	—	COM	69012T206