PVG ASSET MANAGEMENT CORP Quant / Systematic

Location: Golden, CO

CIK: 0000820434 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 14, 2023

Total Value: $22.62M (100.0% shares, 0.0% debt)

Holdings (36)

IVV S&P 500 INDX (ivv) 14.6%

Value $3.312M Shares 8,619 Share Price $384.21 Est. Cost/Share $245.14 Unrealized @ Report Date +56.7%

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 12.5%

Value $2.824M Shares 70,616 Share Price $39.98 Est. Cost/Share $39.92 Unrealized @ Report Date +0.2%

SPY SPDR S&P 500 TRUST ETF (spy) 10.6%

Value $2.39M Shares 6,249 Share Price $382.43 Est. Cost/Share $384.35 Unrealized @ Report Date -0.5%

VOO Vanguard Index S&P 500 (voo) 7.4%

Value $1.685M Shares 4,796 Share Price $351.34 Est. Cost/Share $220.93 Unrealized @ Report Date +59.0%

SPDN Direxion Daily S&P 500 Bear 1x (spdn) 6.5%

Value $1.475M Shares 89,350 Share Price $16.51 Est. Cost/Share $16.20 Unrealized @ Report Date +1.9%

VTWO Vanguard Russell 2000 ETF (vtwo) 4.8%

Value $1.096M Shares 15,568 Share Price $70.37 Est. Cost/Share $73.61 Unrealized @ Report Date -4.4%

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 4.8%

Value $1.086M Shares 4,077 Share Price $266.28 Est. Cost/Share $301.80 Unrealized @ Report Date -11.8%

FBT First Trust Arca Biotech ETF (fbt) 3.1%

Value $698K Shares 4,530 Share Price $154.13 Est. Cost/Share $147.53 Unrealized @ Report Date +4.5%

IVW ISHARES S&P 500 ETF GROWTH (ivw) 2.8%

Value $634K Shares 10,830 Share Price $58.50 Est. Cost/Share $60.05 Unrealized @ Report Date -2.6%

— ProShares UltraShort Russell 2000 (twm) 2.7%

Value $621K Shares 37,447 Share Price $16.59 Est. Cost/Share $16.59 Unrealized @ Report Date —

— Short QQQ ProShares (psq) 2.5%

Value $572K Shares 38,839 Share Price $14.72 Est. Cost/Share $14.72 Unrealized @ Report Date —

SNSR Global X Internet of Things ETF (snsr) 2.4%

Value $547K Shares 18,913 Share Price $28.91 Est. Cost/Share $28.45 Unrealized @ Report Date +1.6%

FV First Tr Exchange FD Focus 5 ETF (fv) 2.4%

Value $540K Shares 11,593 Share Price $46.55 Est. Cost/Share $46.59 Unrealized @ Report Date -0.1%

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 2.4%

Value $534K Shares 2,086 Share Price $255.85 * Est. Cost/Share $67.09 Unrealized @ Report Date -23.7%

BXSL Blackstone Secured Lending Fund (bxsl) 2.0%

Value $450K Shares 20,133 Share Price $22.35 * Est. Cost/Share $16.58 Unrealized @ Report Date -1.5%

BOTZ Global X Robotics&Artificial Int ETF(botz) 1.8%

Value $407K Shares 19,828 Share Price $20.55 Est. Cost/Share $20.13 Unrealized @ Report Date +2.1%

WFC WELLS FARGO COMPANY (wfc) 1.7%

Value $388K Shares 9,386 Share Price $41.29 * Est. Cost/Share $40.83 Unrealized @ Report Date -6.5%

GOOG Alphabet Inc Cap Cl C (goog) 1.6%

Value $368K Shares 4,149 Share Price $88.73 Est. Cost/Share $107.66 Unrealized @ Report Date -18.2%

FSK FS KKR Capital Corp. (fsk) 1.5%

Value $347K Shares 19,818 Share Price $17.50 * Est. Cost/Share $11.76 Unrealized @ Report Date -5.4%

BOX Box, Inc. (box) 1.3%

Value $300K Shares 9,653 Share Price $31.13 Est. Cost/Share $28.53 Unrealized @ Report Date +9.1%

TGLS Tecnoglass Inc. (tgls) 1.3%

Value $297K Shares 9,652 Share Price $30.77 * Est. Cost/Share $25.27 Unrealized @ Report Date +19.3%

ROK ROCKWELL AUTOMATION INC (rok) 1.3%

Value $292K Shares 1,134 Share Price $257.57 * Est. Cost/Share $237.86 Unrealized @ Report Date +2.8%

SHW SHERWIN WILLIAMS CO (shw) 1.3%

Value $287K Shares 1,208 Share Price $237.33 * Est. Cost/Share $224.77 Unrealized @ Report Date +2.8%

KE Kimball Electronics, Inc. (ke) 1.3%

Value $283K Shares 12,548 Share Price $22.59 Est. Cost/Share $21.43 Unrealized @ Report Date +5.4%

— Checkpoint Therapeutics, Inc. (ckpt) 1.2%

Value $281K Shares 54,983 Share Price $5.11 Est. Cost/Share $5.11 Unrealized @ Report Date —

RTX Raytheon Technologies Corp (rtx) 1.0%

Value $222K Shares 2,195 Share Price $100.92 * Est. Cost/Share $87.65 Unrealized @ Report Date +7.6%

— BioXcel Therapeutics, Inc. (btai) 0.9%

Value $210K Shares 9,783 Share Price $21.48 Est. Cost/Share $11.82 Unrealized @ Report Date —

KMI KINDER MORGAN INC DEL (kmi) 0.8%

Value $191K Shares 10,544 Share Price $18.08 * Est. Cost/Share $11.56 Unrealized @ Report Date +32.6%

— G1 Therapeutics, Inc. (gthx) 0.4%

Value $84,626 Shares 15,585 Share Price $5.43 Est. Cost/Share $5.43 Unrealized @ Report Date —

— Synlogic, Inc. (sybx) 0.2%

Value $53,367 Shares 70,220 Share Price $0.76 Est. Cost/Share $0.81 Unrealized @ Report Date —

— Chimerix Inc. (cmrx) 0.2%

Value $46,453 Shares 24,975 Share Price $1.86 Est. Cost/Share $1.86 Unrealized @ Report Date —

— Windtree Therapeutics, Inc. (wint) 0.1%

Value $31,800 Shares 187,060 Share Price $0.17 Est. Cost/Share $0.30 Unrealized @ Report Date —

— Virios Therapeutics Inc. (viri) 0.1%

Value $19,019 Shares 80,590 Share Price $0.24 Est. Cost/Share $0.38 Unrealized @ Report Date —

— Hepion Pharmaceuticals, Inc. (hepa) 0.1%

Value $18,370 Shares 61,175 Share Price $0.30 Est. Cost/Share $1.49 Unrealized @ Report Date —

FOFA Qualis Innovations, Inc. (qlis) 0.1%

Value $18,181 Shares 22,284 Share Price $0.82 * Est. Cost/Share $0.82 Unrealized @ Report Date +69.0%

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value $17,771 Shares 16,455 Share Price $1.08 Est. Cost/Share $1.33 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IVV	S&P 500 INDX (ivv)	8,619	$3.312M	14.6%	$384.21	$245.14	+56.7%	ETF	464287200
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	70,616	$2.824M	12.5%	$39.98	$39.92	+0.2%	ETF	78467V707
SPY	SPDR S&P 500 TRUST ETF (spy)	6,249	$2.39M	10.6%	$382.43	$384.35	-0.5%	ETF	78462F103
VOO	Vanguard Index S&P 500 (voo)	4,796	$1.685M	7.4%	$351.34	$220.93	+59.0%	ETF	922908363
SPDN	Direxion Daily S&P 500 Bear 1x (spdn)	89,350	$1.475M	6.5%	$16.51	$16.20	+1.9%	ETF	25460E869
VTWO	Vanguard Russell 2000 ETF (vtwo)	15,568	$1.096M	4.8%	$70.37	$73.61	-4.4%	ETF	92206C664
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	4,077	$1.086M	4.8%	$266.28	$301.80	-11.8%	ETF	46090E103
FBT	First Trust Arca Biotech ETF (fbt)	4,530	$698K	3.1%	$154.13	$147.53	+4.5%	ETF	33733E203
IVW	ISHARES S&P 500 ETF GROWTH (ivw)	10,830	$634K	2.8%	$58.50	$60.05	-2.6%	ETF	464287309
—	ProShares UltraShort Russell 2000 (twm)	37,447	$621K	2.7%	$16.59	$16.59	—	ETF	74347G689
—	Short QQQ ProShares (psq)	38,839	$572K	2.5%	$14.72	$14.72	—	ETF	74347B714
SNSR	Global X Internet of Things ETF (snsr)	18,913	$547K	2.4%	$28.91	$28.45	+1.6%	ETF	37954Y780
FV	First Tr Exchange FD Focus 5 ETF (fv)	11,593	$540K	2.4%	$46.55	$46.59	-0.1%	ETF	33738R605
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	2,086	$534K	2.4%	$255.85 *	$67.09	-23.7%	ETF	464287515
BXSL	Blackstone Secured Lending Fund (bxsl)	20,133	$450K	2.0%	$22.35 *	$16.58	-1.5%	ETF	09261X102
BOTZ	Global X Robotics&Artificial Int ETF(botz)	19,828	$407K	1.8%	$20.55	$20.13	+2.1%	ETF	37954Y715
WFC	WELLS FARGO COMPANY (wfc)	9,386	$388K	1.7%	$41.29 *	$40.83	-6.5%	COM	949746101
GOOG	Alphabet Inc Cap Cl C (goog)	4,149	$368K	1.6%	$88.73	$107.66	-18.2%	COM	02079K107
FSK	FS KKR Capital Corp. (fsk)	19,818	$347K	1.5%	$17.50 *	$11.76	-5.4%	COM	302635206
BOX	Box, Inc. (box)	9,653	$300K	1.3%	$31.13	$28.53	+9.1%	COM	10316T104
TGLS	Tecnoglass Inc. (tgls)	9,652	$297K	1.3%	$30.77 *	$25.27	+19.3%	COM	G87264100
ROK	ROCKWELL AUTOMATION INC (rok)	1,134	$292K	1.3%	$257.57 *	$237.86	+2.8%	COM	773903109
SHW	SHERWIN WILLIAMS CO (shw)	1,208	$287K	1.3%	$237.33 *	$224.77	+2.8%	COM	824348106
KE	Kimball Electronics, Inc. (ke)	12,548	$283K	1.3%	$22.59	$21.43	+5.4%	COM	49428J109
—	Checkpoint Therapeutics, Inc. (ckpt)	54,983	$281K	1.2%	$5.11	$5.11	—	COM	162828206
RTX	Raytheon Technologies Corp (rtx)	2,195	$222K	1.0%	$100.92 *	$87.65	+7.6%	COM	75513E101
—	BioXcel Therapeutics, Inc. (btai)	9,783	$210K	0.9%	$21.48	$11.82	—	COM	09075P105
KMI	KINDER MORGAN INC DEL (kmi)	10,544	$191K	0.8%	$18.08 *	$11.56	+32.6%	COM	49456B101
—	G1 Therapeutics, Inc. (gthx)	15,585	$84,626	0.4%	$5.43	$5.43	—	COM	3621LQ109
—	Synlogic, Inc. (sybx)	70,220	$53,367	0.2%	$0.76	$0.81	—	COM	87166L100
—	Chimerix Inc. (cmrx)	24,975	$46,453	0.2%	$1.86	$1.86	—	COM	16934W106
—	Windtree Therapeutics, Inc. (wint)	187,060	$31,800	0.1%	$0.17	$0.30	—	COM	97382D303
—	Virios Therapeutics Inc. (viri)	80,590	$19,019	0.1%	$0.24	$0.38	—	COM	92829J104
—	Hepion Pharmaceuticals, Inc. (hepa)	61,175	$18,370	0.1%	$0.30	$1.49	—	COM	426897104
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$18,181	0.1%	$0.82 *	$0.82	+69.0%	COM	74754Q105
—	Outlook Therapeutics, Inc. (otlk)	16,455	$17,771	0.1%	$1.08	$1.33	—	COM	69012T206