PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Jul 31, 2023

Total Value ($000): $23,186 (100.0% shares, 0.0% debt)

Holdings (39)

BIL SPDR Barclays Capital 1-3 month (bil) 23.4%

Value ($000) $5,415 Shares 58,974 Est. Cost $91.82 Unrealized —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 18.1%

Value ($000) $4,203 Shares 104,420 Est. Cost $40.12 Unrealized —

IVV S&P 500 INDX (ivv) 12.3%

Value ($000) $2,848 Shares 6,389 Est. Cost $152905.14 Unrealized —

VOO Vanguard Index S&P 500 (voo) 7.6%

Value ($000) $1,751 Shares 4,299 Est. Cost $185896.14 Unrealized —

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 4.0%

Value ($000) $928 Shares 2,683 Est. Cost $149685.64 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 2.9%

Value ($000) $675 Shares 1,826 Est. Cost $200899.50 Unrealized —

JNJ JOHNSON & JOHNSON (jnj) 2.2%

Value ($000) $499 Shares 3,015 Est. Cost $147.89 Unrealized +0.7%

BAX Baxter International Inc. (bax) 2.0%

Value ($000) $462 Shares 10,135 Est. Cost $39.42 Unrealized +3.4%

IWM ISHARES ETF RUSSELL 2000 (iwm) 2.0%

Value ($000) $455 Shares 2,432 Est. Cost $178.40 Unrealized —

IEO Ishares DJ US Oil&Gas EP (ieo) 1.8%

Value ($000) $417 Shares 4,906 Est. Cost $84.93 Unrealized —

VIS VANGUARD INDUSTRIAL ETF (vis) 1.8%

Value ($000) $415 Shares 2,018 Est. Cost $205.53 Unrealized —

CVX Chevron Corporation (cvx) 1.6%

Value ($000) $369 Shares 2,342 Est. Cost $148.45 Unrealized -3.5%

XHE SPDR S&P Health Care Equipment (xhe) 1.4%

Value ($000) $323 Shares 3,287 Est. Cost $98.40 Unrealized —

OIH Vaneck Vectors Oil Services (oih) 1.4%

Value ($000) $323 Shares 1,124 Est. Cost $287.60 Unrealized —

TDW Tidewater Inc. (tdw) 1.3%

Value ($000) $294 Shares 5,305 Est. Cost $45.78 Unrealized 0.0%

FSK FS KKR Capital Corp. (fsk) 1.2%

Value ($000) $281 Shares 14,663 Est. Cost $12.63 Unrealized 0.0%

CRWD Crowdstrike Holdings, Inc. (crwd) 1.1%

Value ($000) $264 Shares 1,798 Est. Cost $139.36 Unrealized 0.0%

— ProShares Short S&P500 (sh) 1.1%

Value ($000) $263 Shares 18,970 Est. Cost $13.88 Unrealized —

FND Floor & Decor Holdings, Inc. (fnd) 1.1%

Value ($000) $260 Shares 2,499 Est. Cost $95.63 Unrealized 0.0%

MYRG MYR Group Inc. (myrg) 1.1%

Value ($000) $259 Shares 1,875 Est. Cost $130.55 Unrealized 0.0%

ARRY Array Technologies Inc. (arry) 1.1%

Value ($000) $254 Shares 11,219 Est. Cost $21.41 Unrealized 0.0%

FLYW Flywire Corp. (flyw) 1.1%

Value ($000) $252 Shares 8,122 Est. Cost $29.99 Unrealized 0.0%

QCOM QUALCOMM INC (qcom) 1.1%

Value ($000) $246 Shares 2,064 Est. Cost $116.41 Unrealized -6.9%

VEU Vanguard FTSE All World ETF (veu) 1.1%

Value ($000) $244 Shares 4,483 Est. Cost $54.41 Unrealized —

— MSC Income Fund Inc. (mscf) 1.0%

Value ($000) $224 Shares 29,577 Est. Cost $7.61 Unrealized —

BMY Bristol Myers-Squibb (bmy) 0.9%

Value ($000) $216 Shares 3,384 Est. Cost $61.50 Unrealized -4.2%

MMM 3M Company (mmm) 0.9%

Value ($000) $202 Shares 2,021 Est. Cost $84.88 Unrealized -8.6%

CPRI Capri Holdings Limited (cpri) 0.7%

Value ($000) $164 Shares 4,571 Est. Cost $53.65 Unrealized -26.1%

— Checkpoint Therapeutics, Inc. (ckpt) 0.7%

Value ($000) $151 Shares 61,025 Est. Cost $3.40 Unrealized —

DX DYNEX CAP INC COM (dx) 0.6%

Value ($000) $132 Shares 10,455 Est. Cost $12.59 Unrealized —

— BioLineRx Ltd. (blrx) 0.4%

Value ($000) $99 Shares 61,840 Est. Cost $0.89 Unrealized —

— Outlook Therapeutics, Inc. (otlk) 0.3%

Value ($000) $72 Shares 41,255 Est. Cost $519.39 Unrealized —

— FS Credit Opportunities Corp. (fsco) 0.2%

Value ($000) $56 Shares 11,708 Est. Cost $4.75 Unrealized —

MIST Milestone Pharmaceuticals Inc. (mist) 0.2%

Value ($000) $44 Shares 15,405 Est. Cost $3.66 Unrealized +3.2%

AMBP Ardagh Metal Packaging S.A. (ambp) 0.2%

Value ($000) $39 Shares 10,305 Est. Cost $3.64 Unrealized -22.9%

— Chimerix Inc. (cmrx) 0.1%

Value ($000) $35 Shares 28,655 Est. Cost $1.48 Unrealized —

— Synlogic, Inc. (sybx) 0.1%

Value ($000) $29 Shares 68,455 Est. Cost $179.45 Unrealized —

— Rain Oncology Inc. (rain) 0.1%

Value ($000) $13 Shares 10,635 Est. Cost $1.20 Unrealized —

FOFA Qualis Innovations, Inc. (qlis) 0.0%

Value ($000) $11 Shares 22,284 Est. Cost $0.82 Unrealized -22.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BIL	SPDR Barclays Capital 1-3 month (bil)	58,974	$5,415	23.4%	$91.82	—	ETF	78468R663
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	104,420	$4,203	18.1%	$40.12	—	ETF	78467V707
IVV	S&P 500 INDX (ivv)	6,389	$2,848	12.3%	$152905.14	—	ETF	464287200
VOO	Vanguard Index S&P 500 (voo)	4,299	$1,751	7.6%	$185896.14	—	ETF	922908363
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	2,683	$928	4.0%	$149685.64	—	ETF	464287515
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	1,826	$675	2.9%	$200899.50	—	ETF	46090E103
JNJ	JOHNSON & JOHNSON (jnj)	3,015	$499	2.2%	$147.89	+0.7%	COM	478160104
BAX	Baxter International Inc. (bax)	10,135	$462	2.0%	$39.42	+3.4%	ETF	071813109
IWM	ISHARES ETF RUSSELL 2000 (iwm)	2,432	$455	2.0%	$178.40	—	ETF	464287655
IEO	Ishares DJ US Oil&Gas EP (ieo)	4,906	$417	1.8%	$84.93	—	ETF	464288851
VIS	VANGUARD INDUSTRIAL ETF (vis)	2,018	$415	1.8%	$205.53	—	ETF	92204A603
CVX	Chevron Corporation (cvx)	2,342	$369	1.6%	$148.45	-3.5%	ETF	166764100
XHE	SPDR S&P Health Care Equipment (xhe)	3,287	$323	1.4%	$98.40	—	ETF	78464A581
OIH	Vaneck Vectors Oil Services (oih)	1,124	$323	1.4%	$287.60	—	ETF	92189H607
TDW	Tidewater Inc. (tdw)	5,305	$294	1.3%	$45.78	0.0%	COM	88642R109
FSK	FS KKR Capital Corp. (fsk)	14,663	$281	1.2%	$12.63	0.0%	ETF	302635206
CRWD	Crowdstrike Holdings, Inc. (crwd)	1,798	$264	1.1%	$139.36	0.0%	ETF	22788C105
—	ProShares Short S&P500 (sh)	18,970	$263	1.1%	$13.88	—	ETF	74347B425
FND	Floor & Decor Holdings, Inc. (fnd)	2,499	$260	1.1%	$95.63	0.0%	COM	339750101
MYRG	MYR Group Inc. (myrg)	1,875	$259	1.1%	$130.55	0.0%	COM	55405W104
ARRY	Array Technologies Inc. (arry)	11,219	$254	1.1%	$21.41	0.0%	COM	04271T100
FLYW	Flywire Corp. (flyw)	8,122	$252	1.1%	$29.99	0.0%	COM	302492103
QCOM	QUALCOMM INC (qcom)	2,064	$246	1.1%	$116.41	-6.9%	ETF	747525103
VEU	Vanguard FTSE All World ETF (veu)	4,483	$244	1.1%	$54.41	—	ETF	922042775
—	MSC Income Fund Inc. (mscf)	29,577	$224	1.0%	$7.61	—	COM	55374X109
BMY	Bristol Myers-Squibb (bmy)	3,384	$216	0.9%	$61.50	-4.2%	COM	110122108
MMM	3M Company (mmm)	2,021	$202	0.9%	$84.88	-8.6%	COM	88579Y101
CPRI	Capri Holdings Limited (cpri)	4,571	$164	0.7%	$53.65	-26.1%	COM	G1890L107
—	Checkpoint Therapeutics, Inc. (ckpt)	61,025	$151	0.7%	$3.40	—	COM	162828206
DX	DYNEX CAP INC COM (dx)	10,455	$132	0.6%	$12.59	—	ETF	26817Q886
—	BioLineRx Ltd. (blrx)	61,840	$99	0.4%	$0.89	—	COM	09071M205
—	Outlook Therapeutics, Inc. (otlk)	41,255	$72	0.3%	$519.39	—	COM	69012T206
—	FS Credit Opportunities Corp. (fsco)	11,708	$56	0.2%	$4.75	—	COM	30290Y101
MIST	Milestone Pharmaceuticals Inc. (mist)	15,405	$44	0.2%	$3.66	+3.2%	COM	59935V107
AMBP	Ardagh Metal Packaging S.A. (ambp)	10,305	$39	0.2%	$3.64	-22.9%	COM	L02235106
—	Chimerix Inc. (cmrx)	28,655	$35	0.1%	$1.48	—	COM	16934W106
—	Synlogic, Inc. (sybx)	68,455	$29	0.1%	$179.45	—	COM	87166L100
—	Rain Oncology Inc. (rain)	10,635	$13	0.1%	$1.20	—	COM	75082Q105
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$11	0.0%	$0.82	-22.7%	COM	74754Q105