Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value: $1.203B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES | 1,262,946 | $116M | 9.6% | $91.56 | $91.56 | — | IBOXX HI YD ETF | 464288513 |
| — | SPDR SERIES TRUST | 1,474,557 | $58.75M | 4.9% | $39.84 | $39.63 | — | BRC HGH YLD BD | 78464A417 |
| MBI | MBIA INC | 4,355,500 | $44.56M | 3.7% | $10.23 * | $5.49 | +0.0% | Put | 55262C100 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,946,242 | $43.3M | 3.6% | $22.25 | $22.25 | — | COM SHS | 72202D106 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 1,145,100 | $37.88M | 3.1% | $33.08 * | $24.45 | +5.0% | Call | 35671D857 |
| AGO | ASSURED GUARANTY LTD | 2,000,000 | $37.5M | 3.1% | $18.75 * | $17.07 | 0.0% | Put | G0585R106 |
| — | UNITED STATES STL CORP NEW | 1,600,000 | $32.94M | 2.7% | $20.59 | $17.90 | — | Put | 912909108 |
| SLM | SLM CORP | 1,293,600 | $32.21M | 2.7% | $24.90 | — | — | Put | 78442P106 |
| LEA | LEAR CORP | 450,000 | $32.21M | 2.7% | $71.57 | — | — | Call | 521865204 |
| GM | GENERAL MTRS CO | 883,721 | $31.79M | 2.6% | $35.97 * | $23.62 | +13.2% | COM | 37045V100 |
| — | STAPLES INC | 2,012,200 | $29.48M | 2.5% | $14.65 | $15.18 | — | Put | 855030102 |
| LEA | LEAR CORP | 400,000 | $28.63M | 2.4% | $71.57 | — | — | Put | 521865204 |
| GLNG | GOLAR LNG LTD BERMUDA | 707,858 | $26.66M | 2.2% | $37.67 * | $26.01 | +8.0% | SHS | G9456A100 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG | 800,000 | $17.19M | 1.4% | $21.49 | $18.77 | — | MAND CV NT 16 | L0302D178 |
| — | PIMCO DYNAMIC INCOME FD | 577,995 | $16.58M | 1.4% | $28.69 | $28.69 | — | SHS | 72201Y101 |
| — | ALCOA INC | 2,041,300 | $16.57M | 1.4% | $8.12 | $7.96 | — | Put | 013817101 |
| — | DOUBLELINE INCOME SOLUTIONS | 739,585 | $16.23M | 1.3% | $21.95 | $21.95 | — | COM | 258622109 |
| RDN | RADIAN GROUP INC | 1,126,991 | $15.7M | 1.3% | $13.93 * | $11.02 | 0.0% | COM | 750236101 |
| AGG | ISHARES | 139,266 | $14.93M | 1.2% | $107.20 | $107.20 | — | CORE TOTUSBD ETF | 464287226 |
| — | BLACKROCK MULTI-SECTOR INC T | 857,801 | $14.3M | 1.2% | $16.67 | $16.67 | — | COM | 09258A107 |
| — | TEEKAY CORPORATION | 332,074 | $14.2M | 1.2% | $42.75 | $40.63 | — | COM | Y8564W103 |
| — | BLACKROCK CR ALLCTN INC TR | 1,025,683 | $13.38M | 1.1% | $13.04 | $13.04 | — | COM | 092508100 |
| — | BARCLAYS BK PLC | 219,800 | $12.92M | 1.1% | $58.79 | — | — | Put | 06740C188 |
| SWK | STANLEY BLACK & DECKER INC | 137,573 | $12.46M | 1.0% | $90.57 * | $56.98 | +10.0% | COM | 854502101 |
| AMKR | AMKOR TECHNOLOGY INC | 2,886,284 | $12.38M | 1.0% | $4.29 * | $3.95 | +1.3% | COM | 031652100 |
| MBI | MBIA INC | 1,199,000 | $12.27M | 1.0% | $10.23 * | $5.49 | +0.0% | COM | 55262C100 |
| — | WELLS FARGO ADVANTAGE INCOME COM | 1,357,628 | $12.22M | 1.0% | $9.00 | $9.00 | — | SHS | 94987B105 |
| — | STAPLES INC | 807,360 | $11.83M | 1.0% | $14.65 | $15.18 | — | COM | 855030102 |
| DAL | DELTA AIR LINES INC DEL | 500,000 | $11.79M | 1.0% | $23.59 | — | — | Put | 247361702 |
| — | FOSTER WHEELER AG | 438,764 | $11.56M | 1.0% | $26.34 | $22.24 | — | COM | H27178104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,898,525 | $11.51M | 1.0% | $6.06 | $6.06 | — | COM | 003009107 |
| TMUS | T-MOBILE US INC | 431,378 | $11.2M | 0.9% | $25.97 * | $20.07 | +17.6% | COM | 872590104 |
| GLW | CORNING INC | 748,397 | $10.92M | 0.9% | $14.59 * | $10.49 | +2.5% | COM | 219350105 |
| — | HILLSHIRE BRANDS CO | 349,923 | $10.76M | 0.9% | $30.74 | $32.47 | — | COM | 432589109 |
| AGO | ASSURED GUARANTY LTD | 506,100 | $9.489M | 0.8% | $18.75 * | $17.07 | 0.0% | COM | G0585R106 |
| — | WESTERN ASSET EMRG MKT DEBT | 495,973 | $8.898M | 0.7% | $17.94 | $17.94 | — | COM | 95766A101 |
| — | CROSSTEX ENERGY INC | 421,883 | $8.813M | 0.7% | $20.89 | $19.76 | — | COM | 22765Y104 |
| — | ENCANA CORP | 502,300 | $8.705M | 0.7% | $17.33 | $17.15 | — | COM | 292505104 |
| — | BLACKROCK DEBT STRAT FD INC | 2,138,588 | $8.597M | 0.7% | $4.02 | $4.02 | — | COM | 09255R103 |
| — | LEXMARK INTL NEW | 250,000 | $8.25M | 0.7% | $33.00 | $30.49 | — | Put | 529771107 |
| — | WESTERN ASSET HIGH INCM OPP | 1,353,855 | $8.083M | 0.7% | $5.97 | $5.97 | — | COM | 95766K109 |
| GLNG | GOLAR LNG LTD BERMUDA | 201,800 | $7.602M | 0.6% | $37.67 * | $26.01 | +8.0% | Call | G9456A100 |
| MGM | MGM RESORTS INTERNATIONAL | 355,265 | $7.262M | 0.6% | $20.44 * | $13.35 | +23.2% | COM | 552953101 |
| — | ALCOA INC | 882,601 | $7.167M | 0.6% | $8.12 | $7.96 | — | COM | 013817101 |
| DVN | DEVON ENERGY CORP NEW | 122,400 | $7.07M | 0.6% | $57.76 * | $37.00 | +3.0% | COM | 25179M103 |
| — | HCP INC | 171,645 | $7.029M | 0.6% | $40.95 | $42.82 | — | COM | 40414L109 |
| — | BLACKROCK CORPOR HI YLD FD V | 595,020 | $6.997M | 0.6% | $11.76 | $11.76 | — | COM | 09255P107 |
| BPOP | POPULAR INC | 261,300 | $6.859M | 0.6% | $26.25 * | $23.74 | 0.0% | Put | 733174700 |
| — | APOLLO TACTICAL INCOME FD IN | 400,506 | $6.688M | 0.6% | $16.70 | $16.70 | — | COM | 037638103 |
| THC | TENET HEALTHCARE CORP | 159,341 | $6.563M | 0.5% | $41.19 | $43.57 | -4.0% | COM NEW | 88033G407 |
| — | BLACKROCK CORPOR HIGH YLD FD | 879,775 | $6.326M | 0.5% | $7.19 | $7.19 | — | COM | 09255L106 |
| HAS | HASBRO INC | 133,419 | $6.289M | 0.5% | $47.14 * | $30.22 | +3.4% | COM | 418056107 |
| ETR | ENTERGY CORP NEW | 99,167 | $6.266M | 0.5% | $63.19 * | $20.50 | -1.9% | COM | 29364G103 |
| — | BLACKROCK CORPOR HI YLD FD V | 495,845 | $6.01M | 0.5% | $12.12 | $12.12 | — | COM | 09255N102 |
| — | BARCLAYS BK PLC | 100,000 | $5.88M | 0.5% | $58.80 | — | — | Call | 06740C188 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 140,491 | $5.83M | 0.5% | $41.50 * | $37.05 | -4.3% | COM | 203668108 |
| — | EATON VANCE LTD DUR INCOME F | 368,987 | $5.771M | 0.5% | $15.64 | $15.64 | — | COM | 27828H105 |
| KALU | KAISER ALUMINUM CORP | 78,096 | $5.564M | 0.5% | $71.25 * | $43.35 | +7.7% | COM PAR $0.01 | 483007704 |
| — | PENNEY J C INC | 630,000 | $5.557M | 0.5% | $8.82 | $10.24 | — | COM | 708160106 |
| DDS | DILLARDS INC | 67,990 | $5.324M | 0.4% | $78.31 * | $59.94 | 0.0% | CL A | 254067101 |
| UHS | UNIVERSAL HLTH SVCS INC | 70,400 | $5.279M | 0.4% | $74.99 * | $62.83 | +5.7% | CL B | 913903100 |
| — | WESTERN ASSET GLB HI INCOME | 395,629 | $4.886M | 0.4% | $12.35 | $12.35 | — | COM | 95766B109 |
| — | WEATHERFORD INTERNATIONAL LT | 315,624 | $4.839M | 0.4% | $15.33 | $13.70 | — | REG SHS | H27013103 |
| WEN | WENDYS CO | 564,874 | $4.79M | 0.4% | $8.48 * | $5.79 | +29.4% | COM | 95058W100 |
| BND | VANGUARD BD INDEX FD INC | 59,117 | $4.781M | 0.4% | $80.87 | $80.87 | — | TOTAL BND MRKT | 921937835 |
| VCIT | VANGUARD SCOTTSDALE FDS | 57,145 | $4.767M | 0.4% | $83.42 | $83.34 | — | INT-TERM CORP | 92206C870 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 313,329 | $4.709M | 0.4% | $15.03 | $15.03 | — | COM | 01879R106 |
| — | BLACKROCK CORPOR HI YLD III | 643,207 | $4.695M | 0.4% | $7.30 | $7.30 | — | COM | 09255M104 |
| — | FIRST TR INTER DUR PFD & IN | 219,264 | $4.681M | 0.4% | $21.35 | $21.35 | — | COM | 33718W103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 184,278 | $4.378M | 0.4% | $23.76 | $23.76 | — | COM | 670735109 |
| — | BLACKROCK CORE BD TR | 336,626 | $4.376M | 0.4% | $13.00 | $13.00 | — | SHS BEN INT | 09249E101 |
| HCA | HCA HOLDINGS INC | 101,200 | $4.326M | 0.4% | $42.75 * | $35.96 | +1.0% | COM | 40412C101 |
| — | WESTERN ASSET EMRG MKT INCM | 343,921 | $4.313M | 0.4% | $12.54 | $12.54 | — | COM | 95766E103 |
| — | BLACKROCK INCOME OPP TRUST I | 422,432 | $4.182M | 0.3% | $9.90 | $9.90 | — | COM | 092475102 |
| — | MORGAN STANLEY EM MKTS DM DE | 294,437 | $4.152M | 0.3% | $14.10 | $14.10 | — | COM | 617477104 |
| — | WESTERN ASSET MGD HI INCM FD | 727,417 | $4.139M | 0.3% | $5.69 | $5.69 | — | COM | 95766L107 |
| CSX | CSX CORP | 158,560 | $4.081M | 0.3% | $25.74 * | $6.66 | +3.0% | COMP | 126408103 |
| — | BROOKFIELD MTG OPP INC FD IN | 239,596 | $4.061M | 0.3% | $16.95 | $16.95 | — | COM | 112792106 |
| — | ALCOA INC | 500,000 | $4.06M | 0.3% | $8.12 | $7.96 | — | Call | 013817101 |
| NSC | NORFOLK SOUTHERN CORP | 50,200 | $3.883M | 0.3% | $77.35 * | $57.67 | -1.2% | COM | 655844108 |
| — | WESTERN ASSET HGH YLD DFNDFD | 198,897 | $3.552M | 0.3% | $17.86 | $17.86 | — | COM | 95768B107 |
| BPOP | POPULAR INC | 135,000 | $3.541M | 0.3% | $26.23 * | $23.74 | 0.0% | COM NEW | 733174700 |
| — | BLACKROCK HIGH INCOME SHS | 1,641,507 | $3.414M | 0.3% | $2.08 | $2.08 | — | SHS BEN INT | 09250E107 |
| USIG | ISHARES | 30,571 | $3.276M | 0.3% | $107.16 | $107.15 | — | CREDIT BD ETF | 464288620 |
| — | FOREST OIL CORP | 534,868 | $3.263M | 0.3% | $6.10 | $4.09 | — | COM PAR $0.01 | 346091705 |
| ITRI | ITRON INC | 74,551 | $3.193M | 0.3% | $42.83 * | $42.64 | -4.0% | COM | 465741106 |
| VRE | MACK CALI RLTY CORP | 142,460 | $3.126M | 0.3% | $21.94 | $21.94 | — | COM | 554489104 |
| — | WESTERN ASSET GLOBAL CP DEFI | 170,498 | $3.033M | 0.3% | $17.79 | $17.79 | — | COM | 95790C107 |
| — | WESTERN ASSET GLB PTNRS INCO | 259,288 | $2.883M | 0.2% | $11.12 | $11.12 | — | COM | 95766G108 |
| — | BLACKROCK LTD DURATION INC T | 159,536 | $2.707M | 0.2% | $16.97 | $16.97 | — | COM SHS | 09249W101 |
| RIG | TRANSOCEAN LTD | 56,313 | $2.506M | 0.2% | $44.50 * | $47.28 | 0.0% | REG SHS | H8817H100 |
| — | AMERICAN CAPITAL AGENCY CORP | 107,115 | $2.418M | 0.2% | $22.57 | $22.57 | — | COM | 02503X105 |
| — | NEUBERGER BERMAN HGH YLD FD | 182,223 | $2.38M | 0.2% | $13.06 | $13.06 | — | COM | 64128C106 |
| — | FLAHERTY & CRUMRINE DYN PFD | 111,358 | $2.376M | 0.2% | $21.34 | $21.34 | — | SHS | 33848W106 |
| — | PUTNAM PREMIER INCOME TR | 412,883 | $2.172M | 0.2% | $5.26 | $5.26 | — | SH BEN INT | 746853100 |
| — | PEABODY ENERGY CORP | 125,325 | $2.162M | 0.2% | $17.25 | $14.64 | — | COM | 704549104 |
| — | CLAYMORE EXCHANGE TRD FD TR | 95,359 | $2.121M | 0.2% | $22.24 | $22.24 | — | GUGG CRP BD 2016 | 18383M555 |
| — | ABERDEEN GLOBAL INCOME FD IN | 191,745 | $2.077M | 0.2% | $10.83 | $10.83 | — | COM | 003013109 |
| — | BROOKFIELD TOTAL RETURN FD I | 90,004 | $2.065M | 0.2% | $22.94 | $22.94 | — | COM | 11283U108 |
| — | ARMOUR RESIDENTIAL REIT INC | 478,119 | $2.008M | 0.2% | $4.20 | $4.20 | — | COM | 042315101 |
| — | BLACKROCK STRTGC BOND TR | 150,274 | $1.946M | 0.2% | $12.95 | $12.95 | — | COM | 09249G106 |
| NRG | NRG ENERGY INC | 59,300 | $1.621M | 0.1% | $27.34 * | $20.46 | +0.9% | Put | 629377508 |
| — | DWS HIGH INCOME TR | 177,705 | $1.608M | 0.1% | $9.05 | $9.05 | — | SHS NEW | 23337C208 |
| — | INVESCO DYNAMIC CR OPP FD | 124,184 | $1.597M | 0.1% | $12.86 | $12.86 | — | COM | 46132R104 |
| — | INVESCO HIGH INCOME TR II | 95,854 | $1.526M | 0.1% | $15.92 | $15.92 | — | COM | 46131F101 |
| — | MANAGED HIGH YIELD PLUS FD I | 743,235 | $1.486M | 0.1% | $2.00 | $2.00 | — | COM | 561911108 |
| — | BARRICK GOLD CORP | 77,802 | $1.449M | 0.1% | $18.62 | $15.74 | — | COM | 067901108 |
| — | FIRST TR HIGH INCOME L/S FD | 81,758 | $1.434M | 0.1% | $17.54 | $17.54 | — | COM | 33738E109 |
| — | WESTERN ASSET WORLDWIDE INCO | 112,209 | $1.41M | 0.1% | $12.57 | $12.57 | — | COM | 957668106 |
| — | UNITED STATES STL CORP NEW | 68,200 | $1.404M | 0.1% | $20.59 | $17.90 | — | COM | 912909108 |
| — | GLOBAL HIGH INCOME FUND INC | 127,113 | $1.308M | 0.1% | $10.29 | $10.29 | — | COM | 37933G108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 55,625 | $1.217M | 0.1% | $21.88 | $21.88 | — | GUGG CRP BD 2015 | 18383M563 |
| — | INTERNATIONAL GAME TECHNOLOG | 63,330 | $1.199M | 0.1% | $18.93 | $16.71 | — | COM | 459902102 |
| — | LEGG MASON BW GLB INC OPP FD | 68,680 | $1.149M | 0.1% | $16.73 | $16.73 | — | COM | 52469B100 |
| — | STONE HBR EMERG MRKTS INC FD | 56,240 | $1.104M | 0.1% | $19.63 | $19.63 | — | COM | 86164T107 |
| — | MFS GOVT MKTS INCOME TR | 190,836 | $1.082M | 0.1% | $5.67 | $5.67 | — | SH BEN INT | 552939100 |
| — | ANNALY CAP MGMT INC | 93,231 | $1.08M | 0.1% | $11.58 | $11.58 | — | COM | 035710409 |
| — | BLACKROCK HIGH YIELD TR | 156,404 | $1.079M | 0.1% | $6.90 | $6.90 | — | SHS | 09248N102 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 82,763 | $1.065M | 0.1% | $12.87 | $12.87 | — | SH BEN INT | 18914E106 |
| — | AG MTG INVT TR INC | 55,829 | $928K | 0.1% | $16.62 | $16.62 | — | COM | 001228105 |
| THR | THERMON GROUP HLDGS INC | 37,102 | $857K | 0.1% | $23.10 * | $21.16 | 0.0% | COM | 88362T103 |
| — | ALPHA NATURAL RESOURCES INC | 138,880 | $828K | 0.1% | $5.96 | $5.55 | — | COM | 02076X102 |
| HLF | HERBALIFE LTD | 11,300 | $788K | 0.1% | $69.73 | — | — | Put | G4412G101 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 33,822 | $767K | 0.1% | $22.68 | $22.68 | — | COM | 67075A106 |
| — | WESTERN ASSET MTG DEF OPPTY | 33,898 | $763K | 0.1% | $22.51 | $22.51 | — | COM | 95790B109 |
| — | DYNEGY INC NEW DEL | 510,952 | $705K | 0.1% | $1.38 | $1.85 | — | *W EXP 99/99/999 | 26817R116 |
| — | CALAMOS GBL DYN INCOME FUND | 81,142 | $691K | 0.1% | $8.52 | $8.52 | — | COM | 12811L107 |
| — | LMP CAP & INCOME FD INC | 43,000 | $639K | 0.1% | $14.86 | $14.86 | — | COM | 50208A102 |
| — | BIOAMBER INC | 127,450 | $625K | 0.1% | $4.90 | $6.80 | — | COM | 09072Q106 |
| — | MFS MULTIMARKET INCOME TR | 92,072 | $609K | 0.1% | $6.61 | $6.61 | — | SH BEN INT | 552737108 |
| — | POLYPORE INTL INC | 14,603 | $598K | 0.0% | $40.95 | $40.31 | — | COM | 73179V103 |
| — | DELAWARE ENHANCED GBL DIV & | 45,813 | $545K | 0.0% | $11.90 | $11.90 | — | COM | 246060107 |
| — | NUVEEN DIVERSIFIED DIV INCM | 47,729 | $534K | 0.0% | $11.19 | $11.19 | — | COM | 6706EP105 |
| — | MFS CHARTER INCOME TR | 59,399 | $532K | 0.0% | $8.96 | $8.96 | — | SH BEN INT | 552727109 |
| — | FIRST TR STRATEGIC HIGH INC | 33,171 | $528K | 0.0% | $15.92 | $15.92 | — | COM SHS NEW | 337353304 |
| — | INVESCO MORTGAGE CAPITAL INC | 33,000 | $508K | 0.0% | $15.39 | $15.39 | — | COM | 46131B100 |
| — | AVENUE INCOME CR STRATEGIES | 29,581 | $500K | 0.0% | $16.90 | $16.90 | — | COM | 05358E106 |
| VCLT | VANGUARD SCOTTSDALE FDS | 5,875 | $482K | 0.0% | $82.04 | $82.04 | — | LG-TERM COR BD | 92206C813 |
| — | APOLLO RESIDENTIAL MTG INC | 30,000 | $438K | 0.0% | $14.60 | $14.60 | — | COM | 03763V102 |
| BLV | VANGUARD BD INDEX FD INC | 5,175 | $430K | 0.0% | $83.09 | $83.09 | — | LONG TERM BOND | 921937793 |
| — | TIME WARNER CABLE INC | 3,548 | $396K | 0.0% | $111.61 | $112.48 | — | COM | 88732J207 |
| — | FIRST TR ABERDEEN GLBL OPP F | 26,600 | $387K | 0.0% | $14.55 | $14.55 | — | COM SHS | 337319107 |
| — | ARES DYNAMIC CR ALLOCATION F | 19,585 | $355K | 0.0% | $18.13 | $18.13 | — | COM | 04014F102 |
| — | NUVEEN CR STRATEGIES INCM FD | 36,796 | $344K | 0.0% | $9.35 | $9.35 | — | COM SHS | 67073D102 |
| — | STRATEGIC GLOBAL INCOME FD | 33,969 | $316K | 0.0% | $9.30 | $9.30 | — | COM | 862719101 |
| — | NUVEEN FLOATING RATE INCOME | 22,925 | $274K | 0.0% | $11.95 | $11.95 | — | COM | 67072T108 |
| — | APOLLO SR FLOATING RATE FD I | 14,900 | $266K | 0.0% | $17.85 | $17.85 | — | COM | 037636107 |
| — | EATON VANCE FLTG RATE INCOM | 14,202 | $254K | 0.0% | $17.88 | $17.88 | — | COM SHS BEN INT | 278284104 |
| — | STONE HBR EMERG MKTS TL INC | 11,740 | $234K | 0.0% | $19.93 | $19.93 | — | COM | 86164W100 |
| — | NUVEEN SR INCOME FD | 30,989 | $223K | 0.0% | $7.20 | $7.20 | — | COM | 67067Y104 |
| — | MORGAN STANLEY EMER MKTS DEB | 21,826 | $218K | 0.0% | $9.99 | $9.99 | — | COM | 61744H105 |
| — | NUVEEN FLEXIBLE INVT INCOME | 12,715 | $211K | 0.0% | $16.59 | $16.59 | — | COM | 67075B104 |
| — | NEXPOINT CR STRATEGIES FD | 25,300 | $194K | 0.0% | $7.67 | $7.67 | — | COM | 65340G106 |
| — | CLOUGH GLOBAL ALLOCATION FD | 12,367 | $188K | 0.0% | $15.20 | $15.20 | — | COM | 18913Y103 |
| — | MFS INTERMARKET INCOME TRUST | 20,322 | $163K | 0.0% | $8.02 | $8.02 | — | SH BEN INT | 59318R103 |
| — | CYS INVTS INC | 16,500 | $134K | 0.0% | $8.12 | $8.12 | — | COM | 12673A108 |
| — | CALAMOS CONV & HIGH INCOME F | 10,361 | $130K | 0.0% | $12.55 | $12.55 | — | COM SHS | 12811P108 |
| — | MFS INTER INCOME TR | 24,410 | $130K | 0.0% | $5.33 | $5.33 | — | SH BEN INT | 55273C107 |
| — | BIOAMBER INC | 128,450 | $103K | 0.0% | $0.80 | $0.54 | — | *W EXP 05/09/201 | 09072Q114 |
| — | ADVENT CLAY CONV SEC INC FD | 14,408 | $100K | 0.0% | $6.94 | $6.94 | — | COM | 007639107 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 13,600 | $65,000 | 0.0% | $4.78 | $4.78 | — | COM | 02082E106 |