CIK: 0001510281 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $1,722,440 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES | 1,082,980 | $100,587 | 5.8% | $91.56 | — | IBOXX HI YD ETF | 464288513 |
| — | PIMCO DYNAMIC CR INCOME FD | 3,319,776 | $74,629 | 4.3% | $22.35 | — | COM SHS | 72202D106 |
| AGO | ASSURED GUARANTY LTD | 3,000,000 | $70,770 | 4.1% | $17.07 | +3.3% | Put | G0585R106 |
| — | BLACKROCK CORPOR HI YLD FD V | 5,734,766 | $69,792 | 4.1% | $12.13 | — | COM | 09255P107 |
| MBI | MBIA INC | 5,840,800 | $69,739 | 4.0% | $5.49 | -8.4% | Put | 55262C100 |
| AGG | ISHARES TR | 413,281 | $43,985 | 2.6% | $106.69 | — | CORE TOTUSBD ETF | 464287226 |
| — | BLACKROCK CR ALLCTN INC TR | 3,111,644 | $40,638 | 2.4% | $13.05 | — | COM | 092508100 |
| — | MORGAN STANLEY EM MKTS DM DE | 3,002,357 | $39,091 | 2.3% | $13.13 | — | COM | 617477104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 6,648,632 | $38,296 | 2.2% | $5.85 | — | COM | 003009107 |
| — | BLACKROCK DEBT STRAT FD INC | 9,199,345 | $36,705 | 2.1% | $4.00 | — | COM | 09255R103 |
| RDN | RADIAN GROUP INC | 2,572,403 | $36,322 | 2.1% | $11.32 | +2.1% | COM | 750236101 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 2,022,202 | $35,085 | 2.0% | $17.35 | — | COM | 74433A109 |
| SLM | SLM CORP | 1,293,600 | $33,996 | 2.0% | $9.19 | 0.0% | Put | 78442P106 |
| — | STAPLES INC | 2,012,200 | $31,974 | 1.9% | $15.18 | — | Put | 855030102 |
| GM | GENERAL MTRS CO | 771,577 | $31,534 | 1.8% | $23.62 | +19.3% | COM | 37045V100 |
| — | WELLS FARGO ADVANTAGE INCOME | 3,373,205 | $30,966 | 1.8% | $9.11 | — | COM SHS | 94987B105 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,708,385 | $29,230 | 1.7% | $16.89 | — | COM | 09258A107 |
| DGX | QUEST DIAGNOSTICS INC | 501,800 | $26,866 | 1.6% | $46.46 | 0.0% | Call | 74834L100 |
| — | DOUBLELINE INCOME SOLUTIONS | 1,261,432 | $26,604 | 1.5% | $21.59 | — | COM | 258622109 |
| FLOT | ISHARES | 487,915 | $24,747 | 1.4% | $50.72 | — | FLTG RATE BD ETF | 46429B655 |
| — | MERITOR INC | 2,135,300 | $22,271 | 1.3% | $10.43 | — | COM | 59001K100 |
| — | AVON PRODS INC | 1,194,904 | $20,576 | 1.2% | $17.22 | — | COM | 054303102 |
| — | PRUDENTIAL SHT DURATION HG Y | 1,103,037 | $19,182 | 1.1% | $17.39 | — | COM | 74442F107 |
| — | FREESCALE SEMICONDUCTOR LTD | 1,188,117 | $19,069 | 1.1% | $16.05 | — | SHS | G3727Q101 |
| SPSB | SPDR SERIES TRUST | 568,396 | $17,444 | 1.0% | $30.69 | — | BARC SHT TR CP | 78464A474 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,185,402 | $16,667 | 1.0% | $14.06 | — | COM SHS | 94987D101 |
| — | WESTERN ASSET EMRG MKT INCM | 1,390,240 | $16,460 | 1.0% | $12.01 | — | COM | 95766E103 |
| — | PUTNAM PREMIER INCOME TR | 2,920,974 | $15,890 | 0.9% | $5.41 | — | SH BEN INT | 746853100 |
| — | PIMCO DYNAMIC INCOME FD | 541,767 | $15,782 | 0.9% | $28.69 | — | SHS | 72201Y101 |
| — | BLACKROCK LTD DURATION INC T | 894,186 | $15,308 | 0.9% | $17.09 | — | COM SHS | 09249W101 |
| GLNG | GOLAR LNG LTD BERMUDA | 418,100 | $15,173 | 0.9% | $26.01 | +9.4% | Call | G9456A100 |
| — | EATON VANCE LTD DUR INCOME F | 977,791 | $14,960 | 0.9% | $15.43 | — | COM | 27828H105 |
| — | WESTERN ASSET EMRG MKT DEBT | 844,160 | $14,520 | 0.8% | $17.64 | — | COM | 95766A101 |
| DAL | DELTA AIR LINES INC DEL | 500,000 | $13,735 | 0.8% | — | — | Put | 247361702 |
| — | BLACKROCK CORE BD TR | 1,035,938 | $13,343 | 0.8% | $12.92 | — | SHS BEN INT | 09249E101 |
| USIG | ISHARES | 124,117 | $13,268 | 0.8% | $106.96 | — | CREDIT BD ETF | 464288620 |
| — | HILLSHIRE BRANDS CO | 395,763 | $13,234 | 0.8% | $32.58 | — | COM | 432589109 |
| — | WESTERN ASSET MGD HI INCM FD | 2,274,374 | $12,873 | 0.7% | $5.67 | — | COM | 95766L107 |
| — | NUVEEN MTG OPPORTUNITY TERM | 522,948 | $12,101 | 0.7% | $23.36 | — | COM | 670735109 |
| — | FOREST OIL CORP | 3,182,087 | $11,487 | 0.7% | $3.69 | — | COM PAR $0.01 | 346091705 |
| GLNG | GOLAR LNG LTD BERMUDA | 315,714 | $11,457 | 0.7% | $26.01 | +9.4% | SHS | G9456A100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 627,133 | $11,332 | 0.7% | $17.99 | — | COM | 95790C107 |
| — | GLOBAL HIGH INCOME FUND INC | 1,075,579 | $10,670 | 0.6% | $9.96 | — | COM | 37933G108 |
| — | WESTERN ASSET HIGH INCM OPP | 1,738,649 | $10,310 | 0.6% | $5.96 | — | COM | 95766K109 |
| AMKR | AMKOR TECHNOLOGY INC | 1,620,235 | $9,932 | 0.6% | $3.95 | +25.9% | COM | 031652100 |
| — | HCP INC | 273,245 | $9,924 | 0.6% | $40.40 | — | COM | 40414L109 |
| GLW | CORNING INC | 548,397 | $9,772 | 0.6% | $10.49 | +14.9% | COM | 219350105 |
| — | ENCANA CORP | 536,715 | $9,688 | 0.6% | $17.20 | — | COM | 292505104 |
| — | AMERICAN CAPITAL AGENCY CORP | 500,000 | $9,645 | 0.6% | $22.57 | — | Call | 02503X105 |
| MTG | MGIC INVT CORP WIS | 1,087,096 | $9,175 | 0.5% | $7.98 | 0.0% | COM | 552848103 |
| — | LEXMARK INTL NEW | 250,000 | $8,880 | 0.5% | — | — | Put | 529771107 |
| — | BARRICK GOLD CORP | 503,643 | $8,879 | 0.5% | $17.34 | — | COM | 067901108 |
| — | WESTERN ASSET HGH YLD DFNDFD | 480,866 | $8,516 | 0.5% | $17.77 | — | COM | 95768B107 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 1,190,287 | $8,487 | 0.5% | $7.13 | — | COM | 01881E101 |
| — | APOLLO TACTICAL INCOME FD IN | 469,813 | $8,457 | 0.5% | $16.89 | — | COM | 037638103 |
| — | AK STL HLDG CORP | 1,015,186 | $8,325 | 0.5% | $8.20 | — | COM | 001547108 |
| ETR | ENTERGY CORP NEW | 129,707 | $8,207 | 0.5% | $20.28 | -3.6% | COM | 29364G103 |
| — | TEEKAY CORPORATION | 170,842 | $8,202 | 0.5% | $40.63 | — | COM | Y8564W103 |
| — | MFS CHARTER INCOME TR | 895,814 | $8,107 | 0.5% | $9.04 | — | SH BEN INT | 552727109 |
| MGM | MGM RESORTS INTERNATIONAL | 336,565 | $7,916 | 0.5% | $13.35 | +44.1% | COM | 552953101 |
| — | INVESCO BD FD | 445,890 | $7,888 | 0.5% | $17.69 | — | COM | 46132L107 |
| — | NEUBERGER BERMAN HGH YLD FD | 559,774 | $7,423 | 0.4% | $13.20 | — | COM | 64128C106 |
| — | HANCOCK JOHN PREMUIM DIV FD | 607,591 | $7,048 | 0.4% | $11.60 | — | COM SH BEN INT | 41013T105 |
| VRE | MACK CALI RLTY CORP | 317,297 | $6,816 | 0.4% | $21.69 | — | COM | 554489104 |
| — | FIRST TR INTER DUR PFD & IN | 303,356 | $6,446 | 0.4% | $21.32 | — | COM | 33718W103 |
| — | BLACKROCK INCOME OPP TRUST I | 663,044 | $6,432 | 0.4% | $9.83 | — | COM | 092475102 |
| DDS | DILLARDS INC | 63,647 | $6,187 | 0.4% | $59.94 | +7.0% | CL A | 254067101 |
| — | DWS HIGH INCOME OPPORT FD IN | 423,737 | $6,102 | 0.4% | $14.40 | — | COM NEW | 23339M204 |
| — | WESTERN ASSET GLB HI INCOME | 497,876 | $6,094 | 0.4% | $12.33 | — | COM | 95766B109 |
| SWK | STANLEY BLACK & DECKER INC | 75,428 | $6,086 | 0.4% | $56.98 | +5.7% | COM | 854502101 |
| — | BROOKFIELD MTG OPP INC FD IN | 361,618 | $5,992 | 0.3% | $16.82 | — | COM | 112792106 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 154,190 | $5,819 | 0.3% | $30.06 | 0.0% | COM | 35671D857 |
| FLEX | FLEXTRONICS INTL LTD | 735,414 | $5,714 | 0.3% | $6.07 | 0.0% | ORD | Y2573F102 |
| — | MANAGED HIGH YIELD PLUS FD I | 2,801,403 | $5,687 | 0.3% | $2.02 | — | COM | 561911108 |
| MBI | MBIA INC | 466,898 | $5,575 | 0.3% | $5.49 | -8.4% | COM | 55262C100 |
| — | NUVEEN QUALITY PFD INCOME FD | 724,990 | $5,575 | 0.3% | $7.69 | — | COM | 67071S101 |
| SLM | SLM CORP | 211,051 | $5,546 | 0.3% | $9.19 | 0.0% | COM | 78442P106 |
| KBH | KB HOME | 303,147 | $5,542 | 0.3% | $15.05 | 0.0% | COM | 48666K109 |
| — | PUTNAM MASTER INTER INCOME T | 1,084,090 | $5,464 | 0.3% | $5.04 | — | SH BEN INT | 746909100 |
| — | LEGG MASON BW GLB INC OPP FD | 322,888 | $5,447 | 0.3% | $16.84 | — | COM | 52469B100 |
| — | ALCOA INC | 500,000 | $5,315 | 0.3% | $7.96 | — | Call | 013817101 |
| — | SPDR SERIES TRUST | 127,314 | $5,164 | 0.3% | $39.63 | — | BRC HGH YLD BD | 78464A417 |
| — | FRANKLIN TEMPLETON LTD DUR I | 394,414 | $5,123 | 0.3% | $12.99 | — | COM | 35472T101 |
| — | DWS HIGH INCOME TR | 535,014 | $4,890 | 0.3% | $9.11 | — | SHS NEW | 23337C208 |
| WEN | WENDYS CO | 548,584 | $4,784 | 0.3% | $5.79 | +48.2% | COM | 95058W100 |
| — | BLACKROCK FLOAT RATE OME STR | 317,279 | $4,635 | 0.3% | $14.61 | — | COM | 09255X100 |
| — | NABORS INDUSTRIES LTD | 268,663 | $4,565 | 0.3% | $16.99 | — | SHS | G6359F103 |
| — | WESTERN ASSET MTG DEF OPPTY | 184,712 | $4,282 | 0.2% | $23.06 | — | COM | 95790B109 |
| — | FIRST TR HIGH INCOME L/S FD | 244,031 | $4,202 | 0.2% | $17.33 | — | COM | 33738E109 |
| — | WESTERN ASSET INVT GRADE DEF | 204,269 | $4,126 | 0.2% | $20.20 | — | COM | 95790A101 |
| DVN | DEVON ENERGY CORP NEW | 66,472 | $4,113 | 0.2% | $37.00 | +10.9% | COM | 25179M103 |
| THC | TENET HEALTHCARE CORP | 97,448 | $4,105 | 0.2% | $43.57 | -0.1% | COM NEW | 88033G407 |
| — | WEATHERFORD INTERNATIONAL LT | 259,855 | $4,025 | 0.2% | $13.70 | — | REG SHS | H27013103 |
| DGX | QUEST DIAGNOSTICS INC | 64,900 | $3,475 | 0.2% | $46.46 | 0.0% | COM | 74834L100 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 127,026 | $3,423 | 0.2% | $26.95 | — | COM | 76973Q105 |
| — | POWERSHARES ETF TRUST II | 135,093 | $3,361 | 0.2% | $24.88 | — | SENIOR LN PORT | 73936Q769 |
| — | SUPERVALU INC | 446,970 | $3,258 | 0.2% | $7.29 | — | COM | 868536103 |
| — | BLACKROCK INCOME TR INC | 500,881 | $3,246 | 0.2% | $6.48 | — | COM | 09247F100 |
| — | INVESCO HIGH INCOME TR II | 198,977 | $3,198 | 0.2% | $16.00 | — | COM | 46131F101 |
| — | MFS MULTIMARKET INCOME TR | 471,288 | $3,120 | 0.2% | $6.62 | — | SH BEN INT | 552737108 |
| — | BLACKSTONE GSO LNG SHRT CR I | 174,427 | $3,117 | 0.2% | $17.87 | — | COM SHS BN INT | 09257D102 |
| BLV | VANGUARD BD INDEX FD INC | 37,616 | $3,076 | 0.2% | $81.96 | — | LONG TERM BOND | 921937793 |
| — | BROOKFIELD TOTAL RETURN FD I | 127,671 | $3,033 | 0.2% | $23.18 | — | COM | 11283U108 |
| — | WESTERN ASSET WORLDWIDE INCO | 244,827 | $2,982 | 0.2% | $12.36 | — | COM | 957668106 |
| — | WESTERN ASSET INCOME FD | 218,046 | $2,872 | 0.2% | $13.17 | — | COM | 95766T100 |
| KALU | KAISER ALUMINUM CORP | 39,873 | $2,801 | 0.2% | $43.35 | +9.5% | COM PAR $0.01 | 483007704 |
| BIV | VANGUARD BD INDEX FD INC | 34,169 | $2,792 | 0.2% | $81.71 | — | INTERMED TERM | 921937819 |
| UHS | UNIVERSAL HLTH SVCS INC | 34,127 | $2,773 | 0.2% | $62.83 | +21.1% | CL B | 913903100 |
| — | MFS INTER INCOME TR | 521,763 | $2,703 | 0.2% | $5.19 | — | SH BEN INT | 55273C107 |
| — | CROSSTEX ENERGY INC | 74,557 | $2,696 | 0.2% | $19.76 | — | COM | 22765Y104 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 67,978 | $2,669 | 0.2% | $37.05 | -7.3% | COM | 203668108 |
| — | WESTERN ASSET GLB PTNRS INCO | 243,198 | $2,634 | 0.2% | $11.12 | — | COM | 95766G108 |
| — | ALCOA INC | 244,801 | $2,602 | 0.2% | $7.96 | — | COM | 013817101 |
| — | WESTERN ASSET VAR RT STRG FD | 143,756 | $2,519 | 0.1% | $17.52 | — | COM | 957667108 |
| VMBS | VANGUARD SCOTTSDALE FDS | 46,300 | $2,365 | 0.1% | $51.08 | — | MORTG-BACK SEC | 92206C771 |
| HCA | HCA HOLDINGS INC | 49,057 | $2,341 | 0.1% | $35.96 | +19.5% | COM | 40412C101 |
| NSC | NORFOLK SOUTHERN CORP | 24,654 | $2,289 | 0.1% | $57.67 | +13.9% | COM | 655844108 |
| — | FLAHERTY & CRUMRINE DYN PFD | 111,258 | $2,284 | 0.1% | $21.34 | — | SHS | 33848W106 |
| CSX | CSX CORP | 77,872 | $2,240 | 0.1% | $6.66 | +10.6% | COMP | 126408103 |
| — | PEABODY ENERGY CORP | 112,267 | $2,193 | 0.1% | $14.64 | — | COM | 704549104 |
| — | NEXPOINT CR STRATEGIES FD | 229,031 | $2,157 | 0.1% | $9.22 | — | COM | 65340G106 |
| — | FIRST TR STRATEGIC HIGH INC | 132,843 | $2,132 | 0.1% | $16.02 | — | COM SHS NEW | 337353304 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 96,358 | $2,127 | 0.1% | $22.29 | — | COM | 67075A106 |
| — | CLAYMORE EXCHANGE TRD FD TR | 95,359 | $2,126 | 0.1% | $22.24 | — | GUGG CRP BD 2016 | 18383M555 |
| — | COHEN & STEERS LTD DUR PFD I | 90,847 | $2,055 | 0.1% | $22.62 | — | COM | 19248C105 |
| — | ABERDEEN GLOBAL INCOME FD IN | 196,290 | $2,036 | 0.1% | $10.82 | — | COM | 003013109 |
| — | MFS GOVT MKTS INCOME TR | 348,192 | $1,995 | 0.1% | $5.70 | — | SH BEN INT | 552939100 |
| — | YRC WORLDWIDE INC | 2,000,000 | $1,925 | 0.1% | $0.96 | — | NOTE 10.000% 3/3 | 984249AB8 |
| VCIT | VANGUARD SCOTTSDALE FDS | 22,438 | $1,856 | 0.1% | $83.34 | — | INT-TERM CORP | 92206C870 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 197,633 | $1,753 | 0.1% | $8.87 | — | COM | 67073B106 |
| NRG | NRG ENERGY INC | 59,300 | $1,703 | 0.1% | — | — | Put | 629377508 |
| — | ROVI CORP | 79,894 | $1,573 | 0.1% | $19.69 | — | COM | 779376102 |
| — | MFS INTERMEDIATE HIGH INC FD | 538,424 | $1,556 | 0.1% | $2.89 | — | SH BEN INT | 59318T109 |
| — | AVENUE INCOME CR STRATEGIES | 88,187 | $1,550 | 0.1% | $17.35 | — | COM | 05358E106 |
| — | ARES MULTI STRATEGY CR FD IN | 72,660 | $1,538 | 0.1% | $21.17 | — | COM | 04014Q108 |
| — | TEMPLETON GLOBAL INCOME FD | 191,424 | $1,522 | 0.1% | $7.95 | — | COM | 880198106 |
| — | MORGAN STANLEY EMER MKTS DEB | 159,348 | $1,520 | 0.1% | $9.60 | — | COM | 61744H105 |
| — | PUTMAN HIGH INCOME SEC FUND | 182,977 | $1,511 | 0.1% | $8.26 | — | SHS BEN INT | 746779107 |
| — | TIME WARNER CABLE INC | 10,859 | $1,471 | 0.1% | $127.95 | — | COM | 88732J207 |
| — | BLACKSTONE GSO STRATEGIC CR | 72,510 | $1,291 | 0.1% | $17.80 | — | COM SHS BEN IN | 09257R101 |
| — | MORGAN STANLEY TRUSTS | 76,227 | $1,283 | 0.1% | $16.83 | — | INCOME SECS INC | 61745P874 |
| — | FIRST TR ABERDEEN GLBL OPP F | 90,059 | $1,265 | 0.1% | $14.19 | — | COM SHS | 337319107 |
| — | INTERNATIONAL GAME TECHNOLOG | 67,268 | $1,222 | 0.1% | $16.79 | — | COM | 459902102 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 53,034 | $1,218 | 0.1% | $22.97 | — | COM | 67074R100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 55,625 | $1,217 | 0.1% | $21.88 | — | GUGG CRP BD 2015 | 18383M563 |
| — | NUVEEN QUALITY PFD INC FD 3 | 151,542 | $1,190 | 0.1% | $7.85 | — | COM | 67072W101 |
| MBB | ISHARES | 10,956 | $1,146 | 0.1% | $104.60 | — | MBS ETF | 464288588 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 67,424 | $1,141 | 0.1% | $16.92 | — | COM | 92829B101 |
| — | EATON VANCE SH TM DR DIVR IN | 72,245 | $1,103 | 0.1% | $15.27 | — | COM | 27828V104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 82,163 | $1,074 | 0.1% | $12.87 | — | SH BEN INT | 18914E106 |
| — | NUVEEN CR STRATEGIES INCM FD | 107,896 | $1,050 | 0.1% | $9.60 | — | COM SHS | 67073D102 |
| — | BABSON CAP GLB SHT DURHGH YL | 45,386 | $1,049 | 0.1% | $23.11 | — | COM | 05617T100 |
| — | CREDIT SUISSE ASSET MGMT INC | 291,103 | $1,036 | 0.1% | $3.56 | — | COM | 224916106 |
| — | OWENS ILL INC | 28,099 | $1,005 | 0.1% | $35.77 | — | COM NEW | 690768403 |
| — | CALAMOS GBL DYN INCOME FUND | 111,742 | $1,002 | 0.1% | $8.64 | — | COM | 12811L107 |
| — | CUTWATER SELECT INCOME FD | 53,885 | $987 | 0.1% | $18.32 | — | COM | 232229104 |
| — | ARMOUR RESIDENTIAL REIT INC | 231,343 | $928 | 0.1% | $4.20 | — | COM | 042315101 |
| — | STRATEGIC GLOBAL INCOME FD | 101,874 | $920 | 0.1% | $9.12 | — | COM | 862719101 |
| — | DYNEGY INC NEW DEL | 660,952 | $899 | 0.1% | $1.74 | — | *W EXP 99/99/999 | 26817R116 |
| HLF | HERBALIFE LTD | 11,300 | $889 | 0.1% | — | — | Put | G4412G101 |
| — | GUGGENHEIM CR ALLOCATION FD | 38,299 | $861 | 0.0% | $22.48 | — | COM | 40168G108 |
| — | LMP CAP & INCOME FD INC | 53,863 | $849 | 0.0% | $15.04 | — | COM | 50208A102 |
| — | HANCOCK JOHN INCOME SECS TR | 56,997 | $815 | 0.0% | $14.30 | — | COM | 410123103 |
| — | FIRST TRUST MORTGAGE INCM FD | 51,727 | $805 | 0.0% | $15.56 | — | COM SHS | 33734E103 |
| — | IVY HIGH INC OPPORTUNITIES F | 44,740 | $804 | 0.0% | $17.97 | — | COM | 465893105 |
| — | HANCOCK JOHN PFD INCOME FD I | 50,946 | $794 | 0.0% | $15.59 | — | COM | 41021P103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 79,731 | $769 | 0.0% | $9.64 | — | COM NEW | 641876800 |
| — | BIOAMBER INC | 98,882 | $740 | 0.0% | $6.80 | — | COM | 09072Q106 |
| — | TRANSAMERICA INCOME SHS INC | 31,150 | $650 | 0.0% | $20.87 | — | COM | 893506105 |
| — | DELAWARE ENHANCED GBL DIV & | 46,269 | $565 | 0.0% | $11.90 | — | COM | 246060107 |
| — | NUVEEN DIVERSIFIED DIV INCM | 47,729 | $538 | 0.0% | $11.19 | — | COM | 6706EP105 |
| — | POLYPORE INTL INC | 13,568 | $528 | 0.0% | $40.31 | — | COM | 73179V103 |
| — | COHEN & STEERS SLT PFD INCM | 20,874 | $515 | 0.0% | $24.67 | — | COM | 19248Y107 |
| SPLB | SPDR SERIES TRUST | 13,617 | $505 | 0.0% | $37.09 | — | LNG TRM CORP BD | 78464A367 |
| — | ANNALY CAP MGMT INC | 45,111 | $450 | 0.0% | $11.58 | — | COM | 035710409 |
| — | AG MTG INVT TR INC | 27,013 | $422 | 0.0% | $16.62 | — | COM | 001228105 |
| — | AMERICAN INCOME FD INC | 54,382 | $399 | 0.0% | $7.34 | — | COM | 02672T109 |
| — | NUVEEN GBL INCOME OPPORTUN F | 32,762 | $373 | 0.0% | $11.39 | — | COM | 67073C104 |
| — | KKR INCOME OPPORTUNITIES FD | 19,500 | $350 | 0.0% | $17.95 | — | COM | 48249T106 |
| — | CALAMOS CONV & HIGH INCOME F | 25,961 | $336 | 0.0% | $12.78 | — | COM SHS | 12811P108 |
| — | MFS INTERMARKET INCOME TRUST | 38,596 | $313 | 0.0% | $8.06 | — | SH BEN INT | 59318R103 |
| — | EATON VANCE FLTG RATE INCOM | 17,202 | $312 | 0.0% | $17.93 | — | COM SHS BEN INT | 278284104 |
| VMC | VULCAN MATLS CO | 5,237 | $311 | 0.0% | $50.25 | 0.0% | COM | 929160109 |
| — | FRANKLIN UNVL TR | 43,280 | $300 | 0.0% | $6.93 | — | SH BEN INT | 355145103 |
| — | NUVEEN QUALITY PFD INCOME FD | 34,360 | $280 | 0.0% | $8.15 | — | COM | 67072C105 |
| — | ALCOA INC | 24,900 | $265 | 0.0% | $7.96 | — | Put | 013817101 |
| — | FORT DEARBORN INCOME SECS IN | 18,559 | $256 | 0.0% | $13.79 | — | COM | 347200107 |
| — | ADVENT CLAY CONV SEC INC FD | 32,309 | $235 | 0.0% | $7.13 | — | COM | 007639107 |
| — | INVESCO MORTGAGE CAPITAL INC | 15,967 | $234 | 0.0% | $15.39 | — | COM | 46131B100 |
| — | NUVEEN FLEXIBLE INVT INCOME | 13,615 | $224 | 0.0% | $16.59 | — | COM | 67075B104 |
| IGLB | ISHARES | 3,998 | $220 | 0.0% | $55.03 | — | 10+ YR CR BD ETF | 464289511 |
| — | APOLLO RESIDENTIAL MTG INC | 14,515 | $215 | 0.0% | $14.60 | — | COM | 03763V102 |
| — | LMP CORPORATE LN FD INC | 13,510 | $165 | 0.0% | $12.21 | — | COM | 50208B100 |
| — | BLACKROCK FLOATING RATE INCO | 11,600 | $162 | 0.0% | $13.97 | — | COM | 091941104 |
| — | HELIOS ADVANTAGE INCOME FD I | 16,870 | $153 | 0.0% | $9.07 | — | COM NEW | 42327W206 |
| — | HELIOS MULTI SEC HI INC FD I | 23,612 | $142 | 0.0% | $6.01 | — | COM NEW | 42327Y202 |
| — | DWS MULTI MKT INCOME TR | 13,550 | $127 | 0.0% | $9.37 | — | SHS | 23338L108 |
| — | DWS GLOBAL HIGH INCOME FD | 14,381 | $115 | 0.0% | $8.00 | — | COM | 23338W104 |
| — | ELLSWORTH FUND LTD | 12,860 | $105 | 0.0% | $8.16 | — | COM | 289074106 |
| — | BIOAMBER INC | 128,450 | $94 | 0.0% | $0.54 | — | *W EXP 05/09/201 | 09072Q114 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 13,600 | $69 | 0.0% | $4.78 | — | COM | 02082E106 |