Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $999M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CORPOR HI YLD FD I | 6,330,910 | $68.31M | 6.8% | $10.79 | $12.11 | — | COM | 09255P107 |
| — | UNITED STATES STL CORP NEW | 3,151,400 | $64.98M | 6.5% | $20.62 | $23.36 | — | Put | 912909108 |
| — | BLACKROCK DEBT STRAT FD INC | 16,509,559 | $59.77M | 6.0% | $3.62 | $3.96 | — | COM | 09255R103 |
| RIG | TRANSOCEAN LTD | 3,300,400 | $53.2M | 5.3% | $16.12 * | $18.01 | 0.0% | Put | H8817H100 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,396,857 | $37.46M | 3.7% | $15.63 | $16.43 | — | COM SHS BEN IN | 09257R101 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,659,015 | $33.48M | 3.3% | $20.18 | $21.70 | — | COM SHS | 72202D106 |
| GM | GENERAL MTRS CO | 1,000,000 | $33.33M | 3.3% | $33.33 | — | — | Call | 37045V100 |
| — | FRONTIER COMMUNICATIONS CORP | 6,481,600 | $32.08M | 3.2% | $4.95 | $4.95 | — | Put | 35906A108 |
| — | CONSOL ENERGY INC | 1,232,800 | $26.8M | 2.7% | $21.74 | $27.58 | — | Put | 20854P109 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,881,756 | $24.93M | 2.5% | $8.65 | $12.74 | — | COM | 617477104 |
| — | CENTURYLINK INC | 796,400 | $23.4M | 2.3% | $29.38 | $29.37 | — | Put | 156700106 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,745,895 | $22.1M | 2.2% | $12.66 | $13.88 | — | COM SHS | 94987D101 |
| AGG | ISHARES TR | 202,619 | $22.04M | 2.2% | $108.78 | $111.43 | — | CORE US AGGBD ET | 464287226 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,484,594 | $21.68M | 2.2% | $14.60 | $14.57 | — | COM | 25158Y102 |
| — | WESTERN ASSET MGD HI INCM FD | 4,380,705 | $21.64M | 2.2% | $4.94 | $5.63 | — | COM | 95766L107 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,284,616 | $21.3M | 2.1% | $16.58 | $17.15 | — | COM | 09258A107 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,316,128 | $20.27M | 2.0% | $15.40 | $17.71 | — | COM | 95768B107 |
| — | WELLS FARGO ADVANTAGE INCOME | 2,441,012 | $20.19M | 2.0% | $8.27 | $9.11 | — | COM SHS | 94987B105 |
| — | WESTERN ASSET HIGH INCM OPP | 3,264,869 | $16.81M | 1.7% | $5.15 | $5.76 | — | COM | 95766K109 |
| — | GLOBAL HIGH INCOME FUND INC | 1,884,471 | $16M | 1.6% | $8.49 | $10.00 | — | COM | 37933G108 |
| — | WESTERN ASSET EMRG MKT INCM | 1,485,149 | $15.94M | 1.6% | $10.73 | $12.02 | — | COM | 95766E103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 682,186 | $15.48M | 1.5% | $22.69 | $23.75 | — | COM | 670735109 |
| — | FRANKLIN LTD DURATION INC TR | 1,140,936 | $13.29M | 1.3% | $11.65 | $12.84 | — | COM | 35472T101 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,119,324 | $13.19M | 1.3% | $11.78 | $12.89 | — | COM | 64128C106 |
| — | DEUTSCHE HIGH INCOME TR | 1,504,311 | $12.82M | 1.3% | $8.52 | $8.92 | — | SHS | 25155R100 |
| — | BLACKROCK CR ALLCTN INC TR | 962,466 | $12.19M | 1.2% | $12.67 | $13.72 | — | COM | 092508100 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,447,792 | $11.74M | 1.2% | $8.11 | $8.57 | — | SHS | 25160E102 |
| — | MANAGED HIGH YIELD PLUS FD I | 6,132,069 | $10.98M | 1.1% | $1.79 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,090,526 | $10.37M | 1.0% | $4.96 | $6.27 | — | COM | 003009107 |
| — | PUTNAM PREMIER INCOME TR | 2,006,433 | $10.23M | 1.0% | $5.10 | $5.48 | — | SH BEN INT | 746853100 |
| — | WESTERN ASSET EMRG MKT DEBT | 668,066 | $9.994M | 1.0% | $14.96 | $17.54 | — | COM | 95766A101 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 1,096,500 | $9.923M | 1.0% | $9.05 | $9.05 | — | Put | 71654V408 |
| BND | VANGUARD BD INDEX FD INC | 106,226 | $8.632M | 0.9% | $81.26 | $82.79 | — | TOTAL BND MRKT | 921937835 |
| — | LINN ENERGY LLC | 962,800 | $8.579M | 0.9% | $8.91 | $8.91 | — | Put | 536020100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 545,522 | $8.45M | 0.8% | $15.49 | $17.04 | — | COM SHS BN INT | 09257D102 |
| MBI | MBIA INC | 1,332,500 | $8.008M | 0.8% | $6.01 * | $4.31 | -8.6% | Put | 55262C100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 458,294 | $7.86M | 0.8% | $17.15 | $18.07 | — | COM | 95790C107 |
| — | MFS CHARTER INCOME TR | 843,374 | $7.143M | 0.7% | $8.47 | $9.08 | — | SH BEN INT | 552727109 |
| — | CONSOL ENERGY INC | 321,154 | $6.982M | 0.7% | $21.74 | $27.58 | — | COM | 20854P109 |
| — | BROOKFIELD MTG OPP INC FD IN | 409,821 | $6.479M | 0.6% | $15.81 | $16.76 | — | COM | 112792106 |
| — | MFS MULTIMARKET INCOME TR | 1,005,275 | $6.102M | 0.6% | $6.07 | $6.54 | — | SH BEN INT | 552737108 |
| — | WESTERN ASSET GLB PTNRS INCO | 650,794 | $5.968M | 0.6% | $9.17 | $10.29 | — | COM | 95766G108 |
| — | SEARS HLDGS CORP | 207,500 | $5.54M | 0.6% | $26.70 | $26.71 | — | Put | 812350106 |
| — | FIRST TR HIGH INCOME L/S FD | 347,978 | $5.442M | 0.5% | $15.64 | $17.47 | — | COM | 33738E109 |
| VRE | MACK CALI RLTY CORP | 292,320 | $5.387M | 0.5% | $18.43 | $21.35 | — | COM | 554489104 |
| — | LEGG MASON BW GLB INC OPP FD | 351,372 | $5M | 0.5% | $14.23 | $17.20 | — | COM | 52469B100 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 415,043 | $4.989M | 0.5% | $12.02 | $12.02 | — | COM | 01879R106 |
| — | CREDIT SUISSE ASSET MGMT INC | 1,484,978 | $4.752M | 0.5% | $3.20 | $3.35 | — | COM | 224916106 |
| — | INVESCO HIGH INCOME TR II | 327,161 | $4.688M | 0.5% | $14.33 | $14.93 | — | COM | 46131F101 |
| — | HCP INC | 118,552 | $4.324M | 0.4% | $36.47 | $40.38 | — | COM | 40414L109 |
| — | NUVEEN QUALITY PFD INC FD 3 | 520,829 | $4.245M | 0.4% | $8.15 | $8.30 | — | COM | 67072W101 |
| — | DEUTSCHE STRATEGIC INCOME TR | 365,762 | $4.064M | 0.4% | $11.11 | $11.60 | — | SHS | 25160F109 |
| — | PUTMAN HIGH INCOME SEC FUND | 493,321 | $3.843M | 0.4% | $7.79 | $8.35 | — | SHS BEN INT | 746779107 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,386,337 | $3.688M | 0.4% | $2.66 | $2.82 | — | SH BEN INT | 59318T109 |
| — | SPRINT CORP | 786,400 | $3.586M | 0.4% | $4.56 | — | — | Put | 85207U105 |
| GNW | GENWORTH FINL INC | 467,258 | $3.537M | 0.4% | $7.57 * | $12.12 | -34.2% | COM CL A | 37247D106 |
| — | DYNEGY INC NEW DEL | 863,094 | $3.491M | 0.3% | $4.04 | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | APOLLO TACTICAL INCOME FD IN | 220,932 | $3.484M | 0.3% | $15.77 | $18.35 | — | COM | 037638103 |
| — | UNITED STATES STL CORP NEW | 166,700 | $3.437M | 0.3% | $20.62 | $23.36 | — | COM | 912909108 |
| — | SEADRILL LIMITED | 312,500 | $3.231M | 0.3% | $10.34 | $10.35 | — | Put | G7945E105 |
| IGIB | ISHARES | 29,623 | $3.225M | 0.3% | $108.87 | $108.90 | — | INTERM CR BD ETF | 464288638 |
| — | FRONTIER COMMUNICATIONS CORP | 616,190 | $3.05M | 0.3% | $4.95 | $4.95 | — | COM | 35906A108 |
| BSV | VANGUARD BD INDEX FD INC | 37,622 | $3.017M | 0.3% | $80.19 | $80.19 | — | SHORT TRM BOND | 921937827 |
| — | WESTERN ASSET WORLDWIDE INCO | 267,056 | $2.895M | 0.3% | $10.84 | $12.37 | — | COM | 957668106 |
| — | DELAWARE INVTS DIV & INCOME | 280,957 | $2.781M | 0.3% | $9.90 | $10.32 | — | COM | 245915103 |
| BLV | VANGUARD BD INDEX FD INC | 27,557 | $2.414M | 0.2% | $87.60 | $95.32 | — | LONG TERM BOND | 921937793 |
| QLTA | ISHARES TR | 47,278 | $2.388M | 0.2% | $50.51 | $51.86 | — | A RATE CP BD ETF | 46429B291 |
| IGLB | ISHARES | 40,954 | $2.341M | 0.2% | $57.16 | $57.16 | — | 10+ YR CR BD ETF | 464289511 |
| — | OI S.A. | 1,135,357 | $2.169M | 0.2% | $1.91 | $1.54 | — | SPN ADR PFD NEW | 670851401 |
| — | CENTURYLINK INC | 57,400 | $1.686M | 0.2% | $29.37 | $29.37 | — | COM | 156700106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 185,000 | $1.674M | 0.2% | $9.05 | $9.05 | — | SP ADR NON VTG | 71654V408 |
| — | STRATEGIC GLOBAL INCOME FD | 187,535 | $1.551M | 0.2% | $8.27 | $9.18 | — | COM | 862719101 |
| — | LINN ENERGY LLC | 164,781 | $1.468M | 0.1% | $8.91 | $8.91 | — | UNIT LTD LIAB | 536020100 |
| — | ROWAN COMPANIES PLC | 68,484 | $1.446M | 0.1% | $21.11 | $21.11 | — | SHS CL A | G7665A101 |
| EME | EMCOR GROUP INC | 26,957 | $1.288M | 0.1% | $47.78 * | $40.83 | +9.0% | COM | 29084Q100 |
| — | IVY HIGH INC OPPORTUNITIES F | 82,164 | $1.228M | 0.1% | $14.95 | $14.95 | — | COM | 465893105 |
| RIG | TRANSOCEAN LTD | 75,150 | $1.211M | 0.1% | $16.11 * | $18.01 | 0.0% | REG SHS | H8817H100 |
| — | TEMPLETON EMERG MKTS INCOME | 108,557 | $1.163M | 0.1% | $10.71 | $10.71 | — | COM | 880192109 |
| ITRI | ITRON INC | 31,486 | $1.084M | 0.1% | $34.43 * | $37.26 | -2.5% | COM | 465741106 |
| UNF | UNIFIRST CORP MASS | 9,653 | $1.08M | 0.1% | $111.88 | $96.21 | +15.2% | COM | 904708104 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 39,572 | $1.021M | 0.1% | $25.80 | $25.52 | — | COM | 76973Q105 |
| TTEK | TETRA TECH INC NEW | 39,492 | $1.013M | 0.1% | $25.65 * | $5.21 | -1.7% | COM | 88162G103 |
| — | BROOKFIELD TOTAL RETURN FD I | 42,912 | $960K | 0.1% | $22.37 | $22.37 | — | COM | 11283U108 |
| — | GRACE W R & CO DEL NEW | 9,306 | $933K | 0.1% | $100.26 | $92.78 | — | COM | 38388F108 |
| SKYW | SKYWEST INC | 58,882 | $886K | 0.1% | $15.05 | $11.29 | +32.2% | COM | 830879102 |
| — | SPX CORP | 12,223 | $885K | 0.1% | $72.40 | $85.92 | — | COM | 784635104 |
| — | SEADRILL LIMITED | 81,000 | $838K | 0.1% | $10.35 | $10.35 | — | SHS | G7945E105 |
| M | MACYS INC | 12,282 | $829K | 0.1% | $67.50 | $64.35 | +5.0% | COM | 55616P104 |
| KBR | KBR INC | 41,288 | $804K | 0.1% | $19.47 * | $21.13 | -27.4% | COM | 48242W106 |
| — | CIT GROUP INC | 16,780 | $780K | 0.1% | $46.48 | $45.75 | — | COM NEW | 125581801 |
| — | GOLDCORP INC NEW | 47,278 | $766K | 0.1% | $16.20 | $16.20 | — | COM | 380956409 |
| — | LIFEPOINT HOSPITALS INC | 8,590 | $747K | 0.1% | $86.96 | $72.63 | — | COM | 53219L109 |
| LE | LANDS END INC NEW | 29,013 | $720K | 0.1% | $24.82 * | $28.73 | 0.0% | COM | 51509F105 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 81,878 | $718K | 0.1% | $8.77 | $9.57 | — | COM NEW | 641876800 |
| MTRX | MATRIX SVC CO | 38,295 | $700K | 0.1% | $18.28 * | $26.03 | -24.7% | COM | 576853105 |
| GEF | GREIF INC | 19,223 | $689K | 0.1% | $35.84 * | $31.68 | -15.6% | CL A | 397624107 |
| EMB | ISHARES | 6,049 | $665K | 0.1% | $109.94 | $109.94 | — | JP MOR EM MK ETF | 464288281 |
| — | MERITOR INC | 50,295 | $660K | 0.1% | $13.12 | $12.61 | — | COM | 59001K100 |
| — | FLEXTRONICS INTL LTD | 5,973 | $647K | 0.1% | $108.32 | $108.32 | — | ORD | 443510201 |
| — | PACHOLDER HIGH YIELD FD INC | 89,901 | $623K | 0.1% | $6.93 | $6.93 | — | COM | 693742108 |
| MBI | MBIA INC | 103,105 | $620K | 0.1% | $6.01 * | $4.31 | -8.6% | COM | 55262C100 |
| MLKN | MILLER HERMAN INC | 21,314 | $617K | 0.1% | $28.95 * | $22.48 | -2.3% | COM | 600544100 |
| WOR | WORTHINGTON INDS INC | 18,904 | $568K | 0.1% | $30.05 * | $22.13 | -22.9% | COM | 981811102 |
| — | KLX INC | 11,913 | $526K | 0.1% | $44.15 | $38.56 | — | COM | 482539103 |
| — | FIRST TRUST MORTGAGE INCM FD | 33,591 | $474K | 0.0% | $14.11 | $15.46 | — | COM SHS | 33734E103 |
| — | PRUDENTIAL SHT DURATION HG Y | 26,000 | $402K | 0.0% | $15.46 | $15.46 | — | COM | 74442F107 |
| — | CLAYMORE EXCHANGE TRD FD TR | 16,767 | $381K | 0.0% | $22.72 | $22.81 | — | GUGG CRP BD 2017 | 18383M548 |
| — | SEARS HLDGS CORP | 14,000 | $374K | 0.0% | $26.71 | $26.71 | — | COM | 812350106 |
| — | NUVEEN MULTI MKT INCOME FD | 51,051 | $368K | 0.0% | $7.21 | $7.55 | — | COM | 67075J107 |
| — | TRINSEO S A | 12,958 | $348K | 0.0% | $26.86 | $26.86 | — | SHS | L9340P101 |
| HYG | ISHARES | 3,913 | $347K | 0.0% | $88.68 | $90.58 | — | IBOXX HI YD ETF | 464288513 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $327K | 0.0% | $12.05 | $12.82 | — | SH BEN INT | 18914E106 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 19,726 | $298K | 0.0% | $15.11 | $15.11 | — | COM | 74433A109 |
| — | LMP CAP & INCOME FD INC | 18,712 | $282K | 0.0% | $15.07 | $15.04 | — | COM | 50208A102 |
| HYS | PIMCO ETF TR | 2,702 | $270K | 0.0% | $99.93 | $100.84 | — | 0-5 HIGH YIELD | 72201R783 |
| — | EATON VANCE LTD DUR INCOME F | 18,053 | $243K | 0.0% | $13.46 | $15.43 | — | COM | 27828H105 |
| CDW | CDW CORP COM | 6,558 | $225K | 0.0% | $34.31 * | $33.01 | 0.0% | COM | 12514G108 |
| VCLT | VANGUARD SCOTTSDALE FDS | 2,546 | $217K | 0.0% | $85.23 | $94.09 | — | LG-TERM COR BD | 92206C813 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,843 | $213K | 0.0% | $21.64 | $21.64 | — | GUGG CRP BD 2015 | 18383M563 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $181K | 0.0% | $11.48 | $11.19 | — | COM | 6706EP105 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $168K | 0.0% | $10.80 | $11.90 | — | COM | 246060107 |
| — | MFS INTER INCOME TR | 10,000 | $46,000 | 0.0% | $4.60 | $4.60 | — | SH BEN INT | 55273C107 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $11,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |