Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Dec 2, 2015
Total Value: $1.276B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 1,000,000 | $124M | 9.7% | $123.54 | — | — | Put | 464287432 |
| — | UNITED STATES STL CORP NEW | 8,303,700 | $86.53M | 6.8% | $10.42 | $23.16 | — | Put | 912909108 |
| — | CENTURYLINK INC | 3,073,200 | $77.2M | 6.0% | $25.12 | $29.37 | — | Put | 156700106 |
| — | BLACKROCK CORPOR HI YLD FD I | 6,210,192 | $61.3M | 4.8% | $9.87 | $12.11 | — | COM | 09255P107 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 13,063,300 | $56.83M | 4.5% | $4.35 | $5.95 | — | Put | 71654V408 |
| — | BLACKROCK DEBT STRAT FD INC | 16,558,346 | $55.3M | 4.3% | $3.34 | $3.96 | — | COM | 09255R103 |
| — | FRONTIER COMMUNICATIONS CORP | 10,854,600 | $51.56M | 4.0% | $4.75 | $4.95 | — | Put | 35906A108 |
| RIG | TRANSOCEAN LTD | 2,912,700 | $37.63M | 2.9% | $12.92 * | $18.01 | -22.9% | Put | H8817H100 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,603,004 | $36.99M | 2.9% | $14.21 | $16.26 | — | COM SHS BEN IN | 09257R101 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,912,599 | $34.94M | 2.7% | $18.27 | $21.24 | — | COM SHS | 72202D106 |
| FCX | FREEPORT-MCMORAN INC | 3,173,200 | $30.75M | 2.4% | $9.69 | — | — | Put | 35671D857 |
| GM | GENERAL MTRS CO | 1,000,000 | $30.02M | 2.4% | $30.02 | — | — | Call | 37045V100 |
| — | PUTNAM PREMIER INCOME TR | 5,384,015 | $26.33M | 2.1% | $4.89 | $5.11 | — | SH BEN INT | 746853100 |
| BZH | BEAZER HOMES USA INC | 1,961,500 | $26.15M | 2.0% | $13.33 * | $17.43 | 0.0% | Put | 07556Q881 |
| — | WELLS FARGO ADVANTAGE MULTI | 2,259,484 | $25.64M | 2.0% | $11.35 | $13.31 | — | COM SHS | 94987D101 |
| KBH | KB HOME | 1,879,100 | $25.46M | 2.0% | $13.55 | — | — | Put | 48666K109 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,820,659 | $23.94M | 1.9% | $13.15 | $14.31 | — | COM | 25158Y102 |
| — | WEATHERFORD INTL PLC | 2,719,800 | $23.06M | 1.8% | $8.48 | $8.48 | — | Put | G48833100 |
| FXI | ISHARES TR | 639,864 | $22.7M | 1.8% | $35.47 | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,264,935 | $19.87M | 1.6% | $15.71 | $17.15 | — | COM | 09258A107 |
| — | WESTERN ASSET MGD HI INCM FD | 4,412,924 | $19.73M | 1.5% | $4.47 | $5.63 | — | COM | 95766L107 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,358,224 | $19.02M | 1.5% | $14.00 | $17.59 | — | COM | 95768B107 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,605,092 | $17.92M | 1.4% | $6.88 | $12.74 | — | COM | 617477104 |
| — | WESTERN ASSET HIGH INCM OPP | 3,516,847 | $16.49M | 1.3% | $4.69 | $5.69 | — | COM | 95766K109 |
| — | CENTURYLINK INC | 619,000 | $15.55M | 1.2% | $25.12 | $29.37 | — | Call | 156700106 |
| — | WELLS FARGO ADVANTAGE INCOME | 1,992,288 | $15.08M | 1.2% | $7.57 | $9.11 | — | COM SHS | 94987B105 |
| — | DEUTSCHE HIGH INCOME TR | 1,869,423 | $14.66M | 1.1% | $7.84 | $8.71 | — | SHS | 25155R100 |
| — | FRANKLIN LTD DURATION INC TR | 1,312,813 | $14.31M | 1.1% | $10.90 | $12.59 | — | COM | 35472T101 |
| — | WESTERN ASSET EMRG MKT INCM | 1,438,577 | $13.75M | 1.1% | $9.56 | $12.02 | — | COM | 95766E103 |
| — | PENNEY J C INC | 1,414,700 | $13.14M | 1.0% | $9.29 | — | — | Put | 708160106 |
| — | ROWAN COMPANIES PLC | 812,800 | $13.13M | 1.0% | $16.15 | $21.11 | — | Put | G7665A101 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,580,472 | $11.68M | 0.9% | $7.39 | $8.47 | — | SHS | 25160E102 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,128,829 | $11.5M | 0.9% | $10.19 | $12.89 | — | COM | 64128C106 |
| — | BLACKROCK CR ALLCTN INC TR | 902,401 | $10.98M | 0.9% | $12.17 | $13.72 | — | COM | 092508100 |
| — | MANAGED HIGH YIELD PLUS FD I | 6,132,069 | $9.811M | 0.8% | $1.60 | $2.04 | — | COM | 561911108 |
| — | BROOKFIELD MTG OPP INC FD IN | 612,507 | $9.028M | 0.7% | $14.74 | $16.09 | — | COM | 112792106 |
| — | GLOBAL HIGH INCOME FUND INC | 1,126,157 | $8.694M | 0.7% | $7.72 | $10.00 | — | COM | 37933G108 |
| — | BLACKSTONE GSO LNG SHRT CR I | 548,092 | $7.81M | 0.6% | $14.25 | $17.04 | — | COM SHS BN INT | 09257D102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,689,038 | $7.601M | 0.6% | $4.50 | $6.27 | — | COM | 003009107 |
| MUR | MURPHY OIL CORP | 300,300 | $7.267M | 0.6% | $24.20 * | $21.51 | 0.0% | Put | 626717102 |
| — | WESTERN ASSET EMRG MKT DEBT | 520,732 | $6.936M | 0.5% | $13.32 | $17.54 | — | COM | 95766A101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 429,935 | $6.806M | 0.5% | $15.83 | $18.07 | — | COM | 95790C107 |
| — | NUVEEN MTG OPPORTUNITY TERM | 303,289 | $6.794M | 0.5% | $22.40 | $23.75 | — | COM | 670735109 |
| — | MFS CHARTER INCOME TR | 851,902 | $6.602M | 0.5% | $7.75 | $9.06 | — | SH BEN INT | 552727109 |
| — | CREDIT SUISSE ASSET MGMT INC | 2,123,256 | $6.009M | 0.5% | $2.83 | $3.20 | — | COM | 224916106 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 507,245 | $5.615M | 0.4% | $11.07 | $11.85 | — | COM | 01879R106 |
| — | FIRST TR HIGH INCOME L/S FD | 378,229 | $5.329M | 0.4% | $14.09 | $17.20 | — | COM | 33738E109 |
| — | MFS MULTIMARKET INCOME TR | 939,948 | $5.254M | 0.4% | $5.59 | $6.54 | — | SH BEN INT | 552737108 |
| — | WESTERN ASSET GLB PTNRS INCO | 650,794 | $5.193M | 0.4% | $7.98 | $10.29 | — | COM | 95766G108 |
| VRE | MACK CALI RLTY CORP | 260,320 | $4.915M | 0.4% | $18.88 | $21.35 | — | COM | 554489104 |
| — | INVESCO HIGH INCOME TR II | 352,573 | $4.538M | 0.4% | $12.87 | $14.78 | — | COM | 46131F101 |
| AGG | ISHARES TR | 40,618 | $4.451M | 0.3% | $109.58 | $111.43 | — | CORE US AGGBD ET | 464287226 |
| — | NUVEEN QUALITY PFD INC FD 3 | 520,829 | $4.177M | 0.3% | $8.02 | $8.30 | — | COM | 67072W101 |
| IGIB | ISHARES | 38,224 | $4.151M | 0.3% | $108.60 | $108.83 | — | INTERM CR BD ETF | 464288638 |
| — | HCP INC | 109,412 | $4.076M | 0.3% | $37.25 | $40.38 | — | COM | 40414L109 |
| — | DEUTSCHE STRATEGIC INCOME TR | 364,934 | $3.752M | 0.3% | $10.28 | $11.60 | — | SHS | 25160F109 |
| — | APOLLO TACTICAL INCOME FD IN | 253,565 | $3.664M | 0.3% | $14.45 | $17.85 | — | COM | 037638103 |
| — | PUTMAN HIGH INCOME SEC FUND | 499,621 | $3.522M | 0.3% | $7.05 | $8.33 | — | SHS BEN INT | 746779107 |
| — | LEGG MASON BW GLB INC OPP FD | 295,530 | $3.431M | 0.3% | $11.61 | $17.20 | — | COM | 52469B100 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,371,243 | $3.113M | 0.2% | $2.27 | $2.82 | — | SH BEN INT | 59318T109 |
| — | LINN ENERGY LLC | 1,002,400 | $2.696M | 0.2% | $2.69 | $8.91 | — | Put | 536020100 |
| GNW | GENWORTH FINL INC | 547,258 | $2.528M | 0.2% | $4.62 * | $11.21 | -47.5% | COM CL A | 37247D106 |
| — | WESTERN ASSET WORLDWIDE INCO | 255,656 | $2.513M | 0.2% | $9.83 | $12.37 | — | COM | 957668106 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 545,001 | $2.371M | 0.2% | $4.35 | $5.95 | — | SPONSORED ADR | 71654V408 |
| IGLB | ISHARES | 39,817 | $2.271M | 0.2% | $57.04 | $57.16 | — | 10+ YR CR BD ETF | 464289511 |
| BZH | BEAZER HOMES USA INC | 162,760 | $2.17M | 0.2% | $13.33 * | $17.43 | 0.0% | COM NEW | 07556Q881 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 145,071 | $2.001M | 0.2% | $13.79 | $13.97 | — | COM | 74433A109 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 251,561 | $1.902M | 0.1% | $7.56 | $7.56 | — | COM | 25158V108 |
| — | BROOKFIELD TOTAL RETURN FD I | 85,285 | $1.818M | 0.1% | $21.32 | $21.85 | — | COM | 11283U108 |
| — | UNITED STATES STL CORP NEW | 169,317 | $1.764M | 0.1% | $10.42 | $23.16 | — | COM | 912909108 |
| — | WEATHERFORD INTL PLC | 201,217 | $1.706M | 0.1% | $8.48 | $8.48 | — | ORD SHS | G48833100 |
| — | DELAWARE INVTS DIV & INCOME | 193,980 | $1.624M | 0.1% | $8.37 | $10.32 | — | COM | 245915103 |
| — | OI S.A. | 2,326,689 | $1.573M | 0.1% | $0.68 | $1.10 | — | SPN ADR PFD NEW | 670851401 |
| MUR | MURPHY OIL CORP | 60,833 | $1.472M | 0.1% | $24.20 * | $21.51 | 0.0% | COM | 626717102 |
| — | IVY HIGH INC OPPORTUNITIES F | 102,904 | $1.335M | 0.1% | $12.97 | $14.55 | — | COM | 465893105 |
| — | KATE SPADE & CO | 64,172 | $1.226M | 0.1% | $19.10 | $19.10 | — | COM | 485865109 |
| QLTA | ISHARES TR | 22,687 | $1.158M | 0.1% | $51.04 | $51.86 | — | A RATE CP BD ETF | 46429B291 |
| — | ROWAN COMPANIES PLC | 69,000 | $1.114M | 0.1% | $16.14 | $21.11 | — | SHS CL A | G7665A101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 135,656 | $1.081M | 0.1% | $7.97 | $8.93 | — | COM NEW | 641876800 |
| — | FRONTIER COMMUNICATIONS CORP | 220,932 | $1.049M | 0.1% | $4.75 | $4.95 | — | COM | 35906A108 |
| — | DYNEGY INC NEW DEL | 810,813 | $932K | 0.1% | $1.15 | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | PACHOLDER HIGH YIELD FD INC | 127,601 | $803K | 0.1% | $6.29 | $6.74 | — | COM | 693742108 |
| — | STRATEGIC GLOBAL INCOME FD | 84,432 | $670K | 0.1% | $7.94 | $9.18 | — | COM | 862719101 |
| IGSB | ISHARES TR | 5,894 | $620K | 0.0% | $105.19 | $105.19 | — | 1-3 YR CR BD ETF | 464288646 |
| — | ADVENT CLAYMORE ENH GRW & IN | 73,455 | $602K | 0.0% | $8.20 | $8.20 | — | COM | 00765E104 |
| — | FIRST TRUST MORTGAGE INCM FD | 40,521 | $583K | 0.0% | $14.39 | $15.28 | — | COM SHS | 33734E103 |
| EMB | ISHARES | 5,241 | $558K | 0.0% | $106.47 | $109.94 | — | JP MOR EM MK ETF | 464288281 |
| — | MERITOR INC | 50,295 | $535K | 0.0% | $10.64 | $12.61 | — | COM | 59001K100 |
| — | BLACKROCK LTD DURATION INC T | 33,797 | $488K | 0.0% | $14.44 | $14.44 | — | COM SHS | 09249W101 |
| — | TEMPLETON EMERG MKTS INCOME | 42,734 | $414K | 0.0% | $9.69 | $10.71 | — | COM | 880192109 |
| — | PRUDENTIAL SHT DURATION HG Y | 26,000 | $381K | 0.0% | $14.65 | $15.46 | — | COM | 74442F107 |
| — | NUVEEN MULTI MKT INCOME FD | 52,651 | $366K | 0.0% | $6.95 | $7.53 | — | COM | 67075J107 |
| — | INTERVAL LEISURE GROUP INC | 18,287 | $336K | 0.0% | $18.37 | $18.37 | — | COM | 46113M108 |
| SJNK | SPDR SER TR | 11,237 | $303K | 0.0% | $26.96 | $26.96 | — | SHT TRM HGH YLD | 78468R408 |
| MBI | MBIA INC | 48,200 | $293K | 0.0% | $6.08 * | $4.31 | -35.0% | Put | 55262C100 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $290K | 0.0% | $10.68 | $12.82 | — | SH BEN INT | 18914E106 |
| TECK | TECK RESOURCES LTD | 59,500 | $286K | 0.0% | $4.81 * | $7.10 | 0.0% | CL B | 878742204 |
| — | PUTNAM MASTER INTER INCOME T | 56,893 | $257K | 0.0% | $4.52 | $4.52 | — | SH BEN INT | 746909100 |
| — | LMP CAP & INCOME FD INC | 18,712 | $228K | 0.0% | $12.18 | $15.04 | — | COM | 50208A102 |
| — | EATON VANCE SH TM DR DIVR IN | 13,096 | $173K | 0.0% | $13.21 | $13.21 | — | COM | 27828V104 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $163K | 0.0% | $10.34 | $11.19 | — | COM | 6706EP105 |
| — | EATON VANCE LTD DUR INCOME F | 11,548 | $146K | 0.0% | $12.64 | $15.43 | — | COM | 27828H105 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $144K | 0.0% | $9.26 | $11.90 | — | COM | 246060107 |
| MBI | MBIA INC | 22,408 | $136K | 0.0% | $6.07 * | $4.31 | -35.0% | COM | 55262C100 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $7,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |