Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $958M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CORPOR HI YLD FD I | 6,134,042 | $68.46M | 7.1% | $11.16 | $12.16 | — | COM | 09255P107 |
| ENB | ENBRIDGE INC | 1,050,000 | $50.92M | 5.3% | $48.50 | — | — | Put | 29250N105 |
| — | BLACKROCK DEBT STRAT FD INC | 13,368,189 | $49.86M | 5.2% | $3.73 | $4.04 | — | COM | 09255R103 |
| AGG | ISHARES TR | 432,751 | $48.22M | 5.0% | $111.43 | $111.43 | — | CORE US AGGBD ET | 464287226 |
| — | Transocean LTD | 2,754,700 | $40.41M | 4.2% | $14.67 | — | — | Put | H8817H950 |
| BND | VANGUARD BD INDEX FD INC | 363,772 | $30.33M | 3.2% | $83.37 | $82.79 | — | TOTAL BND MRKT | 921937835 |
| — | BLACKROCK CR ALLCTN INC TR | 1,852,719 | $24.94M | 2.6% | $13.46 | $13.72 | — | COM | 092508100 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,423,156 | $24.86M | 2.6% | $17.47 | $17.15 | — | COM | 09258A107 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,638,762 | $24.43M | 2.6% | $9.26 | $13.11 | — | COM | 617477104 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,481,975 | $23.98M | 2.5% | $16.18 | $16.93 | — | COM SHS BEN IN | 09257R101 |
| — | PUTNAM PREMIER INCOME TR | 4,515,630 | $23.8M | 2.5% | $5.27 | $5.48 | — | SH BEN INT | 746853100 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,143,816 | $23.36M | 2.4% | $20.42 | $22.38 | — | COM SHS | 72202D106 |
| — | WELLS FARGO ADVANTAGE INCOME | 2,567,465 | $22.59M | 2.4% | $8.80 | $9.11 | — | COM SHS | 94987B105 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,319,575 | $21.57M | 2.3% | $16.35 | $17.71 | — | COM | 95768B107 |
| — | WESTERN ASSET MGD HI INCM FD | 3,916,198 | $20.25M | 2.1% | $5.17 | $5.71 | — | COM | 95766L107 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,428,698 | $19.07M | 2.0% | $13.35 | $14.15 | — | COM SHS | 94987D101 |
| — | NUVEEN MTG OPPORTUNITY TERM | 728,895 | $16.98M | 1.8% | $23.29 | $23.75 | — | COM | 670735109 |
| — | GLOBAL HIGH INCOME FUND INC | 1,883,734 | $16.48M | 1.7% | $8.75 | $10.00 | — | COM | 37933G108 |
| — | WESTERN ASSET EMRG MKT INCM | 1,409,950 | $15.66M | 1.6% | $11.11 | $12.09 | — | COM | 95766E103 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,045,218 | $15.01M | 1.6% | $14.36 | $14.56 | — | COM | 25158Y102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,726,824 | $14.67M | 1.5% | $5.38 | $6.27 | — | COM | 003009107 |
| — | CONSOL ENERGY INC | 486,200 | $13.56M | 1.4% | $27.89 | $33.81 | — | Put | 20854P109 |
| — | UNITED STATES STL CORP NEW | 554,700 | $13.54M | 1.4% | $24.40 | $24.40 | — | Put | 912909108 |
| — | FRANKLIN LTD DURATION INC TR | 1,111,738 | $13.53M | 1.4% | $12.17 | $12.88 | — | COM | 35472T101 |
| — | DEUTSCHE HIGH INCOME TR | 1,457,187 | $12.94M | 1.4% | $8.88 | $8.93 | — | SHS | 25155R100 |
| — | PENNEY J C INC | 1,520,200 | $12.79M | 1.3% | $8.41 | — | — | Put | 708160106 |
| — | WESTERN ASSET GLOBAL CP DEFI | 703,708 | $12.45M | 1.3% | $17.69 | $18.07 | — | COM | 95790C107 |
| — | WESTERN ASSET HIGH INCM OPP | 2,320,559 | $12.35M | 1.3% | $5.32 | $6.01 | — | COM | 95766K109 |
| — | TALISMAN ENERGY INC | 1,468,244 | $11.28M | 1.2% | $7.68 | $9.09 | — | COM | 87425E103 |
| — | MANAGED HIGH YIELD PLUS FD I | 5,581,157 | $10.72M | 1.1% | $1.92 | $2.06 | — | COM | 561911108 |
| — | NEUBERGER BERMAN HGH YLD FD | 852,869 | $10.52M | 1.1% | $12.34 | $13.24 | — | COM | 64128C106 |
| FCX | FREEPORT-MCMORAN INC | 550,000 | $10.42M | 1.1% | $18.95 * | $17.62 | 0.0% | Put | 35671D857 |
| — | WESTERN ASSET EMRG MKT DEBT | 656,142 | $10.33M | 1.1% | $15.75 | $17.59 | — | COM | 95766A101 |
| — | MFS CHARTER INCOME TR | 1,148,001 | $10.1M | 1.1% | $8.80 | $9.08 | — | SH BEN INT | 552727109 |
| — | SEARS HLDGS CORP | 218,800 | $9.054M | 0.9% | $41.38 | — | — | Put | 812350106 |
| — | MFS MULTIMARKET INCOME TR | 1,368,775 | $8.692M | 0.9% | $6.35 | $6.54 | — | SH BEN INT | 552737108 |
| — | BLACKSTONE GSO LNG SHRT CR I | 507,122 | $8.185M | 0.9% | $16.14 | $17.16 | — | COM SHS BN INT | 09257D102 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 899,008 | $7.606M | 0.8% | $8.46 | $8.85 | — | SHS | 25160E102 |
| — | LEGG MASON BW GLB INC OPP FD | 452,533 | $7.209M | 0.8% | $15.93 | $17.20 | — | COM | 52469B100 |
| MBI | MBIA INC | 727,300 | $6.764M | 0.7% | $9.30 * | $4.73 | -17.9% | Put | 55262C100 |
| — | BLACKROCK CORE BD TR | 459,599 | $6.352M | 0.7% | $13.82 | $12.97 | — | SHS BEN INT | 09249E101 |
| — | BROOKFIELD MTG OPP INC FD IN | 358,656 | $5.907M | 0.6% | $16.47 | $16.89 | — | COM | 112792106 |
| — | FIRST TR HIGH INCOME L/S FD | 347,978 | $5.7M | 0.6% | $16.38 | $17.47 | — | COM | 33738E109 |
| — | BARRICK GOLD CORP | 514,513 | $5.639M | 0.6% | $10.96 | $16.66 | — | COM | 067901108 |
| VRE | MACK CALI RLTY CORP | 292,320 | $5.636M | 0.6% | $19.28 | $21.35 | — | COM | 554489104 |
| — | HCP INC | 121,192 | $5.237M | 0.5% | $43.21 | $40.38 | — | COM | 40414L109 |
| — | NUVEEN QUALITY PFD INC FD 3 | 556,276 | $4.817M | 0.5% | $8.66 | $8.30 | — | COM | 67072W101 |
| — | HANCOCK JOHN PREMUIM DIV FD | 338,766 | $4.709M | 0.5% | $13.90 | $12.36 | — | COM SH BEN INT | 41013T105 |
| — | WESTERN ASSET GLB PTNRS INCO | 482,246 | $4.615M | 0.5% | $9.57 | $10.68 | — | COM | 95766G108 |
| — | CONSOL ENERGY INC | 155,300 | $4.331M | 0.5% | $27.89 | $33.81 | — | COM | 20854P109 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,496,848 | $4.116M | 0.4% | $2.75 | $2.82 | — | SH BEN INT | 59318T109 |
| — | APOLLO TACTICAL INCOME FD IN | 249,779 | $4.074M | 0.4% | $16.31 | $18.35 | — | COM | 037638103 |
| — | PUTMAN HIGH INCOME SEC FUND | 494,721 | $4.032M | 0.4% | $8.15 | $8.35 | — | SHS BEN INT | 746779107 |
| SJNK | SPDR SER TR | 135,779 | $3.965M | 0.4% | $29.20 | $29.20 | — | SHT TRM HGH YLD | 78468R408 |
| — | DYNEGY INC NEW DEL | 863,094 | $3.642M | 0.4% | $4.22 | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | INVESCO DYNAMIC CR OPP FD | 291,086 | $3.484M | 0.4% | $11.97 | $12.12 | — | COM | 46132R104 |
| — | WESTERN ASSET WORLDWIDE INCO | 291,794 | $3.309M | 0.3% | $11.34 | $12.37 | — | COM | 957668106 |
| — | PUTNAM MASTER INTER INCOME T | 670,890 | $3.287M | 0.3% | $4.90 | $5.08 | — | SH BEN INT | 746909100 |
| — | DEUTSCHE STRATEGIC INCOME TR | 279,057 | $3.279M | 0.3% | $11.75 | $11.75 | — | SHS | 25160F109 |
| QLTA | ISHARES TR | 58,478 | $3.074M | 0.3% | $52.57 | $51.86 | — | A RATE CP BD ETF | 46429B291 |
| — | UNITED STATES STL CORP NEW | 121,000 | $2.952M | 0.3% | $24.40 | $24.40 | — | COM | 912909108 |
| — | OI S.A. | 1,618,698 | $2.493M | 0.3% | $1.54 | $1.54 | — | SPN ADR PFD NEW | 670851401 |
| BLV | VANGUARD BD INDEX FD INC | 24,466 | $2.356M | 0.2% | $96.30 | $96.30 | — | LONG TERM BOND | 921937793 |
| GNW | GENWORTH FINL INC | 298,278 | $2.18M | 0.2% | $7.31 * | $14.46 | -47.4% | COM CL A | 37247D106 |
| — | STRATEGIC GLOBAL INCOME FD | 234,520 | $1.977M | 0.2% | $8.43 | $9.18 | — | COM | 862719101 |
| — | DELAWARE INVTS DIV & INCOME | 195,697 | $1.969M | 0.2% | $10.06 | $10.50 | — | COM | 245915103 |
| — | CREDIT SUISSE ASSET MGMT INC | 591,504 | $1.899M | 0.2% | $3.21 | $3.58 | — | COM | 224916106 |
| — | TRINSEO S A | 95,153 | $1.884M | 0.2% | $19.80 | $19.80 | — | SHS | 105778848 |
| UNF | UNIFIRST CORP MASS | 15,075 | $1.774M | 0.2% | $117.68 * | $96.21 | +17.0% | COM | 904708104 |
| TTEK | TETRA TECH INC NEW | 73,783 | $1.772M | 0.2% | $24.02 * | $5.21 | -5.1% | COM | 88162G103 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 69,261 | $1.75M | 0.2% | $25.27 | $25.52 | — | COM | 76973Q105 |
| — | GRACE W R & CO DEL NEW | 17,210 | $1.702M | 0.2% | $98.90 | $92.78 | — | COM | 38388F108 |
| WOR | WORTHINGTON INDS INC | 62,673 | $1.668M | 0.2% | $26.61 * | $22.13 | -22.4% | COM | 981811102 |
| — | ROWAN COMPANIES PLC | 93,304 | $1.652M | 0.2% | $17.71 | $17.71 | — | SHS CL A | 00B6SLMV1 |
| ITRI | ITRON INC | 45,260 | $1.652M | 0.2% | $36.50 * | $37.26 | 0.0% | COM | 465741106 |
| — | INVESCO HIGH INCOME TR II | 109,103 | $1.65M | 0.2% | $15.12 | $16.12 | — | COM | 46131F101 |
| — | LIFEPOINT HOSPITALS INC | 22,099 | $1.623M | 0.2% | $73.44 | $72.63 | — | COM | 53219L109 |
| — | EATON VANCE SH TM DR DIVR IN | 111,848 | $1.621M | 0.2% | $14.49 | $15.12 | — | COM | 27828V104 |
| KBR | KBR INC | 107,519 | $1.557M | 0.2% | $14.48 * | $21.13 | -34.5% | COM | 48242W106 |
| EME | EMCOR GROUP INC | 33,199 | $1.543M | 0.2% | $46.48 * | $40.83 | +1.4% | COM | 29084Q100 |
| — | BLACKROCK LTD DURATION INC T | 96,974 | $1.531M | 0.2% | $15.79 | $17.09 | — | COM SHS | 09249W101 |
| — | SPX CORP | 17,519 | $1.487M | 0.2% | $84.88 | $85.92 | — | COM | 784635104 |
| GEF | GREIF INC | 37,516 | $1.473M | 0.2% | $39.26 * | $31.68 | -14.1% | CL A | 397624107 |
| MTRX | MATRIX SVC CO | 74,621 | $1.31M | 0.1% | $17.56 * | $26.03 | -27.7% | COM | 576853105 |
| HYS | PIMCO ETF TR | 12,902 | $1.31M | 0.1% | $101.53 | $100.84 | — | 0-5 HIGH YIELD | 72201R783 |
| — | CIT GROUP INC | 28,066 | $1.266M | 0.1% | $45.11 | $45.75 | — | COM NEW | 125581801 |
| AVY | AVERY DENNISON CORP | 22,535 | $1.192M | 0.1% | $52.90 * | $43.09 | 0.0% | COM | 053611109 |
| SKYW | SKYWEST INC | 79,287 | $1.158M | 0.1% | $14.61 * | $11.29 | +23.2% | COM | 830879102 |
| MAS | MASCO CORP | 42,391 | $1.132M | 0.1% | $26.70 * | $16.57 | +16.6% | COM | 574599106 |
| — | SPDR SERIES TRUST | 26,906 | $1.055M | 0.1% | $39.21 | $39.21 | — | BRC HGH YLD BD | 78464A417 |
| MLKN | MILLER HERMAN INC | 36,506 | $1.013M | 0.1% | $27.75 * | $22.48 | 0.0% | COM | 600544100 |
| — | MERITOR INC | 79,947 | $1.008M | 0.1% | $12.61 | $12.61 | — | COM | 59001K100 |
| M | MACYS INC | 14,807 | $961K | 0.1% | $64.90 | $64.35 | 0.0% | COM | 55616P104 |
| FLEX | FLEXTRONICS INTL LTD | 8,748 | $959K | 0.1% | $109.63 * | $7.43 | +18.1% | ORD | Y2573F102 |
| — | FRANKLIN UNVL TR | 130,895 | $946K | 0.1% | $7.23 | $7.20 | — | SH BEN INT | 355145103 |
| — | INVESCO BD FD | 48,640 | $910K | 0.1% | $18.71 | $17.84 | — | COM | 46132L107 |
| — | NUVEEN QUALITY PFD INCOME FD | 102,930 | $879K | 0.1% | $8.54 | $7.72 | — | COM | 67071S101 |
| IGSB | ISHARES | 8,320 | $878K | 0.1% | $105.53 | $105.53 | — | 1-3 YR CR BD ETF | 464288646 |
| LQD | ISHARES TR | 6,983 | $850K | 0.1% | $121.72 | $118.92 | — | IBOXX INV CP ETF | 464287242 |
| HYG | ISHARES | 7,971 | $722K | 0.1% | $90.58 | $90.58 | — | IBOXX HI YD ETF | 464288513 |
| — | KLX INC | 18,204 | $702K | 0.1% | $38.56 | $38.56 | — | COM | 482539103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 26,335 | $688K | 0.1% | $26.12 | $26.25 | — | GUGG BULL 2015 | 18383M423 |
| VCSH | VANGUARD SCOTTSDALE FDS | 8,571 | $687K | 0.1% | $80.15 | $80.15 | — | SHRT TRM CORP BD | 92206C409 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 70,278 | $636K | 0.1% | $9.05 | $9.70 | — | COM NEW | 641876800 |
| VCLT | VANGUARD SCOTTSDALE FDS | 5,580 | $525K | 0.1% | $94.09 | $94.09 | — | LG-TERM COR BD | 92206C813 |
| — | FIRST TRUST MORTGAGE INCM FD | 35,284 | $524K | 0.1% | $14.85 | $15.46 | — | COM SHS | 33734E103 |
| MBI | MBIA INC | 48,000 | $446K | 0.0% | $9.29 * | $4.73 | -17.9% | COM | 55262C100 |
| — | EATON VANCE LTD DUR INCOME F | 30,335 | $437K | 0.0% | $14.41 | $15.43 | — | COM | 27828H105 |
| — | NUVEEN MULTI MKT INCOME FD | 53,651 | $405K | 0.0% | $7.55 | $7.55 | — | COM | 67075J107 |
| — | CLAYMORE EXCHANGE TRD FD TR | 14,750 | $389K | 0.0% | $26.37 | $27.29 | — | GUG BLT2016 HY | 18383M415 |
| — | CLAYMORE EXCHANGE TRD FD TR | 16,767 | $383K | 0.0% | $22.84 | $22.81 | — | GUGG CRP BD 2017 | 18383M548 |
| — | MORGAN STANLEY EMER MKTS DEB | 41,361 | $383K | 0.0% | $9.26 | $9.61 | — | COM | 61744H105 |
| KBH | KB HOME | 22,123 | $346K | 0.0% | $15.64 * | $15.92 | -22.6% | COM | 48666K109 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $338K | 0.0% | $12.45 | $12.82 | — | SH BEN INT | 18914E106 |
| VCIT | VANGUARD SCOTTSDALE FDS | 3,665 | $321K | 0.0% | $87.59 | $87.59 | — | INT-TERM CORP | 92206C870 |
| — | LMP CAP & INCOME FD INC | 18,712 | $313K | 0.0% | $16.73 | $15.04 | — | COM | 50208A102 |
| — | NUVEEN CR STRATEGIES INCM FD | 33,974 | $307K | 0.0% | $9.04 | $8.96 | — | COM SHS | 67073D102 |
| — | APOLLO SR FLOATING RATE FD I | 16,962 | $303K | 0.0% | $17.86 | $17.09 | — | COM | 037636107 |
| — | WESTERN ASSET INCOME FD | 20,898 | $289K | 0.0% | $13.83 | $13.19 | — | COM | 95766T100 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 15,932 | $266K | 0.0% | $16.70 | $16.92 | — | COM | 92829B101 |
| IGIB | ISHARES | 2,239 | $248K | 0.0% | $110.76 | $109.31 | — | INTERM CR BD ETF | 464288638 |
| — | HANCOCK JOHN INCOME SECS TR | 15,184 | $217K | 0.0% | $14.29 | $14.09 | — | COM | 410123103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,843 | $213K | 0.0% | $21.64 | $21.64 | — | GUGG CRP BD 2015 | 18383M563 |
| — | INVESCO SR INCOME TR | 44,392 | $210K | 0.0% | $4.73 | $4.75 | — | COM | 46131H107 |
| — | MORGAN STANLEY TRUSTS | 11,500 | $207K | 0.0% | $18.00 | $17.15 | — | INCOME SECS INC | 61745P874 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $192K | 0.0% | $12.18 | $11.19 | — | COM | 6706EP105 |
| FCX | FREEPORT-MCMORAN INC | 10,000 | $190K | 0.0% | $19.00 * | $17.62 | 0.0% | CL B | 35671D857 |
| — | LMP CORPORATE LN FD INC | 16,127 | $180K | 0.0% | $11.16 | $11.61 | — | COM | 50208B100 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $178K | 0.0% | $11.44 | $11.90 | — | COM | 246060107 |
| — | BLACKROCK INCOME TR INC | 22,693 | $146K | 0.0% | $6.43 | $6.46 | — | COM | 09247F100 |
| — | NEXPOINT CR STRATEGIES FD | 11,441 | $139K | 0.0% | $12.15 | $9.22 | — | COM | 65340G106 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $17,000 | 0.0% | $0.02 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |