Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $374,916 (96.8% shares, 3.2% debt)

Holdings (37)

EBC EASTERN BANKSHARES INC 8.9%

Value ($000) $33,495 Shares 1,650,000 Est. Cost $12.50 Unrealized +35.8%

RFL RAFAEL HLDGS INC 7.4%

Value ($000) $27,843 Shares 906,053 Est. Cost $30.89 Unrealized +48.6%

SPB SPECTRUM BRANDS HLDGS INC NE 6.4%

Value ($000) $23,911 Shares 249,937 Est. Cost $84.61 Unrealized +0.5%

— STAMPS COM INC 6.2%

Value ($000) $23,085 Shares 70,000 Est. Cost $200.22 Unrealized —

JXN JACKSON FINANCIAL INC 6.1%

Value ($000) $22,818 Shares 877,600 Est. Cost $21.96 Unrealized 0.0%

ADNT ADIENT PLC 5.1%

Value ($000) $19,274 Shares 465,000 Est. Cost $25.12 Unrealized +58.7%

— COREPOINT LODGING INC 4.9%

Value ($000) $18,368 Shares 1,185,000 Est. Cost $7.07 Unrealized —

VTOL BRISTOW GROUP INC 4.7%

Value ($000) $17,666 Shares 555,000 Est. Cost $14.72 Unrealized +98.2%

MBI MBIA INC 4.4%

Value ($000) $16,604 Shares 1,292,123 Est. Cost $4.38 Unrealized +15.1%

PCG PG&E CORP 3.8%

Value ($000) $14,400 Shares 1,500,000 Est. Cost $15.30 Unrealized -39.0%

— BROOKFIELD ASSET MGMT REINS 3.3%

Value ($000) $12,501 Shares 225,000 Est. Cost $55.56 Unrealized —

— FORUM ENERGY TECHNOLOGIES IN 3.2%

Value ($000) $12,073 Shares 12,750,000 Est. Cost $0.62 Unrealized —

— ARDAGH GROUP S A 3.1%

Value ($000) $11,471 Shares 450,000 Est. Cost $25.26 Unrealized —

— INFLECTION POINT ACQUSTN COR 2.6%

Value ($000) $9,880 Shares 1,000,000 Est. Cost $9.88 Unrealized —

— CITY OFFICE REIT INC 2.5%

Value ($000) $9,355 Shares 523,781 Est. Cost $17.86 Unrealized —

— PFSWEB INC 2.3%

Value ($000) $8,674 Shares 672,426 Est. Cost $11.67 Unrealized —

— THE ODP CORP 2.1%

Value ($000) $8,032 Shares 200,000 Est. Cost $40.16 Unrealized —

CUBI CUSTOMERS BANCORP INC 2.1%

Value ($000) $7,744 Shares 180,000 Est. Cost $14.34 Unrealized +171.4%

SATS ECHOSTAR CORP 2.0%

Value ($000) $7,653 Shares 300,000 Est. Cost $24.67 Unrealized 0.0%

— MERRIMACK PHARMACEUTICALS IN 2.0%

Value ($000) $7,481 Shares 1,548,883 Est. Cost $6.24 Unrealized —

NODK NI HLDGS INC 2.0%

Value ($000) $7,463 Shares 425,000 Est. Cost $14.84 Unrealized +29.0%

DXLG DESTINATION XL GROUP INC 1.8%

Value ($000) $6,732 Shares 1,100,000 Est. Cost $5.24 Unrealized 0.0%

— FIVE STAR SENIOR LIVING INC 1.7%

Value ($000) $6,351 Shares 1,450,000 Est. Cost $3.68 Unrealized —

VRTS VIRTUS INVT PARTNERS INC 1.7%

Value ($000) $6,206 Shares 20,000 Est. Cost $92.06 Unrealized +171.1%

— MERIDA MERGER CORP I 1.6%

Value ($000) $5,894 Shares 590,000 Est. Cost $9.73 Unrealized —

AMR ALPHA METALLURGICAL RESOUR I 1.5%

Value ($000) $5,477 Shares 110,000 Est. Cost $13.54 Unrealized +151.8%

NXDT NEXPOINT STRATEGIC OPPORTES 1.1%

Value ($000) $4,029 Shares 289,678 Est. Cost $10.57 Unrealized —

— ATAI LIFE SCIENCES NV 1.0%

Value ($000) $3,626 Shares 245,136 Est. Cost $14.15 Unrealized —

BTU PEABODY ENGR CORP 0.8%

Value ($000) $2,958 Shares 200,000 Est. Cost $2.78 Unrealized +352.8%

CIX COMPX INTL INC 0.8%

Value ($000) $2,949 Shares 141,924 Est. Cost $9.95 Unrealized +48.3%

BLFY BLUE FOUNDRY BANCORP 0.7%

Value ($000) $2,604 Shares 188,816 Est. Cost $13.42 Unrealized 0.0%

AAOI APPLIED OPTOELECTRONICS INC 0.6%

Value ($000) $2,269 Shares 316,050 Est. Cost $8.14 Unrealized -9.4%

FET FORUM ENERGY TECHNOLOGIES IN 0.6%

Value ($000) $2,254 Shares 100,000 Est. Cost $12.16 Unrealized +69.3%

RVP RETRACTABLE TECHNOLOGIES INC 0.4%

Value ($000) $1,456 Shares 132,000 Est. Cost $9.72 Unrealized +20.4%

— LEGATO MERGER CORP 0.3%

Value ($000) $1,247 Shares 118,550 Est. Cost $10.52 Unrealized —

TBPH THERAVANCE BIOPHARMA INC 0.2%

Value ($000) $725 Shares 97,955 Est. Cost $11.19 Unrealized 0.0%

— MERIDA MERGER CORP I 0.1%

Value ($000) $348 Shares 295,000 Est. Cost $0.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EBC	EASTERN BANKSHARES INC	1,650,000	$33,495	8.9%	$12.50	+35.8%	COM	27627N105
RFL	RAFAEL HLDGS INC	906,053	$27,843	7.4%	$30.89	+48.6%	COM CL B	75062E106
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$23,911	6.4%	$84.61	+0.5%	COM	84790A105
—	STAMPS COM INC	70,000	$23,085	6.2%	$200.22	—	COM NEW	852857200
JXN	JACKSON FINANCIAL INC	877,600	$22,818	6.1%	$21.96	0.0%	COM CL A	46817M107
ADNT	ADIENT PLC	465,000	$19,274	5.1%	$25.12	+58.7%	ORD SHS	G0084W101
—	COREPOINT LODGING INC	1,185,000	$18,368	4.9%	$7.07	—	COM	21872L104
VTOL	BRISTOW GROUP INC	555,000	$17,666	4.7%	$14.72	+98.2%	COM	11040G103
MBI	MBIA INC	1,292,123	$16,604	4.4%	$4.38	+15.1%	COM	55262C100
PCG	PG&E CORP	1,500,000	$14,400	3.8%	$15.30	-39.0%	COM	69331C108
—	BROOKFIELD ASSET MGMT REINS	225,000	$12,501	3.3%	$55.56	—	CL A EXCH LT VTG	G16169107
—	FORUM ENERGY TECHNOLOGIES IN	12,750,000	$12,073	3.2%	$0.62	—	NOTE 9.000% 8/0	34984VAC4
—	ARDAGH GROUP S A	450,000	$11,471	3.1%	$25.26	—	CL A	L0223L101
—	INFLECTION POINT ACQUSTN COR	1,000,000	$9,880	2.6%	$9.88	—	UNIT 09/21/2026	G47874105
—	CITY OFFICE REIT INC	523,781	$9,355	2.5%	$17.86	—	COM	178587101
—	PFSWEB INC	672,426	$8,674	2.3%	$11.67	—	COM NEW	717098206
—	THE ODP CORP	200,000	$8,032	2.1%	$40.16	—	COM	88337F105
CUBI	CUSTOMERS BANCORP INC	180,000	$7,744	2.1%	$14.34	+171.4%	COM	23204G100
SATS	ECHOSTAR CORP	300,000	$7,653	2.0%	$24.67	0.0%	CL A	278768106
—	MERRIMACK PHARMACEUTICALS IN	1,548,883	$7,481	2.0%	$6.24	—	COM NEW	590328209
NODK	NI HLDGS INC	425,000	$7,463	2.0%	$14.84	+29.0%	COM	65342T106
DXLG	DESTINATION XL GROUP INC	1,100,000	$6,732	1.8%	$5.24	0.0%	COM	25065K104
—	FIVE STAR SENIOR LIVING INC	1,450,000	$6,351	1.7%	$3.68	—	COM NEW	33832D205
VRTS	VIRTUS INVT PARTNERS INC	20,000	$6,206	1.7%	$92.06	+171.1%	COM	92828Q109
—	MERIDA MERGER CORP I	590,000	$5,894	1.6%	$9.73	—	COM	58953M106
AMR	ALPHA METALLURGICAL RESOUR I	110,000	$5,477	1.5%	$13.54	+151.8%	COM	020764106
NXDT	NEXPOINT STRATEGIC OPPORTES	289,678	$4,029	1.1%	$10.57	—	COM NEW	65340G205
—	ATAI LIFE SCIENCES NV	245,136	$3,626	1.0%	$14.15	—	SHS	N0731H103
BTU	PEABODY ENGR CORP	200,000	$2,958	0.8%	$2.78	+352.8%	COM	704551100
CIX	COMPX INTL INC	141,924	$2,949	0.8%	$9.95	+48.3%	CL A	20563P101
BLFY	BLUE FOUNDRY BANCORP	188,816	$2,604	0.7%	$13.42	0.0%	COM	09549B104
AAOI	APPLIED OPTOELECTRONICS INC	316,050	$2,269	0.6%	$8.14	-9.4%	COM	03823U102
FET	FORUM ENERGY TECHNOLOGIES IN	100,000	$2,254	0.6%	$12.16	+69.3%	COM	34984V209
RVP	RETRACTABLE TECHNOLOGIES INC	132,000	$1,456	0.4%	$9.72	+20.4%	COM	76129W105
—	LEGATO MERGER CORP	118,550	$1,247	0.3%	$10.52	—	COM	52473X106
TBPH	THERAVANCE BIOPHARMA INC	97,955	$725	0.2%	$11.19	0.0%	COM	G8807B106
—	MERIDA MERGER CORP I	295,000	$348	0.1%	$0.50	—	*W EXP 11/07/202	58953M114