HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q2 2014 (Next →)

Filing Date: Aug 14, 2014

Total Value: $86.36M (100.0% shares, 0.0% debt)

Holdings (30)

— UNITED STATES STL CORP NEW 10.5%

Value $9.072M Shares 348,400 Est. Cost — Unrealized —

NWSA NEWS CORP NEW 9.3%

Value $8.073M Shares 450,000 Est. Cost $15.17 Unrealized 0.0%

— EXELIS INC 8.2%

Value $7.047M Shares 415,000 Est. Cost $16.98 Unrealized —

PFE PFIZER INC 6.9%

Value $5.936M Shares 200,000 Est. Cost $17.55 Unrealized 0.0%

MSFT MICROSOFT CORP 6.0%

Value $5.213M Shares 125,000 Est. Cost $33.96 Unrealized 0.0%

— TRIPLE-S MGMT CORP 6.0%

Value $5.2M Shares 290,000 Est. Cost $17.93 Unrealized —

— HESS CORP 5.2%

Value $4.45M Shares 45,000 Est. Cost $98.89 Unrealized —

ORCL ORACLE CORP 4.7%

Value $4.053M Shares 100,000 Est. Cost $34.67 Unrealized 0.0%

— CLIFFS NAT RES INC 4.4%

Value $3.763M Shares 250,000 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 3.9%

Value $3.411M Shares 150,000 Est. Cost $22.74 Unrealized —

— CHARTER FINL CORP MD 3.5%

Value $3.011M Shares 271,226 Est. Cost $11.10 Unrealized —

AIG AMERICAN INTL GROUP INC 3.2%

Value $2.729M Shares 50,000 Est. Cost $40.41 Unrealized 0.0%

— MARATHON OIL CORP 3.0%

Value $2.595M Shares 65,000 Est. Cost $39.92 Unrealized —

MU MICRON TECHNOLOGY INC 2.9%

Value $2.471M Shares 75,000 Est. Cost $26.60 Unrealized 0.0%

— CLIFTON BANCORP INC 2.8%

Value $2.407M Shares 190,000 Est. Cost $12.67 Unrealized —

— FTD COS INC 2.6%

Value $2.27M Shares 71,400 Est. Cost $31.79 Unrealized —

— CIT GROUP INC 2.5%

Value $2.151M Shares 47,000 Est. Cost $45.77 Unrealized —

— DEAN FOODS CO NEW 2.4%

Value $2.111M Shares 120,000 Est. Cost $17.59 Unrealized —

— URS CORP NEW 2.4%

Value $2.063M Shares 45,000 Est. Cost $45.84 Unrealized —

NBHC NATIONAL BK HLDGS CORP 2.0%

Value $1.715M Shares 86,000 Est. Cost $15.51 Unrealized 0.0%

— MADISON SQUARE GARDEN CO 1.4%

Value $1.249M Shares 20,000 Est. Cost $62.45 Unrealized —

— BOB EVANS FARMS INC 1.2%

Value $1.001M Shares 20,000 Est. Cost $50.05 Unrealized —

— NEW MEDIA INVT GROUP INC 1.1%

Value $988K Shares 70,000 Est. Cost $14.11 Unrealized —

— MARTHA STEWART LIVING OMNIME 1.1%

Value $940K Shares 200,000 Est. Cost $4.70 Unrealized —

VSH VISHAY INTERTECHNOLOGY INC 1.1%

Value $929K Shares 60,000 Est. Cost $11.87 Unrealized 0.0%

— MAGICJACK VOCALTEC LTD 0.4%

Value $378K Shares 25,000 Est. Cost $15.12 Unrealized —

BMA BANCO MACRO SA 0.4%

Value $360K Shares 10,000 Est. Cost $36.00 Unrealized —

YPF YPF SOCIEDAD ANONIMA 0.4%

Value $337K Shares 10,300 Est. Cost $32.72 Unrealized —

GGAL GRUPO FINANCIERO GALICIA S A 0.3%

Value $293K Shares 20,000 Est. Cost $14.65 Unrealized —

— BBVA BANCO FRANCES S A 0.2%

Value $147K Shares 12,655 Est. Cost $11.62 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	UNITED STATES STL CORP NEW	348,400	$9.072M	10.5%	—	—	Put	912909108
NWSA	NEWS CORP NEW	450,000	$8.073M	9.3%	$15.17	0.0%	CL A	65249B109
—	EXELIS INC	415,000	$7.047M	8.2%	$16.98	—	COM	30162A108
PFE	PFIZER INC	200,000	$5.936M	6.9%	$17.55	0.0%	COM	717081103
MSFT	MICROSOFT CORP	125,000	$5.213M	6.0%	$33.96	0.0%	COM	594918104
—	TRIPLE-S MGMT CORP	290,000	$5.2M	6.0%	$17.93	—	CL B	896749108
—	HESS CORP	45,000	$4.45M	5.2%	$98.89	—	COM	42809H107
ORCL	ORACLE CORP	100,000	$4.053M	4.7%	$34.67	0.0%	COM	68389X105
—	CLIFFS NAT RES INC	250,000	$3.763M	4.4%	—	—	Put	18683K101
XLF	SELECT SECTOR SPDR TR	150,000	$3.411M	3.9%	$22.74	—	SBI INT-FINL	81369Y605
—	CHARTER FINL CORP MD	271,226	$3.011M	3.5%	$11.10	—	COM	16122W108
AIG	AMERICAN INTL GROUP INC	50,000	$2.729M	3.2%	$40.41	0.0%	COM NEW	026874784
—	MARATHON OIL CORP	65,000	$2.595M	3.0%	$39.92	—	COM	565849106
MU	MICRON TECHNOLOGY INC	75,000	$2.471M	2.9%	$26.60	0.0%	COM	595112103
—	CLIFTON BANCORP INC	190,000	$2.407M	2.8%	$12.67	—	COM	186873105
—	FTD COS INC	71,400	$2.27M	2.6%	$31.79	—	COM	30281V108
—	CIT GROUP INC	47,000	$2.151M	2.5%	$45.77	—	COM NEW	125581801
—	DEAN FOODS CO NEW	120,000	$2.111M	2.4%	$17.59	—	COM NEW	242370203
—	URS CORP NEW	45,000	$2.063M	2.4%	$45.84	—	COM	903236107
NBHC	NATIONAL BK HLDGS CORP	86,000	$1.715M	2.0%	$15.51	0.0%	CL A	633707104
—	MADISON SQUARE GARDEN CO	20,000	$1.249M	1.4%	$62.45	—	CL A	55826P100
—	BOB EVANS FARMS INC	20,000	$1.001M	1.2%	$50.05	—	COM	096761101
—	NEW MEDIA INVT GROUP INC	70,000	$988K	1.1%	$14.11	—	COM	64704V106
—	MARTHA STEWART LIVING OMNIME	200,000	$940K	1.1%	$4.70	—	CL A	573083102
VSH	VISHAY INTERTECHNOLOGY INC	60,000	$929K	1.1%	$11.87	0.0%	COM	928298108
—	MAGICJACK VOCALTEC LTD	25,000	$378K	0.4%	$15.12	—	SHS	M6787E101
BMA	BANCO MACRO SA	10,000	$360K	0.4%	$36.00	—	SPON ADR B	05961W105
YPF	YPF SOCIEDAD ANONIMA	10,300	$337K	0.4%	$32.72	—	SPON ADR CL D	984245100
GGAL	GRUPO FINANCIERO GALICIA S A	20,000	$293K	0.3%	$14.65	—	SP ADR 10 SH B	399909100
—	BBVA BANCO FRANCES S A	12,655	$147K	0.2%	$11.62	—	SPONSORED ADR	07329M100