HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q2 2014 (Next →)

Filing Date: Aug 14, 2014

Total Value: $86.36M (100.0% shares, 0.0% debt)

Holdings (30)

— UNITED STATES STL CORP NEW 10.5%

Value $9.072M Shares 348,400 Share Price $26.04 Est. Cost/Share — Unrealized @ Report Date —

NWSA NEWS CORP NEW 9.3%

Value $8.073M Shares 450,000 Share Price $17.94 * Est. Cost/Share $15.17 Unrealized @ Report Date 0.0%

— EXELIS INC 8.2%

Value $7.047M Shares 415,000 Share Price $16.98 Est. Cost/Share $16.98 Unrealized @ Report Date —

PFE PFIZER INC 6.9%

Value $5.936M Shares 200,000 Share Price $29.68 * Est. Cost/Share $17.55 Unrealized @ Report Date 0.0%

MSFT MICROSOFT CORP 6.0%

Value $5.213M Shares 125,000 Share Price $41.70 * Est. Cost/Share $33.96 Unrealized @ Report Date 0.0%

— TRIPLE-S MGMT CORP 6.0%

Value $5.2M Shares 290,000 Share Price $17.93 Est. Cost/Share $17.93 Unrealized @ Report Date —

— HESS CORP 5.2%

Value $4.45M Shares 45,000 Share Price $98.89 Est. Cost/Share $98.89 Unrealized @ Report Date —

ORCL ORACLE CORP 4.7%

Value $4.053M Shares 100,000 Share Price $40.53 * Est. Cost/Share $34.67 Unrealized @ Report Date 0.0%

— CLIFFS NAT RES INC 4.4%

Value $3.763M Shares 250,000 Share Price $15.05 Est. Cost/Share — Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 3.9%

Value $3.411M Shares 150,000 Share Price $22.74 Est. Cost/Share $22.74 Unrealized @ Report Date —

— CHARTER FINL CORP MD 3.5%

Value $3.011M Shares 271,226 Share Price $11.10 Est. Cost/Share $11.10 Unrealized @ Report Date —

AIG AMERICAN INTL GROUP INC 3.2%

Value $2.729M Shares 50,000 Share Price $54.58 * Est. Cost/Share $40.41 Unrealized @ Report Date 0.0%

— MARATHON OIL CORP 3.0%

Value $2.595M Shares 65,000 Share Price $39.92 Est. Cost/Share $39.92 Unrealized @ Report Date —

MU MICRON TECHNOLOGY INC 2.9%

Value $2.471M Shares 75,000 Share Price $32.95 * Est. Cost/Share $26.60 Unrealized @ Report Date 0.0%

— CLIFTON BANCORP INC 2.8%

Value $2.407M Shares 190,000 Share Price $12.67 Est. Cost/Share $12.67 Unrealized @ Report Date —

— FTD COS INC 2.6%

Value $2.27M Shares 71,400 Share Price $31.79 Est. Cost/Share $31.79 Unrealized @ Report Date —

— CIT GROUP INC 2.5%

Value $2.151M Shares 47,000 Share Price $45.77 Est. Cost/Share $45.77 Unrealized @ Report Date —

— DEAN FOODS CO NEW 2.4%

Value $2.111M Shares 120,000 Share Price $17.59 Est. Cost/Share $17.59 Unrealized @ Report Date —

— URS CORP NEW 2.4%

Value $2.063M Shares 45,000 Share Price $45.84 Est. Cost/Share $45.84 Unrealized @ Report Date —

NBHC NATIONAL BK HLDGS CORP 2.0%

Value $1.715M Shares 86,000 Share Price $19.94 * Est. Cost/Share $15.51 Unrealized @ Report Date 0.0%

— MADISON SQUARE GARDEN CO 1.4%

Value $1.249M Shares 20,000 Share Price $62.45 Est. Cost/Share $62.45 Unrealized @ Report Date —

— BOB EVANS FARMS INC 1.2%

Value $1.001M Shares 20,000 Share Price $50.05 Est. Cost/Share $50.05 Unrealized @ Report Date —

— NEW MEDIA INVT GROUP INC 1.1%

Value $988K Shares 70,000 Share Price $14.11 Est. Cost/Share $14.11 Unrealized @ Report Date —

— MARTHA STEWART LIVING OMNIME 1.1%

Value $940K Shares 200,000 Share Price $4.70 Est. Cost/Share $4.70 Unrealized @ Report Date —

VSH VISHAY INTERTECHNOLOGY INC 1.1%

Value $929K Shares 60,000 Share Price $15.48 * Est. Cost/Share $11.87 Unrealized @ Report Date 0.0%

— MAGICJACK VOCALTEC LTD 0.4%

Value $378K Shares 25,000 Share Price $15.12 Est. Cost/Share $15.12 Unrealized @ Report Date —

BMA BANCO MACRO SA 0.4%

Value $360K Shares 10,000 Share Price $36.00 Est. Cost/Share $36.00 Unrealized @ Report Date —

YPF YPF SOCIEDAD ANONIMA 0.4%

Value $337K Shares 10,300 Share Price $32.72 Est. Cost/Share $32.72 Unrealized @ Report Date —

GGAL GRUPO FINANCIERO GALICIA S A 0.3%

Value $293K Shares 20,000 Share Price $14.65 Est. Cost/Share $14.65 Unrealized @ Report Date —

— BBVA BANCO FRANCES S A 0.2%

Value $147K Shares 12,655 Share Price $11.62 Est. Cost/Share $11.62 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	UNITED STATES STL CORP NEW	348,400	$9.072M	10.5%	$26.04	—	—	Put	912909108
NWSA	NEWS CORP NEW	450,000	$8.073M	9.3%	$17.94 *	$15.17	0.0%	CL A	65249B109
—	EXELIS INC	415,000	$7.047M	8.2%	$16.98	$16.98	—	COM	30162A108
PFE	PFIZER INC	200,000	$5.936M	6.9%	$29.68 *	$17.55	0.0%	COM	717081103
MSFT	MICROSOFT CORP	125,000	$5.213M	6.0%	$41.70 *	$33.96	0.0%	COM	594918104
—	TRIPLE-S MGMT CORP	290,000	$5.2M	6.0%	$17.93	$17.93	—	CL B	896749108
—	HESS CORP	45,000	$4.45M	5.2%	$98.89	$98.89	—	COM	42809H107
ORCL	ORACLE CORP	100,000	$4.053M	4.7%	$40.53 *	$34.67	0.0%	COM	68389X105
—	CLIFFS NAT RES INC	250,000	$3.763M	4.4%	$15.05	—	—	Put	18683K101
XLF	SELECT SECTOR SPDR TR	150,000	$3.411M	3.9%	$22.74	$22.74	—	SBI INT-FINL	81369Y605
—	CHARTER FINL CORP MD	271,226	$3.011M	3.5%	$11.10	$11.10	—	COM	16122W108
AIG	AMERICAN INTL GROUP INC	50,000	$2.729M	3.2%	$54.58 *	$40.41	0.0%	COM NEW	026874784
—	MARATHON OIL CORP	65,000	$2.595M	3.0%	$39.92	$39.92	—	COM	565849106
MU	MICRON TECHNOLOGY INC	75,000	$2.471M	2.9%	$32.95 *	$26.60	0.0%	COM	595112103
—	CLIFTON BANCORP INC	190,000	$2.407M	2.8%	$12.67	$12.67	—	COM	186873105
—	FTD COS INC	71,400	$2.27M	2.6%	$31.79	$31.79	—	COM	30281V108
—	CIT GROUP INC	47,000	$2.151M	2.5%	$45.77	$45.77	—	COM NEW	125581801
—	DEAN FOODS CO NEW	120,000	$2.111M	2.4%	$17.59	$17.59	—	COM NEW	242370203
—	URS CORP NEW	45,000	$2.063M	2.4%	$45.84	$45.84	—	COM	903236107
NBHC	NATIONAL BK HLDGS CORP	86,000	$1.715M	2.0%	$19.94 *	$15.51	0.0%	CL A	633707104
—	MADISON SQUARE GARDEN CO	20,000	$1.249M	1.4%	$62.45	$62.45	—	CL A	55826P100
—	BOB EVANS FARMS INC	20,000	$1.001M	1.2%	$50.05	$50.05	—	COM	096761101
—	NEW MEDIA INVT GROUP INC	70,000	$988K	1.1%	$14.11	$14.11	—	COM	64704V106
—	MARTHA STEWART LIVING OMNIME	200,000	$940K	1.1%	$4.70	$4.70	—	CL A	573083102
VSH	VISHAY INTERTECHNOLOGY INC	60,000	$929K	1.1%	$15.48 *	$11.87	0.0%	COM	928298108
—	MAGICJACK VOCALTEC LTD	25,000	$378K	0.4%	$15.12	$15.12	—	SHS	M6787E101
BMA	BANCO MACRO SA	10,000	$360K	0.4%	$36.00	$36.00	—	SPON ADR B	05961W105
YPF	YPF SOCIEDAD ANONIMA	10,300	$337K	0.4%	$32.72	$32.72	—	SPON ADR CL D	984245100
GGAL	GRUPO FINANCIERO GALICIA S A	20,000	$293K	0.3%	$14.65	$14.65	—	SP ADR 10 SH B	399909100
—	BBVA BANCO FRANCES S A	12,655	$147K	0.2%	$11.62	$11.62	—	SPONSORED ADR	07329M100