HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q2 2014 (Next →)

Filing Date: Aug 14, 2014

Total Value ($000): $86,363 (100.0% shares, 0.0% debt)

Holdings (30)

— UNITED STATES STL CORP NEW 10.5%

Value ($000) $9,072 Shares 348,400 Est. Cost — Unrealized —

NWSA NEWS CORP NEW 9.3%

Value ($000) $8,073 Shares 450,000 Est. Cost $15.17 Unrealized 0.0%

— EXELIS INC 8.2%

Value ($000) $7,047 Shares 415,000 Est. Cost $16.98 Unrealized —

PFE PFIZER INC 6.9%

Value ($000) $5,936 Shares 200,000 Est. Cost $17.55 Unrealized 0.0%

MSFT MICROSOFT CORP 6.0%

Value ($000) $5,213 Shares 125,000 Est. Cost $33.96 Unrealized 0.0%

— TRIPLE-S MGMT CORP 6.0%

Value ($000) $5,200 Shares 290,000 Est. Cost $17.93 Unrealized —

— HESS CORP 5.2%

Value ($000) $4,450 Shares 45,000 Est. Cost $98.89 Unrealized —

ORCL ORACLE CORP 4.7%

Value ($000) $4,053 Shares 100,000 Est. Cost $34.67 Unrealized 0.0%

— CLIFFS NAT RES INC 4.4%

Value ($000) $3,763 Shares 250,000 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 3.9%

Value ($000) $3,411 Shares 150,000 Est. Cost $22.74 Unrealized —

— CHARTER FINL CORP MD 3.5%

Value ($000) $3,011 Shares 271,226 Est. Cost $11.10 Unrealized —

AIG AMERICAN INTL GROUP INC 3.2%

Value ($000) $2,729 Shares 50,000 Est. Cost $40.41 Unrealized 0.0%

— MARATHON OIL CORP 3.0%

Value ($000) $2,595 Shares 65,000 Est. Cost $39.92 Unrealized —

MU MICRON TECHNOLOGY INC 2.9%

Value ($000) $2,471 Shares 75,000 Est. Cost $26.60 Unrealized 0.0%

— CLIFTON BANCORP INC 2.8%

Value ($000) $2,407 Shares 190,000 Est. Cost $12.67 Unrealized —

— FTD COS INC 2.6%

Value ($000) $2,270 Shares 71,400 Est. Cost $31.79 Unrealized —

— CIT GROUP INC 2.5%

Value ($000) $2,151 Shares 47,000 Est. Cost $45.77 Unrealized —

— DEAN FOODS CO NEW 2.4%

Value ($000) $2,111 Shares 120,000 Est. Cost $17.59 Unrealized —

— URS CORP NEW 2.4%

Value ($000) $2,063 Shares 45,000 Est. Cost $45.84 Unrealized —

NBHC NATIONAL BK HLDGS CORP 2.0%

Value ($000) $1,715 Shares 86,000 Est. Cost $15.51 Unrealized 0.0%

— MADISON SQUARE GARDEN CO 1.4%

Value ($000) $1,249 Shares 20,000 Est. Cost $62.45 Unrealized —

— BOB EVANS FARMS INC 1.2%

Value ($000) $1,001 Shares 20,000 Est. Cost $50.05 Unrealized —

— NEW MEDIA INVT GROUP INC 1.1%

Value ($000) $988 Shares 70,000 Est. Cost $14.11 Unrealized —

— MARTHA STEWART LIVING OMNIME 1.1%

Value ($000) $940 Shares 200,000 Est. Cost $4.70 Unrealized —

VSH VISHAY INTERTECHNOLOGY INC 1.1%

Value ($000) $929 Shares 60,000 Est. Cost $11.87 Unrealized 0.0%

— MAGICJACK VOCALTEC LTD 0.4%

Value ($000) $378 Shares 25,000 Est. Cost $15.12 Unrealized —

BMA BANCO MACRO SA 0.4%

Value ($000) $360 Shares 10,000 Est. Cost $36.00 Unrealized —

YPF YPF SOCIEDAD ANONIMA 0.4%

Value ($000) $337 Shares 10,300 Est. Cost $32.72 Unrealized —

GGAL GRUPO FINANCIERO GALICIA S A 0.3%

Value ($000) $293 Shares 20,000 Est. Cost $14.65 Unrealized —

— BBVA BANCO FRANCES S A 0.2%

Value ($000) $147 Shares 12,655 Est. Cost $11.62 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	UNITED STATES STL CORP NEW	348,400	$9,072	10.5%	—	—	Put	912909108
NWSA	NEWS CORP NEW	450,000	$8,073	9.3%	$15.17	0.0%	CL A	65249B109
—	EXELIS INC	415,000	$7,047	8.2%	$16.98	—	COM	30162A108
PFE	PFIZER INC	200,000	$5,936	6.9%	$17.55	0.0%	COM	717081103
MSFT	MICROSOFT CORP	125,000	$5,213	6.0%	$33.96	0.0%	COM	594918104
—	TRIPLE-S MGMT CORP	290,000	$5,200	6.0%	$17.93	—	CL B	896749108
—	HESS CORP	45,000	$4,450	5.2%	$98.89	—	COM	42809H107
ORCL	ORACLE CORP	100,000	$4,053	4.7%	$34.67	0.0%	COM	68389X105
—	CLIFFS NAT RES INC	250,000	$3,763	4.4%	—	—	Put	18683K101
XLF	SELECT SECTOR SPDR TR	150,000	$3,411	3.9%	$22.74	—	SBI INT-FINL	81369Y605
—	CHARTER FINL CORP MD	271,226	$3,011	3.5%	$11.10	—	COM	16122W108
AIG	AMERICAN INTL GROUP INC	50,000	$2,729	3.2%	$40.41	0.0%	COM NEW	026874784
—	MARATHON OIL CORP	65,000	$2,595	3.0%	$39.92	—	COM	565849106
MU	MICRON TECHNOLOGY INC	75,000	$2,471	2.9%	$26.60	0.0%	COM	595112103
—	CLIFTON BANCORP INC	190,000	$2,407	2.8%	$12.67	—	COM	186873105
—	FTD COS INC	71,400	$2,270	2.6%	$31.79	—	COM	30281V108
—	CIT GROUP INC	47,000	$2,151	2.5%	$45.77	—	COM NEW	125581801
—	DEAN FOODS CO NEW	120,000	$2,111	2.4%	$17.59	—	COM NEW	242370203
—	URS CORP NEW	45,000	$2,063	2.4%	$45.84	—	COM	903236107
NBHC	NATIONAL BK HLDGS CORP	86,000	$1,715	2.0%	$15.51	0.0%	CL A	633707104
—	MADISON SQUARE GARDEN CO	20,000	$1,249	1.4%	$62.45	—	CL A	55826P100
—	BOB EVANS FARMS INC	20,000	$1,001	1.2%	$50.05	—	COM	096761101
—	NEW MEDIA INVT GROUP INC	70,000	$988	1.1%	$14.11	—	COM	64704V106
—	MARTHA STEWART LIVING OMNIME	200,000	$940	1.1%	$4.70	—	CL A	573083102
VSH	VISHAY INTERTECHNOLOGY INC	60,000	$929	1.1%	$11.87	0.0%	COM	928298108
—	MAGICJACK VOCALTEC LTD	25,000	$378	0.4%	$15.12	—	SHS	M6787E101
BMA	BANCO MACRO SA	10,000	$360	0.4%	$36.00	—	SPON ADR B	05961W105
YPF	YPF SOCIEDAD ANONIMA	10,300	$337	0.4%	$32.72	—	SPON ADR CL D	984245100
GGAL	GRUPO FINANCIERO GALICIA S A	20,000	$293	0.3%	$14.65	—	SP ADR 10 SH B	399909100
—	BBVA BANCO FRANCES S A	12,655	$147	0.2%	$11.62	—	SPONSORED ADR	07329M100