CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value: $94.48M (100.0% shares, 0.0% debt)

Holdings (19)

— SYNTA PHARMACEUTICALS CORP 87.5%

Value $82.65M Shares 37,061,186 Share Price $2.23 Est. Cost/Share $6.65 Unrealized @ Report Date —

— CELATOR PHARMACEUTICALS INC 5.3%

Value $5.032M Shares 2,246,469 Share Price $2.24 Est. Cost/Share $3.25 Unrealized @ Report Date —

— MARKET VECTORS ETF TR 1.4%

Value $1.301M Shares 73,274 Share Price $17.76 Est. Cost/Share $17.76 Unrealized @ Report Date —

— AMERICAN CAP LTD 1.1%

Value $1.036M Shares 76,434 Share Price $13.55 Est. Cost/Share $14.60 Unrealized @ Report Date —

— ESTERLINE TECHNOLOGIES CORP 0.7%

Value $628K Shares 6,590 Share Price $95.30 Est. Cost/Share $114.39 Unrealized @ Report Date —

— SENSATA TECHNOLOGIES HLDG NV 0.6%

Value $572K Shares 10,853 Share Price $52.70 Est. Cost/Share $57.36 Unrealized @ Report Date —

— INVUITY INC 0.5%

Value $479K Shares 33,905 Share Price $14.13 Est. Cost/Share $14.13 Unrealized @ Report Date —

XPHDX PIONEER FLOATING RATE TR 0.4%

Value $417K Shares 36,637 Share Price $11.38 Est. Cost/Share $11.60 Unrealized @ Report Date —

— MEDLEY MGMT INC 0.4%

Value $333K Shares 28,165 Share Price $11.82 Est. Cost/Share $11.00 Unrealized @ Report Date —

— EATON VANCE SR INCOME TR 0.3%

Value $307K Shares 49,460 Share Price $6.21 Est. Cost/Share $6.40 Unrealized @ Report Date —

— MEDLEY CAP CORP 0.3%

Value $286K Shares 32,058 Share Price $8.92 Est. Cost/Share $9.17 Unrealized @ Report Date —

— FIFTH STR ASSET MGMT INC 0.3%

Value $273K Shares 26,562 Share Price $10.28 Est. Cost/Share $10.28 Unrealized @ Report Date —

— TICC CAPITAL CORP 0.2%

Value $209K Shares 31,142 Share Price $6.71 Est. Cost/Share $6.86 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%

Value $206K Shares 1,511 Share Price $136.33 * Est. Cost/Share $142.63 Unrealized @ Report Date 0.0%

— NUVEEN SR INCOME FD 0.2%

Value $199K Shares 31,142 Share Price $6.39 Est. Cost/Share $6.60 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 0.2%

Value $151K Shares 17,559 Share Price $8.60 Est. Cost/Share $8.40 Unrealized @ Report Date —

— BLACKROCK FLOAT RATE OME STR 0.2%

Value $149K Shares 10,991 Share Price $13.56 Est. Cost/Share $13.87 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 0.2%

Value $144K Shares 47,814 Share Price $3.01 Est. Cost/Share $3.01 Unrealized @ Report Date —

— SYNTA PHARMACEUTICALS CORP 0.1%

Value $116K Shares 52,000 Share Price $2.23 Est. Cost/Share $6.65 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	SYNTA PHARMACEUTICALS CORP	37,061,186	$82.65M	87.5%	$2.23	$6.65	—	COM	87162T206
—	CELATOR PHARMACEUTICALS INC	2,246,469	$5.032M	5.3%	$2.24	$3.25	—	COM	15089R102
—	MARKET VECTORS ETF TR	73,274	$1.301M	1.4%	$17.76	$17.76	—	GOLD MINER ETF	57060U100
—	AMERICAN CAP LTD	76,434	$1.036M	1.1%	$13.55	$14.60	—	COM	02503Y103
—	ESTERLINE TECHNOLOGIES CORP	6,590	$628K	0.7%	$95.30	$114.39	—	COM	297425100
—	SENSATA TECHNOLOGIES HLDG NV	10,853	$572K	0.6%	$52.70	$57.36	—	SHS	N7902X106
—	INVUITY INC	33,905	$479K	0.5%	$14.13	$14.13	—	COM NEW	46187J205
XPHDX	PIONEER FLOATING RATE TR	36,637	$417K	0.4%	$11.38	$11.60	—	COM	72369J102
—	MEDLEY MGMT INC	28,165	$333K	0.4%	$11.82	$11.00	—	CL A COM	58503T106
—	EATON VANCE SR INCOME TR	49,460	$307K	0.3%	$6.21	$6.40	—	SH BEN INT	27826S103
—	MEDLEY CAP CORP	32,058	$286K	0.3%	$8.92	$9.17	—	COM	58503F106
—	FIFTH STR ASSET MGMT INC	26,562	$273K	0.3%	$10.28	$10.28	—	CL A COM	31679P109
—	TICC CAPITAL CORP	31,142	$209K	0.2%	$6.71	$6.86	—	COM	87244T109
BRK/B	BERKSHIRE HATHAWAY INC DEL	1,511	$206K	0.2%	$136.33 *	$142.63	0.0%	CL B NEW	084670702
—	NUVEEN SR INCOME FD	31,142	$199K	0.2%	$6.39	$6.60	—	COM	67067Y104
—	AGILE THERAPEUTICS INC	17,559	$151K	0.2%	$8.60	$8.40	—	COM	00847L100
—	BLACKROCK FLOAT RATE OME STR	10,991	$149K	0.2%	$13.56	$13.87	—	COM	09255X100
—	SUNESIS PHARMACEUTICALS INC	47,814	$144K	0.2%	$3.01	$3.01	—	COM NEW	867328601
—	SYNTA PHARMACEUTICALS CORP	52,000	$116K	0.1%	$2.23	$6.65	—	Call	87162T206