CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 15, 2015

Total Value: $83.81M (100.0% shares, 0.0% debt)

Holdings (20)

— SYNTA PHARMACEUTICALS CORP 85.8%

Value $71.89M Shares 37,058,136 Share Price $1.94 Est. Cost/Share $6.65 Unrealized @ Report Date —

— CELATOR PHARMACEUTICALS INC 6.6%

Value $5.549M Shares 2,246,469 Share Price $2.47 Est. Cost/Share $3.25 Unrealized @ Report Date —

— AMERICAN CAP LTD 1.1%

Value $962K Shares 65,055 Share Price $14.79 Est. Cost/Share $14.79 Unrealized @ Report Date —

— ESTERLINE TECHNOLOGIES CORP 1.0%

Value $813K Shares 7,107 Share Price $114.39 Est. Cost/Share $114.39 Unrealized @ Report Date —

— SENSATA TECHNOLOGIES HLDG NV 0.7%

Value $611K Shares 10,634 Share Price $57.46 Est. Cost/Share $57.46 Unrealized @ Report Date —

XBI SPDR SERIES TRUST 0.7%

Value $571K Shares 2,532 Share Price $225.51 Est. Cost/Share — Unrealized @ Report Date —

— RELYPSA INC 0.5%

Value $405K Shares 11,210 Share Price $36.13 Est. Cost/Share $36.13 Unrealized @ Report Date —

XPHDX PIONEER FLOATING RATE TR 0.5%

Value $382K Shares 32,874 Share Price $11.62 Est. Cost/Share $11.62 Unrealized @ Report Date —

ESPR ESPERION THERAPEUTICS INC NE 0.4%

Value $340K Shares 3,671 Share Price $92.62 * Est. Cost/Share $64.53 Unrealized @ Report Date 0.0%

PSEC PROSPECT CAPITAL CORPORATION 0.4%

Value $309K Shares 36,527 Share Price $8.46 * Est. Cost/Share $2.34 Unrealized @ Report Date -3.9%

— MEDLEY MGMT INC 0.4%

Value $305K Shares 27,760 Share Price $10.99 Est. Cost/Share $10.99 Unrealized @ Report Date —

— EATON VANCE SR INCOME TR 0.4%

Value $297K Shares 45,659 Share Price $6.50 Est. Cost/Share $6.41 Unrealized @ Report Date —

— MEDLEY CAP CORP 0.3%

Value $292K Shares 31,961 Share Price $9.14 Est. Cost/Share $9.17 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 0.3%

Value $248K Shares 26,736 Share Price $9.28 Est. Cost/Share $8.40 Unrealized @ Report Date —

— BLACKSTONE GSO LNG SHRT CR I 0.3%

Value $224K Shares 13,909 Share Price $16.10 Est. Cost/Share $16.10 Unrealized @ Report Date —

— NUVEEN SR INCOME FD 0.2%

Value $198K Shares 29,777 Share Price $6.65 Est. Cost/Share $6.61 Unrealized @ Report Date —

— TICC CAPITAL CORP 0.2%

Value $164K Shares 23,742 Share Price $6.91 Est. Cost/Share $6.91 Unrealized @ Report Date —

— BLACKROCK FLOAT RATE OME STR 0.2%

Value $152K Shares 10,958 Share Price $13.87 Est. Cost/Share $13.87 Unrealized @ Report Date —

— ACELRX PHARMACEUTICALS INC 0.1%

Value $84,000 Shares 21,870 Share Price $3.84 Est. Cost/Share $3.84 Unrealized @ Report Date —

— REGADO BIOSCIENCES INC 0.0%

Value $14,000 Shares 11,327 Share Price $1.24 Est. Cost/Share $1.24 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	SYNTA PHARMACEUTICALS CORP	37,058,136	$71.89M	85.8%	$1.94	$6.65	—	COM	87162T206
—	CELATOR PHARMACEUTICALS INC	2,246,469	$5.549M	6.6%	$2.47	$3.25	—	COM	15089R102
—	AMERICAN CAP LTD	65,055	$962K	1.1%	$14.79	$14.79	—	COM	02503Y103
—	ESTERLINE TECHNOLOGIES CORP	7,107	$813K	1.0%	$114.39	$114.39	—	COM	297425100
—	SENSATA TECHNOLOGIES HLDG NV	10,634	$611K	0.7%	$57.46	$57.46	—	SHS	N7902X106
XBI	SPDR SERIES TRUST	2,532	$571K	0.7%	$225.51	—	—	Put	78464A870
—	RELYPSA INC	11,210	$405K	0.5%	$36.13	$36.13	—	COM	759531106
XPHDX	PIONEER FLOATING RATE TR	32,874	$382K	0.5%	$11.62	$11.62	—	COM	72369J102
ESPR	ESPERION THERAPEUTICS INC NE	3,671	$340K	0.4%	$92.62 *	$64.53	0.0%	COM	29664W105
PSEC	PROSPECT CAPITAL CORPORATION	36,527	$309K	0.4%	$8.46 *	$2.34	-3.9%	COM	74348T102
—	MEDLEY MGMT INC	27,760	$305K	0.4%	$10.99	$10.99	—	CL A COM	58503T106
—	EATON VANCE SR INCOME TR	45,659	$297K	0.4%	$6.50	$6.41	—	SH BEN INT	27826S103
—	MEDLEY CAP CORP	31,961	$292K	0.3%	$9.14	$9.17	—	COM	58503F106
—	AGILE THERAPEUTICS INC	26,736	$248K	0.3%	$9.28	$8.40	—	COM	00847L100
—	BLACKSTONE GSO LNG SHRT CR I	13,909	$224K	0.3%	$16.10	$16.10	—	COM SHS BN INT	09257D102
—	NUVEEN SR INCOME FD	29,777	$198K	0.2%	$6.65	$6.61	—	COM	67067Y104
—	TICC CAPITAL CORP	23,742	$164K	0.2%	$6.91	$6.91	—	COM	87244T109
—	BLACKROCK FLOAT RATE OME STR	10,958	$152K	0.2%	$13.87	$13.87	—	COM	09255X100
—	ACELRX PHARMACEUTICALS INC	21,870	$84,000	0.1%	$3.84	$3.84	—	COM	00444T100
—	REGADO BIOSCIENCES INC	11,327	$14,000	0.0%	$1.24	$1.24	—	COM	75874Q107