CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 15, 2015

Total Value ($000): $83,813 (100.0% shares, 0.0% debt)

Holdings (20)

— SYNTA PHARMACEUTICALS CORP 85.8%

Value ($000) $71,893 Shares 37,058,136 Est. Cost $6.65 Unrealized —

— CELATOR PHARMACEUTICALS INC 6.6%

Value ($000) $5,549 Shares 2,246,469 Est. Cost $3.25 Unrealized —

— AMERICAN CAP LTD 1.1%

Value ($000) $962 Shares 65,055 Est. Cost $14.79 Unrealized —

— ESTERLINE TECHNOLOGIES CORP 1.0%

Value ($000) $813 Shares 7,107 Est. Cost $114.39 Unrealized —

— SENSATA TECHNOLOGIES HLDG NV 0.7%

Value ($000) $611 Shares 10,634 Est. Cost $57.46 Unrealized —

XBI SPDR SERIES TRUST 0.7%

Value ($000) $571 Shares 2,532 Est. Cost — Unrealized —

— RELYPSA INC 0.5%

Value ($000) $405 Shares 11,210 Est. Cost $36.13 Unrealized —

XPHDX PIONEER FLOATING RATE TR 0.5%

Value ($000) $382 Shares 32,874 Est. Cost $11.62 Unrealized —

ESPR ESPERION THERAPEUTICS INC NE 0.4%

Value ($000) $340 Shares 3,671 Est. Cost $64.53 Unrealized 0.0%

PSEC PROSPECT CAPITAL CORPORATION 0.4%

Value ($000) $309 Shares 36,527 Est. Cost $2.34 Unrealized -3.9%

— MEDLEY MGMT INC 0.4%

Value ($000) $305 Shares 27,760 Est. Cost $10.99 Unrealized —

— EATON VANCE SR INCOME TR 0.4%

Value ($000) $297 Shares 45,659 Est. Cost $6.41 Unrealized —

— MEDLEY CAP CORP 0.3%

Value ($000) $292 Shares 31,961 Est. Cost $9.17 Unrealized —

— AGILE THERAPEUTICS INC 0.3%

Value ($000) $248 Shares 26,736 Est. Cost $8.40 Unrealized —

— BLACKSTONE GSO LNG SHRT CR I 0.3%

Value ($000) $224 Shares 13,909 Est. Cost $16.10 Unrealized —

— NUVEEN SR INCOME FD 0.2%

Value ($000) $198 Shares 29,777 Est. Cost $6.61 Unrealized —

— TICC CAPITAL CORP 0.2%

Value ($000) $164 Shares 23,742 Est. Cost $6.91 Unrealized —

— BLACKROCK FLOAT RATE OME STR 0.2%

Value ($000) $152 Shares 10,958 Est. Cost $13.87 Unrealized —

— ACELRX PHARMACEUTICALS INC 0.1%

Value ($000) $84 Shares 21,870 Est. Cost $3.84 Unrealized —

— REGADO BIOSCIENCES INC 0.0%

Value ($000) $14 Shares 11,327 Est. Cost $1.24 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SYNTA PHARMACEUTICALS CORP	37,058,136	$71,893	85.8%	$6.65	—	COM	87162T206
—	CELATOR PHARMACEUTICALS INC	2,246,469	$5,549	6.6%	$3.25	—	COM	15089R102
—	AMERICAN CAP LTD	65,055	$962	1.1%	$14.79	—	COM	02503Y103
—	ESTERLINE TECHNOLOGIES CORP	7,107	$813	1.0%	$114.39	—	COM	297425100
—	SENSATA TECHNOLOGIES HLDG NV	10,634	$611	0.7%	$57.46	—	SHS	N7902X106
XBI	SPDR SERIES TRUST	2,532	$571	0.7%	—	—	Put	78464A870
—	RELYPSA INC	11,210	$405	0.5%	$36.13	—	COM	759531106
XPHDX	PIONEER FLOATING RATE TR	32,874	$382	0.5%	$11.62	—	COM	72369J102
ESPR	ESPERION THERAPEUTICS INC NE	3,671	$340	0.4%	$64.53	0.0%	COM	29664W105
PSEC	PROSPECT CAPITAL CORPORATION	36,527	$309	0.4%	$2.34	-3.9%	COM	74348T102
—	MEDLEY MGMT INC	27,760	$305	0.4%	$10.99	—	CL A COM	58503T106
—	EATON VANCE SR INCOME TR	45,659	$297	0.4%	$6.41	—	SH BEN INT	27826S103
—	MEDLEY CAP CORP	31,961	$292	0.3%	$9.17	—	COM	58503F106
—	AGILE THERAPEUTICS INC	26,736	$248	0.3%	$8.40	—	COM	00847L100
—	BLACKSTONE GSO LNG SHRT CR I	13,909	$224	0.3%	$16.10	—	COM SHS BN INT	09257D102
—	NUVEEN SR INCOME FD	29,777	$198	0.2%	$6.61	—	COM	67067Y104
—	TICC CAPITAL CORP	23,742	$164	0.2%	$6.91	—	COM	87244T109
—	BLACKROCK FLOAT RATE OME STR	10,958	$152	0.2%	$13.87	—	COM	09255X100
—	ACELRX PHARMACEUTICALS INC	21,870	$84	0.1%	$3.84	—	COM	00444T100
—	REGADO BIOSCIENCES INC	11,327	$14	0.0%	$1.24	—	COM	75874Q107