CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $64,103 (100.0% shares, 0.0% debt)

Holdings (11)

— STRONGBRIDGE BIOPHARMA PLC 60.2%

Value ($000) $38,574 Shares 5,394,994 Est. Cost $2.41 Unrealized —

SPY SPDR S&P 500 ETF TR 23.8%

Value ($000) $15,278 Shares 63,183 Est. Cost — Unrealized —

— AGILE THERAPEUTICS INC 9.5%

Value ($000) $6,088 Shares 1,623,567 Est. Cost $6.32 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.4%

Value ($000) $1,515 Shares 8,945 Est. Cost $132.86 Unrealized +25.2%

— GARRISON CAP INC 0.9%

Value ($000) $567 Shares 68,702 Est. Cost $9.56 Unrealized —

— CM FIN INC 0.9%

Value ($000) $551 Shares 55,102 Est. Cost $9.49 Unrealized —

— TEAM HEALTH HOLDINGS INC 0.5%

Value ($000) $336 Shares 7,713 Est. Cost $43.46 Unrealized —

ADNT ADIENT PLC 0.5%

Value ($000) $310 Shares 4,737 Est. Cost $50.50 Unrealized +31.9%

JAZZ JAZZ PHARMACEUTICALS PLC 0.5%

Value ($000) $309 Shares 1,990 Est. Cost $130.25 Unrealized +17.4%

— PARATEK PHARMACEUTICALS INC 0.5%

Value ($000) $300 Shares 12,456 Est. Cost $24.08 Unrealized —

ACRS ACLARIS THERAPEUTICS INC 0.4%

Value ($000) $275 Shares 10,138 Est. Cost $25.50 Unrealized +6.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,394,994	$38,574	60.2%	$2.41	—	SHS USD	G85347105
SPY	SPDR S&P 500 ETF TR	63,183	$15,278	23.8%	—	—	Put	78462F103
—	AGILE THERAPEUTICS INC	1,623,567	$6,088	9.5%	$6.32	—	COM	00847L100
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1,515	2.4%	$132.86	+25.2%	CL B NEW	084670702
—	GARRISON CAP INC	68,702	$567	0.9%	$9.56	—	COM	366554103
—	CM FIN INC	55,102	$551	0.9%	$9.49	—	COM	12574Q103
—	TEAM HEALTH HOLDINGS INC	7,713	$336	0.5%	$43.46	—	COM	87817A107
ADNT	ADIENT PLC	4,737	$310	0.5%	$50.50	+31.9%	ORD SHS	G0084W101
JAZZ	JAZZ PHARMACEUTICALS PLC	1,990	$309	0.5%	$130.25	+17.4%	SHS USD	G50871105
—	PARATEK PHARMACEUTICALS INC	12,456	$300	0.5%	$24.08	—	COM	699374302
ACRS	ACLARIS THERAPEUTICS INC	10,138	$275	0.4%	$25.50	+6.6%	COM	00461U105