CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $98,249 (100.0% shares, 0.0% debt)

Holdings (16)

— STRONGBRIDGE BIOPHARMA PLC 38.7%

Value ($000) $38,053 Shares 5,514,994 Est. Cost $2.51 Unrealized —

SPY SPDR S&P 500 ETF TR 19.7%

Value ($000) $19,358 Shares 77,052 Est. Cost — Unrealized —

— KALA PHARMACEUTICALS INC 12.7%

Value ($000) $12,430 Shares 544,220 Est. Cost $22.84 Unrealized —

— AGILE THERAPEUTICS INC 8.3%

Value ($000) $8,117 Shares 1,820,012 Est. Cost $6.12 Unrealized —

— GARRISON CAP INC 7.3%

Value ($000) $7,166 Shares 850,000 Est. Cost $8.52 Unrealized —

— MOLECULAR TEMPLATES INC 7.2%

Value ($000) $7,066 Shares 1,013,787 Est. Cost $6.97 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%

Value ($000) $1,640 Shares 8,945 Est. Cost $132.86 Unrealized +33.0%

JBGS JBG SMITH PPTYS 1.3%

Value ($000) $1,236 Shares 36,129 Est. Cost $34.21 Unrealized —

— INTEC PHARMA LTD JERUSALEM 0.7%

Value ($000) $681 Shares 76,139 Est. Cost $8.94 Unrealized —

— CM FIN INC 0.6%

Value ($000) $574 Shares 61,429 Est. Cost $9.47 Unrealized —

— GTX INC DEL 0.5%

Value ($000) $531 Shares 62,869 Est. Cost $8.45 Unrealized —

ADNT ADIENT PLC 0.4%

Value ($000) $398 Shares 4,737 Est. Cost $50.50 Unrealized +38.0%

— TEAM HEALTH HOLDINGS INC 0.3%

Value ($000) $335 Shares 7,709 Est. Cost $43.46 Unrealized —

JAZZ JAZZ PHARMACEUTICALS PLC 0.3%

Value ($000) $306 Shares 1,997 Est. Cost $130.25 Unrealized +16.1%

ACRS ACLARIS THERAPEUTICS INC 0.3%

Value ($000) $263 Shares 10,176 Est. Cost $25.50 Unrealized +5.1%

— MARINUS PHARMACEUTICALS INC 0.1%

Value ($000) $95 Shares 16,198 Est. Cost $5.86 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,514,994	$38,053	38.7%	$2.51	—	SHS USD	G85347105
SPY	SPDR S&P 500 ETF TR	77,052	$19,358	19.7%	—	—	Put	78462F103
—	KALA PHARMACEUTICALS INC	544,220	$12,430	12.7%	$22.84	—	COM	483119103
—	AGILE THERAPEUTICS INC	1,820,012	$8,117	8.3%	$6.12	—	COM	00847L100
—	GARRISON CAP INC	850,000	$7,166	7.3%	$8.52	—	COM	366554103
—	MOLECULAR TEMPLATES INC	1,013,787	$7,066	7.2%	$6.97	—	COM	608550109
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1,640	1.7%	$132.86	+33.0%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	36,129	$1,236	1.3%	$34.21	—	COM	46590V100
—	INTEC PHARMA LTD JERUSALEM	76,139	$681	0.7%	$8.94	—	SHS	M53644106
—	CM FIN INC	61,429	$574	0.6%	$9.47	—	COM	12574Q103
—	GTX INC DEL	62,869	$531	0.5%	$8.45	—	COM NEW	40052B207
ADNT	ADIENT PLC	4,737	$398	0.4%	$50.50	+38.0%	ORD SHS	G0084W101
—	TEAM HEALTH HOLDINGS INC	7,709	$335	0.3%	$43.46	—	COM	87817A107
JAZZ	JAZZ PHARMACEUTICALS PLC	1,997	$306	0.3%	$130.25	+16.1%	SHS USD	G50871105
ACRS	ACLARIS THERAPEUTICS INC	10,176	$263	0.3%	$25.50	+5.1%	COM	00461U105
—	MARINUS PHARMACEUTICALS INC	16,198	$95	0.1%	$5.86	—	COM	56854Q101