CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value: $98.25M (100.0% shares, 0.0% debt)

Holdings (16)

— STRONGBRIDGE BIOPHARMA PLC 38.7%

Value $38.05M Shares 5,514,994 Share Price $6.90 Est. Cost/Share $2.51 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 19.7%

Value $19.36M Shares 77,052 Share Price $251.23 Est. Cost/Share — Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 12.7%

Value $12.43M Shares 544,220 Share Price $22.84 Est. Cost/Share $22.84 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 8.3%

Value $8.117M Shares 1,820,012 Share Price $4.46 Est. Cost/Share $6.12 Unrealized @ Report Date —

— GARRISON CAP INC 7.3%

Value $7.166M Shares 850,000 Share Price $8.43 Est. Cost/Share $8.52 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 7.2%

Value $7.066M Shares 1,013,787 Share Price $6.97 Est. Cost/Share $6.97 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%

Value $1.64M Shares 8,945 Share Price $183.34 * Est. Cost/Share $132.86 Unrealized @ Report Date +33.0%

JBGS JBG SMITH PPTYS 1.3%

Value $1.236M Shares 36,129 Share Price $34.21 Est. Cost/Share $34.21 Unrealized @ Report Date —

— INTEC PHARMA LTD JERUSALEM 0.7%

Value $681K Shares 76,139 Share Price $8.94 Est. Cost/Share $8.94 Unrealized @ Report Date —

— CM FIN INC 0.6%

Value $574K Shares 61,429 Share Price $9.34 Est. Cost/Share $9.47 Unrealized @ Report Date —

— GTX INC DEL 0.5%

Value $531K Shares 62,869 Share Price $8.45 Est. Cost/Share $8.45 Unrealized @ Report Date —

ADNT ADIENT PLC 0.4%

Value $398K Shares 4,737 Share Price $84.02 * Est. Cost/Share $50.50 Unrealized @ Report Date +38.0%

— TEAM HEALTH HOLDINGS INC 0.3%

Value $335K Shares 7,709 Share Price $43.46 Est. Cost/Share $43.46 Unrealized @ Report Date —

JAZZ JAZZ PHARMACEUTICALS PLC 0.3%

Value $306K Shares 1,997 Share Price $153.23 Est. Cost/Share $130.25 Unrealized @ Report Date +16.1%

ACRS ACLARIS THERAPEUTICS INC 0.3%

Value $263K Shares 10,176 Share Price $25.85 * Est. Cost/Share $25.50 Unrealized @ Report Date +5.1%

— MARINUS PHARMACEUTICALS INC 0.1%

Value $95,000 Shares 16,198 Share Price $5.86 Est. Cost/Share $5.86 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,514,994	$38.05M	38.7%	$6.90	$2.51	—	SHS USD	G85347105
SPY	SPDR S&P 500 ETF TR	77,052	$19.36M	19.7%	$251.23	—	—	Put	78462F103
—	KALA PHARMACEUTICALS INC	544,220	$12.43M	12.7%	$22.84	$22.84	—	COM	483119103
—	AGILE THERAPEUTICS INC	1,820,012	$8.117M	8.3%	$4.46	$6.12	—	COM	00847L100
—	GARRISON CAP INC	850,000	$7.166M	7.3%	$8.43	$8.52	—	COM	366554103
—	MOLECULAR TEMPLATES INC	1,013,787	$7.066M	7.2%	$6.97	$6.97	—	COM	608550109
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1.64M	1.7%	$183.34 *	$132.86	+33.0%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	36,129	$1.236M	1.3%	$34.21	$34.21	—	COM	46590V100
—	INTEC PHARMA LTD JERUSALEM	76,139	$681K	0.7%	$8.94	$8.94	—	SHS	M53644106
—	CM FIN INC	61,429	$574K	0.6%	$9.34	$9.47	—	COM	12574Q103
—	GTX INC DEL	62,869	$531K	0.5%	$8.45	$8.45	—	COM NEW	40052B207
ADNT	ADIENT PLC	4,737	$398K	0.4%	$84.02 *	$50.50	+38.0%	ORD SHS	G0084W101
—	TEAM HEALTH HOLDINGS INC	7,709	$335K	0.3%	$43.46	$43.46	—	COM	87817A107
JAZZ	JAZZ PHARMACEUTICALS PLC	1,997	$306K	0.3%	$153.23	$130.25	+16.1%	SHS USD	G50871105
ACRS	ACLARIS THERAPEUTICS INC	10,176	$263K	0.3%	$25.85 *	$25.50	+5.1%	COM	00461U105
—	MARINUS PHARMACEUTICALS INC	16,198	$95,000	0.1%	$5.86	$5.86	—	COM	56854Q101