HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 14, 2019

Total Value ($000): $68,343 (100.0% shares, 0.0% debt)

Holdings (11)

IIIV I3 VERTICALS INC 30.1%

Value ($000) $20,605 Shares 699,672 Est. Cost $20.92 Unrealized +18.2%

— ENZO BIOCHEM INC 25.5%

Value ($000) $17,420 Shares 5,169,337 Est. Cost $3.01 Unrealized —

— QUMU CORP 7.7%

Value ($000) $5,260 Shares 1,267,522 Est. Cost $1.90 Unrealized —

— DASAN ZHONE SOLUTIONS INC 7.1%

Value ($000) $4,875 Shares 375,285 Est. Cost $13.82 Unrealized —

— PERCEPTRON INC 6.4%

Value ($000) $4,393 Shares 987,091 Est. Cost $6.34 Unrealized —

MCHX MARCHEX INC 5.6%

Value ($000) $3,854 Shares 820,014 Est. Cost $2.82 Unrealized +69.8%

ASYS AMTECH SYS INC 4.8%

Value ($000) $3,267 Shares 593,897 Est. Cost $5.78 Unrealized +5.6%

— ECOLOGY & ENVIRONMENT INC 4.6%

Value ($000) $3,132 Shares 287,330 Est. Cost $11.34 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 4.1%

Value ($000) $2,781 Shares 1,841,637 Est. Cost $0.81 Unrealized —

— 1347 PPTY INS HLDGS INC 3.7%

Value ($000) $2,555 Shares 516,122 Est. Cost $4.02 Unrealized —

TACT TRANSACT TECHNOLOGIES INC 0.3%

Value ($000) $201 Shares 17,825 Est. Cost $9.45 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IIIV	I3 VERTICALS INC	699,672	$20,605	30.1%	$20.92	+18.2%	COM CL A	46571Y107
—	ENZO BIOCHEM INC	5,169,337	$17,420	25.5%	$3.01	—	COM	294100102
—	QUMU CORP	1,267,522	$5,260	7.7%	$1.90	—	COM	749063103
—	DASAN ZHONE SOLUTIONS INC	375,285	$4,875	7.1%	$13.82	—	COM NEW	23305L206
—	PERCEPTRON INC	987,091	$4,393	6.4%	$6.34	—	COM	71361F100
MCHX	MARCHEX INC	820,014	$3,854	5.6%	$2.82	+69.8%	CL B	56624R108
ASYS	AMTECH SYS INC	593,897	$3,267	4.8%	$5.78	+5.6%	COM PAR $0.01N	032332504
—	ECOLOGY & ENVIRONMENT INC	287,330	$3,132	4.6%	$11.34	—	CL A	278878103
—	STREAMLINE HEALTH SOLUTIONS	1,841,637	$2,781	4.1%	$0.81	—	COM	86323X106
—	1347 PPTY INS HLDGS INC	516,122	$2,555	3.7%	$4.02	—	COM	68244P107
TACT	TRANSACT TECHNOLOGIES INC	17,825	$201	0.3%	$9.45	0.0%	COM	892918103