HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 13, 2019

Total Value ($000): $67,212 (100.0% shares, 0.0% debt)

Holdings (12)

— ENZO BIOCHEM INC 30.1%

Value ($000) $20,234 Shares 5,620,681 Est. Cost $3.06 Unrealized —

IIIV I3 VERTICALS INC 20.9%

Value ($000) $14,077 Shares 699,672 Est. Cost $20.92 Unrealized +17.5%

— PERCEPTRON INC 7.0%

Value ($000) $4,730 Shares 987,091 Est. Cost $6.34 Unrealized —

— ECOLOGY & ENVIRONMENT INC 6.5%

Value ($000) $4,362 Shares 287,330 Est. Cost $11.34 Unrealized —

— QUMU CORP 6.1%

Value ($000) $4,132 Shares 1,267,522 Est. Cost $1.90 Unrealized —

ASYS AMTECH SYSTEMS INC 5.3%

Value ($000) $3,540 Shares 667,952 Est. Cost $5.75 Unrealized -4.6%

— DASAN ZHONE SOLUTIONS INC 5.1%

Value ($000) $3,438 Shares 375,285 Est. Cost $13.82 Unrealized —

MCHX MARCHEX INC 4.8%

Value ($000) $3,258 Shares 1,037,455 Est. Cost $3.03 Unrealized +26.9%

LFCR LANDEC CORP 4.0%

Value ($000) $2,716 Shares 249,879 Est. Cost $10.89 Unrealized 0.0%

TACT TRANSACT TECHNOLOGIES INC 3.6%

Value ($000) $2,451 Shares 201,713 Est. Cost $11.79 Unrealized +1.9%

— 1347 PPTY INS HLDGS INC 3.4%

Value ($000) $2,276 Shares 516,122 Est. Cost $4.02 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 3.0%

Value ($000) $1,998 Shares 1,841,637 Est. Cost $0.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ENZO BIOCHEM INC	5,620,681	$20,234	30.1%	$3.06	—	COM	294100102
IIIV	I3 VERTICALS INC	699,672	$14,077	20.9%	$20.92	+17.5%	COM CL A	46571Y107
—	PERCEPTRON INC	987,091	$4,730	7.0%	$6.34	—	COM	71361F100
—	ECOLOGY & ENVIRONMENT INC	287,330	$4,362	6.5%	$11.34	—	CL A	278878103
—	QUMU CORP	1,267,522	$4,132	6.1%	$1.90	—	COM	749063103
ASYS	AMTECH SYSTEMS INC	667,952	$3,540	5.3%	$5.75	-4.6%	COM PAR $0.01N	032332504
—	DASAN ZHONE SOLUTIONS INC	375,285	$3,438	5.1%	$13.82	—	COM NEW	23305L206
MCHX	MARCHEX INC	1,037,455	$3,258	4.8%	$3.03	+26.9%	CL B	56624R108
LFCR	LANDEC CORP	249,879	$2,716	4.0%	$10.89	0.0%	COM	514766104
TACT	TRANSACT TECHNOLOGIES INC	201,713	$2,451	3.6%	$11.79	+1.9%	COM	892918103
—	1347 PPTY INS HLDGS INC	516,122	$2,276	3.4%	$4.02	—	COM	68244P107
—	STREAMLINE HEALTH SOLUTIONS	1,841,637	$1,998	3.0%	$0.81	—	COM	86323X106