HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 13, 2019

Total Value: $67.21M (100.0% shares, 0.0% debt)

Holdings (12)

— ENZO BIOCHEM INC 30.1%

Value $20.23M Shares 5,620,681 Share Price $3.60 Est. Cost/Share $3.06 Unrealized @ Report Date —

IIIV I3 VERTICALS INC 20.9%

Value $14.08M Shares 699,672 Share Price $20.12 * Est. Cost/Share $20.92 Unrealized @ Report Date +17.5%

— PERCEPTRON INC 7.0%

Value $4.73M Shares 987,091 Share Price $4.79 Est. Cost/Share $6.34 Unrealized @ Report Date —

— ECOLOGY & ENVIRONMENT INC 6.5%

Value $4.362M Shares 287,330 Share Price $15.18 Est. Cost/Share $11.34 Unrealized @ Report Date —

— QUMU CORP 6.1%

Value $4.132M Shares 1,267,522 Share Price $3.26 Est. Cost/Share $1.90 Unrealized @ Report Date —

ASYS AMTECH SYSTEMS INC 5.3%

Value $3.54M Shares 667,952 Share Price $5.30 * Est. Cost/Share $5.75 Unrealized @ Report Date -4.6%

— DASAN ZHONE SOLUTIONS INC 5.1%

Value $3.438M Shares 375,285 Share Price $9.16 Est. Cost/Share $13.82 Unrealized @ Report Date —

MCHX MARCHEX INC 4.8%

Value $3.258M Shares 1,037,455 Share Price $3.14 * Est. Cost/Share $3.03 Unrealized @ Report Date +26.9%

LFCR LANDEC CORP 4.0%

Value $2.716M Shares 249,879 Share Price $10.87 Est. Cost/Share $10.89 Unrealized @ Report Date 0.0%

TACT TRANSACT TECHNOLOGIES INC 3.6%

Value $2.451M Shares 201,713 Share Price $12.15 Est. Cost/Share $11.79 Unrealized @ Report Date +1.9%

— 1347 PPTY INS HLDGS INC 3.4%

Value $2.276M Shares 516,122 Share Price $4.41 Est. Cost/Share $4.02 Unrealized @ Report Date —

— STREAMLINE HEALTH SOLUTIONS 3.0%

Value $1.998M Shares 1,841,637 Share Price $1.08 Est. Cost/Share $0.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ENZO BIOCHEM INC	5,620,681	$20.23M	30.1%	$3.60	$3.06	—	COM	294100102
IIIV	I3 VERTICALS INC	699,672	$14.08M	20.9%	$20.12 *	$20.92	+17.5%	COM CL A	46571Y107
—	PERCEPTRON INC	987,091	$4.73M	7.0%	$4.79	$6.34	—	COM	71361F100
—	ECOLOGY & ENVIRONMENT INC	287,330	$4.362M	6.5%	$15.18	$11.34	—	CL A	278878103
—	QUMU CORP	1,267,522	$4.132M	6.1%	$3.26	$1.90	—	COM	749063103
ASYS	AMTECH SYSTEMS INC	667,952	$3.54M	5.3%	$5.30 *	$5.75	-4.6%	COM PAR $0.01N	032332504
—	DASAN ZHONE SOLUTIONS INC	375,285	$3.438M	5.1%	$9.16	$13.82	—	COM NEW	23305L206
MCHX	MARCHEX INC	1,037,455	$3.258M	4.8%	$3.14 *	$3.03	+26.9%	CL B	56624R108
LFCR	LANDEC CORP	249,879	$2.716M	4.0%	$10.87	$10.89	0.0%	COM	514766104
TACT	TRANSACT TECHNOLOGIES INC	201,713	$2.451M	3.6%	$12.15	$11.79	+1.9%	COM	892918103
—	1347 PPTY INS HLDGS INC	516,122	$2.276M	3.4%	$4.41	$4.02	—	COM	68244P107
—	STREAMLINE HEALTH SOLUTIONS	1,841,637	$1.998M	3.0%	$1.08	$0.81	—	COM	86323X106