HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value: $74.83M (100.0% shares, 0.0% debt)

Holdings (12)

IIIV I3 VERTICALS INC 26.4%

Value $19.77M Shares 699,672 Share Price $28.25 * Est. Cost/Share $20.92 Unrealized @ Report Date +12.8%

— ENZO BIOCHEM INC 19.8%

Value $14.78M Shares 5,620,681 Share Price $2.63 Est. Cost/Share $3.06 Unrealized @ Report Date —

— PERCEPTRON INC 7.3%

Value $5.429M Shares 987,091 Share Price $5.50 Est. Cost/Share $6.34 Unrealized @ Report Date —

ASYS AMTECH SYS INC 7.0%

Value $5.269M Shares 735,916 Share Price $7.16 * Est. Cost/Share $5.75 Unrealized @ Report Date +0.8%

— STREAMLINE HEALTH SOLUTIONS 6.2%

Value $4.645M Shares 3,341,637 Share Price $1.39 Est. Cost/Share $1.07 Unrealized @ Report Date —

LFCR LANDEC CORP 5.6%

Value $4.165M Shares 368,272 Share Price $11.31 * Est. Cost/Share $10.81 Unrealized @ Report Date -1.5%

MCHX MARCHEX INC 5.4%

Value $4.029M Shares 1,065,959 Share Price $3.78 * Est. Cost/Share $3.05 Unrealized @ Report Date +17.9%

TACT TRANSACT TECHNOLOGIES INC 5.3%

Value $3.991M Shares 363,834 Share Price $10.97 * Est. Cost/Share $11.65 Unrealized @ Report Date -1.5%

DRTTF DIRTT ENVIRONMENTAL SOLUT LT 5.1%

Value $3.809M Shares 1,163,709 Share Price $3.27 * Est. Cost/Share $3.80 Unrealized @ Report Date 0.0%

— QUMU CORP 4.8%

Value $3.569M Shares 1,367,522 Share Price $2.61 Est. Cost/Share $1.95 Unrealized @ Report Date —

ALCO ALICO INC 3.8%

Value $2.867M Shares 80,006 Share Price $35.83 * Est. Cost/Share $29.47 Unrealized @ Report Date 0.0%

— 1347 PPTY INS HLDGS INC 3.4%

Value $2.513M Shares 455,170 Share Price $5.52 Est. Cost/Share $4.02 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IIIV	I3 VERTICALS INC	699,672	$19.77M	26.4%	$28.25 *	$20.92	+12.8%	COM CL A	46571Y107
—	ENZO BIOCHEM INC	5,620,681	$14.78M	19.8%	$2.63	$3.06	—	COM	294100102
—	PERCEPTRON INC	987,091	$5.429M	7.3%	$5.50	$6.34	—	COM	71361F100
ASYS	AMTECH SYS INC	735,916	$5.269M	7.0%	$7.16 *	$5.75	+0.8%	COM PAR $0.01N	032332504
—	STREAMLINE HEALTH SOLUTIONS	3,341,637	$4.645M	6.2%	$1.39	$1.07	—	COM	86323X106
LFCR	LANDEC CORP	368,272	$4.165M	5.6%	$11.31 *	$10.81	-1.5%	COM	514766104
MCHX	MARCHEX INC	1,065,959	$4.029M	5.4%	$3.78 *	$3.05	+17.9%	CL B	56624R108
TACT	TRANSACT TECHNOLOGIES INC	363,834	$3.991M	5.3%	$10.97 *	$11.65	-1.5%	COM	892918103
DRTTF	DIRTT ENVIRONMENTAL SOLUT LT	1,163,709	$3.809M	5.1%	$3.27 *	$3.80	0.0%	COM	25490H106
—	QUMU CORP	1,367,522	$3.569M	4.8%	$2.61	$1.95	—	COM	749063103
ALCO	ALICO INC	80,006	$2.867M	3.8%	$35.83 *	$29.47	0.0%	COM	016230104
—	1347 PPTY INS HLDGS INC	455,170	$2.513M	3.4%	$5.52	$4.02	—	COM	68244P107