HARBERT FUND ADVISORS, INC. Quant / Systematic

CIK: 0001616659 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value ($000): $179,185 (100.0% shares, 0.0% debt)

Holdings (32)

GBLI GLOBAL INDEMNITY GROUP LLC 12.0%

Value ($000) $21,574 Shares 849,985 Est. Cost $20.29 Unrealized +19.1%

— ENZO BIOCHEM INC 9.2%

Value ($000) $16,407 Shares 5,175,913 Est. Cost $3.06 Unrealized —

TBCH TURTLE BEACH CORP 9.1%

Value ($000) $16,279 Shares 510,000 Est. Cost $27.78 Unrealized +9.1%

INVE IDENTIV INC 7.7%

Value ($000) $13,851 Shares 814,750 Est. Cost $7.63 Unrealized +97.9%

— US ECOLOGY INC 7.1%

Value ($000) $12,636 Shares 336,773 Est. Cost $39.91 Unrealized —

VSEC VSE CORP 4.9%

Value ($000) $8,796 Shares 177,652 Est. Cost $35.22 Unrealized +26.6%

TACT TRANSACT TECHNOLOGIES INC 4.4%

Value ($000) $7,924 Shares 577,114 Est. Cost $10.02 Unrealized +27.1%

— ISOS ACQUISITION CORPORATION 4.1%

Value ($000) $7,410 Shares 750,000 Est. Cost $9.88 Unrealized —

ARAY ACCURAY INC 4.1%

Value ($000) $7,369 Shares 1,630,318 Est. Cost $4.68 Unrealized 0.0%

— NAUTILUS INC 4.0%

Value ($000) $7,246 Shares 430,000 Est. Cost $16.85 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 3.9%

Value ($000) $7,021 Shares 3,966,637 Est. Cost $1.22 Unrealized —

— COVANTA HLDG CORP 3.8%

Value ($000) $6,872 Shares 390,236 Est. Cost $17.61 Unrealized —

CTRN CITI TRENDS INC 3.6%

Value ($000) $6,390 Shares 73,449 Est. Cost $92.02 Unrealized 0.0%

DFIN DONNELLEY FINL SOLUTIONS INC 3.1%

Value ($000) $5,610 Shares 170,000 Est. Cost $29.79 Unrealized 0.0%

— PLAYA HOTELS & RESORTS NV 2.4%

Value ($000) $4,375 Shares 588,840 Est. Cost $7.43 Unrealized —

— QUMU CORP 2.2%

Value ($000) $3,938 Shares 1,367,522 Est. Cost $1.95 Unrealized —

— DIEBOLD NIXDORF INC 2.0%

Value ($000) $3,531 Shares 275,000 Est. Cost $12.84 Unrealized —

— KATAPULT HOLDINGS INC 1.5%

Value ($000) $2,702 Shares 249,963 Est. Cost $10.81 Unrealized —

MAPS WM TECHNOLOGY INC 1.5%

Value ($000) $2,679 Shares 150,000 Est. Cost $17.36 Unrealized 0.0%

IIIV I3 VERTICALS INC 1.4%

Value ($000) $2,466 Shares 81,606 Est. Cost $20.92 Unrealized +51.6%

— AVAYA HLDGS CORP 1.3%

Value ($000) $2,346 Shares 87,200 Est. Cost $27.95 Unrealized —

— MISONIX INC 1.2%

Value ($000) $2,118 Shares 95,507 Est. Cost $21.05 Unrealized —

— DURECT CORP 1.2%

Value ($000) $2,072 Shares 1,271,402 Est. Cost $1.63 Unrealized —

— KALEYRA INC 1.1%

Value ($000) $1,904 Shares 155,500 Est. Cost $12.91 Unrealized —

ACEL ACCEL ENTERTAINMENT INC 1.0%

Value ($000) $1,725 Shares 145,305 Est. Cost $12.42 Unrealized 0.0%

PCT PURECYCLE TECHNOLOGIES INC 0.6%

Value ($000) $1,140 Shares 48,200 Est. Cost $21.52 Unrealized 0.0%

FENC FENNEC PHARMACEUTICALS INC 0.5%

Value ($000) $881 Shares 120,851 Est. Cost $6.67 Unrealized 0.0%

RXT RACKSPACE TECHNOLOGY INC 0.4%

Value ($000) $657 Shares 33,500 Est. Cost $22.14 Unrealized 0.0%

— HC2 HLDGS INC 0.3%

Value ($000) $551 Shares 138,519 Est. Cost $3.94 Unrealized —

— UPHEALTH INC 0.2%

Value ($000) $337 Shares 50,000 Est. Cost $6.74 Unrealized —

— ISOS ACQUISITION CORPORATION 0.1%

Value ($000) $250 Shares 250,000 Est. Cost $1.00 Unrealized —

LQDA LIQUIDIA CORPORATION 0.1%

Value ($000) $128 Shares 44,771 Est. Cost $2.77 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GBLI	GLOBAL INDEMNITY GROUP LLC	849,985	$21,574	12.0%	$20.29	+19.1%	COM CL A	37959R103
—	ENZO BIOCHEM INC	5,175,913	$16,407	9.2%	$3.06	—	COM	294100102
TBCH	TURTLE BEACH CORP	510,000	$16,279	9.1%	$27.78	+9.1%	COM NEW	900450206
INVE	IDENTIV INC	814,750	$13,851	7.7%	$7.63	+97.9%	COM NEW	45170X205
—	US ECOLOGY INC	336,773	$12,636	7.1%	$39.91	—	COM	91734M103
VSEC	VSE CORP	177,652	$8,796	4.9%	$35.22	+26.6%	COM	918284100
TACT	TRANSACT TECHNOLOGIES INC	577,114	$7,924	4.4%	$10.02	+27.1%	COM	892918103
—	ISOS ACQUISITION CORPORATION	750,000	$7,410	4.1%	$9.88	—	SHARES CL A	G4962C112
ARAY	ACCURAY INC	1,630,318	$7,369	4.1%	$4.68	0.0%	COM	004397105
—	NAUTILUS INC	430,000	$7,246	4.0%	$16.85	—	COM	63910B102
—	STREAMLINE HEALTH SOLUTIONS	3,966,637	$7,021	3.9%	$1.22	—	COM	86323X106
—	COVANTA HLDG CORP	390,236	$6,872	3.8%	$17.61	—	COM	22282E102
CTRN	CITI TRENDS INC	73,449	$6,390	3.6%	$92.02	0.0%	COM	17306X102
DFIN	DONNELLEY FINL SOLUTIONS INC	170,000	$5,610	3.1%	$29.79	0.0%	COM	25787G100
—	PLAYA HOTELS & RESORTS NV	588,840	$4,375	2.4%	$7.43	—	SHS	N70544106
—	QUMU CORP	1,367,522	$3,938	2.2%	$1.95	—	COM	749063103
—	DIEBOLD NIXDORF INC	275,000	$3,531	2.0%	$12.84	—	COM STK	253651103
—	KATAPULT HOLDINGS INC	249,963	$2,702	1.5%	$10.81	—	COM	485859102
MAPS	WM TECHNOLOGY INC	150,000	$2,679	1.5%	$17.36	0.0%	COM	92971A109
IIIV	I3 VERTICALS INC	81,606	$2,466	1.4%	$20.92	+51.6%	COM CL A	46571Y107
—	AVAYA HLDGS CORP	87,200	$2,346	1.3%	$27.95	—	COM	05351X101
—	MISONIX INC	95,507	$2,118	1.2%	$21.05	—	COM	604871103
—	DURECT CORP	1,271,402	$2,072	1.2%	$1.63	—	COM	266605104
—	KALEYRA INC	155,500	$1,904	1.1%	$12.91	—	COM	483379103
ACEL	ACCEL ENTERTAINMENT INC	145,305	$1,725	1.0%	$12.42	0.0%	COM CL A1	00436Q106
PCT	PURECYCLE TECHNOLOGIES INC	48,200	$1,140	0.6%	$21.52	0.0%	COM	74623V103
FENC	FENNEC PHARMACEUTICALS INC	120,851	$881	0.5%	$6.67	0.0%	COM	31447P100
RXT	RACKSPACE TECHNOLOGY INC	33,500	$657	0.4%	$22.14	0.0%	COM	750102105
—	HC2 HLDGS INC	138,519	$551	0.3%	$3.94	—	COM	404139107
—	UPHEALTH INC	50,000	$337	0.2%	$6.74	—	COM	91532B101
—	ISOS ACQUISITION CORPORATION	250,000	$250	0.1%	$1.00	—	*W EXP 03/01/202	G4962C104
LQDA	LIQUIDIA CORPORATION	44,771	$128	0.1%	$2.77	0.0%	COM NEW	53635D202