HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value: $179M (100.0% shares, 0.0% debt)

Holdings (32)

GBLI GLOBAL INDEMNITY GROUP LLC 12.0%

Value $21.57M Shares 849,985 Share Price $25.38 * Est. Cost/Share $20.29 Unrealized @ Report Date +19.1%

— ENZO BIOCHEM INC 9.2%

Value $16.41M Shares 5,175,913 Share Price $3.17 Est. Cost/Share $3.06 Unrealized @ Report Date —

TBCH TURTLE BEACH CORP 9.1%

Value $16.28M Shares 510,000 Share Price $31.92 * Est. Cost/Share $27.78 Unrealized @ Report Date +9.1%

INVE IDENTIV INC 7.7%

Value $13.85M Shares 814,750 Share Price $17.00 * Est. Cost/Share $7.63 Unrealized @ Report Date +97.9%

— US ECOLOGY INC 7.1%

Value $12.64M Shares 336,773 Share Price $37.52 Est. Cost/Share $39.91 Unrealized @ Report Date —

VSEC VSE CORP 4.9%

Value $8.796M Shares 177,652 Share Price $49.51 * Est. Cost/Share $35.22 Unrealized @ Report Date +26.6%

TACT TRANSACT TECHNOLOGIES INC 4.4%

Value $7.924M Shares 577,114 Share Price $13.73 * Est. Cost/Share $10.02 Unrealized @ Report Date +27.1%

— ISOS ACQUISITION CORPORATION 4.1%

Value $7.41M Shares 750,000 Share Price $9.88 Est. Cost/Share $9.88 Unrealized @ Report Date —

ARAY ACCURAY INC 4.1%

Value $7.369M Shares 1,630,318 Share Price $4.52 * Est. Cost/Share $4.68 Unrealized @ Report Date 0.0%

— NAUTILUS INC 4.0%

Value $7.246M Shares 430,000 Share Price $16.85 Est. Cost/Share $16.85 Unrealized @ Report Date —

— STREAMLINE HEALTH SOLUTIONS 3.9%

Value $7.021M Shares 3,966,637 Share Price $1.77 Est. Cost/Share $1.22 Unrealized @ Report Date —

— COVANTA HLDG CORP 3.8%

Value $6.872M Shares 390,236 Share Price $17.61 Est. Cost/Share $17.61 Unrealized @ Report Date —

CTRN CITI TRENDS INC 3.6%

Value $6.39M Shares 73,449 Share Price $87.00 * Est. Cost/Share $92.02 Unrealized @ Report Date 0.0%

DFIN DONNELLEY FINL SOLUTIONS INC 3.1%

Value $5.61M Shares 170,000 Share Price $33.00 * Est. Cost/Share $29.79 Unrealized @ Report Date 0.0%

— PLAYA HOTELS & RESORTS NV 2.4%

Value $4.375M Shares 588,840 Share Price $7.43 Est. Cost/Share $7.43 Unrealized @ Report Date —

— QUMU CORP 2.2%

Value $3.938M Shares 1,367,522 Share Price $2.88 Est. Cost/Share $1.95 Unrealized @ Report Date —

— DIEBOLD NIXDORF INC 2.0%

Value $3.531M Shares 275,000 Share Price $12.84 Est. Cost/Share $12.84 Unrealized @ Report Date —

— KATAPULT HOLDINGS INC 1.5%

Value $2.702M Shares 249,963 Share Price $10.81 Est. Cost/Share $10.81 Unrealized @ Report Date —

MAPS WM TECHNOLOGY INC 1.5%

Value $2.679M Shares 150,000 Share Price $17.86 * Est. Cost/Share $17.36 Unrealized @ Report Date 0.0%

IIIV I3 VERTICALS INC 1.4%

Value $2.466M Shares 81,606 Share Price $30.22 * Est. Cost/Share $20.92 Unrealized @ Report Date +51.6%

— AVAYA HLDGS CORP 1.3%

Value $2.346M Shares 87,200 Share Price $26.90 Est. Cost/Share $27.95 Unrealized @ Report Date —

— MISONIX INC 1.2%

Value $2.118M Shares 95,507 Share Price $22.18 Est. Cost/Share $21.05 Unrealized @ Report Date —

— DURECT CORP 1.2%

Value $2.072M Shares 1,271,402 Share Price $1.63 Est. Cost/Share $1.63 Unrealized @ Report Date —

— KALEYRA INC 1.1%

Value $1.904M Shares 155,500 Share Price $12.24 Est. Cost/Share $12.91 Unrealized @ Report Date —

ACEL ACCEL ENTERTAINMENT INC 1.0%

Value $1.725M Shares 145,305 Share Price $11.87 * Est. Cost/Share $12.42 Unrealized @ Report Date 0.0%

PCT PURECYCLE TECHNOLOGIES INC 0.6%

Value $1.14M Shares 48,200 Share Price $23.65 * Est. Cost/Share $21.52 Unrealized @ Report Date 0.0%

FENC FENNEC PHARMACEUTICALS INC 0.5%

Value $881K Shares 120,851 Share Price $7.29 * Est. Cost/Share $6.67 Unrealized @ Report Date 0.0%

RXT RACKSPACE TECHNOLOGY INC 0.4%

Value $657K Shares 33,500 Share Price $19.61 * Est. Cost/Share $22.14 Unrealized @ Report Date 0.0%

— HC2 HLDGS INC 0.3%

Value $551K Shares 138,519 Share Price $3.98 Est. Cost/Share $3.94 Unrealized @ Report Date —

— UPHEALTH INC 0.2%

Value $337K Shares 50,000 Share Price $6.74 Est. Cost/Share $6.74 Unrealized @ Report Date —

— ISOS ACQUISITION CORPORATION 0.1%

Value $250K Shares 250,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

LQDA LIQUIDIA CORPORATION 0.1%

Value $128K Shares 44,771 Share Price $2.86 * Est. Cost/Share $2.77 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
GBLI	GLOBAL INDEMNITY GROUP LLC	849,985	$21.57M	12.0%	$25.38 *	$20.29	+19.1%	COM CL A	37959R103
—	ENZO BIOCHEM INC	5,175,913	$16.41M	9.2%	$3.17	$3.06	—	COM	294100102
TBCH	TURTLE BEACH CORP	510,000	$16.28M	9.1%	$31.92 *	$27.78	+9.1%	COM NEW	900450206
INVE	IDENTIV INC	814,750	$13.85M	7.7%	$17.00 *	$7.63	+97.9%	COM NEW	45170X205
—	US ECOLOGY INC	336,773	$12.64M	7.1%	$37.52	$39.91	—	COM	91734M103
VSEC	VSE CORP	177,652	$8.796M	4.9%	$49.51 *	$35.22	+26.6%	COM	918284100
TACT	TRANSACT TECHNOLOGIES INC	577,114	$7.924M	4.4%	$13.73 *	$10.02	+27.1%	COM	892918103
—	ISOS ACQUISITION CORPORATION	750,000	$7.41M	4.1%	$9.88	$9.88	—	SHARES CL A	G4962C112
ARAY	ACCURAY INC	1,630,318	$7.369M	4.1%	$4.52 *	$4.68	0.0%	COM	004397105
—	NAUTILUS INC	430,000	$7.246M	4.0%	$16.85	$16.85	—	COM	63910B102
—	STREAMLINE HEALTH SOLUTIONS	3,966,637	$7.021M	3.9%	$1.77	$1.22	—	COM	86323X106
—	COVANTA HLDG CORP	390,236	$6.872M	3.8%	$17.61	$17.61	—	COM	22282E102
CTRN	CITI TRENDS INC	73,449	$6.39M	3.6%	$87.00 *	$92.02	0.0%	COM	17306X102
DFIN	DONNELLEY FINL SOLUTIONS INC	170,000	$5.61M	3.1%	$33.00 *	$29.79	0.0%	COM	25787G100
—	PLAYA HOTELS & RESORTS NV	588,840	$4.375M	2.4%	$7.43	$7.43	—	SHS	N70544106
—	QUMU CORP	1,367,522	$3.938M	2.2%	$2.88	$1.95	—	COM	749063103
—	DIEBOLD NIXDORF INC	275,000	$3.531M	2.0%	$12.84	$12.84	—	COM STK	253651103
—	KATAPULT HOLDINGS INC	249,963	$2.702M	1.5%	$10.81	$10.81	—	COM	485859102
MAPS	WM TECHNOLOGY INC	150,000	$2.679M	1.5%	$17.86 *	$17.36	0.0%	COM	92971A109
IIIV	I3 VERTICALS INC	81,606	$2.466M	1.4%	$30.22 *	$20.92	+51.6%	COM CL A	46571Y107
—	AVAYA HLDGS CORP	87,200	$2.346M	1.3%	$26.90	$27.95	—	COM	05351X101
—	MISONIX INC	95,507	$2.118M	1.2%	$22.18	$21.05	—	COM	604871103
—	DURECT CORP	1,271,402	$2.072M	1.2%	$1.63	$1.63	—	COM	266605104
—	KALEYRA INC	155,500	$1.904M	1.1%	$12.24	$12.91	—	COM	483379103
ACEL	ACCEL ENTERTAINMENT INC	145,305	$1.725M	1.0%	$11.87 *	$12.42	0.0%	COM CL A1	00436Q106
PCT	PURECYCLE TECHNOLOGIES INC	48,200	$1.14M	0.6%	$23.65 *	$21.52	0.0%	COM	74623V103
FENC	FENNEC PHARMACEUTICALS INC	120,851	$881K	0.5%	$7.29 *	$6.67	0.0%	COM	31447P100
RXT	RACKSPACE TECHNOLOGY INC	33,500	$657K	0.4%	$19.61 *	$22.14	0.0%	COM	750102105
—	HC2 HLDGS INC	138,519	$551K	0.3%	$3.98	$3.94	—	COM	404139107
—	UPHEALTH INC	50,000	$337K	0.2%	$6.74	$6.74	—	COM	91532B101
—	ISOS ACQUISITION CORPORATION	250,000	$250K	0.1%	$1.00	$1.00	—	*W EXP 03/01/202	G4962C104
LQDA	LIQUIDIA CORPORATION	44,771	$128K	0.1%	$2.86 *	$2.77	0.0%	COM NEW	53635D202