CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value: $80.43M (100.0% shares, 0.0% debt)

Holdings (37)

XERS XERIS BIOPHARMA HOLDINGS INC 19.2%

Value $15.46M Shares 6,039,028 Share Price $2.56 * Est. Cost/Share $2.16 Unrealized @ Report Date +13.1%

SVRA SAVARA INC 11.2%

Value $9.034M Shares 6,896,551 Share Price $1.31 * Est. Cost/Share $1.66 Unrealized @ Report Date -27.6%

GLD SPDR GOLD TR 9.2%

Value $7.374M Shares 40,820 Share Price $180.65 Est. Cost/Share $173.82 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 9.0%

Value $7.202M Shares 15,947 Share Price $451.62 Est. Cost/Share $451.81 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 8.8%

Value $7.083M Shares 2,052,991 Share Price $3.45 Est. Cost/Share $8.09 Unrealized @ Report Date —

SCYX SCYNEXIS INC 8.4%

Value $6.741M Shares 1,723,947 Share Price $3.91 * Est. Cost/Share $6.13 Unrealized @ Report Date -22.0%

— PERSHING SQUARE TONTINE HLDG 5.6%

Value $4.515M Shares 227,000 Share Price $19.89 Est. Cost/Share $19.72 Unrealized @ Report Date —

RZLT REZOLUTE INC 5.0%

Value $4.034M Shares 1,193,473 Share Price $3.38 * Est. Cost/Share $10.61 Unrealized @ Report Date -63.7%

— ADDEX THERAPEUTICS LTD 1.7%

Value $1.351M Shares 265,940 Share Price $5.08 Est. Cost/Share $12.96 Unrealized @ Report Date —

ACLX ARCELLX INC 1.5%

Value $1.245M Shares 88,820 Share Price $14.02 * Est. Cost/Share $16.72 Unrealized @ Report Date 0.0%

GOOG ALPHABET INC 1.4%

Value $1.104M Shares 395 Share Price $2794.94 * Est. Cost/Share $104.19 Unrealized @ Report Date +29.5%

MSFT MICROSOFT CORP 1.3%

Value $1.006M Shares 3,263 Share Price $308.31 * Est. Cost/Share $232.36 Unrealized @ Report Date +25.4%

— EIGER BIOPHARMACEUTICALS INC 1.2%

Value $970K Shares 116,884 Share Price $8.30 Est. Cost/Share $9.18 Unrealized @ Report Date —

INTU INTUIT 1.2%

Value $945K Shares 1,965 Share Price $480.92 * Est. Cost/Share $393.12 Unrealized @ Report Date +27.1%

SPGI S&P GLOBAL INC 1.1%

Value $912K Shares 2,225 Share Price $409.89 * Est. Cost/Share $350.16 Unrealized @ Report Date +12.6%

TDG TRANSDIGM GROUP INC 1.1%

Value $906K Shares 1,391 Share Price $651.33 * Est. Cost/Share $494.42 Unrealized @ Report Date +8.0%

V VISA INC 1.1%

Value $872K Shares 3,931 Share Price $221.83 * Est. Cost/Share $208.59 Unrealized @ Report Date +0.7%

MA MASTERCARD INCORPORATED 1.1%

Value $871K Shares 2,438 Share Price $357.26 Est. Cost/Share $342.70 Unrealized @ Report Date +2.6%

MCO MOODYS CORP 1.1%

Value $866K Shares 2,567 Share Price $337.36 * Est. Cost/Share $297.73 Unrealized @ Report Date +9.2%

MDLZ MONDELEZ INTL INC 1.0%

Value $842K Shares 13,405 Share Price $62.81 * Est. Cost/Share $52.36 Unrealized @ Report Date +12.0%

AMT AMERICAN TOWER CORP NEW 1.0%

Value $803K Shares 3,196 Share Price $251.25 * Est. Cost/Share $210.83 Unrealized @ Report Date +1.9%

FICO FAIR ISAAC CORP 1.0%

Value $800K Shares 1,715 Share Price $466.47 Est. Cost/Share $471.82 Unrealized @ Report Date +0.1%

CRM SALESFORCE COM INC 0.9%

Value $699K Shares 3,294 Share Price $212.20 Est. Cost/Share $235.62 Unrealized @ Report Date -9.8%

DIS DISNEY WALT CO 0.9%

Value $686K Shares 5,002 Share Price $137.15 * Est. Cost/Share $160.84 Unrealized @ Report Date -12.2%

WHR WHIRLPOOL CORP 0.8%

Value $664K Shares 3,843 Share Price $172.78 * Est. Cost/Share $211.57 Unrealized @ Report Date -4.2%

CHTR CHARTER COMMUNICATIONS INC N 0.8%

Value $660K Shares 1,210 Share Price $545.45 * Est. Cost/Share $654.12 Unrealized @ Report Date -10.3%

META META PLATFORMS INC 0.8%

Value $621K Shares 2,791 Share Price $222.50 * Est. Cost/Share $294.55 Unrealized @ Report Date -15.7%

NFLX NETFLIX INC 0.7%

Value $556K Shares 1,484 Share Price $374.66 * Est. Cost/Share $52.73 Unrealized @ Report Date -21.0%

CDLX CARDLYTICS INC 0.6%

Value $470K Shares 8,543 Share Price $55.02 * Est. Cost/Share $104.77 Unrealized @ Report Date -42.3%

PYPL PAYPAL HLDGS INC 0.5%

Value $409K Shares 3,538 Share Price $115.60 * Est. Cost/Share $234.62 Unrealized @ Report Date -43.4%

CVNA CARVANA CO 0.5%

Value $385K Shares 3,224 Share Price $119.42 * Est. Cost/Share $257.22 Unrealized @ Report Date -43.3%

— ELEVATION ONCOLOGY INC 0.2%

Value $172K Shares 68,279 Share Price $2.52 Est. Cost/Share $9.95 Unrealized @ Report Date —

— RMG ACQUISITION CORP III 0.1%

Value $109K Shares 11,000 Share Price $9.91 Est. Cost/Share $9.91 Unrealized @ Report Date —

— LUX HEALTH TECH ACQUISITION 0.0%

Value $28,000 Shares 66,666 Share Price $0.42 Est. Cost/Share $1.49 Unrealized @ Report Date —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value $23,000 Shares 39,773 Share Price $0.58 Est. Cost/Share $4.40 Unrealized @ Report Date —

— PRIMAVERA CAPITAL ACQUIST CO 0.0%

Value $5,000 Shares 12,000 Share Price $0.42 Est. Cost/Share $0.83 Unrealized @ Report Date —

— FRAZIER LIFESCIENCES ACQU CO 0.0%

Value $4,000 Shares 21,333 Share Price $0.19 Est. Cost/Share $0.89 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$15.46M	19.2%	$2.56 *	$2.16	+13.1%	COM	98422E103
SVRA	SAVARA INC	6,896,551	$9.034M	11.2%	$1.31 *	$1.66	-27.6%	COM	805111101
GLD	SPDR GOLD TR	40,820	$7.374M	9.2%	$180.65	$173.82	—	GOLD SHS	78463V107
SPY	SPDR S&P 500 ETF TR	15,947	$7.202M	9.0%	$451.62	$451.81	—	TR UNIT	78462F103
—	MOLECULAR TEMPLATES INC	2,052,991	$7.083M	8.8%	$3.45	$8.09	—	COM	608550109
SCYX	SCYNEXIS INC	1,723,947	$6.741M	8.4%	$3.91 *	$6.13	-22.0%	COM NEW	811292200
—	PERSHING SQUARE TONTINE HLDG	227,000	$4.515M	5.6%	$19.89	$19.72	—	COM CL A	71531R109
RZLT	REZOLUTE INC	1,193,473	$4.034M	5.0%	$3.38 *	$10.61	-63.7%	COM NEW	76200L309
—	ADDEX THERAPEUTICS LTD	265,940	$1.351M	1.7%	$5.08	$12.96	—	SPONSORED ADS	00654J107
ACLX	ARCELLX INC	88,820	$1.245M	1.5%	$14.02 *	$16.72	0.0%	COMMON STOCK	03940C100
GOOG	ALPHABET INC	395	$1.104M	1.4%	$2794.94 *	$104.19	+29.5%	CAP STK CL C	02079K107
MSFT	MICROSOFT CORP	3,263	$1.006M	1.3%	$308.31 *	$232.36	+25.4%	COM	594918104
—	EIGER BIOPHARMACEUTICALS INC	116,884	$970K	1.2%	$8.30	$9.18	—	COM	28249U105
INTU	INTUIT	1,965	$945K	1.2%	$480.92 *	$393.12	+27.1%	COM	461202103
SPGI	S&P GLOBAL INC	2,225	$912K	1.1%	$409.89 *	$350.16	+12.6%	COM	78409V104
TDG	TRANSDIGM GROUP INC	1,391	$906K	1.1%	$651.33 *	$494.42	+8.0%	COM	893641100
V	VISA INC	3,931	$872K	1.1%	$221.83 *	$208.59	+0.7%	COM CL A	92826C839
MA	MASTERCARD INCORPORATED	2,438	$871K	1.1%	$357.26	$342.70	+2.6%	CL A	57636Q104
MCO	MOODYS CORP	2,567	$866K	1.1%	$337.36 *	$297.73	+9.2%	COM	615369105
MDLZ	MONDELEZ INTL INC	13,405	$842K	1.0%	$62.81 *	$52.36	+12.0%	CL A	609207105
AMT	AMERICAN TOWER CORP NEW	3,196	$803K	1.0%	$251.25 *	$210.83	+1.9%	COM	03027X100
FICO	FAIR ISAAC CORP	1,715	$800K	1.0%	$466.47	$471.82	+0.1%	COM	303250104
CRM	SALESFORCE COM INC	3,294	$699K	0.9%	$212.20	$235.62	-9.8%	COM	79466L302
DIS	DISNEY WALT CO	5,002	$686K	0.9%	$137.15 *	$160.84	-12.2%	COM	254687106
WHR	WHIRLPOOL CORP	3,843	$664K	0.8%	$172.78 *	$211.57	-4.2%	COM	963320106
CHTR	CHARTER COMMUNICATIONS INC N	1,210	$660K	0.8%	$545.45 *	$654.12	-10.3%	CL A	16119P108
META	META PLATFORMS INC	2,791	$621K	0.8%	$222.50 *	$294.55	-15.7%	CL A	30303M102
NFLX	NETFLIX INC	1,484	$556K	0.7%	$374.66 *	$52.73	-21.0%	COM	64110L106
CDLX	CARDLYTICS INC	8,543	$470K	0.6%	$55.02 *	$104.77	-42.3%	COM	14161W105
PYPL	PAYPAL HLDGS INC	3,538	$409K	0.5%	$115.60 *	$234.62	-43.4%	COM	70450Y103
CVNA	CARVANA CO	3,224	$385K	0.5%	$119.42 *	$257.22	-43.3%	CL A	146869102
—	ELEVATION ONCOLOGY INC	68,279	$172K	0.2%	$2.52	$9.95	—	COM	28623U101
—	RMG ACQUISITION CORP III	11,000	$109K	0.1%	$9.91	$9.91	—	UNIT 02/08/2026	G76088114
—	LUX HEALTH TECH ACQUISITION	66,666	$28,000	0.0%	$0.42	$1.49	—	*W EXP 11/30/202	55068A118
—	BRIDGETOWN HOLDINGS LTD	39,773	$23,000	0.0%	$0.58	$4.40	—	*W EXP 09/30/202	G1355U121
—	PRIMAVERA CAPITAL ACQUIST CO	12,000	$5,000	0.0%	$0.42	$0.83	—	*W EXP 01/19/202	G7255E117
—	FRAZIER LIFESCIENCES ACQU CO	21,333	$4,000	0.0%	$0.19	$0.89	—	*W EXP 11/30/202	G3710A113