CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value ($000): $80,427 (100.0% shares, 0.0% debt)

Holdings (37)

XERS XERIS BIOPHARMA HOLDINGS INC 19.2%

Value ($000) $15,460 Shares 6,039,028 Est. Cost $2.16 Unrealized +13.1%

SVRA SAVARA INC 11.2%

Value ($000) $9,034 Shares 6,896,551 Est. Cost $1.66 Unrealized -27.6%

GLD SPDR GOLD TR 9.2%

Value ($000) $7,374 Shares 40,820 Est. Cost $173.82 Unrealized —

SPY SPDR S&P 500 ETF TR 9.0%

Value ($000) $7,202 Shares 15,947 Est. Cost $451.81 Unrealized —

— MOLECULAR TEMPLATES INC 8.8%

Value ($000) $7,083 Shares 2,052,991 Est. Cost $8.09 Unrealized —

SCYX SCYNEXIS INC 8.4%

Value ($000) $6,741 Shares 1,723,947 Est. Cost $6.13 Unrealized -22.0%

— PERSHING SQUARE TONTINE HLDG 5.6%

Value ($000) $4,515 Shares 227,000 Est. Cost $19.72 Unrealized —

RZLT REZOLUTE INC 5.0%

Value ($000) $4,034 Shares 1,193,473 Est. Cost $10.61 Unrealized -63.7%

— ADDEX THERAPEUTICS LTD 1.7%

Value ($000) $1,351 Shares 265,940 Est. Cost $12.96 Unrealized —

ACLX ARCELLX INC 1.5%

Value ($000) $1,245 Shares 88,820 Est. Cost $16.72 Unrealized 0.0%

GOOG ALPHABET INC 1.4%

Value ($000) $1,104 Shares 395 Est. Cost $104.19 Unrealized +29.5%

MSFT MICROSOFT CORP 1.3%

Value ($000) $1,006 Shares 3,263 Est. Cost $232.36 Unrealized +25.4%

— EIGER BIOPHARMACEUTICALS INC 1.2%

Value ($000) $970 Shares 116,884 Est. Cost $9.18 Unrealized —

INTU INTUIT 1.2%

Value ($000) $945 Shares 1,965 Est. Cost $393.12 Unrealized +27.1%

SPGI S&P GLOBAL INC 1.1%

Value ($000) $912 Shares 2,225 Est. Cost $350.16 Unrealized +12.6%

TDG TRANSDIGM GROUP INC 1.1%

Value ($000) $906 Shares 1,391 Est. Cost $494.42 Unrealized +8.0%

V VISA INC 1.1%

Value ($000) $872 Shares 3,931 Est. Cost $208.59 Unrealized +0.7%

MA MASTERCARD INCORPORATED 1.1%

Value ($000) $871 Shares 2,438 Est. Cost $342.70 Unrealized +2.6%

MCO MOODYS CORP 1.1%

Value ($000) $866 Shares 2,567 Est. Cost $297.73 Unrealized +9.2%

MDLZ MONDELEZ INTL INC 1.0%

Value ($000) $842 Shares 13,405 Est. Cost $52.36 Unrealized +12.0%

AMT AMERICAN TOWER CORP NEW 1.0%

Value ($000) $803 Shares 3,196 Est. Cost $210.83 Unrealized +1.9%

FICO FAIR ISAAC CORP 1.0%

Value ($000) $800 Shares 1,715 Est. Cost $471.82 Unrealized +0.1%

CRM SALESFORCE COM INC 0.9%

Value ($000) $699 Shares 3,294 Est. Cost $235.62 Unrealized -9.8%

DIS DISNEY WALT CO 0.9%

Value ($000) $686 Shares 5,002 Est. Cost $160.84 Unrealized -12.2%

WHR WHIRLPOOL CORP 0.8%

Value ($000) $664 Shares 3,843 Est. Cost $211.57 Unrealized -4.2%

CHTR CHARTER COMMUNICATIONS INC N 0.8%

Value ($000) $660 Shares 1,210 Est. Cost $654.12 Unrealized -10.3%

META META PLATFORMS INC 0.8%

Value ($000) $621 Shares 2,791 Est. Cost $294.55 Unrealized -15.7%

NFLX NETFLIX INC 0.7%

Value ($000) $556 Shares 1,484 Est. Cost $52.73 Unrealized -21.0%

CDLX CARDLYTICS INC 0.6%

Value ($000) $470 Shares 8,543 Est. Cost $104.77 Unrealized -42.3%

PYPL PAYPAL HLDGS INC 0.5%

Value ($000) $409 Shares 3,538 Est. Cost $234.62 Unrealized -43.4%

CVNA CARVANA CO 0.5%

Value ($000) $385 Shares 3,224 Est. Cost $257.22 Unrealized -43.3%

— ELEVATION ONCOLOGY INC 0.2%

Value ($000) $172 Shares 68,279 Est. Cost $9.95 Unrealized —

— RMG ACQUISITION CORP III 0.1%

Value ($000) $109 Shares 11,000 Est. Cost $9.91 Unrealized —

— LUX HEALTH TECH ACQUISITION 0.0%

Value ($000) $28 Shares 66,666 Est. Cost $1.49 Unrealized —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value ($000) $23 Shares 39,773 Est. Cost $4.40 Unrealized —

— PRIMAVERA CAPITAL ACQUIST CO 0.0%

Value ($000) $5 Shares 12,000 Est. Cost $0.83 Unrealized —

— FRAZIER LIFESCIENCES ACQU CO 0.0%

Value ($000) $4 Shares 21,333 Est. Cost $0.89 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$15,460	19.2%	$2.16	+13.1%	COM	98422E103
SVRA	SAVARA INC	6,896,551	$9,034	11.2%	$1.66	-27.6%	COM	805111101
GLD	SPDR GOLD TR	40,820	$7,374	9.2%	$173.82	—	GOLD SHS	78463V107
SPY	SPDR S&P 500 ETF TR	15,947	$7,202	9.0%	$451.81	—	TR UNIT	78462F103
—	MOLECULAR TEMPLATES INC	2,052,991	$7,083	8.8%	$8.09	—	COM	608550109
SCYX	SCYNEXIS INC	1,723,947	$6,741	8.4%	$6.13	-22.0%	COM NEW	811292200
—	PERSHING SQUARE TONTINE HLDG	227,000	$4,515	5.6%	$19.72	—	COM CL A	71531R109
RZLT	REZOLUTE INC	1,193,473	$4,034	5.0%	$10.61	-63.7%	COM NEW	76200L309
—	ADDEX THERAPEUTICS LTD	265,940	$1,351	1.7%	$12.96	—	SPONSORED ADS	00654J107
ACLX	ARCELLX INC	88,820	$1,245	1.5%	$16.72	0.0%	COMMON STOCK	03940C100
GOOG	ALPHABET INC	395	$1,104	1.4%	$104.19	+29.5%	CAP STK CL C	02079K107
MSFT	MICROSOFT CORP	3,263	$1,006	1.3%	$232.36	+25.4%	COM	594918104
—	EIGER BIOPHARMACEUTICALS INC	116,884	$970	1.2%	$9.18	—	COM	28249U105
INTU	INTUIT	1,965	$945	1.2%	$393.12	+27.1%	COM	461202103
SPGI	S&P GLOBAL INC	2,225	$912	1.1%	$350.16	+12.6%	COM	78409V104
TDG	TRANSDIGM GROUP INC	1,391	$906	1.1%	$494.42	+8.0%	COM	893641100
V	VISA INC	3,931	$872	1.1%	$208.59	+0.7%	COM CL A	92826C839
MA	MASTERCARD INCORPORATED	2,438	$871	1.1%	$342.70	+2.6%	CL A	57636Q104
MCO	MOODYS CORP	2,567	$866	1.1%	$297.73	+9.2%	COM	615369105
MDLZ	MONDELEZ INTL INC	13,405	$842	1.0%	$52.36	+12.0%	CL A	609207105
AMT	AMERICAN TOWER CORP NEW	3,196	$803	1.0%	$210.83	+1.9%	COM	03027X100
FICO	FAIR ISAAC CORP	1,715	$800	1.0%	$471.82	+0.1%	COM	303250104
CRM	SALESFORCE COM INC	3,294	$699	0.9%	$235.62	-9.8%	COM	79466L302
DIS	DISNEY WALT CO	5,002	$686	0.9%	$160.84	-12.2%	COM	254687106
WHR	WHIRLPOOL CORP	3,843	$664	0.8%	$211.57	-4.2%	COM	963320106
CHTR	CHARTER COMMUNICATIONS INC N	1,210	$660	0.8%	$654.12	-10.3%	CL A	16119P108
META	META PLATFORMS INC	2,791	$621	0.8%	$294.55	-15.7%	CL A	30303M102
NFLX	NETFLIX INC	1,484	$556	0.7%	$52.73	-21.0%	COM	64110L106
CDLX	CARDLYTICS INC	8,543	$470	0.6%	$104.77	-42.3%	COM	14161W105
PYPL	PAYPAL HLDGS INC	3,538	$409	0.5%	$234.62	-43.4%	COM	70450Y103
CVNA	CARVANA CO	3,224	$385	0.5%	$257.22	-43.3%	CL A	146869102
—	ELEVATION ONCOLOGY INC	68,279	$172	0.2%	$9.95	—	COM	28623U101
—	RMG ACQUISITION CORP III	11,000	$109	0.1%	$9.91	—	UNIT 02/08/2026	G76088114
—	LUX HEALTH TECH ACQUISITION	66,666	$28	0.0%	$1.49	—	*W EXP 11/30/202	55068A118
—	BRIDGETOWN HOLDINGS LTD	39,773	$23	0.0%	$4.40	—	*W EXP 09/30/202	G1355U121
—	PRIMAVERA CAPITAL ACQUIST CO	12,000	$5	0.0%	$0.83	—	*W EXP 01/19/202	G7255E117
—	FRAZIER LIFESCIENCES ACQU CO	21,333	$4	0.0%	$0.89	—	*W EXP 11/30/202	G3710A113