CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 15, 2022

Total Value ($000): $74,436 (100.0% shares, 0.0% debt)

Holdings (16)

USO UNITED STS OIL FD LP 38.2%

Value ($000) $28,404 Shares 353,500 Est. Cost — Unrealized —

SVRA SAVARA INC 14.1%

Value ($000) $10,483 Shares 6,896,551 Est. Cost $1.66 Unrealized -21.0%

XERS XERIS BIOPHARMA HOLDINGS INC 12.5%

Value ($000) $9,300 Shares 6,039,028 Est. Cost $2.16 Unrealized -2.3%

GLD SPDR GOLD TR 9.2%

Value ($000) $6,877 Shares 40,820 Est. Cost $173.82 Unrealized —

SPY SPDR S&P 500 ETF TR 8.1%

Value ($000) $6,016 Shares 15,947 Est. Cost $451.81 Unrealized —

RZLT REZOLUTE INC 6.1%

Value ($000) $4,532 Shares 1,403,157 Est. Cost $9.52 Unrealized -65.1%

SCYX SCYNEXIS INC 4.3%

Value ($000) $3,207 Shares 1,723,947 Est. Cost $6.13 Unrealized -60.8%

— MOLECULAR TEMPLATES INC 2.5%

Value ($000) $1,872 Shares 2,052,991 Est. Cost $8.09 Unrealized —

ACLX ARCELLX INC 2.5%

Value ($000) $1,839 Shares 101,719 Est. Cost $16.24 Unrealized -20.5%

— VECTIVBIO HLDG AG 1.4%

Value ($000) $1,051 Shares 194,577 Est. Cost $5.40 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 1.0%

Value ($000) $736 Shares 116,884 Est. Cost $9.18 Unrealized —

— ELEVATION ONCOLOGY INC 0.1%

Value ($000) $96 Shares 68,293 Est. Cost $9.95 Unrealized —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value ($000) $10 Shares 39,773 Est. Cost $4.40 Unrealized —

— LUX HEALTH TECH ACQUISITION 0.0%

Value ($000) $9 Shares 66,666 Est. Cost $1.49 Unrealized —

— FRAZIER LIFESCIENCES ACQU CO 0.0%

Value ($000) $2 Shares 21,333 Est. Cost $0.89 Unrealized —

— PRIMAVERA CAPITAL ACQUIST CO 0.0%

Value ($000) $2 Shares 12,000 Est. Cost $0.83 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
USO	UNITED STS OIL FD LP	353,500	$28,404	38.2%	—	—	Call	91232N207
SVRA	SAVARA INC	6,896,551	$10,483	14.1%	$1.66	-21.0%	COM	805111101
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$9,300	12.5%	$2.16	-2.3%	COM	98422E103
GLD	SPDR GOLD TR	40,820	$6,877	9.2%	$173.82	—	GOLD SHS	78463V107
SPY	SPDR S&P 500 ETF TR	15,947	$6,016	8.1%	$451.81	—	TR UNIT	78462F103
RZLT	REZOLUTE INC	1,403,157	$4,532	6.1%	$9.52	-65.1%	COM NEW	76200L309
SCYX	SCYNEXIS INC	1,723,947	$3,207	4.3%	$6.13	-60.8%	COM NEW	811292200
—	MOLECULAR TEMPLATES INC	2,052,991	$1,872	2.5%	$8.09	—	COM	608550109
ACLX	ARCELLX INC	101,719	$1,839	2.5%	$16.24	-20.5%	COMMON STOCK	03940C100
—	VECTIVBIO HLDG AG	194,577	$1,051	1.4%	$5.40	—	ORD SHS	H9060V101
—	EIGER BIOPHARMACEUTICALS INC	116,884	$736	1.0%	$9.18	—	COM	28249U105
—	ELEVATION ONCOLOGY INC	68,293	$96	0.1%	$9.95	—	COM	28623U101
—	BRIDGETOWN HOLDINGS LTD	39,773	$10	0.0%	$4.40	—	*W EXP 09/30/202	G1355U121
—	LUX HEALTH TECH ACQUISITION	66,666	$9	0.0%	$1.49	—	*W EXP 11/30/202	55068A118
—	FRAZIER LIFESCIENCES ACQU CO	21,333	$2	0.0%	$0.89	—	*W EXP 11/30/202	G3710A113
—	PRIMAVERA CAPITAL ACQUIST CO	12,000	$2	0.0%	$0.83	—	*W EXP 01/19/202	G7255E117