CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 15, 2022

Total Value: $74.44M (100.0% shares, 0.0% debt)

Holdings (16)

USO UNITED STS OIL FD LP 38.2%

Value $28.4M Shares 353,500 Share Price $80.35 Est. Cost/Share — Unrealized @ Report Date —

SVRA SAVARA INC 14.1%

Value $10.48M Shares 6,896,551 Share Price $1.52 * Est. Cost/Share $1.66 Unrealized @ Report Date -21.0%

XERS XERIS BIOPHARMA HOLDINGS INC 12.5%

Value $9.3M Shares 6,039,028 Share Price $1.54 * Est. Cost/Share $2.16 Unrealized @ Report Date -2.3%

GLD SPDR GOLD TR 9.2%

Value $6.877M Shares 40,820 Share Price $168.47 Est. Cost/Share $173.82 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 8.1%

Value $6.016M Shares 15,947 Share Price $377.25 Est. Cost/Share $451.81 Unrealized @ Report Date —

RZLT REZOLUTE INC 6.1%

Value $4.532M Shares 1,403,157 Share Price $3.23 * Est. Cost/Share $9.52 Unrealized @ Report Date -65.1%

SCYX SCYNEXIS INC 4.3%

Value $3.207M Shares 1,723,947 Share Price $1.86 * Est. Cost/Share $6.13 Unrealized @ Report Date -60.8%

— MOLECULAR TEMPLATES INC 2.5%

Value $1.872M Shares 2,052,991 Share Price $0.91 Est. Cost/Share $8.09 Unrealized @ Report Date —

ACLX ARCELLX INC 2.5%

Value $1.839M Shares 101,719 Share Price $18.08 * Est. Cost/Share $16.24 Unrealized @ Report Date -20.5%

— VECTIVBIO HLDG AG 1.4%

Value $1.051M Shares 194,577 Share Price $5.40 Est. Cost/Share $5.40 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 1.0%

Value $736K Shares 116,884 Share Price $6.30 Est. Cost/Share $9.18 Unrealized @ Report Date —

— ELEVATION ONCOLOGY INC 0.1%

Value $96,000 Shares 68,293 Share Price $1.41 Est. Cost/Share $9.95 Unrealized @ Report Date —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value $10,000 Shares 39,773 Share Price $0.25 Est. Cost/Share $4.40 Unrealized @ Report Date —

— LUX HEALTH TECH ACQUISITION 0.0%

Value $9,000 Shares 66,666 Share Price $0.14 Est. Cost/Share $1.49 Unrealized @ Report Date —

— FRAZIER LIFESCIENCES ACQU CO 0.0%

Value $2,000 Shares 21,333 Share Price $0.09 Est. Cost/Share $0.89 Unrealized @ Report Date —

— PRIMAVERA CAPITAL ACQUIST CO 0.0%

Value $2,000 Shares 12,000 Share Price $0.17 Est. Cost/Share $0.83 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
USO	UNITED STS OIL FD LP	353,500	$28.4M	38.2%	$80.35	—	—	Call	91232N207
SVRA	SAVARA INC	6,896,551	$10.48M	14.1%	$1.52 *	$1.66	-21.0%	COM	805111101
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$9.3M	12.5%	$1.54 *	$2.16	-2.3%	COM	98422E103
GLD	SPDR GOLD TR	40,820	$6.877M	9.2%	$168.47	$173.82	—	GOLD SHS	78463V107
SPY	SPDR S&P 500 ETF TR	15,947	$6.016M	8.1%	$377.25	$451.81	—	TR UNIT	78462F103
RZLT	REZOLUTE INC	1,403,157	$4.532M	6.1%	$3.23 *	$9.52	-65.1%	COM NEW	76200L309
SCYX	SCYNEXIS INC	1,723,947	$3.207M	4.3%	$1.86 *	$6.13	-60.8%	COM NEW	811292200
—	MOLECULAR TEMPLATES INC	2,052,991	$1.872M	2.5%	$0.91	$8.09	—	COM	608550109
ACLX	ARCELLX INC	101,719	$1.839M	2.5%	$18.08 *	$16.24	-20.5%	COMMON STOCK	03940C100
—	VECTIVBIO HLDG AG	194,577	$1.051M	1.4%	$5.40	$5.40	—	ORD SHS	H9060V101
—	EIGER BIOPHARMACEUTICALS INC	116,884	$736K	1.0%	$6.30	$9.18	—	COM	28249U105
—	ELEVATION ONCOLOGY INC	68,293	$96,000	0.1%	$1.41	$9.95	—	COM	28623U101
—	BRIDGETOWN HOLDINGS LTD	39,773	$10,000	0.0%	$0.25	$4.40	—	*W EXP 09/30/202	G1355U121
—	LUX HEALTH TECH ACQUISITION	66,666	$9,000	0.0%	$0.14	$1.49	—	*W EXP 11/30/202	55068A118
—	FRAZIER LIFESCIENCES ACQU CO	21,333	$2,000	0.0%	$0.09	$0.89	—	*W EXP 11/30/202	G3710A113
—	PRIMAVERA CAPITAL ACQUIST CO	12,000	$2,000	0.0%	$0.17	$0.83	—	*W EXP 01/19/202	G7255E117