CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 14, 2022

Total Value ($000): $53,181 (100.0% shares, 0.0% debt)

Holdings (17)

USO UNITED STS OIL FD LP 21.3%

Value ($000) $11,326 Shares 173,500 Est. Cost — Unrealized —

SVRA SAVARA INC 20.1%

Value ($000) $10,690 Shares 6,896,551 Est. Cost $1.66 Unrealized -3.3%

XERS XERIS BIOPHARMA HOLDINGS INC 17.7%

Value ($000) $9,421 Shares 6,039,028 Est. Cost $2.16 Unrealized -23.4%

SPY SPDR S&P 500 ETF TR 10.7%

Value ($000) $5,696 Shares 15,947 Est. Cost $451.81 Unrealized —

SCYX SCYNEXIS INC 7.8%

Value ($000) $4,137 Shares 1,723,947 Est. Cost $6.13 Unrealized -60.1%

RZLT REZOLUTE INC 7.2%

Value ($000) $3,845 Shares 1,403,157 Est. Cost $9.52 Unrealized -69.7%

XOP SPDR SER TR 4.1%

Value ($000) $2,183 Shares 17,500 Est. Cost $124.74 Unrealized —

— MOLECULAR TEMPLATES INC 2.9%

Value ($000) $1,539 Shares 2,052,991 Est. Cost $8.09 Unrealized —

ACLX ARCELLX INC 2.7%

Value ($000) $1,430 Shares 76,186 Est. Cost $16.24 Unrealized +17.9%

AMLP ALPS ETF TR 2.0%

Value ($000) $1,079 Shares 29,500 Est. Cost $36.58 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 1.7%

Value ($000) $880 Shares 116,884 Est. Cost $9.18 Unrealized —

— VECTIVBIO HLDG AG 1.6%

Value ($000) $845 Shares 140,863 Est. Cost $5.40 Unrealized —

— ELEVATION ONCOLOGY INC 0.1%

Value ($000) $77 Shares 68,297 Est. Cost $9.95 Unrealized —

— FRAZIER LIFESCIENCES ACQU CO 0.0%

Value ($000) $17 Shares 21,333 Est. Cost $0.89 Unrealized —

— LUX HEALTH TECH ACQUISITION 0.0%

Value ($000) $9 Shares 66,666 Est. Cost $1.49 Unrealized —

— BRIDGETOWN HOLDINGS LTD 0.0%

Value ($000) $5 Shares 39,773 Est. Cost $4.40 Unrealized —

— PRIMAVERA CAPITAL ACQUIST CO 0.0%

Value ($000) $2 Shares 12,000 Est. Cost $0.83 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
USO	UNITED STS OIL FD LP	173,500	$11,326	21.3%	—	—	Call	91232N207
SVRA	SAVARA INC	6,896,551	$10,690	20.1%	$1.66	-3.3%	COM	805111101
XERS	XERIS BIOPHARMA HOLDINGS INC	6,039,028	$9,421	17.7%	$2.16	-23.4%	COM	98422E103
SPY	SPDR S&P 500 ETF TR	15,947	$5,696	10.7%	$451.81	—	TR UNIT	78462F103
SCYX	SCYNEXIS INC	1,723,947	$4,137	7.8%	$6.13	-60.1%	COM NEW	811292200
RZLT	REZOLUTE INC	1,403,157	$3,845	7.2%	$9.52	-69.7%	COM NEW	76200L309
XOP	SPDR SER TR	17,500	$2,183	4.1%	$124.74	—	S&P OILGAS EXP	78468R556
—	MOLECULAR TEMPLATES INC	2,052,991	$1,539	2.9%	$8.09	—	COM	608550109
ACLX	ARCELLX INC	76,186	$1,430	2.7%	$16.24	+17.9%	COMMON STOCK	03940C100
AMLP	ALPS ETF TR	29,500	$1,079	2.0%	$36.58	—	ALERIAN MLP	00162Q452
—	EIGER BIOPHARMACEUTICALS INC	116,884	$880	1.7%	$9.18	—	COM	28249U105
—	VECTIVBIO HLDG AG	140,863	$845	1.6%	$5.40	—	ORD SHS	H9060V101
—	ELEVATION ONCOLOGY INC	68,297	$77	0.1%	$9.95	—	COM	28623U101
—	FRAZIER LIFESCIENCES ACQU CO	21,333	$17	0.0%	$0.89	—	*W EXP 11/30/202	G3710A113
—	LUX HEALTH TECH ACQUISITION	66,666	$9	0.0%	$1.49	—	*W EXP 11/30/202	55068A118
—	BRIDGETOWN HOLDINGS LTD	39,773	$5	0.0%	$4.40	—	*W EXP 09/30/202	G1355U121
—	PRIMAVERA CAPITAL ACQUIST CO	12,000	$2	0.0%	$0.83	—	*W EXP 01/19/202	G7255E117