Location: New York, NY
CIK: 0001290162 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 18, 2014
Total Value: $1.705B (76.1% shares, 23.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SALESFORCE COM INC | 52,500,000 | $136M | 8.0% | $1.82 | — | NOTE 0.750% 1/1 | 79466LAB0 |
| — | ILLUMINA INC | 16,135,000 | $81.74M | 4.8% | $3.43 | — | NOTE 0.625% 2/1 | 452327AB5 |
| — | OCWEN FINL CORP | 1,352,000 | $74.97M | 4.4% | $55.51 | — | Put | 675746309 |
| THC | TENET HEALTHCARE CORP | 1,570,643 | $66.16M | 3.9% | $44.65 | -2.5% | COM NEW | 88033G407 |
| HALO | HALOZYME THERAPEUTICS INC | 4,218,800 | $63.24M | 3.7% | $6.37 | +101.9% | COM | 40637H109 |
| — | WESCO INTL INC | 19,000,000 | $61.88M | 3.6% | $2.48 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | VIVUS INC | 6,517,748 | $59.18M | 3.5% | $12.58 | — | COM | 928551100 |
| YPF | YPF SOCIEDAD ANONIMA | 1,706,509 | $56.25M | 3.3% | $14.76 | — | SPON ADR CL D | 984245100 |
| — | SBA COMMUNICATIONS CORP | 17,500,000 | $51.97M | 3.0% | $2.47 | — | NOTE 4.000%10/0 | 78388JAM8 |
| — | E TRADE FINANCIAL CORP | 26,214,000 | $49.79M | 2.9% | $1.60 | — | NOTE 8/3 | 269246AZ7 |
| — | OCWEN FINL CORP | 820,354 | $45.49M | 2.7% | $55.51 | — | COM NEW | 675746309 |
| — | CREE INC | 600,000 | $37.51M | 2.2% | — | — | Put | 225447101 |
| — | ACHILLION PHARMACEUTICALS IN | 10,816,953 | $35.9M | 2.1% | $7.61 | — | COM | 00448Q201 |
| — | ROWAN COMPANIES PLC | 975,954 | $34.51M | 2.0% | $34.07 | — | SHS CL A | G7665A101 |
| COF | CAPITAL ONE FINL CORP | 447,135 | $34.26M | 2.0% | $47.00 | +22.0% | COM | 14040H105 |
| — | LEGG MASON INC | 684,068 | $29.74M | 1.7% | $31.01 | — | COM | 524901105 |
| — | OCWEN FINL CORP | 535,000 | $29.67M | 1.7% | $55.51 | — | Call | 675746309 |
| — | LUMBER LIQUIDATORS HLDGS INC | 276,900 | $28.49M | 1.7% | $102.89 | — | COM | 55003T107 |
| — | INTERMUNE INC | 1,871,681 | $27.57M | 1.6% | $9.62 | — | COM | 45884X103 |
| GDOT | GREEN DOT CORP | 1,093,442 | $27.5M | 1.6% | $17.58 | +32.5% | CL A | 39304D102 |
| — | SVB FINL GROUP | 236,500 | $24.8M | 1.5% | — | — | Put | 78486Q101 |
| — | CLOVIS ONCOLOGY INC | 398,835 | $24.04M | 1.4% | $66.07 | — | COM | 189464100 |
| — | LUMBER LIQUIDATORS HLDGS INC | 227,900 | $23.45M | 1.4% | $102.89 | — | Put | 55003T107 |
| JPM | JPMORGAN CHASE & CO | 399,760 | $23.38M | 1.4% | $36.24 | +9.4% | COM | 46625H100 |
| WFC | WELLS FARGO & CO NEW | 510,892 | $23.19M | 1.4% | $28.47 | +8.0% | COM | 949746101 |
| C | CITIGROUP INC | 443,373 | $23.1M | 1.4% | $35.76 | +5.3% | COM NEW | 172967424 |
| NVGS | NAVIGATOR HOLDINGS LTD | 835,543 | $22.51M | 1.3% | $39.40 | 0.0% | SHS | Y62132108 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 139,801 | $22.18M | 1.3% | $158.63 | — | REG SHS | L0175J104 |
| CBRE | CBRE GROUP INC | 831,320 | $21.86M | 1.3% | $23.79 | +0.0% | CL A | 12504L109 |
| — | ACCELERON PHARMA INC | 556,574 | $21.59M | 1.3% | $38.79 | — | COM | 00434H108 |
| SPY | SPDR S&P 500 ETF TR | 115,000 | $21.24M | 1.2% | — | — | Call | 78462F103 |
| — | ARROWHEAD RESH CORP | 2,047,782 | $21.11M | 1.2% | $10.31 | — | COM NEW | 042797209 |
| — | BRF SA | 997,220 | $20.81M | 1.2% | $21.71 | — | SPONSORED ADR | 10552T107 |
| — | PHH CORP | 844,655 | $20.57M | 1.2% | $23.74 | — | COM NEW | 693320202 |
| — | ANACOR PHARMACEUTICALS INC | 1,222,503 | $20.51M | 1.2% | $5.59 | — | COM | 032420101 |
| — | DYAX CORP | 2,640,900 | $19.9M | 1.2% | $5.93 | — | COM | 26746E103 |
| — | SCORPIO TANKERS INC | 1,537,284 | $18.13M | 1.1% | $8.98 | — | SHS | Y7542C106 |
| — | MEDIVATION INC | 243,528 | $15.54M | 0.9% | $49.20 | — | COM | 58501N101 |
| — | REPROS THERAPEUTICS INC | 874,635 | $15.51M | 0.9% | $17.80 | — | *W EXP 02/08/201 | 76028H118 |
| — | PHARMACYCLICS INC | 139,021 | $14.71M | 0.9% | $79.47 | — | COM | 716933106 |
| — | E TRADE FINANCIAL CORP | 748,418 | $14.7M | 0.9% | $12.66 | — | COM NEW | 269246401 |
| — | ALTISOURCE PORTFOLIO SOLNS S | 90,300 | $14.32M | 0.8% | $158.63 | — | Put | L0175J104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 761,300 | $13.28M | 0.8% | — | — | Put | 874039100 |
| — | ARRAY BIOPHARMA INC | 2,633,600 | $13.19M | 0.8% | $4.54 | — | COM | 04269X105 |
| — | CYTRX CORP | 2,075,500 | $13.01M | 0.8% | $6.27 | — | COM PAR $.001 | 232828509 |
| — | INTERMUNE INC | 9,000,000 | $12.43M | 0.7% | $1.07 | — | NOTE 2.500%12/1 | 45884XAF0 |
| — | ARM HLDGS PLC | 220,100 | $12.05M | 0.7% | — | — | Put | 042068106 |
| — | KERYX BIOPHARMACEUTICALS INC | 854,000 | $11.06M | 0.6% | $7.47 | — | COM | 492515101 |
| — | REPROS THERAPEUTICS INC | 708,969 | $10.81M | 0.6% | $15.32 | — | *W EXP 02/08/201 | 76028H126 |
| — | NORTHSTAR RLTY FIN CORP | 800,001 | $10.76M | 0.6% | $13.45 | — | COM | 66704R100 |
| OLED | UNIVERSAL DISPLAY CORP | 300,000 | $10.31M | 0.6% | — | — | Put | 91347P105 |
| — | ONCOTHYREON INC | 5,702,299 | $10.04M | 0.6% | $1.96 | — | COM | 682324108 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 720,947 | $9.956M | 0.6% | $30.95 | -54.4% | COM | 45665G303 |
| — | ARRAY BIOPHARMA INC | 9,000,000 | $9.428M | 0.6% | $0.95 | — | NOTE 3.000% 6/0 | 04269XAA3 |
| — | OCERA THERAPEUTICS INC | 728,827 | $8.645M | 0.5% | $11.42 | — | COM | 67552A108 |
| — | MIRATI THERAPEUTICS INC | 540,978 | $8.236M | 0.5% | $11.45 | — | COM | 60468T105 |
| — | REPROS THERAPEUTICS INC | 440,091 | $7.808M | 0.5% | $17.79 | — | COM NEW | 76028H209 |
| GDOT | GREEN DOT CORP | 302,600 | $7.61M | 0.4% | $17.58 | +32.5% | Call | 39304D102 |
| XNCR | XENCOR INC | 800,000 | $7.312M | 0.4% | $8.58 | 0.0% | COM | 98401F105 |
| — | CHINA ZENIX AUTO INTL LTD | 3,539,766 | $6.451M | 0.4% | $2.28 | — | ADS | 16951E104 |
| — | PEREGRINE SEMICONDUCTOR CORP | 800,000 | $5.928M | 0.3% | $10.91 | — | COM | 71366R703 |
| — | CMS ENERGY CORP | 2,500,000 | $4.953M | 0.3% | $1.99 | — | NOTE 5.500% 6/1 | 125896BD1 |
| — | TWO HBRS INVT CORP | 460,000 | $4.269M | 0.3% | $9.28 | — | COM | 90187B101 |
| BCRX | BIOCRYST PHARMACEUTICALS | 525,734 | $3.996M | 0.2% | $5.84 | +8.5% | COM | 09058V103 |
| — | NATIONSTAR MTG HLDGS INC | 100,000 | $3.696M | 0.2% | — | — | Put | 63861C109 |
| — | VERASTEM INC | 271,101 | $3.091M | 0.2% | $12.53 | — | COM | 92337C104 |
| FHI | FEDERATED INVS INC PA | 100,000 | $2.88M | 0.2% | — | — | Put | 314211103 |
| — | EPIZYME INC | 125,000 | $2.6M | 0.2% | $28.13 | — | COM | 29428V104 |
| — | PALATIN TECHNOLOGIES INC | 3,873,000 | $2.431M | 0.1% | $0.53 | — | COM PAR $ .01 | 696077403 |
| — | STEMLINE THERAPEUTICS INC | 110,000 | $2.156M | 0.1% | $23.84 | — | COM | 85858C107 |
| — | HOME LN SERVICING SOLUTIONS | 70,000 | $1.608M | 0.1% | $22.97 | — | ORD SHS | G6648D109 |
| — | THE9 LTD | 752,963 | $1.468M | 0.1% | $3.26 | — | ADR | 88337K104 |
| — | OREXIGEN THERAPEUTICS INC | 258,672 | $1.456M | 0.1% | $5.63 | — | COM | 686164104 |
| — | WALTER ENERGY INC | 49,300 | $820K | 0.0% | $10.41 | — | COM | 93317Q105 |
| — | HOME LN SERVICING SOLUTIONS | 35,500 | $815K | 0.0% | $22.97 | — | Put | G6648D109 |
| — | CUBIST PHARMACEUTICALS INC | 572,366 | $773K | 0.0% | $1.35 | — | RIGHT 99/99/9999 | 229678123 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 63,500 | $593K | 0.0% | $13.75 | -29.0% | COM | 64125C109 |
| — | ZIPREALTY INC | 99,695 | $558K | 0.0% | $5.60 | — | COM | 98974V107 |