Penn Mutual Asset Management, LLC Diversified Active

CIK: 0000855702 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 31, 2019

Total Value ($000): $73,118 (100.0% shares, 0.0% debt)

Holdings (20)

AGNC AGNC INVESTMENT CORP 19.3%

Value ($000) $14,146 Shares 806,500 Est. Cost $18.63 Unrealized —

— ABERDEEN ASIA-PACIFIC INCOME FUND INC 14.7%

Value ($000) $10,778 Shares 2,785,083 Est. Cost $4.14 Unrealized —

— MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC 12.8%

Value ($000) $9,370 Shares 1,546,241 Est. Cost $6.74 Unrealized —

— ANNALY CAPITAL MANAGEMENT INC 12.4%

Value ($000) $9,042 Shares 920,800 Est. Cost $10.23 Unrealized —

— WELLS FARGO & CO 10.4%

Value ($000) $7,571 Shares 6,000 Est. Cost $1290.83 Unrealized —

— WESTERN ASSET EMERGING MARKETS DEBT FUND INC 7.6%

Value ($000) $5,571 Shares 453,300 Est. Cost $13.42 Unrealized —

— CAPSTEAD MORTGAGE CORP 4.3%

Value ($000) $3,156 Shares 473,165 Est. Cost $7.91 Unrealized —

T AT&T INC 3.6%

Value ($000) $2,597 Shares 91,000 Est. Cost $14.48 Unrealized -3.2%

— PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC 2.9%

Value ($000) $2,136 Shares 165,301 Est. Cost $13.87 Unrealized —

— COLONY CAPITAL INC 2.3%

Value ($000) $1,652 Shares 352,939 Est. Cost $6.09 Unrealized —

— BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST 1.5%

Value ($000) $1,063 Shares 150,600 Est. Cost $9.07 Unrealized —

ECC EAGLE POINT CREDIT CO INC 1.4%

Value ($000) $1,044 Shares 73,445 Est. Cost $17.90 Unrealized —

— DOUBLELINE INCOME SOLUTIONS FUND 1.4%

Value ($000) $1,042 Shares 60,100 Est. Cost $20.20 Unrealized —

D DOMINION ENERGY INC 1.2%

Value ($000) $888 Shares 12,426 Est. Cost $50.99 Unrealized +4.4%

RITM NEW RESIDENTIAL INVESTMENT CORP 1.1%

Value ($000) $810 Shares 57,000 Est. Cost $17.82 Unrealized —

— TWO HARBORS INVESTMENT CORP 0.9%

Value ($000) $642 Shares 50,000 Est. Cost $14.93 Unrealized —

DOCU DOCUSIGN INC 0.7%

Value ($000) $480 Shares 11,984 Est. Cost $42.02 Unrealized 0.0%

ZS ZSCALER INC 0.6%

Value ($000) $419 Shares 10,676 Est. Cost $40.40 Unrealized -6.5%

VALE VALE SA 0.5%

Value ($000) $382 Shares 28,953 Est. Cost $13.19 Unrealized —

— BROOKFIELD REAL ASSETS INCOME FUND INC 0.4%

Value ($000) $329 Shares 17,256 Est. Cost $23.06 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AGNC	AGNC INVESTMENT CORP	806,500	$14,146	19.3%	$18.63	—	COM	00123Q104
—	ABERDEEN ASIA-PACIFIC INCOME FUND INC	2,785,083	$10,778	14.7%	$4.14	—	COM	003009107
—	MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC	1,546,241	$9,370	12.8%	$6.74	—	COM	617477104
—	ANNALY CAPITAL MANAGEMENT INC	920,800	$9,042	12.4%	$10.23	—	COM	035710409
—	WELLS FARGO & CO	6,000	$7,571	10.4%	$1290.83	—	COM	949746804
—	WESTERN ASSET EMERGING MARKETS DEBT FUND INC	453,300	$5,571	7.6%	$13.42	—	COM	95766A101
—	CAPSTEAD MORTGAGE CORP	473,165	$3,156	4.3%	$7.91	—	COM	14067E506
T	AT&T INC	91,000	$2,597	3.6%	$14.48	-3.2%	COM	00206R102
—	PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC	165,301	$2,136	2.9%	$13.87	—	COM	69346J106
—	COLONY CAPITAL INC	352,939	$1,652	2.3%	$6.09	—	COM	19626G108
—	BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST	150,600	$1,063	1.5%	$9.07	—	COM	09257A108
ECC	EAGLE POINT CREDIT CO INC	73,445	$1,044	1.4%	$17.90	—	COM	269808101
—	DOUBLELINE INCOME SOLUTIONS FUND	60,100	$1,042	1.4%	$20.20	—	COM	258622109
D	DOMINION ENERGY INC	12,426	$888	1.2%	$50.99	+4.4%	COM	25746U109
RITM	NEW RESIDENTIAL INVESTMENT CORP	57,000	$810	1.1%	$17.82	—	COM	64828T201
—	TWO HARBORS INVESTMENT CORP	50,000	$642	0.9%	$14.93	—	COM	90187B408
DOCU	DOCUSIGN INC	11,984	$480	0.7%	$42.02	0.0%	COM	256163106
ZS	ZSCALER INC	10,676	$419	0.6%	$40.40	-6.5%	COM	98980G102
VALE	VALE SA	28,953	$382	0.5%	$13.19	—	COM	91912E105
—	BROOKFIELD REAL ASSETS INCOME FUND INC	17,256	$329	0.4%	$23.06	—	COM	112830104