Penn Mutual Asset Management Diversified Active

Location: Conshohocken, PA

CIK: 0000855702 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 31, 2019

Total Value: $73.12M (100.0% shares, 0.0% debt)

Holdings (20)

AGNC AGNC INVESTMENT CORP 19.3%

Value $14.15M Shares 806,500 Share Price $17.54 Est. Cost/Share $18.63 Unrealized @ Report Date —

— ABERDEEN ASIA-PACIFIC INCOME FUND INC 14.7%

Value $10.78M Shares 2,785,083 Share Price $3.87 Est. Cost/Share $4.14 Unrealized @ Report Date —

— MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC 12.8%

Value $9.37M Shares 1,546,241 Share Price $6.06 Est. Cost/Share $6.74 Unrealized @ Report Date —

— ANNALY CAPITAL MANAGEMENT INC 12.4%

Value $9.042M Shares 920,800 Share Price $9.82 Est. Cost/Share $10.23 Unrealized @ Report Date —

— WELLS FARGO & CO 10.4%

Value $7.571M Shares 6,000 Share Price $1261.83 Est. Cost/Share $1290.83 Unrealized @ Report Date —

— WESTERN ASSET EMERGING MARKETS DEBT FUND INC 7.6%

Value $5.571M Shares 453,300 Share Price $12.29 Est. Cost/Share $13.42 Unrealized @ Report Date —

— CAPSTEAD MORTGAGE CORP 4.3%

Value $3.156M Shares 473,165 Share Price $6.67 Est. Cost/Share $7.91 Unrealized @ Report Date —

T AT&T INC 3.6%

Value $2.597M Shares 91,000 Share Price $28.54 * Est. Cost/Share $14.48 Unrealized @ Report Date -10.1%

— PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC 2.9%

Value $2.136M Shares 165,301 Share Price $12.92 Est. Cost/Share $13.87 Unrealized @ Report Date —

— COLONY CAPITAL INC 2.3%

Value $1.652M Shares 352,939 Share Price $4.68 Est. Cost/Share $6.09 Unrealized @ Report Date —

— BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST 1.5%

Value $1.063M Shares 150,600 Share Price $7.06 Est. Cost/Share $9.07 Unrealized @ Report Date —

ECC EAGLE POINT CREDIT CO INC 1.4%

Value $1.044M Shares 73,445 Share Price $14.21 Est. Cost/Share $17.90 Unrealized @ Report Date —

— DOUBLELINE INCOME SOLUTIONS FUND 1.4%

Value $1.042M Shares 60,100 Share Price $17.34 Est. Cost/Share $20.20 Unrealized @ Report Date —

D DOMINION ENERGY INC 1.2%

Value $888K Shares 12,426 Share Price $71.46 * Est. Cost/Share $50.99 Unrealized @ Report Date +2.9%

RITM NEW RESIDENTIAL INVESTMENT CORP 1.1%

Value $810K Shares 57,000 Share Price $14.21 Est. Cost/Share $17.82 Unrealized @ Report Date —

— TWO HARBORS INVESTMENT CORP 0.9%

Value $642K Shares 50,000 Share Price $12.84 Est. Cost/Share $14.93 Unrealized @ Report Date —

DOCU DOCUSIGN INC 0.7%

Value $480K Shares 11,984 Share Price $40.05 Est. Cost/Share $42.02 Unrealized @ Report Date -4.6%

ZS ZSCALER INC 0.6%

Value $419K Shares 10,676 Share Price $39.25 Est. Cost/Share $40.40 Unrealized @ Report Date -2.9%

VALE VALE SA 0.5%

Value $382K Shares 28,953 Share Price $13.19 Est. Cost/Share $14.29 Unrealized @ Report Date -7.7%

— BROOKFIELD REAL ASSETS INCOME FUND INC 0.4%

Value $329K Shares 17,256 Share Price $19.07 Est. Cost/Share $23.06 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGNC	AGNC INVESTMENT CORP	806,500	$14.15M	19.3%	$17.54	$18.63	—	COM	00123Q104
—	ABERDEEN ASIA-PACIFIC INCOME FUND INC	2,785,083	$10.78M	14.7%	$3.87	$4.14	—	COM	003009107
—	MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC	1,546,241	$9.37M	12.8%	$6.06	$6.74	—	COM	617477104
—	ANNALY CAPITAL MANAGEMENT INC	920,800	$9.042M	12.4%	$9.82	$10.23	—	COM	035710409
—	WELLS FARGO & CO	6,000	$7.571M	10.4%	$1261.83	$1290.83	—	COM	949746804
—	WESTERN ASSET EMERGING MARKETS DEBT FUND INC	453,300	$5.571M	7.6%	$12.29	$13.42	—	COM	95766A101
—	CAPSTEAD MORTGAGE CORP	473,165	$3.156M	4.3%	$6.67	$7.91	—	COM	14067E506
T	AT&T INC	91,000	$2.597M	3.6%	$28.54 *	$14.48	-10.1%	COM	00206R102
—	PGIM GLOBAL SHORT DURATION HIGH YIELD FUND INC	165,301	$2.136M	2.9%	$12.92	$13.87	—	COM	69346J106
—	COLONY CAPITAL INC	352,939	$1.652M	2.3%	$4.68	$6.09	—	COM	19626G108
—	BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST	150,600	$1.063M	1.5%	$7.06	$9.07	—	COM	09257A108
ECC	EAGLE POINT CREDIT CO INC	73,445	$1.044M	1.4%	$14.21	$17.90	—	COM	269808101
—	DOUBLELINE INCOME SOLUTIONS FUND	60,100	$1.042M	1.4%	$17.34	$20.20	—	COM	258622109
D	DOMINION ENERGY INC	12,426	$888K	1.2%	$71.46 *	$50.99	+2.9%	COM	25746U109
RITM	NEW RESIDENTIAL INVESTMENT CORP	57,000	$810K	1.1%	$14.21	$17.82	—	COM	64828T201
—	TWO HARBORS INVESTMENT CORP	50,000	$642K	0.9%	$12.84	$14.93	—	COM	90187B408
DOCU	DOCUSIGN INC	11,984	$480K	0.7%	$40.05	$42.02	-4.6%	COM	256163106
ZS	ZSCALER INC	10,676	$419K	0.6%	$39.25	$40.40	-2.9%	COM	98980G102
VALE	VALE SA	28,953	$382K	0.5%	$13.19	$14.29	-7.7%	COM	91912E105
—	BROOKFIELD REAL ASSETS INCOME FUND INC	17,256	$329K	0.4%	$19.07	$23.06	—	COM	112830104