Penn Mutual Asset Management Diversified Active

Location: Conshohocken, PA

CIK: 0000855702 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 13, 2019

Total Value: $8.728M (100.0% shares, 0.0% debt)

Holdings (21)

— ANNALY CAPITAL MANAGEMENT INC 31.9%

Value $2.785M Shares 2,785,083 Share Price $1.00 Est. Cost/Share $4.14 Unrealized @ Report Date —

— MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC 17.7%

Value $1.546M Shares 1,546,241 Share Price $1.00 Est. Cost/Share $6.74 Unrealized @ Report Date —

AGNC ABERDEEN ASIA-PACIFIC INCOME FUND INC 13.9%

Value $1.217M Shares 1,216,500 Share Price $1.00 Est. Cost/Share $12.69 Unrealized @ Report Date —

— AT&T INC 10.0%

Value $875K Shares 874,800 Share Price $1.00 Est. Cost/Share $10.23 Unrealized @ Report Date —

— CAPSTEAD MORTGAGE CORP 5.4%

Value $473K Shares 473,165 Share Price $1.00 Est. Cost/Share $7.91 Unrealized @ Report Date —

— COLONY CAPITAL INC 4.0%

Value $353K Shares 352,939 Share Price $1.00 Est. Cost/Share $6.09 Unrealized @ Report Date —

— WESTERN ASSET EMERGING MARKETS DEBT FUND INC 4.0%

Value $349K Shares 349,101 Share Price $1.00 Est. Cost/Share $13.42 Unrealized @ Report Date —

RITM NEW RESIDENTIAL INVESTMENT CORP 2.9%

Value $257K Shares 257,000 Share Price $1.00 Est. Cost/Share $4.73 Unrealized @ Report Date —

— PGIM GLOBAL HIGH YIELD FUND INC 1.9%

Value $165K Shares 165,301 Share Price $1.00 Est. Cost/Share $13.87 Unrealized @ Report Date —

T AGNC INVESTMENT CORP 1.8%

Value $158K Shares 158,000 Share Price $1.00 * Est. Cost/Share $14.34 Unrealized @ Report Date +1.8%

— BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST 1.7%

Value $151K Shares 150,600 Share Price $1.00 Est. Cost/Share $9.07 Unrealized @ Report Date —

— TWO HARBORS INVESTMENT CORP 1.4%

Value $120K Shares 120,000 Share Price $1.00 Est. Cost/Share $6.81 Unrealized @ Report Date —

ECC EAGLE POINT CREDIT CO INC 0.8%

Value $73,000 Shares 73,445 Share Price $0.99 Est. Cost/Share $17.90 Unrealized @ Report Date —

— DOUBLELINE INCOME SOLUTIONS FUND 0.7%

Value $60,000 Shares 60,100 Share Price $1.00 Est. Cost/Share $20.20 Unrealized @ Report Date —

DOCU DOCUSIGN INC 0.4%

Value $33,000 Shares 33,126 Share Price $1.00 * Est. Cost/Share $47.77 Unrealized @ Report Date +8.5%

VALE VALE SA 0.3%

Value $29,000 Shares 28,953 Share Price $1.00 * Est. Cost/Share $14.29 Unrealized @ Report Date -8.6%

— MAGENTA THERAPEUTICS INC 0.3%

Value $26,000 Shares 25,900 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

SPG SIMON PROPERTY GROUP INC 0.3%

Value $23,000 Shares 23,000 Share Price $1.00 * Est. Cost/Share $121.59 Unrealized @ Report Date +3.1%

— BROOKFIELD REAL ASSETS INCOME FUND INC 0.2%

Value $17,000 Shares 17,256 Share Price $0.99 Est. Cost/Share $23.06 Unrealized @ Report Date —

D DOMINION ENERGY INC 0.1%

Value $12,000 Shares 12,426 Share Price $0.97 * Est. Cost/Share $50.99 Unrealized @ Report Date +11.8%

— WELLS FARGO & CO 0.1%

Value $6,000 Shares 6,000 Share Price $1.00 Est. Cost/Share $1290.83 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ANNALY CAPITAL MANAGEMENT INC	2,785,083	$2.785M	31.9%	$1.00	$4.14	—	COM	003009107
—	MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC	1,546,241	$1.546M	17.7%	$1.00	$6.74	—	COM	617477104
AGNC	ABERDEEN ASIA-PACIFIC INCOME FUND INC	1,216,500	$1.217M	13.9%	$1.00	$12.69	—	COM	00123Q104
—	AT&T INC	874,800	$875K	10.0%	$1.00	$10.23	—	COM	035710409
—	CAPSTEAD MORTGAGE CORP	473,165	$473K	5.4%	$1.00	$7.91	—	COM	14067E506
—	COLONY CAPITAL INC	352,939	$353K	4.0%	$1.00	$6.09	—	COM	19626G108
—	WESTERN ASSET EMERGING MARKETS DEBT FUND INC	349,101	$349K	4.0%	$1.00	$13.42	—	COM	95766A101
RITM	NEW RESIDENTIAL INVESTMENT CORP	257,000	$257K	2.9%	$1.00	$4.73	—	COM	64828T201
—	PGIM GLOBAL HIGH YIELD FUND INC	165,301	$165K	1.9%	$1.00	$13.87	—	COM	69346J106
T	AGNC INVESTMENT CORP	158,000	$158K	1.8%	$1.00 *	$14.34	+1.8%	COM	00206R102
—	BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST	150,600	$151K	1.7%	$1.00	$9.07	—	COM	09257A108
—	TWO HARBORS INVESTMENT CORP	120,000	$120K	1.4%	$1.00	$6.81	—	COM	90187B408
ECC	EAGLE POINT CREDIT CO INC	73,445	$73,000	0.8%	$0.99	$17.90	—	COM	269808101
—	DOUBLELINE INCOME SOLUTIONS FUND	60,100	$60,000	0.7%	$1.00	$20.20	—	COM	258622109
DOCU	DOCUSIGN INC	33,126	$33,000	0.4%	$1.00 *	$47.77	+8.5%	COM	256163106
VALE	VALE SA	28,953	$29,000	0.3%	$1.00 *	$14.29	-8.6%	COM	91912E105
—	MAGENTA THERAPEUTICS INC	25,900	$26,000	0.3%	$1.00	$1.00	—	COM	55910K108
SPG	SIMON PROPERTY GROUP INC	23,000	$23,000	0.3%	$1.00 *	$121.59	+3.1%	COM	828806109
—	BROOKFIELD REAL ASSETS INCOME FUND INC	17,256	$17,000	0.2%	$0.99	$23.06	—	COM	112830104
D	DOMINION ENERGY INC	12,426	$12,000	0.1%	$0.97 *	$50.99	+11.8%	COM	25746U109
—	WELLS FARGO & CO	6,000	$6,000	0.1%	$1.00	$1290.83	—	COM	949746804