Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q4 2017 (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $129,314 (100.0% shares, 0.0% debt)

Holdings (33)

— SCHULMAN (A.) INC 59.0%

Value ($000) $76,340 Shares 2,049,397 Est. Cost $37.25 Unrealized —

— FORTRESS TRANSPORTATION & IN 8.3%

Value ($000) $10,711 Shares 537,426 Est. Cost $19.93 Unrealized —

ASH ASHLAND GLOBAL HOLDINGS IN 6.0%

Value ($000) $7,717 Shares 108,391 Est. Cost $60.32 Unrealized 0.0%

— DOWDUPONT INC 5.9%

Value ($000) $7,589 Shares 106,551 Est. Cost $71.22 Unrealized —

— BGC PARTNERS INC CL A 4.0%

Value ($000) $5,217 Shares 345,279 Est. Cost $15.11 Unrealized —

— NV5 GLOBAL INC 3.1%

Value ($000) $4,072 Shares 75,191 Est. Cost $54.16 Unrealized —

— FERRO CORP 2.3%

Value ($000) $2,993 Shares 126,888 Est. Cost $23.59 Unrealized —

— U S CONCRETE INC 1.8%

Value ($000) $2,275 Shares 27,202 Est. Cost $83.63 Unrealized —

— TRONOX INC 0.9%

Value ($000) $1,199 Shares 58,441 Est. Cost $20.52 Unrealized —

OEC ORION ENGINEERED CARBONS SAR 0.9%

Value ($000) $1,182 Shares 46,177 Est. Cost $23.63 Unrealized 0.0%

— LIONS GATE ENTERTAINMENT-B 0.9%

Value ($000) $1,179 Shares 37,131 Est. Cost $31.75 Unrealized —

— EVINE LIVE INC-CL A 0.8%

Value ($000) $1,058 Shares 755,526 Est. Cost $1.40 Unrealized —

— PRIMO WATER CORP 0.8%

Value ($000) $1,009 Shares 80,240 Est. Cost $12.57 Unrealized —

— PATTERN ENERGY GROUP INC 0.7%

Value ($000) $938 Shares 43,648 Est. Cost $21.49 Unrealized —

— VERSO CORP - A 0.6%

Value ($000) $815 Shares 46,400 Est. Cost $17.56 Unrealized —

— PINNACLE ENTERTAINMENT INC 0.6%

Value ($000) $776 Shares 23,722 Est. Cost $32.71 Unrealized —

ADUS ADDUS HOMECARE CORP 0.5%

Value ($000) $683 Shares 19,633 Est. Cost $33.96 Unrealized 0.0%

— AROTECH CORP 0.5%

Value ($000) $660 Shares 186,048 Est. Cost $3.55 Unrealized —

RILY B RILEY FINANCIAL INC 0.5%

Value ($000) $623 Shares 34,445 Est. Cost $17.50 Unrealized 0.0%

— ZYNERBA PHARMACEUTICALS INC 0.4%

Value ($000) $492 Shares 39,275 Est. Cost $12.53 Unrealized —

SACH SACHEM CAPITAL CORP 0.3%

Value ($000) $394 Shares 100,000 Est. Cost $3.94 Unrealized —

BBBY OVERSTOCK.COM INC 0.2%

Value ($000) $255 Shares 3,994 Est. Cost $48.07 Unrealized 0.0%

— HIGHLAND FLTNG RTE OPPORT 0.2%

Value ($000) $252 Shares 16,278 Est. Cost $15.48 Unrealized —

USDP USD PARTNERS LP 0.2%

Value ($000) $219 Shares 19,438 Est. Cost $11.27 Unrealized —

— GREEN PLAINS PARTNERS LP 0.1%

Value ($000) $187 Shares 10,000 Est. Cost $18.70 Unrealized —

— THESTREET.COM INC 0.1%

Value ($000) $178 Shares 122,426 Est. Cost $1.45 Unrealized —

SSTI SHOTSPOTTER INC 0.1%

Value ($000) $141 Shares 10,000 Est. Cost $15.48 Unrealized 0.0%

— 180 DEGREE CAPITAL CORP 0.1%

Value ($000) $69 Shares 35,000 Est. Cost $1.97 Unrealized —

— EASTSIDE DISTILLING INC 0.0%

Value ($000) $52 Shares 12,963 Est. Cost $4.01 Unrealized —

— EASTSIDE DISTILLING INC-CW22 0.0%

Value ($000) $26 Shares 40,000 Est. Cost $0.65 Unrealized —

— PUT HIMX MAR 8.000000 03/16/2018 0.0%

Value ($000) $8 Shares 250 Est. Cost — Unrealized —

— CALL ZYNE JAN 15.00000 01/19/2018 0.0%

Value ($000) $5 Shares 235 Est. Cost — Unrealized —

— CALL TEVA JAN 40.00000 01/19/2018 0.0%

Value ($000) $0 Shares 100 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SCHULMAN (A.) INC	2,049,397	$76,340	59.0%	$37.25	—	COM	808194104
—	FORTRESS TRANSPORTATION & IN	537,426	$10,711	8.3%	$19.93	—	COM REP LTD LIAB	34960P101
ASH	ASHLAND GLOBAL HOLDINGS IN	108,391	$7,717	6.0%	$60.32	0.0%	COM	044186104
—	DOWDUPONT INC	106,551	$7,589	5.9%	$71.22	—	COM	26078J100
—	BGC PARTNERS INC CL A	345,279	$5,217	4.0%	$15.11	—	CL A	05541T101
—	NV5 GLOBAL INC	75,191	$4,072	3.1%	$54.16	—	COM	62945V109
—	FERRO CORP	126,888	$2,993	2.3%	$23.59	—	COM	315405100
—	U S CONCRETE INC	27,202	$2,275	1.8%	$83.63	—	COM	90333L201
—	TRONOX INC	58,441	$1,199	0.9%	$20.52	—	SHS CL A	Q9235V101
OEC	ORION ENGINEERED CARBONS SAR	46,177	$1,182	0.9%	$23.63	0.0%	COM	L72967109
—	LIONS GATE ENTERTAINMENT-B	37,131	$1,179	0.9%	$31.75	—	CL B NON VTG	535919500
—	EVINE LIVE INC-CL A	755,526	$1,058	0.8%	$1.40	—	CL A	300487105
—	PRIMO WATER CORP	80,240	$1,009	0.8%	$12.57	—	COM	74165N105
—	PATTERN ENERGY GROUP INC	43,648	$938	0.7%	$21.49	—	CL A	70338P100
—	VERSO CORP - A	46,400	$815	0.6%	$17.56	—	CL A	92531L207
—	PINNACLE ENTERTAINMENT INC	23,722	$776	0.6%	$32.71	—	COM	72348Y105
ADUS	ADDUS HOMECARE CORP	19,633	$683	0.5%	$33.96	0.0%	COM	006739106
—	AROTECH CORP	186,048	$660	0.5%	$3.55	—	COM	042682203
RILY	B RILEY FINANCIAL INC	34,445	$623	0.5%	$17.50	0.0%	COM	05580M108
—	ZYNERBA PHARMACEUTICALS INC	39,275	$492	0.4%	$12.53	—	COM	98986X109
SACH	SACHEM CAPITAL CORP	100,000	$394	0.3%	$3.94	—	COM	78590A109
BBBY	OVERSTOCK.COM INC	3,994	$255	0.2%	$48.07	0.0%	COM	690370101
—	HIGHLAND FLTNG RTE OPPORT	16,278	$252	0.2%	$15.48	—	SHS BEN INT	43010E404
USDP	USD PARTNERS LP	19,438	$219	0.2%	$11.27	—	COM UT REP LTD	903318103
—	GREEN PLAINS PARTNERS LP	10,000	$187	0.1%	$18.70	—	COM REP PTR IN	393221106
—	THESTREET.COM INC	122,426	$178	0.1%	$1.45	—	COM	88368Q103
SSTI	SHOTSPOTTER INC	10,000	$141	0.1%	$15.48	0.0%	COM	82536T107
—	180 DEGREE CAPITAL CORP	35,000	$69	0.1%	$1.97	—	COM	68235B109
—	EASTSIDE DISTILLING INC	12,963	$52	0.0%	$4.01	—	COM PAR	277802302
—	EASTSIDE DISTILLING INC-CW22	40,000	$26	0.0%	$0.65	—	*W EXP 99/99/999	277802112
—	PUT HIMX MAR 8.000000 03/16/2018	250	$8	0.0%	—	—	Put	43289P956
—	CALL ZYNE JAN 15.00000 01/19/2018	235	$5	0.0%	—	—	Call	98986X909
—	CALL TEVA JAN 40.00000 01/19/2018	100	$0	0.0%	—	—	Call	881624909