PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 13, 2017

Total Value ($000): $75,208 (97.4% shares, 2.6% debt)

Holdings (16)

IRIX IRIDEX CORP 23.4%

Value ($000) $17,575 Shares 1,250,000 Est. Cost $7.90 Unrealized +79.8%

NVGS NAVIGATOR HOLDINGS LTD 14.5%

Value ($000) $10,928 Shares 1,175,000 Est. Cost $16.63 Unrealized -51.9%

PARR PAR PACIFIC HOLDINGS INC 14.3%

Value ($000) $10,724 Shares 737,568 Est. Cost $18.81 Unrealized -24.1%

— COMMUNITY BANKERS TR CORP 10.5%

Value ($000) $7,932 Shares 1,094,000 Est. Cost $3.93 Unrealized —

— REATA PHARMACEUTICALS INC 7.3%

Value ($000) $5,458 Shares 250,000 Est. Cost $20.58 Unrealized —

AAT AMERICAN ASSETS TR INC 6.3%

Value ($000) $4,739 Shares 110,000 Est. Cost $42.52 Unrealized —

— HOWARD HUGHES CORP 5.5%

Value ($000) $4,108 Shares 36,000 Est. Cost $111.09 Unrealized —

CDNA CAREDX INC 5.3%

Value ($000) $3,979 Shares 1,473,800 Est. Cost $5.35 Unrealized -35.3%

CF CF INDS HLDGS INC 4.2%

Value ($000) $3,148 Shares 100,000 Est. Cost $19.77 Unrealized +6.7%

— FORESTAR GROUP INC 2.6%

Value ($000) $1,983 Shares 2,000,000 Est. Cost $0.89 Unrealized —

SD SANDRIDGE ENERGY INC 2.3%

Value ($000) $1,766 Shares 75,000 Est. Cost $23.46 Unrealized 0.0%

— MIDSTATES PETE CO INC 1.4%

Value ($000) $1,081 Shares 52,100 Est. Cost $20.75 Unrealized —

BEN FRANKLIN RES INC 1.3%

Value ($000) $990 Shares 25,000 Est. Cost $23.47 Unrealized 0.0%

— BROADSOFT INC 0.5%

Value ($000) $413 Shares 10,000 Est. Cost $32.95 Unrealized —

— ELECTRO SCIENTIFIC INDS 0.4%

Value ($000) $296 Shares 50,000 Est. Cost $5.64 Unrealized —

NGD NEW GOLD INC CDA 0.1%

Value ($000) $88 Shares 25,000 Est. Cost $3.80 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IRIX	IRIDEX CORP	1,250,000	$17,575	23.4%	$7.90	+79.8%	COM	462684101
NVGS	NAVIGATOR HOLDINGS LTD	1,175,000	$10,928	14.5%	$16.63	-51.9%	SHS	Y62132108
PARR	PAR PACIFIC HOLDINGS INC	737,568	$10,724	14.3%	$18.81	-24.1%	COM NEW	69888T207
—	COMMUNITY BANKERS TR CORP	1,094,000	$7,932	10.5%	$3.93	—	COM	203612106
—	REATA PHARMACEUTICALS INC	250,000	$5,458	7.3%	$20.58	—	CL A	75615P103
AAT	AMERICAN ASSETS TR INC	110,000	$4,739	6.3%	$42.52	—	COM	024013104
—	HOWARD HUGHES CORP	36,000	$4,108	5.5%	$111.09	—	COM	44267D107
CDNA	CAREDX INC	1,473,800	$3,979	5.3%	$5.35	-35.3%	COM	14167L103
CF	CF INDS HLDGS INC	100,000	$3,148	4.2%	$19.77	+6.7%	COM	125269100
—	FORESTAR GROUP INC	2,000,000	$1,983	2.6%	$0.89	—	NOTE 3.750% 3/0	346232AB7
SD	SANDRIDGE ENERGY INC	75,000	$1,766	2.3%	$23.46	0.0%	COM NEW	80007P869
—	MIDSTATES PETE CO INC	52,100	$1,081	1.4%	$20.75	—	COM PAR	59804T407
BEN	FRANKLIN RES INC	25,000	$990	1.3%	$23.47	0.0%	COM	354613101
—	BROADSOFT INC	10,000	$413	0.5%	$32.95	—	COM	11133B409
—	ELECTRO SCIENTIFIC INDS	50,000	$296	0.4%	$5.64	—	COM	285229100
NGD	NEW GOLD INC CDA	25,000	$88	0.1%	$3.80	0.0%	COM	644535106