PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $93,022 (97.9% shares, 2.1% debt)

Holdings (20)

NVGS NAVIGATOR HOLDINGS LTD 17.4%

Value ($000) $16,156 Shares 1,175,000 Est. Cost $16.63 Unrealized -31.1%

IRIX IRIDEX CORP 16.0%

Value ($000) $14,838 Shares 1,250,000 Est. Cost $7.90 Unrealized +77.9%

PARR PAR PACIFIC HOLDINGS INC 13.3%

Value ($000) $12,368 Shares 750,000 Est. Cost $18.74 Unrealized -20.4%

— MYLAN N V 10.1%

Value ($000) $9,358 Shares 240,000 Est. Cost $38.99 Unrealized —

— COMMUNITY BANKERS TR CORP 8.6%

Value ($000) $8,012 Shares 1,001,448 Est. Cost $3.93 Unrealized —

SPY SPDR S&P 500 ETF TR 6.3%

Value ($000) $5,894 Shares 25,000 Est. Cost $235.76 Unrealized —

— REATA PHARMACEUTICALS INC 6.1%

Value ($000) $5,663 Shares 250,000 Est. Cost $20.58 Unrealized —

— HOWARD HUGHES CORP 4.5%

Value ($000) $4,221 Shares 36,000 Est. Cost $111.09 Unrealized —

— MIDSTATES PETE CO INC 3.2%

Value ($000) $2,991 Shares 162,100 Est. Cost $19.19 Unrealized —

CF CF INDS HLDGS INC 3.2%

Value ($000) $2,935 Shares 100,000 Est. Cost $19.77 Unrealized +30.5%

— GENERAL COMMUNICATION INC 2.3%

Value ($000) $2,177 Shares 104,670 Est. Cost $20.80 Unrealized —

AAT AMERICAN ASSETS TR INC 2.2%

Value ($000) $2,092 Shares 50,000 Est. Cost $42.52 Unrealized —

— FORESTAR GROUP INC 2.1%

Value ($000) $1,973 Shares 2,000,000 Est. Cost $0.89 Unrealized —

CDNA CAREDX INC 1.9%

Value ($000) $1,783 Shares 1,273,800 Est. Cost $5.35 Unrealized -58.4%

BEN FRANKLIN RES INC 1.1%

Value ($000) $1,054 Shares 25,000 Est. Cost $23.47 Unrealized +11.4%

— BROADSOFT INC 0.4%

Value ($000) $402 Shares 10,000 Est. Cost $32.95 Unrealized —

— LEGG MASON INC 0.4%

Value ($000) $361 Shares 10,000 Est. Cost $36.10 Unrealized —

— ELECTRO SCIENTIFIC INDS 0.4%

Value ($000) $349 Shares 50,000 Est. Cost $5.64 Unrealized —

— APACHE CORP 0.3%

Value ($000) $257 Shares 5,000 Est. Cost $51.40 Unrealized —

— ENTELLUS MED INC 0.1%

Value ($000) $138 Shares 10,000 Est. Cost $13.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NVGS	NAVIGATOR HOLDINGS LTD	1,175,000	$16,156	17.4%	$16.63	-31.1%	SHS	Y62132108
IRIX	IRIDEX CORP	1,250,000	$14,838	16.0%	$7.90	+77.9%	COM	462684101
PARR	PAR PACIFIC HOLDINGS INC	750,000	$12,368	13.3%	$18.74	-20.4%	COM NEW	69888T207
—	MYLAN N V	240,000	$9,358	10.1%	$38.99	—	SHS EURO	N59465109
—	COMMUNITY BANKERS TR CORP	1,001,448	$8,012	8.6%	$3.93	—	COM	203612106
SPY	SPDR S&P 500 ETF TR	25,000	$5,894	6.3%	$235.76	—	TR UNIT	78462F103
—	REATA PHARMACEUTICALS INC	250,000	$5,663	6.1%	$20.58	—	CL A	75615P103
—	HOWARD HUGHES CORP	36,000	$4,221	4.5%	$111.09	—	COM	44267D107
—	MIDSTATES PETE CO INC	162,100	$2,991	3.2%	$19.19	—	COM PAR	59804T407
CF	CF INDS HLDGS INC	100,000	$2,935	3.2%	$19.77	+30.5%	COM	125269100
—	GENERAL COMMUNICATION INC	104,670	$2,177	2.3%	$20.80	—	CL A	369385109
AAT	AMERICAN ASSETS TR INC	50,000	$2,092	2.2%	$42.52	—	COM	024013104
—	FORESTAR GROUP INC	2,000,000	$1,973	2.1%	$0.89	—	NOTE 3.750% 3/0	346232AB7
CDNA	CAREDX INC	1,273,800	$1,783	1.9%	$5.35	-58.4%	COM	14167L103
BEN	FRANKLIN RES INC	25,000	$1,054	1.1%	$23.47	+11.4%	COM	354613101
—	BROADSOFT INC	10,000	$402	0.4%	$32.95	—	COM	11133B409
—	LEGG MASON INC	10,000	$361	0.4%	$36.10	—	COM	524901105
—	ELECTRO SCIENTIFIC INDS	50,000	$349	0.4%	$5.64	—	COM	285229100
—	APACHE CORP	5,000	$257	0.3%	$51.40	—	COM	037411105
—	ENTELLUS MED INC	10,000	$138	0.1%	$13.80	—	COM	29363K105