PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 14, 2017

Total Value ($000): $88,088 (97.7% shares, 2.3% debt)

Holdings (15)

SPY SPDR S&P 500 ETF TR 24.7%

Value ($000) $21,761 Shares 90,000 Est. Cost $240.11 Unrealized —

IRIX IRIDEX CORP 14.0%

Value ($000) $12,363 Shares 1,250,000 Est. Cost $7.90 Unrealized +24.7%

PARR PAR PACIFIC HOLDINGS INC 12.7%

Value ($000) $11,174 Shares 619,396 Est. Cost $18.74 Unrealized -10.2%

NVGS NAVIGATOR HOLDINGS LTD 11.0%

Value ($000) $9,653 Shares 1,163,028 Est. Cost $16.63 Unrealized -42.2%

C CITIGROUP INC 10.2%

Value ($000) $9,029 Shares 135,000 Est. Cost $46.46 Unrealized 0.0%

— REATA PHARMACEUTICALS INC 9.0%

Value ($000) $7,910 Shares 250,000 Est. Cost $20.58 Unrealized —

BLDR BUILDERS FIRSTSOURCE INC 4.8%

Value ($000) $4,213 Shares 275,000 Est. Cost $14.94 Unrealized 0.0%

— COMMUNITY BANKERS TR CORP 4.7%

Value ($000) $4,125 Shares 500,000 Est. Cost $3.93 Unrealized —

— HOWARD HUGHES CORP 2.8%

Value ($000) $2,457 Shares 20,000 Est. Cost $111.09 Unrealized —

— FORESTAR GROUP INC 2.3%

Value ($000) $2,030 Shares 2,000,000 Est. Cost $0.89 Unrealized —

CDNA CAREDX INC 1.6%

Value ($000) $1,414 Shares 1,273,800 Est. Cost $5.35 Unrealized -80.2%

AAT AMERICAN ASSETS TR INC 0.9%

Value ($000) $788 Shares 20,000 Est. Cost $42.52 Unrealized —

— ENTELLUS MED INC 0.7%

Value ($000) $580 Shares 35,000 Est. Cost $15.78 Unrealized —

— TUESDAY MORNING CORP 0.4%

Value ($000) $311 Shares 163,709 Est. Cost $1.90 Unrealized —

CF CF INDS HLDGS INC 0.3%

Value ($000) $280 Shares 10,000 Est. Cost $19.77 Unrealized +11.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	90,000	$21,761	24.7%	$240.11	—	TR UNIT	78462F103
IRIX	IRIDEX CORP	1,250,000	$12,363	14.0%	$7.90	+24.7%	COM	462684101
PARR	PAR PACIFIC HOLDINGS INC	619,396	$11,174	12.7%	$18.74	-10.2%	COM NEW	69888T207
NVGS	NAVIGATOR HOLDINGS LTD	1,163,028	$9,653	11.0%	$16.63	-42.2%	SHS	Y62132108
C	CITIGROUP INC	135,000	$9,029	10.2%	$46.46	0.0%	COM NEW	172967424
—	REATA PHARMACEUTICALS INC	250,000	$7,910	9.0%	$20.58	—	CL A	75615P103
BLDR	BUILDERS FIRSTSOURCE INC	275,000	$4,213	4.8%	$14.94	0.0%	COM	12008R107
—	COMMUNITY BANKERS TR CORP	500,000	$4,125	4.7%	$3.93	—	COM	203612106
—	HOWARD HUGHES CORP	20,000	$2,457	2.8%	$111.09	—	COM	44267D107
—	FORESTAR GROUP INC	2,000,000	$2,030	2.3%	$0.89	—	NOTE 3.750% 3/0	346232AB7
CDNA	CAREDX INC	1,273,800	$1,414	1.6%	$5.35	-80.2%	COM	14167L103
AAT	AMERICAN ASSETS TR INC	20,000	$788	0.9%	$42.52	—	COM	024013104
—	ENTELLUS MED INC	35,000	$580	0.7%	$15.78	—	COM	29363K105
—	TUESDAY MORNING CORP	163,709	$311	0.4%	$1.90	—	COM NEW	899035505
CF	CF INDS HLDGS INC	10,000	$280	0.3%	$19.77	+11.3%	COM	125269100