PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 13, 2017

Total Value ($000): $117,112 (98.3% shares, 1.7% debt)

Holdings (23)

NVGS NAVIGATOR HOLDINGS LTD 11.0%

Value ($000) $12,910 Shares 1,163,028 Est. Cost $16.63 Unrealized -39.8%

IRIX IRIDEX CORP 10.0%

Value ($000) $11,713 Shares 1,250,000 Est. Cost $7.90 Unrealized +15.2%

SPY SPDR S&P 500 ETF TR 9.7%

Value ($000) $11,305 Shares 45,000 Est. Cost $240.11 Unrealized —

C CITIGROUP INC 9.0%

Value ($000) $10,547 Shares 145,000 Est. Cost $46.84 Unrealized +10.8%

PARR PAR PACIFIC HOLDINGS INC 8.8%

Value ($000) $10,337 Shares 496,960 Est. Cost $18.74 Unrealized -3.2%

— PACWEST BANCORP DEL 7.3%

Value ($000) $8,571 Shares 169,681 Est. Cost $50.51 Unrealized —

— REATA PHARMACEUTICALS INC 6.6%

Value ($000) $7,775 Shares 250,000 Est. Cost $20.58 Unrealized —

IWM ISHARES TR 4.4%

Value ($000) $5,186 Shares 35,000 Est. Cost $148.17 Unrealized —

BLDR BUILDERS FIRSTSOURCE INC 4.2%

Value ($000) $4,962 Shares 275,795 Est. Cost $14.94 Unrealized +8.0%

OXY OCCIDENTAL PETE CORP DEL 4.1%

Value ($000) $4,816 Shares 75,000 Est. Cost $48.86 Unrealized 0.0%

GS GOLDMAN SACHS GROUP INC 4.1%

Value ($000) $4,744 Shares 20,000 Est. Cost $188.03 Unrealized 0.0%

CDNA CAREDX INC 4.0%

Value ($000) $4,713 Shares 1,273,800 Est. Cost $5.35 Unrealized -60.8%

— COMMUNITY BANKERS TR CORP 3.9%

Value ($000) $4,585 Shares 498,335 Est. Cost $3.93 Unrealized —

DAL DELTA AIR LINES INC DEL 3.1%

Value ($000) $3,617 Shares 75,000 Est. Cost $45.29 Unrealized 0.0%

— HOWARD HUGHES CORP 2.0%

Value ($000) $2,359 Shares 20,000 Est. Cost $111.09 Unrealized —

— QAD INC 1.9%

Value ($000) $2,233 Shares 65,000 Est. Cost $34.35 Unrealized —

— FORESTAR GROUP INC 1.7%

Value ($000) $2,030 Shares 2,000,000 Est. Cost $0.89 Unrealized —

ZBH ZIMMER BIOMET HLDGS INC 1.5%

Value ($000) $1,756 Shares 15,000 Est. Cost $107.78 Unrealized 0.0%

— BROADSOFT INC 1.1%

Value ($000) $1,258 Shares 25,000 Est. Cost $50.32 Unrealized —

LUV SOUTHWEST AIRLS CO 0.5%

Value ($000) $560 Shares 10,000 Est. Cost $50.59 Unrealized 0.0%

— TUESDAY MORNING CORP 0.4%

Value ($000) $524 Shares 163,709 Est. Cost $1.90 Unrealized —

HAIN HAIN CELESTIAL GROUP INC 0.4%

Value ($000) $412 Shares 10,000 Est. Cost $41.33 Unrealized 0.0%

AAT AMERICAN ASSETS TR INC 0.2%

Value ($000) $199 Shares 5,000 Est. Cost $42.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NVGS	NAVIGATOR HOLDINGS LTD	1,163,028	$12,910	11.0%	$16.63	-39.8%	SHS	Y62132108
IRIX	IRIDEX CORP	1,250,000	$11,713	10.0%	$7.90	+15.2%	COM	462684101
SPY	SPDR S&P 500 ETF TR	45,000	$11,305	9.7%	$240.11	—	TR UNIT	78462F103
C	CITIGROUP INC	145,000	$10,547	9.0%	$46.84	+10.8%	COM NEW	172967424
PARR	PAR PACIFIC HOLDINGS INC	496,960	$10,337	8.8%	$18.74	-3.2%	COM NEW	69888T207
—	PACWEST BANCORP DEL	169,681	$8,571	7.3%	$50.51	—	COM	695263103
—	REATA PHARMACEUTICALS INC	250,000	$7,775	6.6%	$20.58	—	CL A	75615P103
IWM	ISHARES TR	35,000	$5,186	4.4%	$148.17	—	RUSSELL 2000 ETF	464287655
BLDR	BUILDERS FIRSTSOURCE INC	275,795	$4,962	4.2%	$14.94	+8.0%	COM	12008R107
OXY	OCCIDENTAL PETE CORP DEL	75,000	$4,816	4.1%	$48.86	0.0%	COM	674599105
GS	GOLDMAN SACHS GROUP INC	20,000	$4,744	4.1%	$188.03	0.0%	COM	38141G104
CDNA	CAREDX INC	1,273,800	$4,713	4.0%	$5.35	-60.8%	COM	14167L103
—	COMMUNITY BANKERS TR CORP	498,335	$4,585	3.9%	$3.93	—	COM	203612106
DAL	DELTA AIR LINES INC DEL	75,000	$3,617	3.1%	$45.29	0.0%	COM NEW	247361702
—	HOWARD HUGHES CORP	20,000	$2,359	2.0%	$111.09	—	COM	44267D107
—	QAD INC	65,000	$2,233	1.9%	$34.35	—	CL A	74727D306
—	FORESTAR GROUP INC	2,000,000	$2,030	1.7%	$0.89	—	NOTE 3.750% 3/0	346232AB7
ZBH	ZIMMER BIOMET HLDGS INC	15,000	$1,756	1.5%	$107.78	0.0%	COM	98956P102
—	BROADSOFT INC	25,000	$1,258	1.1%	$50.32	—	COM	11133B409
LUV	SOUTHWEST AIRLS CO	10,000	$560	0.5%	$50.59	0.0%	COM	844741108
—	TUESDAY MORNING CORP	163,709	$524	0.4%	$1.90	—	COM NEW	899035505
HAIN	HAIN CELESTIAL GROUP INC	10,000	$412	0.4%	$41.33	0.0%	COM	405217100
AAT	AMERICAN ASSETS TR INC	5,000	$199	0.2%	$42.52	—	COM	024013104