PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 13, 2018

Total Value ($000): $120,212 (98.3% shares, 1.7% debt)

Holdings (20)

SPY SPDR S&P 500 ETF TR 11.1%

Value ($000) $13,343 Shares 50,000 Est. Cost $242.79 Unrealized —

C CITIGROUP INC 10.8%

Value ($000) $13,022 Shares 175,000 Est. Cost $48.49 Unrealized +16.5%

NVGS NAVIGATOR HOLDINGS LTD 9.5%

Value ($000) $11,456 Shares 1,163,028 Est. Cost $16.63 Unrealized -39.6%

DAL DELTA AIR LINES INC DEL 9.3%

Value ($000) $11,200 Shares 200,000 Est. Cost $46.85 Unrealized +2.0%

OXY OCCIDENTAL PETE CORP DEL 9.2%

Value ($000) $11,049 Shares 150,000 Est. Cost $51.99 Unrealized +6.0%

IRIX IRIDEX CORP 7.9%

Value ($000) $9,525 Shares 1,250,000 Est. Cost $7.90 Unrealized +8.3%

PARR PAR PACIFIC HOLDINGS INC 6.6%

Value ($000) $7,905 Shares 410,000 Est. Cost $18.74 Unrealized +8.2%

MS MORGAN STANLEY 6.2%

Value ($000) $7,477 Shares 142,500 Est. Cost $39.73 Unrealized 0.0%

— REATA PHARMACEUTICALS INC 5.9%

Value ($000) $7,080 Shares 250,000 Est. Cost $20.58 Unrealized —

CDNA CAREDX INC 5.8%

Value ($000) $6,958 Shares 948,000 Est. Cost $5.35 Unrealized +16.4%

— QAD INC 2.9%

Value ($000) $3,497 Shares 90,000 Est. Cost $35.60 Unrealized —

LUV SOUTHWEST AIRLS CO 2.7%

Value ($000) $3,273 Shares 50,000 Est. Cost $52.61 Unrealized +1.0%

— HOWARD HUGHES CORP 2.2%

Value ($000) $2,625 Shares 20,000 Est. Cost $111.09 Unrealized —

— COMMUNITY BANKERS TR CORP 1.9%

Value ($000) $2,304 Shares 282,648 Est. Cost $3.93 Unrealized —

— FORESTAR GROUP INC 1.7%

Value ($000) $2,025 Shares 2,000,000 Est. Cost $0.89 Unrealized —

SGI TEMPUR SEALY INTL INC 1.6%

Value ($000) $1,881 Shares 30,000 Est. Cost $15.25 Unrealized 0.0%

ZBH ZIMMER BIOMET HLDGS INC 1.5%

Value ($000) $1,810 Shares 15,000 Est. Cost $107.78 Unrealized -1.9%

HAIN HAIN CELESTIAL GROUP INC 1.4%

Value ($000) $1,696 Shares 40,000 Est. Cost $40.04 Unrealized -1.1%

— ALLERGAN PLC 1.4%

Value ($000) $1,636 Shares 10,000 Est. Cost $163.60 Unrealized —

— TUESDAY MORNING CORP 0.4%

Value ($000) $450 Shares 163,709 Est. Cost $1.90 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	50,000	$13,343	11.1%	$242.79	—	TR UNIT	78462F103
C	CITIGROUP INC	175,000	$13,022	10.8%	$48.49	+16.5%	COM NEW	172967424
NVGS	NAVIGATOR HOLDINGS LTD	1,163,028	$11,456	9.5%	$16.63	-39.6%	SHS	Y62132108
DAL	DELTA AIR LINES INC DEL	200,000	$11,200	9.3%	$46.85	+2.0%	COM NEW	247361702
OXY	OCCIDENTAL PETE CORP DEL	150,000	$11,049	9.2%	$51.99	+6.0%	COM	674599105
IRIX	IRIDEX CORP	1,250,000	$9,525	7.9%	$7.90	+8.3%	COM	462684101
PARR	PAR PACIFIC HOLDINGS INC	410,000	$7,905	6.6%	$18.74	+8.2%	COM NEW	69888T207
MS	MORGAN STANLEY	142,500	$7,477	6.2%	$39.73	0.0%	COM NEW	617446448
—	REATA PHARMACEUTICALS INC	250,000	$7,080	5.9%	$20.58	—	CL A	75615P103
CDNA	CAREDX INC	948,000	$6,958	5.8%	$5.35	+16.4%	COM	14167L103
—	QAD INC	90,000	$3,497	2.9%	$35.60	—	CL A	74727D306
LUV	SOUTHWEST AIRLS CO	50,000	$3,273	2.7%	$52.61	+1.0%	COM	844741108
—	HOWARD HUGHES CORP	20,000	$2,625	2.2%	$111.09	—	COM	44267D107
—	COMMUNITY BANKERS TR CORP	282,648	$2,304	1.9%	$3.93	—	COM	203612106
—	FORESTAR GROUP INC	2,000,000	$2,025	1.7%	$0.89	—	NOTE 3.750% 3/0	346232AB7
SGI	TEMPUR SEALY INTL INC	30,000	$1,881	1.6%	$15.25	0.0%	COM	88023U101
ZBH	ZIMMER BIOMET HLDGS INC	15,000	$1,810	1.5%	$107.78	-1.9%	COM	98956P102
HAIN	HAIN CELESTIAL GROUP INC	40,000	$1,696	1.4%	$40.04	-1.1%	COM	405217100
—	ALLERGAN PLC	10,000	$1,636	1.4%	$163.60	—	SHS	G0177J108
—	TUESDAY MORNING CORP	163,709	$450	0.4%	$1.90	—	COM NEW	899035505