Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value: $1.606B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IEF | ISHARES TR | 1,800,000 | $185M | 11.5% | $102.51 | $103.01 | — | Put | 464287440 |
| IEF | ISHARES TR | 1,800,000 | $185M | 11.5% | $102.51 | $103.01 | — | Call | 464287440 |
| IEF | ISHARES TR | 894,795 | $91.72M | 5.7% | $102.51 | $103.01 | — | BARCLAYS 7 10 YR | 464287440 |
| HYG | ISHARES TR | 1,000,000 | $85.08M | 5.3% | $85.08 | — | — | Put | 464288513 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 8,289,924 | $72.54M | 4.5% | $8.75 | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | TEMPLETON EMERG MKTS INCOME | 6,111,108 | $62.76M | 3.9% | $10.27 | $11.32 | — | COM | 880192109 |
| — | BLACKROCK DEBT STRAT FD INC | 4,891,563 | $54.69M | 3.4% | $11.18 | $11.34 | — | COM NEW | 09255R202 |
| — | WESTERN ASSET HIGH INCM OPP | 10,415,552 | $50.2M | 3.1% | $4.82 | $4.89 | — | COM | 95766K109 |
| — | WELLS FARGO INCOME OPPORTUNI | 6,255,613 | $49.98M | 3.1% | $7.99 | $8.10 | — | WF INC OPPTY FD | 94987B105 |
| TSLA | TESLA INC | 145,000 | $49.73M | 3.1% | $342.95 | — | — | Put | 88160R101 |
| GOOGL | ALPHABET INC | 40,600 | $45.85M | 2.9% | $1129.21 | — | — | Put | 02079K305 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300,000 | $41.91M | 2.6% | $139.70 * | $102.01 | -2.0% | Put | 459200101 |
| AAPL | APPLE INC | 200,000 | $37.02M | 2.3% | $185.11 * | $42.34 | +1.0% | Put | 037833100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,499,331 | $35.77M | 2.2% | $7.95 | $7.95 | — | COM SHS | 67073D102 |
| — | WESTERN ASSET HIGH INCM FD I | 5,247,746 | $33.8M | 2.1% | $6.44 | $6.56 | — | COM | 95766J102 |
| TXN | TEXAS INSTRS INC | 300,000 | $33.08M | 2.1% | $110.25 * | $87.28 | 0.0% | Put | 882508104 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,987,005 | $31.24M | 1.9% | $10.46 | $10.75 | — | COM | 09255P107 |
| — | EATON VANCE LTD DUR INCOME F | 2,245,455 | $28.25M | 1.8% | $12.58 | $12.86 | — | COM | 27828H105 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 8,213,005 | $27.27M | 1.7% | $3.32 * | $6.80 | -37.8% | COM | 203668108 |
| — | DEAN FOODS CO NEW | 2,210,000 | $23.23M | 1.4% | $10.51 | $9.80 | — | Put | 242370203 |
| — | DELAWARE ENHANCED GBL DIV & | 2,031,918 | $23.02M | 1.4% | $11.33 | $11.08 | — | COM | 246060107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,747,930 | $22.06M | 1.4% | $12.62 | $12.60 | — | COM | 01883A107 |
| RIG | TRANSOCEAN LTD | 1,615,800 | $21.72M | 1.4% | $13.44 | — | — | Put | H8817H100 |
| GNW | GENWORTH FINL INC | 4,372,434 | $19.68M | 1.2% | $4.50 * | $4.11 | -16.1% | COM CL A | 37247D106 |
| — | WESTERN ASSET GLB HI INCOME | 2,154,522 | $19.65M | 1.2% | $9.12 | $9.66 | — | COM | 95766B109 |
| MBI | MBIA INC | 2,088,100 | $18.88M | 1.2% | $9.04 | — | — | Put | 55262C100 |
| — | GENERAL AMERN INVS INC | 545,294 | $18.73M | 1.2% | $34.34 | $33.29 | — | COM | 368802104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 107,683 | $15.04M | 0.9% | $139.70 * | $102.01 | -2.0% | COM | 459200101 |
| GOOG | ALPHABET INC | 12,493 | $13.94M | 0.9% | $1115.66 * | $51.16 | +4.8% | CAP STK CL C | 02079K107 |
| — | IVY HIGH INC OPPORTUNITIES F | 959,144 | $13.74M | 0.9% | $14.33 | $14.21 | — | COM | 465893105 |
| TXN | TEXAS INSTRS INC | 107,546 | $11.86M | 0.7% | $110.25 * | $87.28 | 0.0% | COM | 882508104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 812,556 | $11.86M | 0.7% | $14.59 | $14.92 | — | COM | 95768B107 |
| — | NUVEEN CONNECTICUT QLTY MUN | 973,058 | $11.56M | 0.7% | $11.88 | $11.80 | — | COM | 67060D107 |
| PBI | PITNEY BOWES INC | 1,304,500 | $11.18M | 0.7% | $8.57 | — | — | Put | 724479100 |
| — | PGIM GLOBAL SHORT DURATION H | 795,960 | $10.87M | 0.7% | $13.66 | $13.66 | — | COM | 69346J106 |
| — | INVESCO HIGH INCOME TR II | 804,871 | $10.86M | 0.7% | $13.49 | $14.21 | — | COM | 46131F101 |
| AAPL | APPLE INC | 53,767 | $9.953M | 0.6% | $185.11 * | $42.34 | +1.0% | COM | 037833100 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,007,319 | $8.814M | 0.5% | $8.75 | $9.87 | — | COM | 61744H105 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 796,597 | $7.018M | 0.4% | $8.81 | $8.30 | — | SHS | 25160E102 |
| — | PARKER DRILLING CO | 16,313,556 | $6.199M | 0.4% | $0.38 | $0.60 | — | COM | 701081101 |
| — | NEUBERGER BERMAN HGH YLD FD | 571,468 | $6.183M | 0.4% | $10.82 | $12.79 | — | COM | 64128C106 |
| — | TEMPLETON GLOBAL INCOME FD | 939,966 | $5.771M | 0.4% | $6.14 | $6.39 | — | COM | 880198106 |
| — | AVON PRODS INC | 3,436,757 | $5.568M | 0.3% | $1.62 | $2.47 | — | COM | 054303102 |
| — | CHESAPEAKE ENERGY CORP | 947,281 | $4.964M | 0.3% | $5.24 | $3.02 | — | COM | 165167107 |
| — | ROYCE GLOBAL VALUE TR INC | 454,126 | $4.773M | 0.3% | $10.51 | $10.90 | — | COM | 78081T104 |
| — | CBRE CLARION GLOBAL REAL EST | 632,953 | $4.772M | 0.3% | $7.54 | $7.48 | — | COM | 12504G100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 388,320 | $4.423M | 0.3% | $11.39 | $12.89 | — | COM | 10537L104 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 318,432 | $3.675M | 0.2% | $11.54 | $11.88 | — | COM | 01879R106 |
| NGD | NEW GOLD INC CDA | 1,728,037 | $3.594M | 0.2% | $2.08 * | $2.99 | -22.7% | COM | 644535106 |
| — | DONNELLEY R R & SONS CO | 581,474 | $3.343M | 0.2% | $5.75 | $6.75 | — | COM | 257867200 |
| — | XEROX CORP | 137,000 | $3.288M | 0.2% | $24.00 | $27.00 | — | Put | 984121608 |
| — | DEUTSCHE STRATEGIC INCOME TR | 256,525 | $3.15M | 0.2% | $12.28 | $11.74 | — | SHS | 25160F109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 360,575 | $3.108M | 0.2% | $8.62 | $8.62 | — | COM NEW | 641876800 |
| SM | SM ENERGY CO | 111,891 | $2.874M | 0.2% | $25.69 * | $17.78 | +18.3% | COM | 78454L100 |
| — | FIRST TR HIGH INCOME L/S FD | 192,723 | $2.839M | 0.2% | $14.73 | $14.73 | — | COM | 33738E109 |
| — | SEARS HLDGS CORP | 1,127,464 | $2.672M | 0.2% | $2.37 | $3.28 | — | COM | 812350106 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 178,711 | $2.604M | 0.2% | $14.57 | $14.69 | — | COM | 723653101 |
| — | PGIM SHORT DURATION HIGH YIE | 184,654 | $2.585M | 0.2% | $14.00 | $14.00 | — | COM | 69346H100 |
| — | BLACKROCK CR ALLCTN INC TR | 211,353 | $2.553M | 0.2% | $12.08 | $12.52 | — | COM | 092508100 |
| — | SUPERVALU INC | 123,686 | $2.538M | 0.2% | $20.52 | $20.22 | — | COM NEW | 868536301 |
| — | SOUTHWESTERN ENERGY CO | 437,994 | $2.321M | 0.1% | $5.30 | $4.74 | — | COM | 845467109 |
| — | XEROX CORP | 88,734 | $2.13M | 0.1% | $24.00 | $27.00 | — | COM NEW | 984121608 |
| XXCHNXX | CHINA FD INC | 99,443 | $2.078M | 0.1% | $20.90 | $21.73 | — | COM | 169373107 |
| — | DIVIDEND & INCOME FUND | 134,376 | $1.657M | 0.1% | $12.33 | $11.88 | — | COM NEW | 25538A204 |
| — | WESTERN ASSET EMRG MKT DEBT | 124,139 | $1.647M | 0.1% | $13.27 | $15.51 | — | COM | 95766A101 |
| — | ROWAN COMPANIES PLC | 96,400 | $1.565M | 0.1% | $16.23 | $10.57 | — | Put | G7665A101 |
| — | DEAN FOODS CO NEW | 85,328 | $897K | 0.1% | $10.51 | $9.80 | — | COM NEW | 242370203 |
| OMF | ONEMAIN HLDGS INC | 23,649 | $787K | 0.0% | $33.28 * | $24.56 | +31.7% | COM | 68268W103 |
| — | ENSCO PLC | 92,776 | $674K | 0.0% | $7.26 | $5.51 | — | SHS CLASS A | G3157S106 |
| — | OCWEN FINL CORP | 162,963 | $645K | 0.0% | $3.96 | $2.69 | — | COM NEW | 675746309 |
| — | EATON VANCE CA MUNI INCOME T | 53,222 | $610K | 0.0% | $11.46 | $11.46 | — | SH BEN INT | 27826F101 |
| — | CREDIT SUISSE ASSET MGMT INC | 177,142 | $560K | 0.0% | $3.16 | $2.98 | — | COM | 224916106 |
| — | ADVENT CLAY CONV SEC INC FD | 94,624 | $529K | 0.0% | $5.59 | $5.54 | — | COM | 007639107 |
| — | ELLSWORTH GRWTH AND INCOME L | 44,542 | $420K | 0.0% | $9.43 | $7.60 | — | COM | 289074106 |
| — | HOSTESS BRANDS INC | 238,772 | $406K | 0.0% | $1.70 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | STONEMOR PARTNERS L P | 64,000 | $386K | 0.0% | $6.03 | $6.20 | — | COM UNITS INT | 86183Q100 |
| — | ADVENT CLAYMORE CV SECS & IN | 25,101 | $384K | 0.0% | $15.30 | $13.74 | — | COM | 00764C109 |
| — | BANCROFT FUND LTD | 15,970 | $349K | 0.0% | $21.85 | $17.97 | — | COM | 059695106 |
| — | LAZARD WORLD DIVID & INCOME | 29,148 | $302K | 0.0% | $10.36 | $10.12 | — | COM | 521076109 |
| — | WILLSCOT CORP | 133,100 | $301K | 0.0% | $2.26 | $2.04 | — | *W EXP 09/10/202 | 971375118 |
| ASHR | DBX ETF TR | 8,900 | $236K | 0.0% | $26.52 | $24.49 | — | XTRACK HRVST CSI | 233051879 |
| — | MORGAN STANLEY EM MKTS DM DE | 32,545 | $218K | 0.0% | $6.70 | $12.74 | — | COM | 617477104 |
| — | DASEKE INC | 198,094 | $212K | 0.0% | $1.07 | $1.71 | — | *W EXP 02/27/202 | 23753F115 |
| — | ALLIANCE CALIF MUN INCOME FD | 13,535 | $178K | 0.0% | $13.15 | $13.15 | — | COM | 018546101 |
| — | LIBERTY ALL STAR EQUITY FD | 25,821 | $165K | 0.0% | $6.39 | $5.23 | — | SH BEN INT | 530158104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 16,112 | $162K | 0.0% | $10.05 | $10.97 | — | COM SHS | 337319107 |
| — | CONSOLIDATED COMM HLDGS INC | 11,670 | $144K | 0.0% | $12.34 | $12.34 | — | COM | 209034107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 17,281 | $134K | 0.0% | $7.75 | $8.27 | — | COM | 00765E104 |
| — | SIMPLY GOOD FOODS CO | 29,700 | $124K | 0.0% | $4.18 | $3.91 | — | *W EXP 07/07/202 | 82900L110 |
| — | MFS CHARTER INCOME TR | 13,240 | $105K | 0.0% | $7.93 | $8.47 | — | SH BEN INT | 552727109 |
| XPHTX | PIONEER HIGH INCOME TR | 10,000 | $93,000 | 0.0% | $9.30 | $9.70 | — | COM | 72369H106 |
| — | FRANKLIN UNVL TR | 10,145 | $68,000 | 0.0% | $6.70 | $7.29 | — | SH BEN INT | 355145103 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 23,298 | $64,000 | 0.0% | $2.75 | $2.75 | — | *W EXP 07/08/202 | 535219117 |
| — | COMMUNITY HEALTH SYS INC NEW | 1,981,077 | $20,000 | 0.0% | $0.01 | $0.03 | — | RIGHT 12/31/2019 | 203668116 |