CIK: 0001510281 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value ($000): $1,605,608 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IEF | ISHARES TR | 1,800,000 | $184,518 | 11.5% | $103.01 | — | Put | 464287440 |
| IEF | ISHARES TR | 1,800,000 | $184,518 | 11.5% | $103.01 | — | Call | 464287440 |
| IEF | ISHARES TR | 894,795 | $91,725 | 5.7% | $103.01 | — | BARCLAYS 7 10 YR | 464287440 |
| HYG | ISHARES TR | 1,000,000 | $85,080 | 5.3% | — | — | Put | 464288513 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 8,289,924 | $72,537 | 4.5% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | TEMPLETON EMERG MKTS INCOME | 6,111,108 | $62,761 | 3.9% | $11.32 | — | COM | 880192109 |
| — | BLACKROCK DEBT STRAT FD INC | 4,891,563 | $54,688 | 3.4% | $11.34 | — | COM NEW | 09255R202 |
| — | WESTERN ASSET HIGH INCM OPP | 10,415,552 | $50,203 | 3.1% | $4.89 | — | COM | 95766K109 |
| — | WELLS FARGO INCOME OPPORTUNI | 6,255,613 | $49,982 | 3.1% | $8.10 | — | WF INC OPPTY FD | 94987B105 |
| TSLA | TESLA INC | 145,000 | $49,728 | 3.1% | — | — | Put | 88160R101 |
| GOOGL | ALPHABET INC | 40,600 | $45,846 | 2.9% | — | — | Put | 02079K305 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300,000 | $41,910 | 2.6% | $102.01 | -2.0% | Put | 459200101 |
| AAPL | APPLE INC | 200,000 | $37,022 | 2.3% | $42.34 | +1.0% | Put | 037833100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,499,331 | $35,770 | 2.2% | $7.95 | — | COM SHS | 67073D102 |
| — | WESTERN ASSET HIGH INCM FD I | 5,247,746 | $33,795 | 2.1% | $6.56 | — | COM | 95766J102 |
| TXN | TEXAS INSTRS INC | 300,000 | $33,075 | 2.1% | $87.28 | 0.0% | Put | 882508104 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,987,005 | $31,244 | 1.9% | $10.75 | — | COM | 09255P107 |
| — | EATON VANCE LTD DUR INCOME F | 2,245,455 | $28,248 | 1.8% | $12.86 | — | COM | 27828H105 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 8,213,005 | $27,267 | 1.7% | $6.80 | -37.8% | COM | 203668108 |
| — | DEAN FOODS CO NEW | 2,210,000 | $23,227 | 1.4% | $9.80 | — | Put | 242370203 |
| — | DELAWARE ENHANCED GBL DIV & | 2,031,918 | $23,022 | 1.4% | $11.08 | — | COM | 246060107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,747,930 | $22,059 | 1.4% | $12.60 | — | COM | 01883A107 |
| RIG | TRANSOCEAN LTD | 1,615,800 | $21,716 | 1.4% | — | — | Put | H8817H100 |
| GNW | GENWORTH FINL INC | 4,372,434 | $19,676 | 1.2% | $4.11 | -16.1% | COM CL A | 37247D106 |
| — | WESTERN ASSET GLB HI INCOME | 2,154,522 | $19,649 | 1.2% | $9.66 | — | COM | 95766B109 |
| MBI | MBIA INC | 2,088,100 | $18,876 | 1.2% | — | — | Put | 55262C100 |
| — | GENERAL AMERN INVS INC | 545,294 | $18,725 | 1.2% | $33.29 | — | COM | 368802104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 107,683 | $15,043 | 0.9% | $102.01 | -2.0% | COM | 459200101 |
| GOOG | ALPHABET INC | 12,493 | $13,938 | 0.9% | $51.16 | +4.8% | CAP STK CL C | 02079K107 |
| — | IVY HIGH INC OPPORTUNITIES F | 959,144 | $13,745 | 0.9% | $14.21 | — | COM | 465893105 |
| TXN | TEXAS INSTRS INC | 107,546 | $11,857 | 0.7% | $87.28 | 0.0% | COM | 882508104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 812,556 | $11,855 | 0.7% | $14.92 | — | COM | 95768B107 |
| — | NUVEEN CONNECTICUT QLTY MUN | 973,058 | $11,560 | 0.7% | $11.80 | — | COM | 67060D107 |
| PBI | PITNEY BOWES INC | 1,304,500 | $11,180 | 0.7% | — | — | Put | 724479100 |
| — | PGIM GLOBAL SHORT DURATION H | 795,960 | $10,873 | 0.7% | $13.66 | — | COM | 69346J106 |
| — | INVESCO HIGH INCOME TR II | 804,871 | $10,858 | 0.7% | $14.21 | — | COM | 46131F101 |
| AAPL | APPLE INC | 53,767 | $9,953 | 0.6% | $42.34 | +1.0% | COM | 037833100 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,007,319 | $8,814 | 0.5% | $9.87 | — | COM | 61744H105 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 796,597 | $7,018 | 0.4% | $8.30 | — | SHS | 25160E102 |
| — | PARKER DRILLING CO | 16,313,556 | $6,199 | 0.4% | $0.60 | — | COM | 701081101 |
| — | NEUBERGER BERMAN HGH YLD FD | 571,468 | $6,183 | 0.4% | $12.79 | — | COM | 64128C106 |
| — | TEMPLETON GLOBAL INCOME FD | 939,966 | $5,771 | 0.4% | $6.39 | — | COM | 880198106 |
| — | AVON PRODS INC | 3,436,757 | $5,568 | 0.3% | $2.47 | — | COM | 054303102 |
| — | CHESAPEAKE ENERGY CORP | 947,281 | $4,964 | 0.3% | $3.02 | — | COM | 165167107 |
| — | ROYCE GLOBAL VALUE TR INC | 454,126 | $4,773 | 0.3% | $10.90 | — | COM | 78081T104 |
| — | CBRE CLARION GLOBAL REAL EST | 632,953 | $4,772 | 0.3% | $7.48 | — | COM | 12504G100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 388,320 | $4,423 | 0.3% | $12.89 | — | COM | 10537L104 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 318,432 | $3,675 | 0.2% | $11.88 | — | COM | 01879R106 |
| NGD | NEW GOLD INC CDA | 1,728,037 | $3,594 | 0.2% | $2.99 | -22.7% | COM | 644535106 |
| — | DONNELLEY R R & SONS CO | 581,474 | $3,343 | 0.2% | $6.75 | — | COM | 257867200 |
| — | XEROX CORP | 137,000 | $3,288 | 0.2% | $27.00 | — | Put | 984121608 |
| — | DEUTSCHE STRATEGIC INCOME TR | 256,525 | $3,150 | 0.2% | $11.74 | — | SHS | 25160F109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 360,575 | $3,108 | 0.2% | $8.62 | — | COM NEW | 641876800 |
| SM | SM ENERGY CO | 111,891 | $2,874 | 0.2% | $17.78 | +18.3% | COM | 78454L100 |
| — | FIRST TR HIGH INCOME L/S FD | 192,723 | $2,839 | 0.2% | $14.73 | — | COM | 33738E109 |
| — | SEARS HLDGS CORP | 1,127,464 | $2,672 | 0.2% | $3.28 | — | COM | 812350106 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 178,711 | $2,604 | 0.2% | $14.69 | — | COM | 723653101 |
| — | PGIM SHORT DURATION HIGH YIE | 184,654 | $2,585 | 0.2% | $14.00 | — | COM | 69346H100 |
| — | BLACKROCK CR ALLCTN INC TR | 211,353 | $2,553 | 0.2% | $12.52 | — | COM | 092508100 |
| — | SUPERVALU INC | 123,686 | $2,538 | 0.2% | $20.22 | — | COM NEW | 868536301 |
| — | SOUTHWESTERN ENERGY CO | 437,994 | $2,321 | 0.1% | $4.74 | — | COM | 845467109 |
| — | XEROX CORP | 88,734 | $2,130 | 0.1% | $27.00 | — | COM NEW | 984121608 |
| XXCHNXX | CHINA FD INC | 99,443 | $2,078 | 0.1% | $21.73 | — | COM | 169373107 |
| — | DIVIDEND & INCOME FUND | 134,376 | $1,657 | 0.1% | $11.88 | — | COM NEW | 25538A204 |
| — | WESTERN ASSET EMRG MKT DEBT | 124,139 | $1,647 | 0.1% | $15.51 | — | COM | 95766A101 |
| — | ROWAN COMPANIES PLC | 96,400 | $1,565 | 0.1% | $10.57 | — | Put | G7665A101 |
| — | DEAN FOODS CO NEW | 85,328 | $897 | 0.1% | $9.80 | — | COM NEW | 242370203 |
| OMF | ONEMAIN HLDGS INC | 23,649 | $787 | 0.0% | $24.56 | +31.7% | COM | 68268W103 |
| — | ENSCO PLC | 92,776 | $674 | 0.0% | $5.51 | — | SHS CLASS A | G3157S106 |
| — | OCWEN FINL CORP | 162,963 | $645 | 0.0% | $2.69 | — | COM NEW | 675746309 |
| — | EATON VANCE CA MUNI INCOME T | 53,222 | $610 | 0.0% | $11.46 | — | SH BEN INT | 27826F101 |
| — | CREDIT SUISSE ASSET MGMT INC | 177,142 | $560 | 0.0% | $2.98 | — | COM | 224916106 |
| — | ADVENT CLAY CONV SEC INC FD | 94,624 | $529 | 0.0% | $5.54 | — | COM | 007639107 |
| — | ELLSWORTH GRWTH AND INCOME L | 44,542 | $420 | 0.0% | $7.60 | — | COM | 289074106 |
| — | HOSTESS BRANDS INC | 238,772 | $406 | 0.0% | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | STONEMOR PARTNERS L P | 64,000 | $386 | 0.0% | $6.20 | — | COM UNITS INT | 86183Q100 |
| — | ADVENT CLAYMORE CV SECS & IN | 25,101 | $384 | 0.0% | $13.74 | — | COM | 00764C109 |
| — | BANCROFT FUND LTD | 15,970 | $349 | 0.0% | $17.97 | — | COM | 059695106 |
| — | LAZARD WORLD DIVID & INCOME | 29,148 | $302 | 0.0% | $10.12 | — | COM | 521076109 |
| — | WILLSCOT CORP | 133,100 | $301 | 0.0% | $2.04 | — | *W EXP 09/10/202 | 971375118 |
| ASHR | DBX ETF TR | 8,900 | $236 | 0.0% | $24.49 | — | XTRACK HRVST CSI | 233051879 |
| — | MORGAN STANLEY EM MKTS DM DE | 32,545 | $218 | 0.0% | $12.74 | — | COM | 617477104 |
| — | DASEKE INC | 198,094 | $212 | 0.0% | $1.71 | — | *W EXP 02/27/202 | 23753F115 |
| — | ALLIANCE CALIF MUN INCOME FD | 13,535 | $178 | 0.0% | $13.15 | — | COM | 018546101 |
| — | LIBERTY ALL STAR EQUITY FD | 25,821 | $165 | 0.0% | $5.23 | — | SH BEN INT | 530158104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 16,112 | $162 | 0.0% | $10.97 | — | COM SHS | 337319107 |
| — | CONSOLIDATED COMM HLDGS INC | 11,670 | $144 | 0.0% | $12.34 | — | COM | 209034107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 17,281 | $134 | 0.0% | $8.27 | — | COM | 00765E104 |
| — | SIMPLY GOOD FOODS CO | 29,700 | $124 | 0.0% | $3.91 | — | *W EXP 07/07/202 | 82900L110 |
| — | MFS CHARTER INCOME TR | 13,240 | $105 | 0.0% | $8.47 | — | SH BEN INT | 552727109 |
| XPHTX | PIONEER HIGH INCOME TR | 10,000 | $93 | 0.0% | $9.70 | — | COM | 72369H106 |
| — | FRANKLIN UNVL TR | 10,145 | $68 | 0.0% | $7.29 | — | SH BEN INT | 355145103 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 23,298 | $64 | 0.0% | $2.75 | — | *W EXP 07/08/202 | 535219117 |
| — | COMMUNITY HEALTH SYS INC NEW | 1,981,077 | $20 | 0.0% | $0.03 | — | RIGHT 12/31/2019 | 203668116 |