Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value: $1.801B (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IEF | ISHARES TR | 1,800,000 | $186M | 10.3% | $103.19 | $103.19 | — | Put | 464287440 |
| IEF | ISHARES TR | 1,800,000 | $186M | 10.3% | $103.19 | $103.19 | — | Call | 464287440 |
| CSCO | CISCO SYS INC | 2,160,900 | $92.68M | 5.1% | $42.89 * | $27.97 | +19.6% | Put | 17275R102 |
| — | BLACKROCK DEBT STRAT FD INC | 7,796,375 | $90.59M | 5.0% | $11.62 | $11.34 | — | COM NEW | 09255R202 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 9,427,725 | $84.28M | 4.7% | $8.94 | $8.31 | — | COM SH BEN INT N | 021060207 |
| — | TEMPLETON EMERG MKTS INCOME | 6,259,638 | $70.73M | 3.9% | $11.30 | $11.32 | — | COM | 880192109 |
| IEF | ISHARES TR | 661,508 | $68.26M | 3.8% | $103.19 | $103.19 | — | BARCLAYS 7 10 YR | 464287440 |
| GOOGL | ALPHABET INC | 65,600 | $68.04M | 3.8% | $1037.13 | — | — | Put | 02079K305 |
| — | VALEANT PHARMACEUTICALS INTL | 3,972,200 | $63.24M | 3.5% | $15.92 | $15.11 | — | Put | 91911K102 |
| MBI | MBIA INC | 5,333,400 | $49.39M | 2.7% | $9.26 | — | — | Put | 55262C100 |
| ORCL | ORACLE CORP | 1,028,800 | $47.07M | 2.6% | $45.75 * | $43.66 | +1.4% | Put | 68389X105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 300,000 | $46.03M | 2.6% | $153.43 * | $103.42 | +3.8% | Put | 459200101 |
| — | WESTERN ASSET HIGH INCM OPP | 8,082,341 | $38.88M | 2.2% | $4.81 | $4.92 | — | COM | 95766K109 |
| — | WELLS FARGO INCOME OPPORTUNI | 4,573,034 | $36.77M | 2.0% | $8.04 | $8.15 | — | WF INC OPPTY FD | 94987B105 |
| INTC | INTEL CORP | 653,700 | $34.05M | 1.9% | $52.08 * | $36.55 | +9.6% | Put | 458140100 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,987,005 | $31.63M | 1.8% | $10.59 | $10.75 | — | COM | 09255P107 |
| PBI | PITNEY BOWES INC | 2,755,000 | $30M | 1.7% | $10.89 * | $11.78 | +5.1% | Put | 724479100 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 7,375,578 | $29.21M | 1.6% | $3.96 * | $7.09 | -29.2% | COM | 203668108 |
| TSLA | TESLA INC | 98,000 | $26.08M | 1.4% | $266.12 | — | — | Put | 88160R101 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,963,872 | $24.94M | 1.4% | $12.70 | $12.60 | — | COM | 01883A107 |
| — | NUVEEN CR STRATEGIES INCM FD | 2,934,462 | $23.3M | 1.3% | $7.94 | $7.95 | — | COM SHS | 67073D102 |
| — | DELAWARE ENHANCED GBL DIV & | 1,907,485 | $22.07M | 1.2% | $11.57 | $11.06 | — | COM | 246060107 |
| — | GENERAL AMERN INVS INC | 632,876 | $21.18M | 1.2% | $33.47 | $33.29 | — | COM | 368802104 |
| ORCL | ORACLE CORP | 425,635 | $19.47M | 1.1% | $45.75 * | $43.66 | +1.4% | COM | 68389X105 |
| — | WESTERN ASSET HIGH INCM FD I | 2,637,288 | $17.3M | 1.0% | $6.56 | $6.68 | — | COM | 95766J102 |
| — | EATON VANCE LTD DUR INCOME F | 1,313,592 | $17.1M | 0.9% | $13.02 | $13.05 | — | COM | 27828H105 |
| QCOM | QUALCOMM INC | 302,900 | $16.78M | 0.9% | $55.41 * | $49.34 | +5.2% | Put | 747525103 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,122,201 | $16.34M | 0.9% | $3.19 | $2.98 | — | COM | 224916106 |
| THC | TENET HEALTHCARE CORP | 613,605 | $14.88M | 0.8% | $24.25 * | $17.92 | +11.1% | COM NEW | 88033G407 |
| — | UNITI GROUP INC | 882,500 | $14.34M | 0.8% | $16.25 | — | — | Put | 91325V108 |
| GOOG | ALPHABET INC | 12,443 | $12.84M | 0.7% | $1031.83 * | $51.16 | +7.1% | CAP STK CL C | 02079K107 |
| MSFT | MICROSOFT CORP | 138,600 | $12.65M | 0.7% | $91.27 * | $75.26 | +12.0% | Put | 594918104 |
| GNW | GENWORTH FINL INC | 4,372,434 | $12.37M | 0.7% | $2.83 * | $4.11 | -26.8% | COM CL A | 37247D106 |
| — | WESTERN ASSET GLB HI INCOME | 1,229,882 | $11.57M | 0.6% | $9.41 | $10.07 | — | COM | 95766B109 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,191,053 | $11.18M | 0.6% | $9.39 | $9.87 | — | COM | 61744H105 |
| — | INVESCO HIGH INCOME TR II | 804,871 | $11.16M | 0.6% | $13.87 | $14.21 | — | COM | 46131F101 |
| — | IVY HIGH INC OPPORTUNITIES F | 777,043 | $11.02M | 0.6% | $14.18 | $14.18 | — | COM | 465893105 |
| — | WESTERN ASSET HGH YLD DFNDFD | 716,190 | $10.46M | 0.6% | $14.60 | $14.96 | — | COM | 95768B107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 64,019 | $9.822M | 0.5% | $153.42 * | $103.42 | +3.8% | COM | 459200101 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 696,448 | $9.667M | 0.5% | $13.88 | $14.16 | — | COM | 74433A109 |
| AAPL | APPLE INC | 50,300 | $8.439M | 0.5% | $167.77 * | $40.42 | 0.0% | Put | 037833100 |
| — | TESLA INC | 8,000,000 | $7.939M | 0.4% | $0.99 | $1.09 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 548,002 | $7.064M | 0.4% | $12.89 | $12.89 | — | COM | 10537L104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 796,597 | $6.994M | 0.4% | $8.78 | $8.30 | — | SHS | 25160E102 |
| — | TEMPLETON GLOBAL INCOME FD | 1,021,348 | $6.526M | 0.4% | $6.39 | $6.39 | — | COM | 880198106 |
| — | NEUBERGER BERMAN HGH YLD FD | 571,468 | $6.366M | 0.4% | $11.14 | $12.79 | — | COM | 64128C106 |
| — | SUPERVALU INC | 410,725 | $6.255M | 0.3% | $15.23 | $20.22 | — | COM NEW | 868536301 |
| — | PARKER DRILLING CO | 9,015,494 | $5.725M | 0.3% | $0.64 | $0.77 | — | COM | 701081101 |
| — | HERTZ GLOBAL HLDGS INC | 286,456 | $5.686M | 0.3% | $19.85 | $15.84 | — | COM | 42806J106 |
| — | AVON PRODS INC | 1,849,447 | $5.252M | 0.3% | $2.84 | $3.20 | — | COM | 054303102 |
| — | ADVENT CLAY CONV SEC INC FD | 933,347 | $5.227M | 0.3% | $5.60 | $5.54 | — | COM | 007639107 |
| — | CBRE CLARION GLOBAL REAL EST | 632,953 | $4.627M | 0.3% | $7.31 | $7.48 | — | COM | 12504G100 |
| — | ROYCE GLOBAL VALUE TR INC | 419,874 | $4.606M | 0.3% | $10.97 | $10.93 | — | COM | 78081T104 |
| CSCO | CISCO SYS INC | 105,078 | $4.507M | 0.3% | $42.89 * | $27.97 | +19.6% | COM | 17275R102 |
| — | ADVENT CLAYMORE CV SECS & IN | 280,643 | $4.232M | 0.2% | $15.08 | $13.74 | — | COM | 00764C109 |
| — | XEROX CORP | 146,200 | $4.208M | 0.2% | $28.78 | $28.79 | — | Put | 984121608 |
| — | VALEANT PHARMACEUTICALS INTL | 249,300 | $3.969M | 0.2% | $15.92 | $15.11 | — | COM | 91911K102 |
| NGD | NEW GOLD INC CDA | 1,492,287 | $3.85M | 0.2% | $2.58 * | $3.10 | -9.3% | COM | 644535106 |
| — | DFB HEALTHCARE ACQUISTION CO | 369,000 | $3.708M | 0.2% | $10.05 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | CHESAPEAKE ENERGY CORP | 1,197,281 | $3.616M | 0.2% | $3.02 | $3.02 | — | COM | 165167107 |
| — | NEBULA ACQUISITION CORP | 352,698 | $3.569M | 0.2% | $10.12 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | SOLARCITY CORP | 3,475,000 | $3.208M | 0.2% | $0.92 | $0.90 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 269,575 | $3.205M | 0.2% | $11.89 | $11.94 | — | COM | 01879R106 |
| — | DYNEGY INC NEW DEL | 235,011 | $3.177M | 0.2% | $13.52 | $9.49 | — | COM | 26817R108 |
| — | SEARS HLDGS CORP | 1,179,665 | $3.15M | 0.2% | $2.67 | $3.28 | — | COM | 812350106 |
| — | DEUTSCHE STRATEGIC INCOME TR | 256,525 | $3.148M | 0.2% | $12.27 | $11.74 | — | SHS | 25160F109 |
| — | TESLA INC | 3,000,000 | $3.144M | 0.2% | $1.05 | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| SM | SM ENERGY CO | 168,196 | $3.033M | 0.2% | $18.03 * | $17.78 | +9.2% | COM | 78454L100 |
| — | FIRST TR STRATEGIC HIGH INC | 230,732 | $2.815M | 0.2% | $12.20 | $12.35 | — | COM SHS NEW | 337353304 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 260,583 | $2.736M | 0.2% | $10.50 | $8.77 | — | COM NEW | 02082E205 |
| — | NUVEEN CONNECTICUT QLTY MUN | 230,509 | $2.658M | 0.1% | $11.53 | $11.53 | — | COM | 67060D107 |
| OMF | ONEMAIN HLDGS INC | 86,163 | $2.58M | 0.1% | $29.94 * | $24.56 | +29.4% | COM | 68268W103 |
| QCOM | QUALCOMM INC | 46,426 | $2.572M | 0.1% | $55.40 * | $49.34 | +5.2% | COM | 747525103 |
| UIS | UNISYS CORP | 207,732 | $2.233M | 0.1% | $10.75 * | $8.73 | +15.2% | COM NEW | 909214306 |
| — | TREEHOUSE FOODS INC | 56,752 | $2.172M | 0.1% | $38.27 | $44.25 | — | COM | 89469A104 |
| — | VOYA PRIME RATE TR | 405,097 | $2.111M | 0.1% | $5.21 | $5.07 | — | SH BEN INT | 92913A100 |
| — | SANCHEZ ENERGY CORP | 649,664 | $2.033M | 0.1% | $3.13 | $3.13 | — | COM | 79970Y105 |
| — | WELLS FARGO GLOBAL DIVIDEND | 352,309 | $2.005M | 0.1% | $5.69 | $5.53 | — | COM | 94987C103 |
| — | BLACKROCK CR ALLCTN INC TR | 156,121 | $1.978M | 0.1% | $12.67 | $12.67 | — | COM | 092508100 |
| — | PRUDENTIAL SHT DURATION HG Y | 134,668 | $1.903M | 0.1% | $14.13 | $14.69 | — | COM | 74442F107 |
| — | WESTERN ASSET EMRG MKT DEBT | 124,139 | $1.804M | 0.1% | $14.53 | $15.51 | — | COM | 95766A101 |
| — | NOBLE CORP PLC | 478,905 | $1.777M | 0.1% | $3.71 | $3.71 | — | SHS USD | G65431101 |
| — | DIVIDEND & INCOME FUND | 138,076 | $1.734M | 0.1% | $12.56 | $11.88 | — | COM NEW | 25538A204 |
| — | XEROX CORP | 55,613 | $1.601M | 0.1% | $28.79 | $28.79 | — | COM NEW | 984121608 |
| AAPL | APPLE INC | 9,527 | $1.598M | 0.1% | $167.73 * | $40.42 | 0.0% | COM | 037833100 |
| — | DEAN FOODS CO NEW | 177,371 | $1.529M | 0.1% | $8.62 | $9.80 | — | COM NEW | 242370203 |
| — | DONNELLEY R R & SONS CO | 171,846 | $1.5M | 0.1% | $8.73 | $9.14 | — | COM | 257867200 |
| XXCHNXX | CHINA FD INC | 66,794 | $1.479M | 0.1% | $22.14 | $22.14 | — | COM | 169373107 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 129,898 | $1.39M | 0.1% | $10.70 | $10.04 | — | SH BEN INT | 18914E106 |
| INTC | INTEL CORP | 26,555 | $1.383M | 0.1% | $52.08 * | $36.55 | +9.6% | COM | 458140100 |
| — | PIONEER ENERGY SVCS CORP | 416,055 | $1.123M | 0.1% | $2.70 | $2.70 | — | COM | 723664108 |
| — | SOUTHWESTERN ENERGY CO | 253,569 | $1.098M | 0.1% | $4.33 | $4.33 | — | COM | 845467109 |
| — | PENNEY J C INC | 351,725 | $1.062M | 0.1% | $3.02 | $5.27 | — | COM | 708160106 |
| — | GULFPORT ENERGY CORP | 107,466 | $1.037M | 0.1% | $9.65 | $9.65 | — | COM NEW | 402635304 |
| — | ROWAN COMPANIES PLC | 89,778 | $1.036M | 0.1% | $11.54 | $10.57 | — | SHS CL A | G7665A101 |
| — | ENERGY XXI GULF COAST INC | 260,601 | $1.001M | 0.1% | $3.84 | $29.97 | — | COM | 29276K101 |
| — | ADVENT CLAYMORE ENH GRW & IN | 125,512 | $994K | 0.1% | $7.92 | $8.27 | — | COM | 00765E104 |
| — | DELAWARE INVTS DIV & INCOME | 92,338 | $974K | 0.1% | $10.55 | $9.75 | — | COM | 245915103 |
| — | HIGHPOINT RES CORP | 187,741 | $954K | 0.1% | $5.08 | $5.08 | — | COM | 43114K108 |
| — | OCWEN FINL CORP | 230,086 | $948K | 0.1% | $4.12 | $2.69 | — | COM NEW | 675746309 |
| — | MORGAN STANLEY EM MKTS DM DE | 118,345 | $925K | 0.1% | $7.82 | $12.74 | — | COM | 617477104 |
| — | ENSCO PLC | 205,400 | $902K | 0.1% | $4.39 | $5.51 | — | SHS CLASS A | G3157S106 |
| — | BLACKROCK MULTI-SECTOR INC T | 51,467 | $864K | 0.0% | $16.79 | $16.79 | — | COM | 09258A107 |
| — | MFS CHARTER INCOME TR | 100,092 | $813K | 0.0% | $8.12 | $8.47 | — | SH BEN INT | 552727109 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 49,359 | $796K | 0.0% | $16.13 | $16.92 | — | SHS | 67075G103 |
| CAR | AVIS BUDGET GROUP | 15,845 | $742K | 0.0% | $46.83 * | $37.79 | +13.2% | COM | 053774105 |
| — | ELLSWORTH GRWTH AND INCOME L | 79,071 | $723K | 0.0% | $9.14 | $7.60 | — | COM | 289074106 |
| — | LAZARD WORLD DIVID & INCOME | 61,223 | $704K | 0.0% | $11.50 | $10.12 | — | COM | 521076109 |
| MSFT | MICROSOFT CORP | 7,182 | $656K | 0.0% | $91.34 * | $75.26 | +12.0% | COM | 594918104 |
| — | DASEKE INC | 567,270 | $652K | 0.0% | $1.15 | $1.71 | — | *W EXP 02/27/202 | 23753F115 |
| — | INVESCO SR INCOME TR | 142,151 | $625K | 0.0% | $4.40 | $4.39 | — | COM | 46131H107 |
| — | HOSTESS BRANDS INC | 238,772 | $564K | 0.0% | $2.36 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | LAZARD GLB TTL RET&INCM FD I | 29,813 | $531K | 0.0% | $17.81 | $13.97 | — | COM | 52106W103 |
| — | STONEMOR PARTNERS L P | 64,000 | $397K | 0.0% | $6.20 | $6.20 | — | COM UNITS INT | 86183Q100 |
| — | ALLIANZGI EQUITY & CONV INCO | 19,094 | $395K | 0.0% | $20.69 | $20.69 | — | COM | 018829101 |
| — | ARES DYNAMIC CR ALLOCATION F | 22,764 | $370K | 0.0% | $16.25 | $16.43 | — | COM | 04014F102 |
| — | EATON VANCE SR INCOME TR | 51,274 | $349K | 0.0% | $6.81 | $6.52 | — | SH BEN INT | 27826S103 |
| — | BANCROFT FUND LTD | 15,970 | $335K | 0.0% | $20.98 | $17.97 | — | COM | 059695106 |
| — | ROYCE MICRO-CAP TR INC | 32,200 | $301K | 0.0% | $9.35 | $9.41 | — | COM | 780915104 |
| ASHR | DBX ETF TR | 8,900 | $278K | 0.0% | $31.24 | $24.49 | — | XTRACK HRVST CSI | 233051879 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 18,012 | $272K | 0.0% | $15.10 | $15.77 | — | COM | 723653101 |
| — | VOYA GLBL ADV & PREM OPP FD | 20,629 | $225K | 0.0% | $10.91 | $10.81 | — | COM | 92912R104 |
| — | PUTMAN HIGH INCOME SEC FUND | 21,834 | $197K | 0.0% | $9.02 | $8.28 | — | SHS BEN INT | 746779107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 16,112 | $184K | 0.0% | $11.42 | $10.97 | — | COM SHS | 337319107 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 19,979 | $174K | 0.0% | $8.71 | $8.70 | — | COM NEW | 641876800 |
| — | LIBERTY ALL STAR EQUITY FD | 25,821 | $158K | 0.0% | $6.12 | $5.23 | — | SH BEN INT | 530158104 |
| — | COHEN & STEERS GLOBAL INC BL | 15,725 | $144K | 0.0% | $9.16 | $9.73 | — | COM | 19248M103 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $125K | 0.0% | $7.23 | $7.51 | — | COM | 67075J107 |
| — | SIMPLY GOOD FOODS CO | 29,700 | $105K | 0.0% | $3.54 | $3.91 | — | *W EXP 07/07/202 | 82900L110 |
| — | ALPINE GLOBAL PREMIER PPTYS | 16,780 | $105K | 0.0% | $6.26 | $6.26 | — | COM SBI | 02083A103 |
| XPHTX | PIONEER HIGH INCOME TR | 10,000 | $94,000 | 0.0% | $9.40 | $9.70 | — | COM | 72369H106 |
| — | WILLSCOT CORP | 50,000 | $84,000 | 0.0% | $1.68 | $1.68 | — | *W EXP 09/10/202 | 971375118 |
| — | FRANKLIN UNVL TR | 10,145 | $69,000 | 0.0% | $6.80 | $7.29 | — | SH BEN INT | 355145103 |
| — | COMMUNITY HEALTH SYS INC NEW | 1,630,543 | $18,000 | 0.0% | $0.01 | $0.04 | — | RIGHT 99/99/9999 | 203668116 |