Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $2.784B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 11,402,000 | $925M | 33.2% | $81.10 | — | — | Put | 464288513 |
| IEF | ISHARES TR | 1,800,000 | $188M | 6.7% | $104.20 | $102.86 | — | Call | 464287440 |
| IEF | ISHARES TR | 1,300,000 | $135M | 4.9% | $104.20 | $102.86 | — | Put | 464287440 |
| — | NUVEEN CR STRATEGIES INCM FD | 12,837,178 | $95M | 3.4% | $7.40 | $7.78 | — | COM SHS | 67073D102 |
| — | EATON VANCE LTD DUR INCOME F | 6,046,468 | $72.07M | 2.6% | $11.92 | $12.56 | — | COM | 27828H105 |
| QCOM | QUALCOMM INC | 1,000,000 | $56.91M | 2.0% | $56.91 * | $52.36 | -2.9% | Put | 747525103 |
| — | WESTERN ASSET HIGH INCM OPP | 12,774,682 | $55.95M | 2.0% | $4.38 | $4.81 | — | COM | 95766K109 |
| — | WESTERN ASSET HIGH INCM FD I | 9,173,048 | $52.84M | 1.9% | $5.76 | $6.29 | — | COM | 95766J102 |
| TSLA | TESLA INC | 152,700 | $50.82M | 1.8% | $332.80 | — | — | Put | 88160R101 |
| SPG | SIMON PPTY GROUP INC NEW | 300,000 | $50.4M | 1.8% | $167.99 | — | — | Put | 828806109 |
| — | INVESCO SR INCOME TR | 12,156,597 | $47.53M | 1.7% | $3.91 | $4.08 | — | COM | 46131H107 |
| QCOM | QUALCOMM INC | 744,766 | $42.38M | 1.5% | $56.91 * | $52.36 | -2.9% | COM | 747525103 |
| — | WELLS FARGO INCOME OPPORTUNI | 5,770,763 | $41.72M | 1.5% | $7.23 | $8.09 | — | WF INC OPPTY FD | 94987B105 |
| — | WESTERN ASSET GLB HI INCOME | 4,917,633 | $40.67M | 1.5% | $8.27 | $8.99 | — | COM | 95766B109 |
| — | INVESCO DYNAMIC CR OPP FD | 3,607,769 | $37.05M | 1.3% | $10.27 | $10.27 | — | COM | 46132R104 |
| CSCO | CISCO SYS INC | 779,000 | $33.75M | 1.2% | $43.33 * | $36.04 | +2.4% | Put | 17275R102 |
| — | VOYA PRIME RATE TR | 6,920,996 | $31.07M | 1.1% | $4.49 | $4.82 | — | SH BEN INT | 92913A100 |
| — | PGIM GLOBAL SHORT DURATION H | 2,352,477 | $30.39M | 1.1% | $12.92 | $13.48 | — | COM | 69346J106 |
| HLF | HERBALIFE NUTRITION LTD | 482,700 | $28.46M | 1.0% | $58.95 * | $55.24 | -0.1% | Put | G4412G101 |
| TXN | TEXAS INSTRS INC | 300,000 | $28.35M | 1.0% | $94.50 * | $82.70 | -4.3% | COM | 882508104 |
| TXN | TEXAS INSTRS INC | 300,000 | $28.35M | 1.0% | $94.50 * | $82.70 | -4.3% | Put | 882508104 |
| — | BLACKROCK DEBT STRAT FD INC | 2,878,777 | $28.13M | 1.0% | $9.77 | $11.34 | — | COM NEW | 09255R202 |
| — | REALOGY HLDGS CORP | 1,860,100 | $27.31M | 1.0% | $14.68 | $14.68 | — | Put | 75605Y106 |
| — | FIRST TR HIGH INCOME L/S FD | 1,955,744 | $25.97M | 0.9% | $13.28 | $13.40 | — | COM | 33738E109 |
| OMF | ONEMAIN HLDGS INC | 1,000,000 | $24.29M | 0.9% | $24.29 * | $30.73 | -7.4% | Put | 68268W103 |
| — | PGIM SHORT DURATION HIGH YIE | 1,609,930 | $20.98M | 0.8% | $13.03 | $13.54 | — | COM | 69346H100 |
| GEL | GENESIS ENERGY L P | 1,070,000 | $19.76M | 0.7% | $18.47 | — | — | Put | 371927104 |
| — | BLACKROCK CR ALLCTN INC TR | 1,748,918 | $19.55M | 0.7% | $11.18 | $11.78 | — | COM | 092508100 |
| F | FORD MTR CO DEL | 2,500,000 | $19.13M | 0.7% | $7.65 * | $6.21 | 0.0% | Put | 345370860 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,019,092 | $18.74M | 0.7% | $9.28 | $10.50 | — | COM | 09255P107 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 6,177,067 | $17.42M | 0.6% | $2.82 * | $6.80 | -49.5% | COM | 203668108 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 2,372,099 | $17.1M | 0.6% | $7.21 | $8.75 | — | COM SH BEN INT | 00326L100 |
| EBAY | EBAY INC | 600,000 | $16.84M | 0.6% | $28.07 * | $29.37 | -10.9% | Put | 278642103 |
| DB | DEUTSCHE BANK AG | 2,050,000 | $16.71M | 0.6% | $8.15 * | $8.61 | 0.0% | Put | D18190898 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,709,923 | $16.54M | 0.6% | $9.67 | $10.95 | — | COM | 64128C106 |
| — | L BRANDS INC | 620,000 | $15.91M | 0.6% | $25.67 | $25.66 | — | Put | 501797104 |
| — | IVY HIGH INC OPPORTUNITIES F | 1,217,166 | $14.76M | 0.5% | $12.13 | $13.26 | — | COM | 465893105 |
| — | VANECK VECTORS ETF TR | 1,000,000 | $14.03M | 0.5% | $14.03 | $14.03 | — | Put | 92189F718 |
| — | INVESCO HIGH INCOME TR II | 1,085,764 | $13.61M | 0.5% | $12.53 | $13.78 | — | COM | 46131F101 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,165,338 | $13.58M | 0.5% | $11.65 | $11.65 | — | COM | 670656107 |
| — | GENERAL AMERN INVS INC | 445,534 | $12.67M | 0.5% | $28.44 | $33.16 | — | COM | 368802104 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 924,628 | $11.63M | 0.4% | $12.58 | $12.58 | — | COM | 09254X101 |
| — | NUVEEN CONNECTICUT QLTY MUN | 970,231 | $10.93M | 0.4% | $11.26 | $11.79 | — | COM | 67060D107 |
| SPH | SUBURBAN PROPANE PARTNERS L | 526,800 | $10.15M | 0.4% | $19.27 | — | — | Put | 864482104 |
| — | NUVEEN NEW JERSEY QULT MUN F | 720,771 | $9.183M | 0.3% | $12.74 | $12.74 | — | COM | 67069Y102 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 736,826 | $8.989M | 0.3% | $12.20 | $12.20 | — | COM | 670972108 |
| — | NUVEEN MICHIGAN QLT MUN INC | 640,155 | $7.976M | 0.3% | $12.46 | $12.46 | — | COM | 670979103 |
| — | BLACKROCK MUNIYIELD NY QLTY | 684,720 | $7.888M | 0.3% | $11.52 | $11.52 | — | COM | 09255E102 |
| — | NUVEEN OHIO QLTY MUN INCOME | 588,545 | $7.828M | 0.3% | $13.30 | $13.30 | — | COM | 670980101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 1,030,764 | $7.793M | 0.3% | $7.56 | $8.26 | — | COM NEW | 641876800 |
| OMF | ONEMAIN HLDGS INC | 318,026 | $7.725M | 0.3% | $24.29 * | $30.73 | -7.4% | COM | 68268W103 |
| — | NUVEEN MARYLAND QLT MUN INC | 658,996 | $7.723M | 0.3% | $11.72 | $11.72 | — | COM | 67061Q107 |
| — | EATON VANCE SR INCOME TR | 1,261,060 | $7.566M | 0.3% | $6.00 | $6.00 | — | SH BEN INT | 27826S103 |
| — | WESTERN ASSET HGH YLD DFNDFD | 526,781 | $6.927M | 0.2% | $13.15 | $14.92 | — | COM | 95768B107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 566,164 | $6.777M | 0.2% | $11.97 | $11.97 | — | SH BEN INT | 09248E102 |
| EBAY | EBAY INC | 227,338 | $6.381M | 0.2% | $28.07 * | $29.37 | -10.9% | COM | 278642103 |
| F | FORD MTR CO DEL | 825,000 | $6.311M | 0.2% | $7.65 * | $6.21 | 0.0% | COM PAR $0.01 | 345370860 |
| — | NUVEEN NORTH CAROLINA QLTY M | 534,729 | $6.304M | 0.2% | $11.79 | $11.79 | — | COM | 67060P100 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 597,044 | $6.287M | 0.2% | $10.53 | $10.89 | — | COM | 01879R106 |
| — | DELAWARE ENHANCED GBL DIV & | 691,208 | $6.014M | 0.2% | $8.70 | $11.08 | — | COM | 246060107 |
| — | SEADRILL LTD | 590,238 | $5.755M | 0.2% | $9.75 | $24.78 | — | COM | G7998G106 |
| — | BLACKROCK MUNIYLD MICH QLTY | 450,339 | $5.593M | 0.2% | $12.42 | $12.42 | — | COM | 09254V105 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 462,307 | $5.538M | 0.2% | $11.98 | $11.98 | — | COM | 09255C106 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 400,138 | $5.462M | 0.2% | $13.65 | $13.65 | — | SHS | 67075G103 |
| — | VANECK VECTORS ETF TR | 380,300 | $5.336M | 0.2% | $14.03 | $14.03 | — | OIL SVCS ETF | 92189F718 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 390,798 | $5.08M | 0.2% | $13.00 | $14.48 | — | COM | 723653101 |
| IEF | ISHARES TR | 45,021 | $4.691M | 0.2% | $104.20 | $102.86 | — | BARCLAYS 7 10 YR | 464287440 |
| CSCO | CISCO SYS INC | 104,867 | $4.544M | 0.2% | $43.33 * | $36.04 | +2.4% | COM | 17275R102 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 381,099 | $4.52M | 0.2% | $11.86 | $11.86 | — | COM | 24610V103 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 455,335 | $4.508M | 0.2% | $9.90 | $9.90 | — | COM | 27828A100 |
| DB | DEUTSCHE BANK AG | 531,900 | $4.335M | 0.2% | $8.15 * | $8.61 | 0.0% | NAMEN AKT | D18190898 |
| — | NUVEEN CA QUALTY MUN INCOME | 334,189 | $4.261M | 0.2% | $12.75 | $12.75 | — | COM | 67066Y105 |
| — | ROYCE GLOBAL VALUE TR INC | 443,273 | $3.936M | 0.1% | $8.88 | $10.90 | — | COM | 78081T104 |
| — | NUVEEN GEORGIA QLTY MUN INC | 348,364 | $3.811M | 0.1% | $10.94 | $10.94 | — | COM | 67072B107 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 304,824 | $3.758M | 0.1% | $12.33 | $12.33 | — | COM | 09254L107 |
| — | EATON VANCE CA MUNI INCOME T | 336,997 | $3.731M | 0.1% | $11.07 | $11.13 | — | SH BEN INT | 27826F101 |
| — | BLACKROCK MUNI N Y INTER DUR | 281,844 | $3.495M | 0.1% | $12.40 | $12.44 | — | COM | 09255F109 |
| — | EATON VANCE FLTG RATE INCOM | 243,854 | $3.468M | 0.1% | $14.22 | $14.22 | — | COM SHS BEN INT | 278284104 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 323,962 | $3.363M | 0.1% | $10.38 | $12.89 | — | COM | 10537L104 |
| — | FIRST TR SR FLG RTE INCM FD | 296,891 | $3.325M | 0.1% | $11.20 | $11.20 | — | COM | 33733U108 |
| — | DONNELLEY R R & SONS CO | 814,211 | $3.224M | 0.1% | $3.96 | $6.09 | — | COM | 257867200 |
| — | NUVEEN ARIZONA QLTY MUN INC | 259,350 | $3.078M | 0.1% | $11.87 | $11.87 | — | COM | 67061W104 |
| — | BLACKROCK MUNIYIELD N J FD I | 236,586 | $3.064M | 0.1% | $12.95 | $12.95 | — | COM | 09254Y109 |
| — | BLACKROCK NY MUNI INC QLTY T | 252,628 | $3.052M | 0.1% | $12.08 | $12.08 | — | COM | 09249U105 |
| — | WESTERN ASSET CORPORATE LN F | 334,911 | $3.008M | 0.1% | $8.98 | $9.48 | — | COM | 95790J102 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 236,907 | $2.777M | 0.1% | $11.72 | $11.72 | — | COM | 67064R102 |
| NGD | NEW GOLD INC CDA | 3,523,784 | $2.667M | 0.1% | $0.76 * | $1.74 | -53.5% | COM | 644535106 |
| — | FIRST TR ABERDEEN GLBL OPP F | 273,823 | $2.568M | 0.1% | $9.38 | $9.47 | — | COM SHS | 337319107 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 207,586 | $2.541M | 0.1% | $12.24 | $12.24 | — | SH BEN INT | 09248L106 |
| — | ALLIANZGI NFJ DIVID INT & PR | 235,729 | $2.518M | 0.1% | $10.68 | $12.60 | — | COM | 01883A107 |
| PCG | PG&E CORP | 101,200 | $2.404M | 0.1% | $23.75 * | $35.37 | 0.0% | Put | 69331C108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 266,251 | $2.402M | 0.1% | $9.02 | $9.39 | — | COM SHS | 6706EN100 |
| — | BARINGS GLOBAL SHORT DURATIO | 149,931 | $2.391M | 0.1% | $15.95 | $15.95 | — | COM | 06760L100 |
| — | AVON PRODS INC | 1,558,022 | $2.368M | 0.1% | $1.52 | $2.14 | — | COM | 054303102 |
| ORCL | ORACLE CORP | 50,000 | $2.258M | 0.1% | $45.16 * | $43.58 | -1.0% | Put | 68389X105 |
| — | BLACKROCK MUNIYIELD PA QLTY | 161,774 | $2.03M | 0.1% | $12.55 | $12.55 | — | COM | 09255G107 |
| — | ARES DYNAMIC CR ALLOCATION F | 146,986 | $2.028M | 0.1% | $13.80 | $13.80 | — | COM | 04014F102 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 163,084 | $1.977M | 0.1% | $12.12 | $12.12 | — | COM | 64123C101 |
| — | XEROX CORP | 97,700 | $1.931M | 0.1% | $19.76 | $23.91 | — | Put | 984121608 |
| — | XEROX CORP | 97,643 | $1.929M | 0.1% | $19.76 | $23.91 | — | COM NEW | 984121608 |
| — | NUVEEN NEW YORK QLT MUN INC | 155,342 | $1.903M | 0.1% | $12.25 | $12.25 | — | COM | 67066X107 |
| — | BLACKROCK NY MUN INCOME TR I | 145,188 | $1.8M | 0.1% | $12.40 | $12.65 | — | COM | 09249R102 |
| — | EATON VANCE NY MUNI INCOME T | 149,966 | $1.723M | 0.1% | $11.49 | $11.49 | — | SH BEN INT | 27826W104 |
| — | BLACKROCK MULTI-SECTOR INC T | 111,079 | $1.706M | 0.1% | $15.36 | $15.36 | — | COM | 09258A107 |
| — | BLACKROCK NY MUNICIPAL BOND | 132,347 | $1.693M | 0.1% | $12.79 | $12.83 | — | COM | 09249P106 |
| — | MORGAN STANLEY EMER MKTS DEB | 201,982 | $1.662M | 0.1% | $8.23 | $9.87 | — | COM | 61744H105 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 149,253 | $1.66M | 0.1% | $11.12 | $11.25 | — | COM | 64124K102 |
| — | EATON VANCE FLTING RATE INC | 129,840 | $1.644M | 0.1% | $12.66 | $12.66 | — | COM | 278279104 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 125,225 | $1.584M | 0.1% | $12.65 | $12.65 | — | COM | 09253X102 |
| — | NUVEEN TEXAS QLTY MUN INCME | 126,306 | $1.565M | 0.1% | $12.39 | $12.39 | — | COM | 670983105 |
| — | BLACKROCK LTD DURATION INC T | 116,319 | $1.555M | 0.1% | $13.37 | $13.37 | — | COM SHS | 09249W101 |
| XPHDX | PIONEER FLOATING RATE TR | 151,952 | $1.495M | 0.1% | $9.84 | $9.84 | — | COM | 72369J102 |
| — | FINTECH ACQUISITION CORP III | 140,000 | $1.404M | 0.1% | $10.03 | $10.03 | — | UNIT 12/01/2023 | 31811A309 |
| ORCL | ORACLE CORP | 30,764 | $1.389M | 0.0% | $45.15 * | $43.58 | -1.0% | COM | 68389X105 |
| — | NUVEEN FLOATING RATE INCOME | 143,887 | $1.328M | 0.0% | $9.23 | $9.23 | — | COM | 67072T108 |
| — | DIVIDEND & INCOME FUND | 134,376 | $1.281M | 0.0% | $9.53 | $11.88 | — | COM NEW | 25538A204 |
| — | KKR INCOME OPPORTUNITIES FD | 88,841 | $1.266M | 0.0% | $14.25 | $14.25 | — | COM | 48249T106 |
| XPHTX | PIONEER HIGH INCOME TR | 154,411 | $1.231M | 0.0% | $7.97 | $8.08 | — | COM | 72369H106 |
| XXCHNXX | CHINA FD INC | 71,580 | $1.209M | 0.0% | $16.89 | $21.73 | — | COM | 169373107 |
| — | APOLLO TACTICAL INCOME FD IN | 84,173 | $1.159M | 0.0% | $13.77 | $13.77 | — | COM | 037638103 |
| — | THL CR SR LN FD | 73,506 | $1.092M | 0.0% | $14.86 | $14.86 | — | COM | 87244R103 |
| — | WELLS FARGO MULTI SECTOR INC | 92,684 | $1.028M | 0.0% | $11.09 | $11.09 | — | COM | 94987D101 |
| XENWX | EATON VANCE NEW YORK MUN BD | 85,895 | $945K | 0.0% | $11.00 | $11.00 | — | COM | 27827Y109 |
| — | BLACKROCK FLOAT RATE OME STR | 79,359 | $944K | 0.0% | $11.90 | $11.90 | — | COM | 09255X100 |
| — | DTF TAX-FREE INCOME INC | 72,790 | $901K | 0.0% | $12.38 | $12.38 | — | COM | 23334J107 |
| — | MFS CALIF MUN FD | 88,599 | $886K | 0.0% | $10.00 | $10.00 | — | COM | 59318C106 |
| — | CREDIT SUISSE ASSET MGMT INC | 287,748 | $797K | 0.0% | $2.77 | $2.81 | — | COM | 224916106 |
| — | EATON VANCE MUNI INCOME TRUS | 70,421 | $796K | 0.0% | $11.30 | $11.30 | — | SH BEN INT | 27826U108 |
| — | BROOKFIELD REAL ASSETS INCOM | 39,560 | $754K | 0.0% | $19.06 | $19.06 | — | SHS BEN INT | 112830104 |
| — | BLACKROCK MUNIYIELD CALI QLT | 56,915 | $719K | 0.0% | $12.63 | $12.63 | — | COM | 09254N103 |
| PCG | PG&E CORP | 28,125 | $668K | 0.0% | $23.75 * | $35.37 | 0.0% | COM | 69331C108 |
| — | NUVEEN PFD & INCM SECURTIES | 79,698 | $660K | 0.0% | $8.28 | $8.67 | — | COM | 67072C105 |
| — | EATON VANCE TAX ADV BD OPT S | 72,498 | $618K | 0.0% | $8.52 | $8.52 | — | COM SH BEN INT | 27829M103 |
| — | EATON VANCE SR FLTNG RTE TR | 44,380 | $557K | 0.0% | $12.55 | $12.55 | — | COM | 27828Q105 |
| — | NUVEEN MULTI MKT INCOME FD | 76,708 | $529K | 0.0% | $6.90 | $7.01 | — | COM | 67075J107 |
| — | OCWEN FINL CORP | 374,463 | $502K | 0.0% | $1.34 | $2.00 | — | COM NEW | 675746309 |
| — | EATON VANCE NJ MUNI INCOME T | 44,492 | $498K | 0.0% | $11.19 | $11.19 | — | SH BEN INT | 27826V106 |
| — | EATON VANCE MA MUNI INCOME T | 39,252 | $484K | 0.0% | $12.33 | $12.33 | — | SH BEN INT | 27826E104 |
| — | EATON VANCE PA MUN BD FD | 42,320 | $482K | 0.0% | $11.39 | $11.39 | — | COM | 27828W102 |
| — | NUVEEN SR INCOME FD | 87,415 | $481K | 0.0% | $5.50 | $5.78 | — | COM | 67067Y104 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 35,594 | $451K | 0.0% | $12.67 | $12.67 | — | COM | 670651108 |
| — | NUVEEN MINESOTA QLT MUN INC | 33,402 | $407K | 0.0% | $12.18 | $12.18 | — | SHS | 670734102 |
| — | DEAN FOODS CO NEW | 100,000 | $381K | 0.0% | $3.81 | $9.25 | — | COM NEW | 242370203 |
| — | NUVEEN NEW JERSEY MUN VALUE | 29,974 | $369K | 0.0% | $12.31 | $12.31 | — | SHS | 670702109 |
| — | REALOGY HLDGS CORP | 25,000 | $367K | 0.0% | $14.68 | $14.68 | — | COM | 75605Y106 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 32,528 | $360K | 0.0% | $11.07 | $11.07 | — | COM | 92829B101 |
| — | BANCROFT FUND LTD | 17,379 | $324K | 0.0% | $18.64 | $18.02 | — | COM | 059695106 |
| — | EATON VANCE MUN BD FD | 28,494 | $322K | 0.0% | $11.30 | $11.30 | — | COM | 27827X101 |
| — | EATON VANCE OH MUNI INCOME T | 24,439 | $297K | 0.0% | $12.15 | $12.15 | — | SH BEN INT | 27826G109 |
| CEFS | EXCHANGE LISTED FDS TR | 14,924 | $262K | 0.0% | $17.56 | $17.56 | — | SABA INT RATE | 30151E806 |
| — | APOLLO SR FLOATING RATE FD I | 17,800 | $256K | 0.0% | $14.38 | $14.38 | — | COM | 037636107 |
| — | EATON VANCE PA MUNI INCOME T | 22,288 | $248K | 0.0% | $11.13 | $11.13 | — | SH BEN INT | 27826T101 |
| — | DREYFUS ALCENTRA GBL CR INCO | 30,000 | $230K | 0.0% | $7.67 | $7.67 | — | COM | 26189A105 |
| — | L BRANDS INC | 8,884 | $228K | 0.0% | $25.66 | $25.66 | — | COM | 501797104 |
| — | EATON VANCE OHIO MUNICIPAL B | 19,287 | $219K | 0.0% | $11.35 | $11.35 | — | COM | 27828L106 |
| — | HOSTESS BRANDS INC | 238,772 | $208K | 0.0% | $0.87 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | NUVEEN SHT DUR CR OPP FD | 13,519 | $194K | 0.0% | $14.35 | $14.35 | — | COM | 67074X107 |
| — | ALLIANCE CALIF MUN INCOME FD | 13,535 | $185K | 0.0% | $13.67 | $13.15 | — | COM | 018546101 |
| — | LAZARD WORLD DIVID & INCOME | 17,148 | $146K | 0.0% | $8.51 | $10.12 | — | COM | 521076109 |
| — | LIBERTY ALL STAR EQUITY FD | 25,821 | $139K | 0.0% | $5.38 | $5.23 | — | SH BEN INT | 530158104 |
| — | DREYFUS HIGH YIELD STRATEGIE | 36,165 | $98,000 | 0.0% | $2.71 | $2.71 | — | SH BEN INT | 26200S101 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 24,525 | $77,000 | 0.0% | $3.14 | $3.24 | — | *W EXP 07/08/202 | 535219117 |
| — | FRANKLIN UNVL TR | 10,058 | $64,000 | 0.0% | $6.36 | $7.29 | — | SH BEN INT | 355145103 |
| — | CREDIT SUISSE HIGH YLD BND F | 25,500 | $55,000 | 0.0% | $2.16 | $2.16 | — | SH BEN INT | 22544F103 |
| — | COMMUNITY HEALTH SYS INC NEW | 1,981,077 | $2,000 | 0.0% | $0.00 | $0.03 | — | RIGHT 12/31/2019 | 203668116 |