Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $2.286B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 5,873,500 | $508M | 22.2% | $86.47 | — | — | Put | 464288513 |
| TDG | TRANSDIGM GROUP INC | 310,000 | $141M | 6.2% | $453.99 * | $301.26 | 0.0% | Put | 893641100 |
| — | NUVEEN CR STRATEGIES INCM FD | 14,212,653 | $110M | 4.8% | $7.73 | $7.77 | — | COM SHS | 67073D102 |
| — | EATON VANCE LTD DUR INCOME F | 6,677,427 | $84.47M | 3.7% | $12.65 | $12.57 | — | COM | 27828H105 |
| — | INVESCO SR INCOME TR | 18,817,238 | $79.03M | 3.5% | $4.20 | $4.13 | — | COM | 46131H107 |
| — | INVESCO DYNAMIC CR OPP FD | 6,742,727 | $73.16M | 3.2% | $10.85 | $10.54 | — | COM | 46132R104 |
| — | WESTERN ASSET HIGH INCM FD I | 10,477,671 | $67.89M | 3.0% | $6.48 | $6.31 | — | COM | 95766J102 |
| — | WESTERN ASSET HIGH INCM OPP | 13,901,700 | $67.14M | 2.9% | $4.83 | $4.81 | — | COM | 95766K109 |
| — | WESTERN ASSET GLB HI INCOME | 7,103,284 | $66.7M | 2.9% | $9.39 | $9.11 | — | COM | 95766B109 |
| YPF | YPF SOCIEDAD ANONIMA | 4,059,700 | $56.88M | 2.5% | $14.01 | $14.01 | — | Put | 984245100 |
| — | VOYA PRIME RATE TR | 11,440,985 | $54.69M | 2.4% | $4.78 | $4.80 | — | SH BEN INT | 92913A100 |
| SPG | SIMON PPTY GROUP INC NEW | 300,000 | $54.66M | 2.4% | $182.21 | — | — | Put | 828806109 |
| TSLA | TESLA INC | 195,000 | $54.57M | 2.4% | $279.86 | — | — | Put | 88160R101 |
| — | BLACKROCK CR ALLCTN INC TR | 3,916,937 | $48.61M | 2.1% | $12.41 | $12.13 | — | COM | 092508100 |
| F | FORD MTR CO DEL | 5,000,000 | $43.9M | 1.9% | $8.78 * | $6.21 | -2.1% | Put | 345370860 |
| — | FIRST TR HIGH INCOME L/S FD | 2,870,807 | $41.94M | 1.8% | $14.61 | $13.79 | — | COM | 33738E109 |
| — | L BRANDS INC | 1,444,100 | $39.83M | 1.7% | $27.58 | $25.66 | — | Put | 501797104 |
| — | NEUBERGER BERMAN HGH YLD FD | 3,408,270 | $38.48M | 1.7% | $11.29 | $11.12 | — | COM | 64128C106 |
| QCOM | QUALCOMM INC | 500,000 | $28.52M | 1.2% | $57.03 * | $52.36 | -12.6% | Put | 747525103 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 1,909,423 | $26.62M | 1.2% | $13.94 | $13.48 | — | COM | 69346J106 |
| QCOM | QUALCOMM INC | 417,956 | $23.84M | 1.0% | $57.03 * | $52.36 | -12.6% | COM | 747525103 |
| — | GULFPORT ENERGY CORP | 2,924,100 | $23.45M | 1.0% | $8.02 | — | — | Put | 402635304 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,593,710 | $22.6M | 1.0% | $14.18 | $13.54 | — | COM | 69346H100 |
| HSBC | HSBC HLDGS PLC | 500,000 | $20.29M | 0.9% | $40.58 | $40.58 | — | Put | 404280406 |
| — | REALOGY HLDGS CORP | 1,565,900 | $17.85M | 0.8% | $11.40 | $12.11 | — | Put | 75605Y106 |
| — | IVY HIGH INC OPPORTUNITIES F | 1,311,721 | $17.73M | 0.8% | $13.52 | $13.28 | — | COM | 465893105 |
| GEO | GEO GROUP INC NEW | 912,500 | $17.52M | 0.8% | $19.20 | — | — | Put | 36162J106 |
| — | VANECK VECTORS ETF TR | 1,000,000 | $17.23M | 0.8% | $17.23 | $14.03 | — | Put | 92189F718 |
| — | INVESCO HIGH INCOME TR II | 1,175,456 | $16.86M | 0.7% | $14.34 | $13.82 | — | COM | 46131F101 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 4,470,274 | $16.67M | 0.7% | $3.73 * | $6.80 | -39.6% | COM | 203668108 |
| — | BLACKROCK DEBT STRAT FD INC | 1,521,964 | $16.32M | 0.7% | $10.72 | $11.34 | — | COM NEW | 09255R202 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 1,044,205 | $15.83M | 0.7% | $15.16 | $14.58 | — | SHS | 67075G103 |
| — | GENERAL AMERN INVS INC | 445,534 | $14.84M | 0.6% | $33.31 | $33.16 | — | COM | 368802104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,166,728 | $14.84M | 0.6% | $12.72 | $11.65 | — | COM | 670656107 |
| — | TATA MTRS LTD | 1,054,700 | $13.25M | 0.6% | $12.56 | $12.57 | — | Put | 876568502 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 945,549 | $12.94M | 0.6% | $13.68 | $12.60 | — | COM | 09254X101 |
| GEL | GENESIS ENERGY L P | 522,700 | $12.18M | 0.5% | $23.30 | — | — | Put | 371927104 |
| XPHDX | PIONEER FLOATING RATE TR | 1,165,356 | $12.12M | 0.5% | $10.40 | $10.33 | — | COM | 72369J102 |
| — | NUVEEN CONNECTICUT QLTY MUN | 977,039 | $11.77M | 0.5% | $12.05 | $11.79 | — | COM | 67060D107 |
| — | NUVEEN NEW JERSEY QULT MUN F | 834,303 | $11.55M | 0.5% | $13.85 | $12.89 | — | COM | 67069Y102 |
| — | FIRST TR SR FLG RTE INCM FD | 974,498 | $11.52M | 0.5% | $11.82 | $11.63 | — | COM | 33733U108 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 826,961 | $10.92M | 0.5% | $13.21 | $12.31 | — | COM | 670972108 |
| — | NUVEEN GEORGIA QLTY MUN INC | 908,974 | $10.84M | 0.5% | $11.92 | $11.54 | — | COM | 67072B107 |
| — | EATON VANCE SR INCOME TR | 1,641,958 | $10.1M | 0.4% | $6.15 | $6.03 | — | SH BEN INT | 27826S103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 1,138,221 | $9.675M | 0.4% | $8.50 | $8.28 | — | COM NEW | 641876800 |
| — | NUVEEN MICHIGAN QLT MUN INC | 673,350 | $8.915M | 0.4% | $13.24 | $12.50 | — | COM | 670979103 |
| — | NUVEEN MARYLAND QLT MUN INC | 664,021 | $8.28M | 0.4% | $12.47 | $11.72 | — | COM | 67061Q107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 561,489 | $8.13M | 0.4% | $14.48 | $13.30 | — | COM | 670980101 |
| — | EATON VANCE FLTG RATE INCOM | 545,209 | $8.075M | 0.4% | $14.81 | $14.55 | — | COM SHS BEN INT | 278284104 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 2,038,200 | $7.602M | 0.3% | $3.73 * | $6.80 | -39.6% | Call | 203668108 |
| — | NUVEEN NORTH CAROLINA QLTY M | 555,648 | $7.101M | 0.3% | $12.78 | $11.83 | — | COM | 67060P100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 511,256 | $6.559M | 0.3% | $12.83 | $11.97 | — | SH BEN INT | 09248E102 |
| — | EATON VANCE CA MUNI INCOME T | 541,180 | $6.494M | 0.3% | $12.00 | $11.46 | — | SH BEN INT | 27826F101 |
| — | ROYCE GLOBAL VALUE TR INC | 645,533 | $6.494M | 0.3% | $10.06 | $10.63 | — | COM | 78081T104 |
| — | BLACKROCK MUNI N Y INTER DUR | 457,688 | $6.247M | 0.3% | $13.65 | $12.90 | — | COM | 09255F109 |
| F | FORD MTR CO DEL | 702,810 | $6.171M | 0.3% | $8.78 * | $6.21 | -2.1% | COM | 345370860 |
| DB | DEUTSCHE BANK AG | 750,000 | $6.09M | 0.3% | $8.12 * | $8.61 | -10.3% | Put | D18190898 |
| — | BLACKROCK MUNIYLD MICH QLTY | 444,795 | $5.942M | 0.3% | $13.36 | $12.42 | — | COM | 09254V105 |
| — | ROWAN COMPANIES PLC | 510,000 | $5.503M | 0.2% | $10.79 | $10.79 | — | Put | G7665A101 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 470,159 | $5.449M | 0.2% | $11.59 | $10.89 | — | COM | 01879R106 |
| YPF | YPF SOCIEDAD ANONIMA | 348,770 | $4.886M | 0.2% | $14.01 | $14.01 | — | SPON ADR CL D | 984245100 |
| — | BLACKROCK CORPOR HI YLD FD I | 469,834 | $4.82M | 0.2% | $10.26 | $10.50 | — | COM | 09255P107 |
| — | WELLS FARGO INCOME OPPORTUNI | 603,418 | $4.755M | 0.2% | $7.88 | $8.09 | — | WF INC OPPTY FD | 94987B105 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 372,099 | $4.701M | 0.2% | $12.63 | $11.86 | — | COM | 24610V103 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 374,926 | $4.657M | 0.2% | $12.42 | $11.95 | — | COM | 64124K102 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 425,822 | $4.492M | 0.2% | $10.55 | $9.90 | — | COM | 27828A100 |
| — | MFS CALIF MUN FD | 387,234 | $4.411M | 0.2% | $11.39 | $11.07 | — | COM | 59318C106 |
| — | SEADRILL LTD | 525,184 | $4.364M | 0.2% | $8.31 | $24.78 | — | COM | G7998G106 |
| — | BLACKROCK NY MUNI INC QLTY T | 304,154 | $3.908M | 0.2% | $12.85 | $12.21 | — | COM | 09249U105 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 295,180 | $3.813M | 0.2% | $12.92 | $11.98 | — | COM | 09255C106 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 323,962 | $3.606M | 0.2% | $11.13 | $12.89 | — | COM | 10537L104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 354,833 | $3.566M | 0.2% | $10.05 | $9.60 | — | COM SHS | 337319107 |
| — | BLACKROCK MUNIYIELD NY QLTY | 285,324 | $3.512M | 0.2% | $12.31 | $11.52 | — | COM | 09255E102 |
| — | DTF TAX-FREE INCOME INC | 261,792 | $3.464M | 0.2% | $13.23 | $12.99 | — | COM | 23334J107 |
| — | BLACKROCK NY MUNICIPAL BOND | 220,482 | $3.1M | 0.1% | $14.06 | $13.32 | — | COM | 09249P106 |
| — | WESTERN ASSET CORPORATE LN F | 324,437 | $3.072M | 0.1% | $9.47 | $9.48 | — | COM | 95790J102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 235,729 | $2.843M | 0.1% | $12.06 | $12.60 | — | COM | 01883A107 |
| — | NUVEEN ARIZONA QLTY MUN INC | 209,269 | $2.685M | 0.1% | $12.83 | $11.87 | — | COM | 67061W104 |
| — | VANECK VECTORS ETF TR | 146,400 | $2.522M | 0.1% | $17.23 | $14.03 | — | OIL SVCS ETF | 92189F718 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 186,638 | $2.432M | 0.1% | $13.03 | $12.24 | — | COM | 64123C101 |
| NGD | NEW GOLD INC CDA | 2,799,594 | $2.41M | 0.1% | $0.86 * | $1.74 | -43.7% | COM | 644535106 |
| — | ARES DYNAMIC CR ALLOCATION F | 146,986 | $2.181M | 0.1% | $14.84 | $13.80 | — | COM | 04014F102 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 153,147 | $2.029M | 0.1% | $13.25 | $12.33 | — | COM | 09254L107 |
| HSBC | HSBC HLDGS PLC | 50,000 | $2.029M | 0.1% | $40.58 | $40.58 | — | SPON ADR NEW | 404280406 |
| — | EATON VANCE NY MUNI INCOME T | 159,189 | $1.964M | 0.1% | $12.34 | $11.54 | — | SH BEN INT | 27826W104 |
| DB | DEUTSCHE BANK AG | 226,790 | $1.842M | 0.1% | $8.12 * | $8.61 | -10.3% | NAMEN AKT | D18190898 |
| — | MORGAN STANLEY EMER MKTS DEB | 201,982 | $1.816M | 0.1% | $8.99 | $9.87 | — | COM | 61744H105 |
| — | NUVEEN TEXAS QLTY MUN INCME | 129,850 | $1.735M | 0.1% | $13.36 | $12.42 | — | COM | 670983105 |
| — | BLACKROCK FLOAT RATE OME STR | 138,003 | $1.725M | 0.1% | $12.50 | $12.15 | — | COM | 09255X100 |
| — | BLACKROCK MUNIYIELD PA QLTY | 126,384 | $1.72M | 0.1% | $13.61 | $12.55 | — | COM | 09255G107 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 132,263 | $1.68M | 0.1% | $12.70 | $11.72 | — | COM | 67064R102 |
| — | BLACKROCK NY MUN INCOME TR I | 122,305 | $1.663M | 0.1% | $13.60 | $12.65 | — | COM | 09249R102 |
| — | DIVIDEND & INCOME FUND | 134,876 | $1.532M | 0.1% | $11.36 | $11.88 | — | COM NEW | 25538A204 |
| — | DELAWARE ENHANCED GBL DIV & | 153,742 | $1.487M | 0.1% | $9.67 | $11.08 | — | COM | 246060107 |
| — | REALOGY HLDGS CORP | 114,953 | $1.31M | 0.1% | $11.40 | $12.11 | — | COM | 75605Y106 |
| — | APOLLO TACTICAL INCOME FD IN | 84,173 | $1.237M | 0.1% | $14.70 | $13.77 | — | COM | 037638103 |
| — | AVON PRODS INC | 404,768 | $1.19M | 0.1% | $2.94 | $2.14 | — | COM | 054303102 |
| TDG | TRANSDIGM GROUP INC | 2,500 | $1.135M | 0.0% | $454.00 * | $301.26 | 0.0% | COM | 893641100 |
| — | DONNELLEY R R & SONS CO | 224,568 | $1.06M | 0.0% | $4.72 | $6.09 | — | COM | 257867200 |
| — | TATA MTRS LTD | 77,671 | $976K | 0.0% | $12.57 | $12.57 | — | SPONSORED ADR | 876568502 |
| — | DELAWARE INVT NAT MUNI INC F | 68,907 | $874K | 0.0% | $12.68 | $12.68 | — | SH BEN INT | 24610T108 |
| — | EATON VANCE FLTING RATE INC | 65,270 | $861K | 0.0% | $13.19 | $12.66 | — | COM | 278279104 |
| — | BLACKROCK FLOATING RATE INCO | 70,466 | $860K | 0.0% | $12.20 | $12.20 | — | COM | 091941104 |
| — | EATON VANCE SR FLTNG RTE TR | 64,325 | $838K | 0.0% | $13.03 | $12.70 | — | COM | 27828Q105 |
| — | OCWEN FINL CORP | 319,463 | $581K | 0.0% | $1.82 | $2.00 | — | COM NEW | 675746309 |
| — | ROWAN COMPANIES PLC | 52,450 | $566K | 0.0% | $10.79 | $10.79 | — | SHS CL A | G7665A101 |
| — | BROOKFIELD REAL ASSETS INCOM | 20,836 | $450K | 0.0% | $21.60 | $19.06 | — | SHS BEN INT | 112830104 |
| — | BANCROFT FUND LTD | 17,379 | $372K | 0.0% | $21.41 | $18.02 | — | COM | 059695106 |
| — | HOSTESS BRANDS INC | 202,693 | $264K | 0.0% | $1.30 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | THL CR SR LN FD | 11,245 | $173K | 0.0% | $15.38 | $14.86 | — | COM | 87244R103 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 11,276 | $147K | 0.0% | $13.04 | $12.24 | — | SH BEN INT | 09248L106 |
| — | LAZARD WORLD DIVID & INCOME | 14,423 | $143K | 0.0% | $9.91 | $10.12 | — | COM | 521076109 |
| — | NUVEEN NEW JERSEY MUN VALUE | 10,443 | $138K | 0.0% | $13.21 | $12.31 | — | SHS | 670702109 |
| — | FRANKLIN UNVL TR | 10,058 | $71,000 | 0.0% | $7.06 | $7.29 | — | SH BEN INT | 355145103 |