Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $2.154B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 4,490,300 | $391M | 18.2% | $87.17 | $87.17 | — | Put | 464288513 |
| — | INVESCO SR INCOME TR | 21,826,069 | $91.67M | 4.3% | $4.20 | $4.15 | — | COM | 46131H107 |
| — | EATON VANCE LTD DUR INCOME F | 6,948,234 | $86.85M | 4.0% | $12.50 | $12.56 | — | COM | 27828H105 |
| — | INVESCO DYNAMIC CR OPP FD | 7,381,007 | $81.27M | 3.8% | $11.01 | $10.60 | — | COM | 46132R104 |
| YPF | YPF SOCIEDAD ANONIMA | 9,090,604 | $79.5M | 3.7% | $8.75 | $9.95 | — | Put | 984245100 |
| — | WESTERN ASSET HIGH INCM OPP | 15,418,700 | $77.86M | 3.6% | $5.05 | $4.84 | — | COM | 95766K109 |
| — | WESTERN ASSET GLB HI INCOME | 7,830,384 | $77.76M | 3.6% | $9.93 | $9.19 | — | COM | 95766B109 |
| — | VOYA PRIME RATE TR | 16,280,588 | $76.68M | 3.6% | $4.71 | $4.78 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET HIGH INCM FD I | 10,917,027 | $74.02M | 3.4% | $6.78 | $6.34 | — | COM | 95766J102 |
| CNX | CNX RESOURCES CORPORATION | 8,581,400 | $62.3M | 2.9% | $7.26 | — | — | Put | 12653C108 |
| — | BLACKROCK CR ALLCTN INC TR | 4,568,125 | $62.22M | 2.9% | $13.62 | $12.37 | — | COM | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 8,111,271 | $60.67M | 2.8% | $7.48 | $7.77 | — | COM SHS | 67073D102 |
| — | NEUBERGER BERMAN HGH YLD FD | 3,766,921 | $45.47M | 2.1% | $12.07 | $11.18 | — | COM | 64128C106 |
| — | FIRST TR HIGH INCOME L/S FD | 2,985,625 | $45.26M | 2.1% | $15.16 | $13.95 | — | COM | 33738E109 |
| GEO | GEO GROUP INC NEW | 2,138,200 | $37.08M | 1.7% | $17.34 * | $16.94 | -13.0% | Put | 36162J106 |
| TDG | TRANSDIGM GROUP INC | 70,000 | $36.45M | 1.7% | $520.67 * | $301.26 | +30.1% | Put | 893641100 |
| UBER | UBER TECHNOLOGIES INC | 1,081,000 | $32.94M | 1.5% | $30.47 * | $37.63 | 0.0% | Put | 90353T100 |
| — | L BRANDS INC | 1,600,000 | $31.34M | 1.5% | $19.59 | — | — | Put | 501797104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 2,315,058 | $31.16M | 1.4% | $13.46 | $12.37 | — | COM | 670656107 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 2,090,154 | $29.26M | 1.4% | $14.00 | $13.17 | — | COM | 670972108 |
| — | EATON VANCE FLTING RATE INC | 2,139,122 | $28.28M | 1.3% | $13.22 | $13.34 | — | COM | 278279104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 1,784,024 | $27.76M | 1.3% | $15.56 | $14.96 | — | SHS | 67075G103 |
| — | FIRST TR SR FLG RTE INCM FD | 2,279,549 | $27.36M | 1.3% | $12.00 | $11.86 | — | COM | 33733U108 |
| — | BLACKROCK FLOAT RATE OME STR | 2,165,061 | $27.32M | 1.3% | $12.62 | $12.79 | — | COM | 09255X100 |
| — | NUVEEN OHIO QLTY MUN INCOME | 1,723,307 | $27.19M | 1.3% | $15.78 | $14.64 | — | COM | 670980101 |
| TSLA | TESLA INC | 105,000 | $25.29M | 1.2% | $240.88 | — | — | Put | 88160R101 |
| XPHDX | PIONEER FLOATING RATE TR | 2,399,737 | $25.27M | 1.2% | $10.53 | $10.48 | — | COM | 72369J102 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 1,581,751 | $22.73M | 1.1% | $14.37 | $13.48 | — | COM | 69346J106 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 5,708,242 | $20.55M | 1.0% | $3.60 * | $5.90 | -55.8% | COM | 203668108 |
| — | EATON VANCE FLTG RATE INCOM | 1,336,866 | $20.33M | 0.9% | $15.21 | $14.91 | — | COM SHS BEN INT | 278284104 |
| — | EATON VANCE SR INCOME TR | 2,937,141 | $17.98M | 0.8% | $6.12 | $6.12 | — | SH BEN INT | 27826S103 |
| — | NUVEEN MICHIGAN QLT MUN INC | 1,214,284 | $16.95M | 0.8% | $13.96 | $13.01 | — | COM | 670979103 |
| — | INVESCO HIGH INCOME TR II | 1,175,456 | $16.83M | 0.8% | $14.32 | $13.82 | — | COM | 46131F101 |
| — | CNX MIDSTREAM PARTNERS LP | 1,189,000 | $16.77M | 0.8% | $14.10 | — | — | Put | 12654A101 |
| — | GENERAL AMERN INVS INC | 437,323 | $15.9M | 0.7% | $36.35 | $33.16 | — | COM | 368802104 |
| — | REALOGY HLDGS CORP | 2,258,600 | $15.09M | 0.7% | $6.68 | $9.48 | — | Put | 75605Y106 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 1,006,590 | $13.7M | 0.6% | $13.61 | $13.13 | — | COM | 09255C106 |
| GEL | GENESIS ENERGY L P | 615,200 | $13.21M | 0.6% | $21.47 | — | — | Put | 371927104 |
| — | PGIM HIGH YIELD BOND FUND IN | 851,360 | $12.73M | 0.6% | $14.95 | $13.54 | — | COM | 69346H100 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 1,775,900 | $12.22M | 0.6% | $6.88 | $6.87 | — | Put | 881624209 |
| — | DTF TAX-FREE INCOME INC | 833,701 | $12.06M | 0.6% | $14.47 | $13.59 | — | COM | 23334J107 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 829,405 | $11.8M | 0.5% | $14.23 | $12.60 | — | COM | 09254X101 |
| BTU | PEABODY ENERGY CORP NEW | 750,000 | $11.04M | 0.5% | $14.72 * | $18.49 | 0.0% | Put | 704551100 |
| — | NUVEEN NEW JERSEY QULT MUN F | 742,429 | $10.74M | 0.5% | $14.47 | $12.92 | — | COM | 67069Y102 |
| — | NUVEEN MARYLAND QLT MUN INC | 797,291 | $10.64M | 0.5% | $13.35 | $11.95 | — | COM | 67061Q107 |
| — | NUVEEN CONNECTICUT QLTY MUN | 753,483 | $10.11M | 0.5% | $13.42 | $11.97 | — | COM | 67060D107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 736,705 | $10.08M | 0.5% | $13.69 | $12.40 | — | SH BEN INT | 09248E102 |
| — | BLACKROCK DEBT STRAT FD INC | 842,191 | $9.054M | 0.4% | $10.75 | $11.34 | — | COM NEW | 09255R202 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 624,655 | $8.82M | 0.4% | $14.12 | $14.03 | — | COM | 09254L107 |
| — | BLACKROCK MUNIYLD MICH QLTY | 617,415 | $8.675M | 0.4% | $14.05 | $12.92 | — | COM | 09254V105 |
| — | BLACKROCK FLOATING RATE INCO | 698,954 | $8.576M | 0.4% | $12.27 | $12.40 | — | COM | 091941104 |
| — | NUVEEN GEORGIA QLTY MUN INC | 678,064 | $8.415M | 0.4% | $12.41 | $11.57 | — | COM | 67072B107 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 951,338 | $8.4M | 0.4% | $8.83 | $8.28 | — | COM NEW | 641876800 |
| RIG | TRANSOCEAN LTD | 1,862,200 | $8.324M | 0.4% | $4.47 | — | — | Put | H8817H100 |
| — | DONNELLEY R R & SONS CO | 2,116,700 | $7.98M | 0.4% | $3.77 | $2.40 | — | Put | 257867200 |
| — | BLACKROCK NY MUNI INC QLTY T | 553,086 | $7.599M | 0.4% | $13.74 | $12.75 | — | COM | 09249U105 |
| — | IVY HIGH INC OPPORTUNITIES F | 538,946 | $7.389M | 0.3% | $13.71 | $13.28 | — | COM | 465893105 |
| — | BLACKROCK MUNI N Y INTER DUR | 459,121 | $6.754M | 0.3% | $14.71 | $12.90 | — | COM | 09255F109 |
| — | ROYCE GLOBAL VALUE TR INC | 662,354 | $6.703M | 0.3% | $10.12 | $10.63 | — | COM | 78081T104 |
| — | DIVIDEND & INCOME FUND | 402,004 | $4.804M | 0.2% | $11.95 | $11.64 | — | COM NEW | 25538A204 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 391,529 | $4.436M | 0.2% | $11.33 | $10.37 | — | COM | 27828A100 |
| — | NUVEEN NORTH CAROLINA QLTY M | 327,536 | $4.425M | 0.2% | $13.51 | $11.83 | — | COM | 67060P100 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 335,178 | $4.393M | 0.2% | $13.11 | $11.86 | — | COM | 24610V103 |
| — | BLACKROCK NY MUNICIPAL BOND | 260,476 | $3.832M | 0.2% | $14.71 | $13.54 | — | COM | 09249P106 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 299,388 | $3.623M | 0.2% | $12.10 | $12.89 | — | COM | 10537L104 |
| — | FIRST TR ABERDEEN GLBL OPP F | 278,391 | $2.94M | 0.1% | $10.56 | $9.68 | — | COM SHS | 337319107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 235,729 | $2.881M | 0.1% | $12.22 | $12.60 | — | COM | 01883A107 |
| — | EATON VANCE NY MUNI INCOME T | 204,519 | $2.741M | 0.1% | $13.40 | $11.89 | — | SH BEN INT | 27826W104 |
| BTU | PEABODY ENERGY CORP NEW | 175,000 | $2.576M | 0.1% | $14.72 * | $18.49 | 0.0% | COM | 704551100 |
| — | BLACKROCK MUNIYIELD QLTY FD | 189,601 | $2.573M | 0.1% | $13.57 | $13.57 | — | COM | 09254E103 |
| — | BLACKROCK MUNIYIELD PA QLTY | 175,322 | $2.491M | 0.1% | $14.21 | $13.01 | — | COM | 09255G107 |
| — | WESTERN ASSET CORPORATE LN F | 250,202 | $2.374M | 0.1% | $9.49 | $9.48 | — | COM | 95790J102 |
| — | ARES DYNAMIC CR ALLOCATION F | 146,986 | $2.19M | 0.1% | $14.90 | $13.80 | — | COM | 04014F102 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 174,518 | $2.183M | 0.1% | $12.51 | $11.95 | — | COM | 64124K102 |
| — | MORGAN STANLEY EMER MKTS DEB | 201,982 | $1.856M | 0.1% | $9.19 | $9.87 | — | COM | 61744H105 |
| — | NUVEEN ARIZONA QLTY MUN INC | 128,744 | $1.733M | 0.1% | $13.46 | $11.87 | — | COM | 67061W104 |
| — | DIAMOND OFFSHORE DRILLING IN | 310,000 | $1.724M | 0.1% | $5.56 | — | — | Put | 25271C102 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 113,714 | $1.591M | 0.1% | $13.99 | $12.24 | — | COM | 64123C101 |
| — | REALOGY HLDGS CORP | 225,742 | $1.508M | 0.1% | $6.68 | $9.48 | — | COM | 75605Y106 |
| — | SEADRILL LTD | 661,204 | $1.389M | 0.1% | $2.10 | $20.54 | — | COM | G7998G106 |
| UBER | UBER TECHNOLOGIES INC | 41,800 | $1.274M | 0.1% | $30.48 * | $37.63 | 0.0% | COM | 90353T100 |
| — | DONNELLEY R R & SONS CO | 318,798 | $1.202M | 0.1% | $3.77 | $2.40 | — | COM | 257867200 |
| YPF | YPF SOCIEDAD ANONIMA | 118,197 | $1.093M | 0.1% | $9.25 | $9.95 | — | SPON ADR CL D | 984245100 |
| — | APOLLO TACTICAL INCOME FD IN | 60,106 | $911K | 0.0% | $15.16 | $13.77 | — | COM | 037638103 |
| — | EATON VANCE SR FLTNG RTE TR | 58,731 | $766K | 0.0% | $13.04 | $12.70 | — | COM | 27828Q105 |
| — | STANDARD DIVERSIFIED INC | 64,282 | $714K | 0.0% | $11.11 | $17.95 | — | COM CL A | 85336L109 |
| UNFI | UNITED NAT FOODS INC | 45,018 | $519K | 0.0% | $11.53 * | $11.50 | -17.0% | COM | 911163103 |
| — | HOSTESS BRANDS INC | 202,693 | $347K | 0.0% | $1.71 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 40,187 | $276K | 0.0% | $6.87 | $6.87 | — | SPONSORED ADS | 881624209 |
| — | BANCROFT FUND LTD | 9,706 | $229K | 0.0% | $23.59 | $18.02 | — | COM | 059695106 |
| — | EAGLE GRWTH & INCOME OPPTY F | 12,792 | $204K | 0.0% | $15.95 | $15.95 | — | COM SHS BEN IN | 26958J105 |
| — | DEAN FOODS CO NEW | 167,380 | $194K | 0.0% | $1.16 | $0.92 | — | COM NEW | 242370203 |
| — | NUVEEN NEW JERSEY MUN VALUE | 11,908 | $163K | 0.0% | $13.69 | $12.48 | — | SHS | 670702109 |
| — | FRANKLIN UNVL TR | 10,058 | $76,000 | 0.0% | $7.56 | $7.29 | — | SH BEN INT | 355145103 |