Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $2.108B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 3,700,000 | $325M | 15.4% | $87.94 | — | — | Put | 464288513 |
| — | VOYA PRIME RATE TR | 25,914,408 | $130M | 6.2% | $5.01 | $4.87 | — | SH BEN INT | 92913A100 |
| UBER | UBER TECHNOLOGIES INC | 4,329,100 | $129M | 6.1% | $29.74 | $37.63 | -21.2% | Put | 90353T100 |
| YPF | YPF SOCIEDAD ANONIMA | 8,194,500 | $94.89M | 4.5% | $11.58 | $10.55 | — | Put | 984245100 |
| — | EATON VANCE LTD DUR INCOME F | 6,580,946 | $87.2M | 4.1% | $13.25 | $12.56 | — | COM | 27828H105 |
| CNX | CNX RESOURCES CORPORATION | 9,530,000 | $84.34M | 4.0% | $8.85 | — | — | Put | 12653C108 |
| — | WESTERN ASSET GLB HI INCOME | 7,830,384 | $78.46M | 3.7% | $10.02 | $9.19 | — | COM | 95766B109 |
| — | WESTERN ASSET HIGH INCM OPP | 15,418,700 | $78.17M | 3.7% | $5.07 | $4.84 | — | COM | 95766K109 |
| — | WESTERN ASSET HIGH INCM FD I | 9,279,685 | $62.55M | 3.0% | $6.74 | $6.34 | — | COM | 95766J102 |
| — | INVESCO SR INCOME TR | 14,199,032 | $60.91M | 2.9% | $4.29 | $4.15 | — | COM | 46131H107 |
| — | CNX MIDSTREAM PARTNERS LP | 2,987,600 | $49.17M | 2.3% | $16.46 | — | — | Put | 12654A101 |
| — | INVESCO DYNAMIC CR OPP FD | 4,118,831 | $46.75M | 2.2% | $11.35 | $10.60 | — | COM | 46132R104 |
| — | NEUBERGER BERMAN HGH YLD FD | 3,766,921 | $46.52M | 2.2% | $12.35 | $11.18 | — | COM | 64128C106 |
| GEO | GEO GROUP INC NEW | 2,189,800 | $36.37M | 1.7% | $16.61 * | $12.82 | 0.0% | Put | 36162J106 |
| GEL | GENESIS ENERGY L P | 1,586,600 | $32.49M | 1.5% | $20.48 | — | — | Put | 371927104 |
| — | GRUBHUB INC | 650,000 | $31.62M | 1.5% | $48.64 | $48.64 | — | Put | 400110102 |
| — | BLACKROCK FLOAT RATE OME STR | 2,323,943 | $31.23M | 1.5% | $13.44 | $12.83 | — | COM | 09255X100 |
| — | EATON VANCE FLTING RATE INC | 2,267,757 | $31.11M | 1.5% | $13.72 | $13.36 | — | COM | 278279104 |
| NGL | NGL ENERGY PARTNERS LP | 2,735,700 | $31.02M | 1.5% | $11.34 | — | — | Put | 62913M107 |
| XPHDX | PIONEER FLOATING RATE TR | 2,823,285 | $30.97M | 1.5% | $10.97 | $10.55 | — | COM | 72369J102 |
| — | L BRANDS INC | 1,605,000 | $29.08M | 1.4% | $18.12 | — | — | Put | 501797104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 2,127,946 | $28.88M | 1.4% | $13.57 | $12.37 | — | COM | 670656107 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 1,975,335 | $27.95M | 1.3% | $14.15 | $13.17 | — | COM | 670972108 |
| — | FIRST TR SR FLG RTE INCM FD | 2,226,674 | $27.95M | 1.3% | $12.55 | $11.86 | — | COM | 33733U108 |
| — | FIRST TR HIGH INCOME L/S FD | 1,725,740 | $27.18M | 1.3% | $15.75 | $13.95 | — | COM | 33738E109 |
| — | EATON VANCE FLTG RATE INCOM | 1,677,194 | $26.84M | 1.3% | $16.00 | $15.13 | — | COM SHS BEN INT | 278284104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 1,688,858 | $26.05M | 1.2% | $15.43 | $14.64 | — | COM | 670980101 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 1,693,792 | $25.44M | 1.2% | $15.02 | $13.58 | — | COM | 69346J106 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,159,190 | $24.23M | 1.1% | $7.67 | $7.77 | — | COM SHS | 67073D102 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 1,456,260 | $23.85M | 1.1% | $16.38 | $14.96 | — | SHS | 67075G103 |
| RIG | TRANSOCEAN LTD | 3,374,000 | $23.21M | 1.1% | $6.88 | — | — | Put | H8817H100 |
| — | EATON VANCE SR INCOME TR | 2,848,469 | $18.26M | 0.9% | $6.41 | $6.12 | — | SH BEN INT | 27826S103 |
| — | GENERAL AMERN INVS INC | 437,323 | $16.5M | 0.8% | $37.74 | $33.16 | — | COM | 368802104 |
| — | NUVEEN MICHIGAN QLT MUN INC | 1,158,240 | $16.38M | 0.8% | $14.14 | $13.01 | — | COM | 670979103 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 1,012,671 | $13.8M | 0.7% | $13.63 | $13.13 | — | COM | 09255C106 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,999,331 | $11.6M | 0.6% | $2.90 * | $5.90 | -41.3% | COM | 203668108 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 804,508 | $11.26M | 0.5% | $13.99 | $14.02 | — | COM | 09254L107 |
| — | NUVEEN NEW JERSEY QULT MUN F | 742,429 | $10.88M | 0.5% | $14.66 | $12.92 | — | COM | 67069Y102 |
| — | NUVEEN MARYLAND QLT MUN INC | 797,291 | $10.72M | 0.5% | $13.45 | $11.95 | — | COM | 67061Q107 |
| — | PGIM HIGH YIELD BOND FUND IN | 685,005 | $10.55M | 0.5% | $15.40 | $13.54 | — | COM | 69346H100 |
| — | BLACKROCK DEBT STRAT FD INC | 912,312 | $10.22M | 0.5% | $11.20 | $11.33 | — | COM NEW | 09255R202 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 736,705 | $9.99M | 0.5% | $13.56 | $12.40 | — | SH BEN INT | 09248E102 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 681,257 | $9.776M | 0.5% | $14.35 | $12.60 | — | COM | 09254X101 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 767,846 | $9.698M | 0.5% | $12.63 | $12.73 | — | COM | 10537L104 |
| — | BLACKROCK FLOATING RATE INCO | 715,146 | $9.204M | 0.4% | $12.87 | $12.41 | — | COM | 091941104 |
| — | BLACKROCK MUNIYLD MICH QLTY | 627,124 | $8.902M | 0.4% | $14.19 | $12.94 | — | COM | 09254V105 |
| TSLA | TESLA INC | 20,000 | $8.367M | 0.4% | $418.35 | — | — | Put | 88160R101 |
| — | BLACKROCK MUNI N Y INTER DUR | 522,205 | $8M | 0.4% | $15.32 | $13.19 | — | COM | 09255F109 |
| — | ROYCE GLOBAL VALUE TR INC | 644,850 | $7.538M | 0.4% | $11.69 | $10.63 | — | COM | 78081T104 |
| — | BLACKROCK CR ALLCTN INC TR | 526,385 | $7.359M | 0.3% | $13.98 | $12.37 | — | COM | 092508100 |
| CXW | CORECIVIC INC | 400,000 | $6.952M | 0.3% | $17.38 * | $14.86 | 0.0% | Put | 21871N101 |
| USAC | USA COMPRESSION PARTNERS LP | 382,400 | $6.937M | 0.3% | $18.14 | — | — | Put | 90290N109 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 683,271 | $6.238M | 0.3% | $9.13 | $8.28 | — | COM NEW | 641876800 |
| — | NUVEEN GEORGIA QLTY MUN INC | 491,344 | $6.196M | 0.3% | $12.61 | $11.57 | — | COM | 67072B107 |
| — | NUVEEN SR INCOME FD | 993,958 | $5.924M | 0.3% | $5.96 | $5.96 | — | COM | 67067Y104 |
| — | WESTERN ASSET CORPORATE LN F | 590,125 | $5.848M | 0.3% | $9.91 | $9.73 | — | COM | 95790J102 |
| — | DIVIDEND & INCOME FUND | 402,004 | $5.411M | 0.3% | $13.46 | $11.64 | — | COM NEW | 25538A204 |
| — | BLACKROCK NY MUNI INC QLTY T | 383,977 | $5.28M | 0.3% | $13.75 | $12.75 | — | COM | 09249U105 |
| — | BLACKROCK NY MUNICIPAL BOND | 339,707 | $5.133M | 0.2% | $15.11 | $13.90 | — | COM | 09249P106 |
| — | IVY HIGH INC OPPORTUNITIES F | 322,675 | $4.485M | 0.2% | $13.90 | $13.28 | — | COM | 465893105 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 335,178 | $4.404M | 0.2% | $13.14 | $11.86 | — | COM | 24610V103 |
| — | INVESCO HIGH INCOME TR II | 269,144 | $3.843M | 0.2% | $14.28 | $13.82 | — | COM | 46131F101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 311,384 | $3.503M | 0.2% | $11.25 | $10.37 | — | COM | 27828A100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 235,729 | $3.064M | 0.1% | $13.00 | $12.60 | — | COM | 01883A107 |
| — | BLACKROCK MUNIYIELD PA QLTY | 206,998 | $2.958M | 0.1% | $14.29 | $13.21 | — | COM | 09255G107 |
| — | NUVEEN SHT DUR CR OPP FD | 190,195 | $2.889M | 0.1% | $15.19 | $15.19 | — | COM | 67074X107 |
| — | EATON VANCE NY MUNI INCOME T | 186,423 | $2.497M | 0.1% | $13.39 | $11.89 | — | SH BEN INT | 27826W104 |
| — | BLACKROCK MUNIYIELD QLTY FD | 174,179 | $2.351M | 0.1% | $13.50 | $13.57 | — | COM | 09254E103 |
| — | ARES DYNAMIC CR ALLOCATION F | 146,986 | $2.256M | 0.1% | $15.35 | $13.80 | — | COM | 04014F102 |
| — | DIAMOND OFFSHORE DRILLING IN | 310,000 | $2.229M | 0.1% | $7.19 | — | — | Put | 25271C102 |
| YPF | YPF SOCIEDAD ANONIMA | 186,067 | $2.155M | 0.1% | $11.58 | $10.55 | — | SPON ADR CL D | 984245100 |
| — | THL CR SR LN FD | 139,708 | $2.119M | 0.1% | $15.17 | $15.17 | — | COM | 87244R103 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 169,589 | $2.113M | 0.1% | $12.46 | $11.95 | — | COM | 64124K102 |
| — | MORGAN STANLEY EMER MKTS DEB | 201,982 | $1.955M | 0.1% | $9.68 | $9.87 | — | COM | 61744H105 |
| — | GRUBHUB INC | 37,850 | $1.841M | 0.1% | $48.64 | $48.64 | — | COM | 400110102 |
| — | EATON VANCE SR FLTNG RTE TR | 130,807 | $1.772M | 0.1% | $13.55 | $13.17 | — | COM | 27828Q105 |
| — | SEADRILL LTD | 661,204 | $1.679M | 0.1% | $2.54 | $20.54 | — | COM | G7998G106 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 133,574 | $1.334M | 0.1% | $9.99 | $9.99 | — | COM SHS | 6706EN100 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 67,891 | $947K | 0.0% | $13.95 | $12.24 | — | COM | 64123C101 |
| — | NUVEEN ARIZONA QLTY MUN INC | 66,628 | $897K | 0.0% | $13.46 | $11.87 | — | COM | 67061W104 |
| CCIF | VERTICAL CAP INCOME FUND | 80,752 | $841K | 0.0% | $10.41 | $10.41 | — | SHS BEN INT | 92535C104 |
| — | APOLLO TACTICAL INCOME FD IN | 50,411 | $761K | 0.0% | $15.10 | $13.77 | — | COM | 037638103 |
| — | STANDARD DIVERSIFIED INC | 47,569 | $697K | 0.0% | $14.65 | $17.95 | — | COM CL A | 85336L109 |
| CXW | CORECIVIC INC | 31,905 | $555K | 0.0% | $17.40 * | $14.86 | 0.0% | COM | 21871N101 |
| UNFI | UNITED NAT FOODS INC | 63,023 | $552K | 0.0% | $8.76 * | $10.52 | -23.3% | COM | 911163103 |
| GEO | GEO GROUP INC NEW | 31,746 | $527K | 0.0% | $16.60 * | $12.82 | 0.0% | COM | 36162J106 |
| — | DONNELLEY R R & SONS CO | 80,251 | $317K | 0.0% | $3.95 | $2.40 | — | COM | 257867200 |
| — | HOSTESS BRANDS INC | 156,293 | $308K | 0.0% | $1.97 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | EAGLE GRWTH & INCOME OPPTY F | 10,677 | $182K | 0.0% | $17.05 | $15.95 | — | COM SHS BEN IN | 26958J105 |
| — | NUVEEN NEW JERSEY MUN VALUE | 10,869 | $152K | 0.0% | $13.98 | $12.48 | — | SHS | 670702109 |
| — | DONNELLEY R R & SONS CO | 1,000 | $4,000 | 0.0% | $4.00 | $2.40 | — | Put | 257867200 |