Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 12, 2015
Total Value: $1.178B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,135,389 | $171M | 14.5% | $18.69 | $25.15 | — | COM | 88018T101 |
| — | MS INDIA INVESTMENT | 3,702,659 | $97.49M | 8.3% | $26.33 | $18.57 | — | COM | 61745C105 |
| — | KOREA FUND | 2,149,258 | $76.22M | 6.5% | $35.46 | $35.99 | — | COM NEW | 500634209 |
| — | ASIA PACIFIC FUND | 4,536,131 | $46.61M | 4.0% | $10.28 | $10.36 | — | COM | 044901106 |
| — | ABERDEEN EMERGING MARKETS SMALLER CO OPP | 4,087,286 | $43.96M | 3.7% | $10.76 | $18.03 | — | COM | 00301T102 |
| — | ABERDEEN LATIN AMERICA EQUITY | 2,602,987 | $42.13M | 3.6% | $16.18 | $30.29 | — | COM | 00306K106 |
| — | TAIWAN FUND | 2,824,567 | $40.98M | 3.5% | $14.51 | $16.83 | — | COM | 874036106 |
| — | JPMORGAN CHINA REGION FUND INC | 2,795,645 | $40.02M | 3.4% | $14.32 | $15.38 | — | COM | 48126T104 |
| — | MS EMERGING MARKETS | 3,041,325 | $38.44M | 3.3% | $12.64 | $14.58 | — | COM | 61744G107 |
| — | KOREA EQUITY | 4,151,132 | $29.78M | 2.5% | $7.17 | $8.04 | — | COM | 50063B104 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,470,910 | $27.22M | 2.3% | $11.01 | $14.11 | — | COM | 592834105 |
| — | THAI FUND INC. | 3,802,528 | $26.94M | 2.3% | $7.09 | $18.39 | — | COM | 882904105 |
| — | THE CENTRAL EUROPE RUSSIA AND TURKEY FUN | 1,471,635 | $26.41M | 2.2% | $17.94 | $29.84 | — | COM | 153436100 |
| XXCHNXX | CHINA FUND INC. | 1,634,682 | $26.02M | 2.2% | $15.92 | $20.12 | — | COM | 169373107 |
| — | TEMPLETON EMERGING MARKETS FD | 2,347,304 | $25.95M | 2.2% | $11.05 | $13.91 | — | COM | 880191101 |
| — | ABERDEEN GREATER CHINA FUND INC | 2,955,968 | $25.16M | 2.1% | $8.51 | $9.96 | — | COM | 003031101 |
| — | MS ASIA PACIFIC | 1,626,369 | $21.09M | 1.8% | $12.97 | $15.70 | — | COM | 61744U106 |
| — | ISHARES MSCI TAIWAN | 1,563,877 | $20.59M | 1.7% | $13.16 | $15.26 | — | MSCI TAIWAN | 464286731 |
| EWZ | ISHARES MSCI BRAZIL- US | 901,035 | $19.77M | 1.7% | $21.94 | $47.16 | -53.5% | MSCI BRZ CAP ETF | 464286400 |
| — | LATIN AMERICAN DISCOVERY | 2,492,099 | $19.53M | 1.7% | $7.84 | $12.95 | — | COM | 51828C106 |
| — | INDIA FUND INC | 737,014 | $17.98M | 1.5% | $24.39 | $20.24 | — | COM | 454089103 |
| — | ABERDEEN INDONESIA FUND INC | 3,200,008 | $16.7M | 1.4% | $5.22 | $10.52 | — | COM | 00305P106 |
| EWW | ISHARES MSCI MEXICO | 269,904 | $13.91M | 1.2% | $51.54 | $63.11 | -18.3% | MSCI MEX CAP ETF | 464286822 |
| — | MS CHINA A SHARE | 597,633 | $13.4M | 1.1% | $22.42 | $31.07 | — | COM | 617468103 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 970,890 | $12.6M | 1.1% | $12.98 | $16.45 | — | COM | 33731K102 |
| — | VOYA EMERGING MARKETS HIGH INC | 1,303,361 | $10.07M | 0.9% | $7.72 | $8.12 | — | COM | 92912P108 |
| — | ASIA TIGERS FUND INC. | 1,079,245 | $9.891M | 0.8% | $9.16 | $11.60 | — | COM | 04516T105 |
| — | CENTRAL FUND OF CANADA | 804,313 | $8.514M | 0.7% | $10.59 | $11.61 | — | CL A | 153501101 |
| — | MEXICO FUND | 401,746 | $7.008M | 0.6% | $17.44 | $17.44 | — | COM | 592835102 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY FU | 1,481,118 | $6.939M | 0.6% | $4.68 | $5.23 | — | COM | 95766K109 |
| — | ABERDEEN SINGAPORE FUND INC | 767,213 | $6.621M | 0.6% | $8.63 | $11.57 | — | COM | 003244100 |
| — | FIRST TRUST HIGH INCOME LONG/SHORT FUND | 455,887 | $6.419M | 0.5% | $14.08 | $15.63 | — | COM | 33738E109 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 595,296 | $6.033M | 0.5% | $10.13 | $11.86 | — | COM | 64128C106 |
| — | CENTRAL GOLDTRUST | 146,669 | $5.823M | 0.5% | $39.70 | $40.68 | — | TR UNIT | 153546106 |
| — | ADAMS NATURAL RESOURCES FUND I | 268,050 | $4.865M | 0.4% | $18.15 | $22.43 | — | COM | 00548F105 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 376,108 | $4.767M | 0.4% | $12.67 | $12.67 | — | COM | 006212104 |
| — | BLACKROCK DEBT STRATEGIES FUND INC | 1,382,677 | $4.597M | 0.4% | $3.32 | $3.70 | — | COM | 09255R103 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 640,463 | $4.422M | 0.4% | $6.90 | $9.27 | — | COM | 617477104 |
| — | COHEN & STEERS REIT AND PREFERRED INCOME | 253,542 | $4.39M | 0.4% | $17.31 | $17.48 | — | COM | 19247X100 |
| — | BLACKROCK CORPORATE HIGH YIELD FUND | 440,900 | $4.354M | 0.4% | $9.88 | $11.39 | — | COM | 09255P107 |
| XXHYBXX | NEW AMERICA HIGH INCOME FUND | 541,547 | $4.3M | 0.4% | $7.94 | $8.89 | — | COM NEW | 641876800 |
| EEM | ISHARES MSCI EMERGING MARKETS INDEX | 130,000 | $4.265M | 0.4% | $32.81 | $37.79 | -13.3% | MSCI EMG MKT ETF | 464287234 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 502,864 | $4.015M | 0.3% | $7.98 | $8.83 | — | COM | 67073D102 |
| — | DEUTSCHE HIGH INCOME TRUST | 502,715 | $3.946M | 0.3% | $7.85 | $8.18 | — | SHS | 25155R100 |
| — | WESTERN ASSET MANAGED HIGH INCOME FUND I | 864,400 | $3.842M | 0.3% | $4.44 | $5.09 | — | COM | 95766L107 |
| — | DWS HIGH INCOME OPPORTUNITIES FUND INC | 282,052 | $3.73M | 0.3% | $13.22 | $14.18 | — | COM | 25158Y102 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 455,517 | $3.533M | 0.3% | $7.76 | $10.39 | — | SHS | G3156P103 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 230,754 | $3.531M | 0.3% | $15.30 | $13.26 | +15.2% | SPONS ADR LVL I | 697660207 |
| — | COHEN & STEERS SELECT PREFERRED AND INCO | 151,329 | $3.527M | 0.3% | $23.31 | $23.85 | — | COM | 19248Y107 |
| — | PIMCO DYNAMIC CREDIT INCOME | 192,360 | $3.517M | 0.3% | $18.28 | $20.53 | — | COM SHS | 72202D106 |
| — | LMP REAL ESTATE INCOME FUND INC | 283,877 | $3.489M | 0.3% | $12.29 | $11.90 | — | COM | 50208C108 |
| — | ISHARES MSCI FRONTIER 100 ETF | 135,000 | $3.396M | 0.3% | $25.16 | $29.49 | — | MSCI FRNTR100ETF | 464286145 |
| — | NEXPOINT CREDIT STRATEGIES FUND | 585,581 | $3.352M | 0.3% | $5.72 | $7.39 | — | COM | 65340G106 |
| — | WELLS FARGO ADVANTAGE INCOME OPPORTUNITI | 429,009 | $3.241M | 0.3% | $7.55 | $8.85 | — | COM SHS | 94987B105 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 91,000 | $3.227M | 0.3% | $35.46 | $38.87 | -8.8% | CHINA LG-CAP ETF | 464287184 |
| — | TURKISH INVESTMENT FUND INC. | 393,950 | $3.154M | 0.3% | $8.01 | $9.70 | — | COM | 900145103 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME F | 364,961 | $2.695M | 0.2% | $7.38 | $7.38 | — | COM | 12504G100 |
| — | PIMCO DYNAMIC INCOME FUND | 93,317 | $2.688M | 0.2% | $28.81 | $29.74 | — | SHS | 72201Y101 |
| — | IVY HIGH INCOME OPPORTUNITY | 194,526 | $2.514M | 0.2% | $12.92 | $15.44 | — | COM | 465893105 |
| — | GABELLI DIV & INCOME TRUST | 141,625 | $2.483M | 0.2% | $17.53 | $18.64 | — | COM | 36242H104 |
| — | GABELLI EQUITY TRUST | 468,081 | $2.446M | 0.2% | $5.23 | $6.41 | — | COM | 362397101 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 355,988 | $2.444M | 0.2% | $6.87 | $6.84 | — | COM | 00306J109 |
| — | ABERDEEN AUSTRALIA EQUITY FUND | 453,885 | $2.431M | 0.2% | $5.36 | $6.56 | — | COM | 003011103 |
| — | COHEN & STEERS INFRASTRUCTURE FUND | 127,339 | $2.398M | 0.2% | $18.83 | $20.77 | — | COM | 19248A109 |
| — | CENTRAL SECS CORP | 117,382 | $2.323M | 0.2% | $19.79 | $21.35 | — | COM | 155123102 |
| — | GENERAL AMERICAN INVESTORS | 72,059 | $2.232M | 0.2% | $30.97 | $32.12 | — | COM | 368802104 |
| — | LIBERTY ALL STAR EQUITY FUND | 438,398 | $2.225M | 0.2% | $5.08 | $5.38 | — | SH BEN INT | 530158104 |
| — | DIREXION DAILY CSI 300 CHINA A SHARE | 41,739 | $2.12M | 0.2% | $50.79 | $45.81 | — | CSI300 CHINA1X | 25459Y116 |
| — | TORTOISE PIPELINE & ENERGY FUND INC | 109,016 | $1.957M | 0.2% | $17.95 | $23.80 | — | COM | 89148H108 |
| — | CREDIT SUISSE ASSET MANAGEMENT INCOME FU | 684,714 | $1.927M | 0.2% | $2.81 | $3.24 | — | COM | 224916106 |
| — | BROOKFIELD MORTGAGE OPPORTUNITY INCOME F | 128,822 | $1.879M | 0.2% | $14.59 | $15.36 | — | COM | 112792106 |
| — | BLACKSTONE GSO LONG SHORT CREDIT INCOME | 129,640 | $1.849M | 0.2% | $14.26 | $15.30 | — | COM SHS BN INT | 09257D102 |
| — | LEGG MASON BW GLOBAL INCOME OPPORTUNITIE | 155,745 | $1.803M | 0.2% | $11.58 | $13.95 | — | COM | 52469B100 |
| — | NUVEEN GLOBAL HIGH INCOME FUND | 124,937 | $1.791M | 0.2% | $14.34 | $16.69 | — | SHS | 67075G103 |
| — | JOHN HANCOCK PREFERRED INCOME FUND III | 106,436 | $1.771M | 0.2% | $16.64 | $16.69 | — | COM | 41021P103 |
| — | BLACKROCK RESOURCES AND COMMODITIES STRA | 250,674 | $1.753M | 0.1% | $6.99 | $9.76 | — | SHS | 09257A108 |
| — | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | 139,500 | $1.673M | 0.1% | $11.99 | $11.53 | — | COM | 746922103 |
| — | MVC CAPITAL INC | 184,077 | $1.509M | 0.1% | $8.20 | $11.63 | — | COM | 553829102 |
| EWY | ISHARES MSCI KOREA | 30,500 | $1.488M | 0.1% | $48.79 | $49.85 | -2.1% | MSCI STH KOR ETF | 464286772 |
| — | MARKET VECTORS AFRICA INDEX ETF | 75,000 | $1.485M | 0.1% | $19.80 | $25.02 | — | AFRICA ETF | 57060U787 |
| — | ZWEIG FUND INC | 114,181 | $1.46M | 0.1% | $12.79 | $14.20 | — | COM NEW | 989834205 |
| — | PIMCO INCOME STRATEGY FD II | 163,893 | $1.443M | 0.1% | $8.80 | $8.80 | — | COM | 72201J104 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 138,367 | $1.433M | 0.1% | $10.36 | $11.22 | — | COM | 95766R104 |
| — | BOULDER GROWTH AND INCOME FUND | 191,130 | $1.426M | 0.1% | $7.46 | $8.43 | — | COM | 101507101 |
| — | THE CUSHING RENAISSANCE FUND | 98,018 | $1.422M | 0.1% | $14.51 | $17.45 | — | COM | 231647108 |
| — | GAMCO NATURAL RESOURCES GOLD & INCOME TR | 224,749 | $1.292M | 0.1% | $5.75 | $7.30 | — | SH BEN INT | 36465E101 |
| EZU | ISHARES EMU INDEX FUND | 37,285 | $1.279M | 0.1% | $34.30 | $39.50 | -13.1% | MSCI EURZONE ETF | 464286608 |
| — | CUSHING MLP TOTAL RETURN FUND | 108,280 | $1.271M | 0.1% | $11.74 | $4.05 | — | COM SHS | 231631102 |
| — | MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | 65,856 | $1.269M | 0.1% | $19.27 | $23.10 | — | COM | 55608D101 |
| VWO | VANGUARD EMERGING MARKETS ETF | 37,800 | $1.251M | 0.1% | $33.10 | $36.32 | -8.9% | FTSE EMR MKT ETF | 922042858 |
| — | NUVEEN INSURED DIVIDEND ADVANTAGE MUNICI | 89,628 | $1.246M | 0.1% | $13.90 | $13.81 | — | COM | 67071L106 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 119,538 | $1.215M | 0.1% | $10.16 | $10.46 | — | COM | 47109U104 |
| — | GLOBAL X NIGERIA INDEX ETF | 140,000 | $1.208M | 0.1% | $8.63 | $9.52 | — | GBL X MSCI NGR | 37950E424 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 84,900 | $1.188M | 0.1% | $13.99 | $15.45 | — | COM | 95768B107 |
| — | CALAMOS CONVERTIBLE OPP AND INC FUND | 111,118 | $1.1M | 0.1% | $9.90 | $9.90 | — | SH BEN INT | 128117108 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 73,513 | $1.021M | 0.1% | $13.89 | $13.59 | — | COM | 09253X102 |
| — | SPROTT FOCUS TRUST | 171,351 | $1.014M | 0.1% | $5.92 | $6.37 | — | COM | 85208J109 |
| — | DIVERSIFIED REAL ASSET INCOME TRUST | 61,386 | $986K | 0.1% | $16.06 | $17.42 | — | COM SHS | 25533B108 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 81,871 | $932K | 0.1% | $11.38 | $14.51 | — | COM SHS | 94987D101 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | 67,646 | $919K | 0.1% | $13.59 | $13.69 | — | COM SH BEN INT | 67070X101 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUND INC | 107,420 | $917K | 0.1% | $8.54 * | $14.95 | -28.0% | COM | 33766Y100 |
| — | CLOUGH GLOBAL ALLOCATION FUND | 59,829 | $783K | 0.1% | $13.09 | $13.63 | — | COM | 18913Y103 |
| — | DIVIDEND AND INCOME FUND INC | 65,520 | $709K | 0.1% | $10.82 | $10.82 | — | COM NEW | 25538A204 |
| — | MFS CHARTER INCOME TRUST | 85,570 | $665K | 0.1% | $7.77 | $8.50 | — | SH BEN INT | 552727109 |
| — | MFS INTERMEDIATE HIGH INCOME FUND | 267,646 | $609K | 0.1% | $2.28 | $2.66 | — | SH BEN INT | 59318T109 |
| — | EATON VANCE MUNICIPAL BOND FUND | 47,000 | $592K | 0.1% | $12.60 | $12.60 | — | COM | 27827X101 |
| — | ABERDEEN CHILE FUND | 96,202 | $576K | 0.0% | $5.99 | $5.99 | — | COM | 00301W105 |
| — | GAMCO GLOBAL GOLD NATURAL RESOURCES & | 113,324 | $567K | 0.0% | $5.00 | $6.56 | — | COM SH BEN INT | 36465A109 |
| — | SWISS HELVETIA FUND INC | 51,600 | $560K | 0.0% | $10.85 | $11.56 | — | COM | 870875101 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 33,600 | $536K | 0.0% | $15.95 | $18.21 | -12.4% | GB MSCI AR ETF | 37950E259 |
| NXRT | NEXPOINT RESIDENTIAL TRUST | 33,266 | $445K | 0.0% | $13.38 | $13.44 | — | COM | 65341D102 |
| — | COHEN & STEERS TOTAL RETURN REALTY FUND | 36,272 | $430K | 0.0% | $11.85 | $12.09 | — | COM | 19247R103 |
| — | FIRST TRUST DIVIDEND AND INCOME FUND | 48,725 | $381K | 0.0% | $7.82 | $7.82 | — | COM | 33731L100 |
| — | NEW GERMANY | 25,461 | $369K | 0.0% | $14.49 | $14.81 | — | COM | 644465106 |
| — | VALE SA PREF ADR | 110,000 | $369K | 0.0% | $3.35 | $9.66 | — | ADR | 91912E204 |
| — | DEUTSCHE MULTI MARKET INCOME TRUST | 48,444 | $356K | 0.0% | $7.35 | $7.35 | — | SHS | 25160E102 |
| — | FIRST TRUST ENEGRY INFRASTRUCTURE FUND | 22,264 | $355K | 0.0% | $15.95 | $15.95 | — | COM | 33738C103 |
| EWG | ISHARES MSCI GERMANY INDEX | 14,200 | $351K | 0.0% | $24.72 | $27.32 | -9.5% | MSCI GERMANY ETF | 464286806 |
| — | PUTNAM MANAGED MUNICIPAL INCOME TRUST | 48,000 | $344K | 0.0% | $7.17 | $6.94 | — | COM | 746823103 |
| FCX | FREEPORT MC MORAN COPPER B | 35,000 | $339K | 0.0% | $9.69 * | $16.78 | -47.8% | CL B | 35671D857 |
| — | FIRST TRUST/FIDAC MORTGAGE INCOME FUND | 19,133 | $275K | 0.0% | $14.37 | $14.09 | — | COM SHS | 33734E103 |
| — | ANADARKO PETROLEUM CORP | 4,000 | $242K | 0.0% | $60.50 | $60.50 | — | COM | 32511107 |
| — | GABELLI GLOBAL MULTIMEDIA TOTAL RETURN | 25,614 | $193K | 0.0% | $7.53 | $7.53 | — | COM | 36239Q109 |
| — | STILLWATER MINING CO | 16,000 | $165K | 0.0% | $10.31 | $16.15 | — | COM | 86074Q102 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 21,566 | $155K | 0.0% | $7.19 | $7.19 | — | COM | 09251A104 |
| — | PUTNAM PREMIER INCOME TRUST | 30,494 | $149K | 0.0% | $4.89 | $5.50 | — | COM | 746853100 |
| — | PUTNAM MASTER INTERMEDIATE INCOME TRUST | 32,380 | $146K | 0.0% | $4.51 | $5.12 | — | COM | 746909100 |
| — | SILVER WHEATON GROUP | 12,000 | $144K | 0.0% | $12.00 | $19.92 | — | COM | 828336107 |
| — | THE EUROPEAN EQUITY FUND INC. | 10,700 | $84,000 | 0.0% | $7.85 | $7.85 | — | COM | 298768102 |