Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $1.254B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 9,338,791 | $163M | 13.0% | $17.47 | $24.99 | — | COM | 88018T101 |
| — | MS INDIA INVESTMENT | 3,846,674 | $95.24M | 7.6% | $24.76 | $18.80 | — | COM | 61745C105 |
| — | KOREA FUND | 2,273,943 | $69.8M | 5.6% | $30.70 | $35.70 | — | COM NEW | 500634209 |
| — | ASIA PACIFIC FUND | 4,512,773 | $44.72M | 3.6% | $9.91 | $10.36 | — | COM | 044901106 |
| — | ABERDEEN LATIN AMERICA EQUITY | 2,901,979 | $43.12M | 3.4% | $14.86 | $28.70 | — | COM | 00306K106 |
| — | ABERDEEN EMERGING MARKETS SMALLER CO OPP | 4,028,274 | $42.86M | 3.4% | $10.64 | $18.03 | — | COM | 00301T102 |
| — | TAIWAN FUND | 2,953,124 | $42.7M | 3.4% | $14.46 | $16.73 | — | COM | 874036106 |
| — | JPMORGAN CHINA REGION FUND INC | 2,856,738 | $41.48M | 3.3% | $14.52 | $15.36 | — | COM | 48126T104 |
| — | MS EMERGING MARKETS | 3,155,070 | $39.47M | 3.1% | $12.51 | $14.50 | — | COM | 61744G107 |
| XXCHNXX | CHINA FUND INC. | 2,476,513 | $37.31M | 3.0% | $15.07 | $18.40 | — | COM | 169373107 |
| — | TEMPLETON EMERGING MARKETS FD | 3,219,503 | $31.54M | 2.5% | $9.79 | $12.79 | — | COM | 880191101 |
| — | INDIA FUND INC | 1,279,941 | $28.49M | 2.3% | $22.26 | $21.10 | — | COM | 454089103 |
| — | KOREA EQUITY | 4,110,259 | $28.09M | 2.2% | $6.84 | $8.04 | — | COM | 50063B104 |
| — | ABERDEEN GREATER CHINA FUND INC | 3,293,244 | $27.38M | 2.2% | $8.31 | $9.79 | — | COM | 003031101 |
| — | MEXICO EQUITY & INCOME FUND INC | 2,548,252 | $26.68M | 2.1% | $10.47 | $14.00 | — | COM | 592834105 |
| — | THAI FUND INC. | 3,915,942 | $26.39M | 2.1% | $6.74 | $18.05 | — | COM | 882904105 |
| — | THE CENTRAL EUROPE RUSSIA AND TURKEY FUN | 1,582,731 | $25.89M | 2.1% | $16.36 | $28.89 | — | COM | 153436100 |
| — | MS ASIA PACIFIC | 1,847,923 | $24.98M | 2.0% | $13.52 | $15.44 | — | COM | 61744U106 |
| EWZ | ISHARES MSCI BRAZIL- US | 1,079,576 | $21.53M | 1.7% | $19.94 * | $43.21 | -52.1% | MSCI BRZ CAP ETF | 464286400 |
| EWY | ISHARES MSCI KOREA | 430,961 | $20.9M | 1.7% | $48.49 * | $52.33 | -5.1% | MSCI STH KOR ETF | 464286772 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 588,800 | $20.11M | 1.6% | $34.15 * | $37.79 | -6.6% | CHINA LG-CAP ETF | 464287184 |
| — | VOYA EMERGING MARKETS HIGH INC | 2,767,439 | $19.76M | 1.6% | $7.14 | $7.60 | — | COM | 92912P108 |
| — | ISHARES MSCI TAIWAN | 1,519,877 | $18.82M | 1.5% | $12.39 | $15.26 | — | MSCI TAIWAN | 464286731 |
| — | LATIN AMERICAN DISCOVERY | 2,484,236 | $17.96M | 1.4% | $7.23 | $12.95 | — | COM | 51828C106 |
| — | ABERDEEN INDONESIA FUND INC | 3,151,731 | $17.13M | 1.4% | $5.44 | $10.52 | — | COM | 00305P106 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 955,932 | $12.27M | 1.0% | $12.83 | $16.45 | — | COM | 33731K102 |
| — | MEXICO FUND | 667,570 | $10.86M | 0.9% | $16.27 | $16.98 | — | COM | 592835102 |
| EWW | ISHARES MSCI MEXICO | 208,092 | $10.21M | 0.8% | $49.05 | $63.11 | -21.0% | MSCI MEX CAP ETF | 464286822 |
| — | ASIA TIGERS FUND INC. | 1,098,013 | $9.75M | 0.8% | $8.88 | $11.56 | — | COM | 04516T105 |
| — | CENTRAL FUND OF CANADA | 873,313 | $8.834M | 0.7% | $10.12 | $11.49 | — | CL A | 153501101 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 628,886 | $6.349M | 0.5% | $10.10 | $11.76 | — | COM | 64128C106 |
| — | ADAMS NATURAL RESOURCES FUND I | 354,624 | $6.227M | 0.5% | $17.56 | $21.24 | — | COM | 00548F105 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY FU | 1,338,518 | $6.191M | 0.5% | $4.63 | $5.23 | — | COM | 95766K109 |
| — | ABERDEEN SINGAPORE FUND INC | 677,574 | $5.661M | 0.5% | $8.35 | $11.57 | — | COM | 003244100 |
| — | CENTRAL GOLDTRUST | 146,669 | $5.65M | 0.5% | $38.52 | $40.68 | — | TR UNIT | 153546106 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 425,650 | $5.372M | 0.4% | $12.62 | $12.66 | — | COM | 006212104 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 614,702 | $5.372M | 0.4% | $8.74 | $8.74 | — | COM | 92912J102 |
| — | BLACKROCK DEBT STRATEGIES FUND INC | 1,489,178 | $4.966M | 0.4% | $3.33 | $3.68 | — | COM | 09255R103 |
| — | NEUBERGER BERMAN REAL ESTATE SECURITIES | 982,898 | $4.865M | 0.4% | $4.95 | $4.95 | — | COM | 64190A103 |
| — | PIMCO DYNAMIC CREDIT INCOME | 269,160 | $4.854M | 0.4% | $18.03 | $19.82 | — | COM SHS | 72202D106 |
| — | MS CHINA A SHARE | 244,415 | $4.673M | 0.4% | $19.12 | $31.07 | — | COM | 617468103 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 613,171 | $4.596M | 0.4% | $7.50 | $7.48 | — | COM | 09251A104 |
| VWO | VANGUARD EMERGING MARKETS ETF | 144,600 | $4.595M | 0.4% | $31.78 * | $34.91 | -6.3% | FTSE EMR MKT ETF | 922042858 |
| — | FIRST TRUST HIGH INCOME LONG/SHORT FUND | 324,192 | $4.526M | 0.4% | $13.96 | $15.63 | — | COM | 33738E109 |
| — | BLACKROCK CORPORATE HIGH YIELD FUND | 440,900 | $4.301M | 0.3% | $9.76 | $11.39 | — | COM | 09255P107 |
| — | TURKISH INVESTMENT FUND INC. | 563,096 | $4.271M | 0.3% | $7.58 | $9.07 | — | COM | 900145103 |
| XXHYBXX | NEW AMERICA HIGH INCOME FUND | 541,547 | $4.183M | 0.3% | $7.72 | $8.89 | — | COM NEW | 641876800 |
| — | REAVES UTILITY INCOME FUND | 160,948 | $4.165M | 0.3% | $25.88 | $25.88 | — | COM SH BEN INT | 756158101 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 211,654 | $4.137M | 0.3% | $19.55 * | $13.26 | +55.0% | SPONS ADR LVL I | 697660207 |
| — | DEUTSCHE HIGH INCOME TRUST | 516,785 | $4.083M | 0.3% | $7.90 | $8.17 | — | SHS | 25155R100 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 591,051 | $4.022M | 0.3% | $6.80 | $9.27 | — | COM | 617477104 |
| — | NUVEEN MORTGAGE OPPORTUNITY TERM FUND | 175,602 | $3.993M | 0.3% | $22.74 | $22.74 | — | COM | 670735109 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 502,864 | $3.945M | 0.3% | $7.85 | $8.83 | — | COM | 67073D102 |
| — | BROOKFIELD MORTGAGE OPPORTUNITY INCOME F | 268,261 | $3.925M | 0.3% | $14.63 | $14.98 | — | COM | 112792106 |
| — | COHEN & STEERS REIT AND PREFERRED INCOME | 204,196 | $3.748M | 0.3% | $18.35 | $17.48 | — | COM | 19247X100 |
| — | TORTOISE PIPELINE & ENERGY FUND INC | 253,724 | $3.731M | 0.3% | $14.70 | $18.61 | — | COM | 89148H108 |
| — | NEXPOINT CREDIT STRATEGIES FUND | 179,942 | $3.678M | 0.3% | $20.44 | $7.39 | — | COM | 65340G106 |
| — | DWS HIGH INCOME OPPORTUNITIES FUND INC | 282,052 | $3.651M | 0.3% | $12.94 | $14.18 | — | COM | 25158Y102 |
| — | LMP REAL ESTATE INCOME FUND INC | 283,621 | $3.646M | 0.3% | $12.86 | $11.90 | — | COM | 50208C108 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME F | 458,811 | $3.471M | 0.3% | $7.57 | $7.42 | — | COM | 12504G100 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 454,017 | $3.296M | 0.3% | $7.26 | $10.39 | — | SHS | G3156P103 |
| — | WELLS FARGO ADVANTAGE INCOME OPPORTUNITI | 429,009 | $3.213M | 0.3% | $7.49 | $8.85 | — | COM SHS | 94987B105 |
| — | LEGG MASON BW GLOBAL INCOME OPPORTUNITIE | 246,097 | $2.852M | 0.2% | $11.59 | $13.08 | — | COM | 52469B100 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 373,726 | $2.807M | 0.2% | $7.51 | $6.87 | — | COM | 00306J109 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 268,278 | $2.781M | 0.2% | $10.37 | $10.81 | — | COM | 95766R104 |
| — | GABELLI DIV & INCOME TRUST | 150,825 | $2.717M | 0.2% | $18.01 | $18.60 | — | COM | 36242H104 |
| — | COHEN & STEERS SELECT PREFERRED AND INCO | 106,275 | $2.651M | 0.2% | $24.94 | $23.85 | — | COM | 19248Y107 |
| — | WESTERN ASSET MANAGED HIGH INCOME FUND I | 570,600 | $2.588M | 0.2% | $4.54 | $5.09 | — | COM | 95766L107 |
| — | COHEN & STEERS INFRASTRUCTURE FUND | 133,040 | $2.535M | 0.2% | $19.05 | $20.70 | — | COM | 19248A109 |
| — | ABERDEEN AUSTRALIA EQUITY FUND | 471,521 | $2.516M | 0.2% | $5.34 | $6.51 | — | COM | 003011103 |
| — | TORTOISE MLP FUND INC | 142,155 | $2.465M | 0.2% | $17.34 | $17.34 | — | COM | 89148B101 |
| — | GABELLI EQUITY TRUST | 469,305 | $2.436M | 0.2% | $5.19 | $6.41 | — | COM | 362397101 |
| — | IVY HIGH INCOME OPPORTUNITY | 194,526 | $2.409M | 0.2% | $12.38 | $15.44 | — | COM | 465893105 |
| — | LIBERTY ALL STAR EQUITY FUND | 456,658 | $2.386M | 0.2% | $5.22 | $5.38 | — | SH BEN INT | 530158104 |
| — | CENTRAL SECS CORP | 128,020 | $2.372M | 0.2% | $18.53 | $21.11 | — | COM | 155123102 |
| — | ABERDEEN CHILE FUND | 433,920 | $2.367M | 0.2% | $5.45 | $5.57 | — | COM | 00301W105 |
| — | GENERAL AMERICAN INVESTORS | 74,749 | $2.319M | 0.2% | $31.02 | $32.08 | — | COM | 368802104 |
| — | BLACKSTONE GSO LONG SHORT CREDIT INCOME | 154,087 | $2.076M | 0.2% | $13.47 | $15.01 | — | COM SHS BN INT | 09257D102 |
| — | CREDIT SUISSE ASSET MANAGEMENT INCOME FU | 684,714 | $1.907M | 0.2% | $2.79 | $3.24 | — | COM | 224916106 |
| — | ZWEIG FUND INC | 137,781 | $1.786M | 0.1% | $12.96 | $13.99 | — | COM NEW | 989834205 |
| — | BLACKROCK RESOURCES AND COMMODITIES STRA | 250,674 | $1.769M | 0.1% | $7.06 | $9.76 | — | SHS | 09257A108 |
| — | NUVEEN GLOBAL HIGH INCOME FUND | 125,646 | $1.727M | 0.1% | $13.74 | $16.69 | — | SHS | 67075G103 |
| — | FIRST TRUST DIVIDEND AND INCOME FUND | 196,436 | $1.651M | 0.1% | $8.40 | $8.26 | — | COM | 33731L100 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | 106,981 | $1.534M | 0.1% | $14.34 | $13.93 | — | COM SH BEN INT | 67070X101 |
| — | BOULDER GROWTH AND INCOME FUND | 191,130 | $1.459M | 0.1% | $7.63 | $8.43 | — | COM | 101507101 |
| — | CALAMOS CONVERTIBLE OPP AND INC FUND | 136,104 | $1.362M | 0.1% | $10.01 | $9.92 | — | SH BEN INT | 128117108 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 127,412 | $1.291M | 0.1% | $10.13 | $10.44 | — | COM | 47109U104 |
| — | MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RE | 67,076 | $1.271M | 0.1% | $18.95 | $23.03 | — | COM | 55608D101 |
| — | ISHARES MSCI FRONTIER 100 ETF | 50,000 | $1.232M | 0.1% | $24.64 | $29.49 | — | MSCI FRNTR100ETF | 464286145 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 68,600 | $1.222M | 0.1% | $17.81 | $18.27 | -1.0% | GB MSCI AR ETF | 37950E259 |
| — | THE CUSHING RENAISSANCE FUND | 85,035 | $1.204M | 0.1% | $14.16 | $17.45 | — | COM | 231647108 |
| — | MVC CAPITAL INC | 162,598 | $1.203M | 0.1% | $7.40 | $11.63 | — | COM | 553829102 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 84,900 | $1.19M | 0.1% | $14.02 | $15.45 | — | COM | 95768B107 |
| — | CUSHING MLP TOTAL RETURN FUND | 108,280 | $1.187M | 0.1% | $10.96 | $4.05 | — | COM SHS | 231631102 |
| — | SWISS HELVETIA FUND INC | 107,234 | $1.123M | 0.1% | $10.47 | $11.00 | — | COM | 870875101 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 73,858 | $1.049M | 0.1% | $14.20 | $13.59 | — | COM | 09253X102 |
| — | NUVEEN INSURED DIVIDEND ADVANTAGE MUNICI | 71,828 | $1.042M | 0.1% | $14.51 | $13.81 | — | COM | 67071L106 |
| — | NEW GERMANY | 72,288 | $1.032M | 0.1% | $14.28 | $14.46 | — | COM | 644465106 |
| EZU | ISHARES EMU INDEX FUND | 29,800 | $1.027M | 0.1% | $34.46 | $39.50 | -11.3% | MSCI EURZONE ETF | 464286608 |
| — | GAMCO NATURAL RESOURCES GOLD & INCOME TR | 171,158 | $990K | 0.1% | $5.78 | $7.30 | — | SH BEN INT | 36465E101 |
| — | SPROTT FOCUS TRUST | 171,351 | $972K | 0.1% | $5.67 | $6.37 | — | COM | 85208J109 |
| — | WELLS FARGO ADVANTAGE MULTI-SECTOR INCOM | 81,871 | $937K | 0.1% | $11.44 | $14.51 | — | COM SHS | 94987D101 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE FUND INC | 107,420 | $899K | 0.1% | $8.37 * | $14.95 | -46.7% | COM | 33766Y100 |
| — | CLOUGH GLOBAL ALLOCATION FUND | 67,031 | $897K | 0.1% | $13.38 | $13.61 | — | COM | 18913Y103 |
| — | MARKET VECTORS AFRICA INDEX ETF | 50,000 | $885K | 0.1% | $17.70 | $25.02 | — | AFRICA ETF | 57060U787 |
| — | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | 71,106 | $876K | 0.1% | $12.32 | $11.53 | — | COM | 746922103 |
| — | GLOBAL X NIGERIA INDEX ETF | 125,000 | $872K | 0.1% | $6.98 | $9.52 | — | GBL X MSCI NGR | 37950E424 |
| — | GABELLI GLOBAL MULTIMEDIA TOTAL RETURN | 106,522 | $791K | 0.1% | $7.43 | $7.45 | — | COM | 36239Q109 |
| UAE | ISHARES MSCI UAE CAPPED ETF | 50,000 | $772K | 0.1% | $15.44 * | $16.46 | -4.0% | ISHARES TR | 46434V761 |
| — | TORTOISE ENERGY INFRASTRUCTURE CORPORATI | 26,900 | $754K | 0.1% | $28.03 | $28.03 | — | COM | 89147L100 |
| — | MFS CHARTER INCOME TRUST | 85,570 | $651K | 0.1% | $7.61 | $8.50 | — | SH BEN INT | 552727109 |
| — | BLACKROCK MULTI-SECTOR INCOME TRUST | 40,176 | $635K | 0.1% | $15.81 | $15.81 | — | COM | 09258A107 |
| — | MFS INTERMEDIATE HIGH INCOME FUND | 267,646 | $612K | 0.0% | $2.29 | $2.66 | — | SH BEN INT | 59318T109 |
| — | PUTNAM PREMIER INCOME TRUST | 95,494 | $468K | 0.0% | $4.90 | $5.09 | — | COM | 746853100 |
| NXRT | NEXPOINT RESIDENTIAL TRUST | 33,266 | $436K | 0.0% | $13.11 | $13.44 | — | COM | 65341D102 |
| — | BLACKROCK INTERNATIONAL GROWTH | 65,900 | $402K | 0.0% | $6.10 | $6.10 | — | COM BENE INTER | 092524107 |
| — | PUTNAM MASTER INTERMEDIATE INCOME TRUST | 78,170 | $352K | 0.0% | $4.50 | $4.76 | — | COM | 746909100 |
| — | NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 | 15,000 | $334K | 0.0% | $22.27 | $22.27 | — | COM | 67074R100 |
| SPY | S&P 500 DEPOSITARY RECEIPT | 1,400 | $281K | 0.0% | $200.71 | $205.36 | -0.7% | TR UNIT | 78462F103 |
| — | SILVER WHEATON GROUP | 22,000 | $275K | 0.0% | $12.50 | $16.55 | — | COM | 828336107 |
| — | VALE SA PREF ADR | 60,000 | $149K | 0.0% | $2.48 | $9.66 | — | ADR | 91912E204 |
| — | NUVEEN GLOBAL EQUITY INCOME FUND | 13,400 | $145K | 0.0% | $10.82 | $10.82 | — | COM | 6706EH103 |
| — | STILLWATER MINING CO | 16,000 | $137K | 0.0% | $8.56 | $16.15 | — | COM | 86074Q102 |
| FCX | FREEPORT MC MORAN COPPER B | 15,000 | $98,000 | 0.0% | $6.53 * | $16.78 | -63.4% | CL B | 35671D857 |
| — | THE EUROPEAN EQUITY FUND INC. | 11,160 | $89,000 | 0.0% | $7.97 | $7.86 | — | COM | 298768102 |
| — | BARRICK GOLD CORP | 10,000 | $77,000 | 0.0% | $7.70 | $7.70 | — | COM | 067901108 |