Karpus Management, Inc. Diversified Active

CIK: 0001048703 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Feb 11, 2022

Total Value ($000): $3,360,692 (100.0% shares, 0.0% debt)

Holdings (297)

BLV VANGUARD BD INDEX FD INC LONG TERM BOND 5.2%
Value ($000) $174,375 Shares 1,704,048 Est. Cost $103.98 Unrealized —
VOO VANGUARD INDEX FDS S&P 500 ETF SH 5.1%
Value ($000) $172,530 Shares 437,449 Est. Cost $323.53 Unrealized —
— NUVEEN NY AMT FREE MUN INCOME COM 4.8%
Value ($000) $162,301 Shares 11,735,411 Est. Cost $12.68 Unrealized —
IVV ISHARES CORE S&P500 ETF 4.7%
Value ($000) $156,543 Shares 363,360 Est. Cost $330.86 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL BND MRKT 3.6%
Value ($000) $120,968 Shares 1,415,655 Est. Cost $86.01 Unrealized —
VB VANGUARD INDEX FDS SMALL CP ETF 3.3%
Value ($000) $111,986 Shares 512,125 Est. Cost $132.08 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 2.7%
Value ($000) $91,430 Shares 1,393,538 Est. Cost $59.84 Unrealized —
VWO VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 2.7%
Value ($000) $90,148 Shares 1,802,599 Est. Cost $43.48 Unrealized —
XBFZX BLACKROCK CALIFORNIA MUNICIPAL INCOME TR 2.1%
Value ($000) $69,254 Shares 4,695,212 Est. Cost $13.51 Unrealized —
IWB ISHARES RUSSELL 1000 ETF 2.0%
Value ($000) $66,451 Shares 274,921 Est. Cost $184.51 Unrealized —
— WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 1.9%
Value ($000) $63,266 Shares 4,591,159 Est. Cost $11.40 Unrealized —
— ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 1.7%
Value ($000) $55,751 Shares 5,514,423 Est. Cost $10.11 Unrealized —
— GUGGENHEIM ENHNCD EQTY INCM FD COM 1.6%
Value ($000) $53,873 Shares 5,805,260 Est. Cost $6.22 Unrealized —
VTI VANGUARD INDEX FDS TOTAL STK MKT 1.2%
Value ($000) $39,660 Shares 178,602 Est. Cost $129.72 Unrealized —
— INVESCO S&P 500 EQUAL WEIGHT ETF 1.1%
Value ($000) $38,406 Shares 256,346 Est. Cost $139.86 Unrealized —
— BLACKROCK MUNIYIELD INSURED 1.1%
Value ($000) $37,709 Shares 2,568,724 Est. Cost $12.47 Unrealized —
VPL VANGUARD FTSE PACIFIC ETF 1.1%
Value ($000) $36,676 Shares 452,567 Est. Cost $60.94 Unrealized —
— DWS MUNICIPAL INCOME TRUST 1.1%
Value ($000) $36,464 Shares 3,064,188 Est. Cost $10.88 Unrealized —
— VIRTUS ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPP FD 1.1%
Value ($000) $35,556 Shares 1,332,673 Est. Cost $26.56 Unrealized —
— AFRICAN GOLD ACQ CRP; TNT ACQ DT: 2/26/2023; CASH; $10.00 1.0%
Value ($000) $35,227 Shares 3,624,215 Est. Cost $9.64 Unrealized —
— SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 1.0%
Value ($000) $34,163 Shares 3,375,747 Est. Cost $10.05 Unrealized —
ESGV VANGUARD ESG US STOCK ETF 1.0%
Value ($000) $32,915 Shares 411,134 Est. Cost $66.36 Unrealized —
— BREEZE ACQ CORP; TNT ACQ DT: 11/23/2021; CASH: $10.15 0.9%
Value ($000) $31,049 Shares 3,077,157 Est. Cost $10.12 Unrealized —
— TWELVE SEASACQ CRP II; TNT ACQ DT: 2/26/2023; CASH; $10.00 0.9%
Value ($000) $30,696 Shares 3,159,699 Est. Cost $9.65 Unrealized —
— OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15 0.9%
Value ($000) $29,226 Shares 2,952,146 Est. Cost $9.87 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ETF 0.9%
Value ($000) $29,037 Shares 72,359 Est. Cost $301.17 Unrealized —
— GABELLI DIVD & INCOME TR COM 0.9%
Value ($000) $28,965 Shares 1,123,095 Est. Cost $17.81 Unrealized —
— BENESSERE CAPITAL ACQ CORP; TNT ACQ DT: 1/4/2022; CASH: $10.15 0.9%
Value ($000) $28,915 Shares 2,877,085 Est. Cost $9.94 Unrealized —
— E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.8%
Value ($000) $27,268 Shares 2,776,802 Est. Cost $10.18 Unrealized —
— SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 0.8%
Value ($000) $26,800 Shares 2,664,006 Est. Cost $10.01 Unrealized —
— SPDR SERIES TRUST- SPDR S&P DIVIDEND ETF 0.8%
Value ($000) $25,778 Shares 219,291 Est. Cost $122.28 Unrealized —
XENWX EATON VANCE NEW YORK MUN BD FD COM 0.7%
Value ($000) $23,779 Shares 1,938,596 Est. Cost $11.56 Unrealized —
— ZANITE ACQ CRP; TNT ACQ DT: 5/17/2021; CASH: $10.10 0.7%
Value ($000) $23,609 Shares 2,335,258 Est. Cost $10.08 Unrealized —
SHM SPDR SER TR NUVN BR SHT MUNI 0.7%
Value ($000) $23,148 Shares 468,585 Est. Cost $49.61 Unrealized —
VT VANGUARD TOTAL WORLD STOCK ETF 0.7%
Value ($000) $22,285 Shares 218,849 Est. Cost $103.40 Unrealized —
— EATON VANCE MUN BD FD COM 0.7%
Value ($000) $22,282 Shares 1,665,313 Est. Cost $12.31 Unrealized —
VSGX VANGUARD ESG INTERNATIONAL STOCK ETF 0.7%
Value ($000) $22,263 Shares 360,592 Est. Cost $60.17 Unrealized —
— EDOC ACQ CORP; TNT ACQ DT: 11/10/2021; CASH: $10.17 0.6%
Value ($000) $21,047 Shares 2,075,680 Est. Cost $10.16 Unrealized —
VEU VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 0.6%
Value ($000) $21,034 Shares 345,040 Est. Cost $48.68 Unrealized —
— FOXWAYNE ENTERPRICES ACQ CORP; TNT ACQ DT: 1/20/2022; CASH: $10.10 0.6%
Value ($000) $21,009 Shares 2,128,577 Est. Cost $9.77 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.6%
Value ($000) $20,665 Shares 368,616 Est. Cost $55.91 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 0.6%
Value ($000) $20,034 Shares 396,800 Est. Cost $48.57 Unrealized —
— TASTEMAKER ACQ CORP; TNT ACQ DT: 1/8/2023; CASH: $10.00 0.6%
Value ($000) $19,565 Shares 1,984,237 Est. Cost $9.74 Unrealized —
— GLOBAL SPAC PARTNERS ACQ CRP; TNT ACQ DT: 4/9/2022; CASH: $10.10 0.6%
Value ($000) $19,445 Shares 1,948,355 Est. Cost $9.90 Unrealized —
— DTF TAX-FREE INCOME INC COM 0.6%
Value ($000) $19,138 Shares 1,324,429 Est. Cost $14.51 Unrealized —
— VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 0.6%
Value ($000) $18,819 Shares 1,868,851 Est. Cost $9.96 Unrealized —
RMCO AMERICAN OPPORTUNITY ACQ CRP; TNT ACQ DT: 3/18/2022; CASH: $10.10 0.5%
Value ($000) $18,260 Shares 1,848,217 Est. Cost $9.85 Unrealized +0.3%
— PROPERTY SOLUTIONS ACQ CRP II; TNT ACQ DT: 2/25/2023; CASH: $10.00 0.5%
Value ($000) $17,844 Shares 1,845,255 Est. Cost $9.72 Unrealized —
— YELLOWSTONE ACQ CORP; TNT ACQ DT: 01/26/22; CASH: $10.20 0.5%
Value ($000) $17,732 Shares 1,747,040 Est. Cost $10.03 Unrealized —
— EAST RESOURCES ACQ CORP; TNT ACQ DT: 07/23/2020; CASH: $10.00 0.5%
Value ($000) $17,162 Shares 1,744,067 Est. Cost $9.76 Unrealized —
— ROYCE MICRO-CAP TRUST INC 0.5%
Value ($000) $16,930 Shares 1,482,499 Est. Cost $10.21 Unrealized —
QUAL ISHARES EDGE MSCI USA QUALITY 0.5%
Value ($000) $16,656 Shares 126,438 Est. Cost $129.89 Unrealized —
MAQC MAQUIA CAPITAL ACQ CRP; TNT ACQ DT: 5/5/22; CASH: $10.15 0.5%
Value ($000) $16,621 Shares 1,660,474 Est. Cost $9.93 Unrealized -0.1%
— NUVEEN OHIO QUALITY INCOME MUN COM 0.5%
Value ($000) $16,510 Shares 1,041,630 Est. Cost $14.62 Unrealized —
TLT ISHARES LEHMAN 20 plus YR TREAS 0.5%
Value ($000) $16,250 Shares 112,595 Est. Cost $141.36 Unrealized —
— VICKERS ACQ CRP; TNT ACQ DT: 1/7/2022; CASH: $9.85 0.5%
Value ($000) $16,204 Shares 1,623,696 Est. Cost $9.90 Unrealized —
— MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 0.5%
Value ($000) $15,828 Shares 1,584,378 Est. Cost $9.91 Unrealized —
— VIRTUS ALLIANZGI EQUITY & CONVERTIB INC FD 0.5%
Value ($000) $15,491 Shares 525,643 Est. Cost $28.01 Unrealized —
— BLACKROCK SCIENCE & TECH TR SHS 0.5%
Value ($000) $15,310 Shares 293,527 Est. Cost $52.16 Unrealized —
— ATLANTIC STREET ACQ CORP; TNT ACQ DT: 10/2/2022; CASH $10.00 0.4%
Value ($000) $15,006 Shares 1,531,190 Est. Cost $10.03 Unrealized —
PZA POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 0.4%
Value ($000) $14,736 Shares 548,606 Est. Cost $27.03 Unrealized —
— INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS 0.4%
Value ($000) $14,572 Shares 1,079,395 Est. Cost $12.74 Unrealized —
— RIVERNORTH MANAGED DURATION 0.4%
Value ($000) $14,500 Shares 730,464 Est. Cost $17.72 Unrealized —
— VIVEON HEALTH ACQ CRP; TNT ACQ DT: 3/22/2022; CASH: $10.10 0.4%
Value ($000) $14,373 Shares 1,438,729 Est. Cost $9.85 Unrealized —
— LMF ACQ CRP; TNT ACQ DT: 7/26/2022; CASH: $10.20 0.4%
Value ($000) $14,151 Shares 1,409,504 Est. Cost $9.87 Unrealized —
ACWX ISHARES TR MSCI ACWI EX US 0.4%
Value ($000) $13,929 Shares 251,385 Est. Cost $53.13 Unrealized —
TMPOQ ACE Convergence Acqu-Class A 0.4%
Value ($000) $13,543 Shares 1,366,600 Est. Cost $9.91 Unrealized —
— ASTREA ACQ CRP; TNT ACQ DT: 2/4/2023; CASH: $10.00 0.4%
Value ($000) $12,805 Shares 1,285,612 Est. Cost $9.64 Unrealized —
— GLOBAL CONSUMER ACQ CRP; TNT ACQ DT: 6/9/2022; CASH: $10.05 0.4%
Value ($000) $12,494 Shares 1,264,525 Est. Cost $9.88 Unrealized —
ACWI ISHARES MSCI ACWI INDEX FUND 0.4%
Value ($000) $12,419 Shares 124,292 Est. Cost $98.36 Unrealized —
— EXECUTIVE NETWORK PARTNERING ACQ CORP; TNT ACQ DT: 9/16/22; CASH: $25.00 0.4%
Value ($000) $12,134 Shares 1,235,667 Est. Cost $13.83 Unrealized —
EWC ISHARES MSCI CDA ETF 0.3%
Value ($000) $11,500 Shares 316,801 Est. Cost $26.44 Unrealized —
— VOYA GLBL EQTY DIV & PREM OPP COM 0.3%
Value ($000) $11,149 Shares 1,889,657 Est. Cost $5.07 Unrealized —
— KINGSWOOD ACQ CORP; TNT ACQ DT: 05/19/22; CASH: $10.25 0.3%
Value ($000) $10,622 Shares 1,052,716 Est. Cost $9.95 Unrealized —
— EDTECHX II ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.15 0.3%
Value ($000) $10,500 Shares 1,052,067 Est. Cost $9.88 Unrealized —
— BIG CYPRESS ACQ CORP; TNT ACQ DT: 4/12/2022; CASH: $10.10 0.3%
Value ($000) $10,445 Shares 1,036,230 Est. Cost $9.88 Unrealized —
VTEB VANGUARD TAX-EXEMPT BOND ETF 0.3%
Value ($000) $10,417 Shares 190,200 Est. Cost $54.99 Unrealized —
XEVMX EATON VANCE CALIF MUN BD FD COM 0.3%
Value ($000) $10,379 Shares 869,289 Est. Cost $10.50 Unrealized —
— NUVEEN AMT-FREE MUN INCOME FD COM 0.3%
Value ($000) $10,322 Shares 679,525 Est. Cost $13.62 Unrealized —
— MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 0.3%
Value ($000) $9,975 Shares 1,003,554 Est. Cost $9.80 Unrealized —
— DATA KNIGHTS ACQ CRP; TNT ACQ DT: 5/7/2022; CASH: $10.20 0.3%
Value ($000) $9,868 Shares 981,898 Est. Cost $9.94 Unrealized —
— WESTERN ASST MN PRT FD INC COM 0.3%
Value ($000) $9,738 Shares 621,411 Est. Cost $14.74 Unrealized —
— NORTHERN LIGHTS ACQ CRP; TNT ACQ DT: 6/4/21; CASH: $10.20 0.3%
Value ($000) $9,442 Shares 943,300 Est. Cost $10.01 Unrealized —
— INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 0.3%
Value ($000) $9,368 Shares 943,357 Est. Cost $10.12 Unrealized —
— GIGCAPITAL4 ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 0.3%
Value ($000) $9,150 Shares 928,029 Est. Cost $9.85 Unrealized —
— GLOBIS ACQ CRP; TNT ACQ DT: 12/11/2021; CASH: $10.10 0.3%
Value ($000) $9,099 Shares 905,397 Est. Cost $9.94 Unrealized —
— BETTER WORLD ACQ CRP; TNT ACQ DT: 11/12/2021; CASH: $10.10 0.3%
Value ($000) $9,068 Shares 900,008 Est. Cost $10.00 Unrealized —
— ADARA ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.10 0.3%
Value ($000) $9,001 Shares 918,506 Est. Cost $9.63 Unrealized —
— PETRA ACQ CORP; TNT ACQ DT: 10/8/2021; CASH: $10.10 0.3%
Value ($000) $8,848 Shares 877,820 Est. Cost $10.04 Unrealized —
— OTR ACQ CORP; TNT ACQ DT: 5/17/2022; CASH: $10.25 0.3%
Value ($000) $8,841 Shares 878,839 Est. Cost $10.02 Unrealized —
EWJ ISHARES MSCI JAPAN ETF 0.3%
Value ($000) $8,679 Shares 123,545 Est. Cost $65.76 Unrealized —
— MFS GOVT MKTS INCOME TR SH BEN INT 0.3%
Value ($000) $8,651 Shares 2,002,557 Est. Cost $4.61 Unrealized —
— ACKRELL ACQ CRP SUBUNIT; TNT ACQ DT: 12/21/2021; CASH: $10.10 0.3%
Value ($000) $8,561 Shares 853,149 Est. Cost $9.95 Unrealized —
— WARRIOR TECH ACQ CRP; TNT ACQ DT: 8/26/2022; CASH: $10.00 0.2%
Value ($000) $8,029 Shares 818,489 Est. Cost $9.69 Unrealized —
— CF ACQ CRP VI; TNT ACQ DT: 2/19/2023; CASH: $10.00 0.2%
Value ($000) $7,978 Shares 821,604 Est. Cost $9.74 Unrealized —
— ADIT EDTECH ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 0.2%
Value ($000) $7,945 Shares 815,722 Est. Cost $9.63 Unrealized —
XMVFX BLACKROCK MUNIVEST FUND 0.2%
Value ($000) $7,757 Shares 819,116 Est. Cost $8.68 Unrealized —
— TRADEUP ACQ CRP; TNT ACQ DT: 1/15/2023; CASH: $10.20 0.2%
Value ($000) $7,706 Shares 778,400 Est. Cost $9.90 Unrealized —
— BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST 0.2%
Value ($000) $7,646 Shares 652,915 Est. Cost $9.13 Unrealized —
— OYSTER ACQ CRP; TNT ACQ DT: 1/20/2023; CASH: $10.00 0.2%
Value ($000) $7,615 Shares 781,075 Est. Cost $9.64 Unrealized —
— WESTERN ASSET INTERMEDIATE 0.2%
Value ($000) $7,540 Shares 773,374 Est. Cost $9.06 Unrealized —
— FLAME ACQ CRP; TNT ACQ DT: 2/25/2023; CASH: $10.00 0.2%
Value ($000) $7,520 Shares 773,702 Est. Cost $9.66 Unrealized —
SUB ISHARES SHORT TERM NATIONAL MUNI BOND 0.2%
Value ($000) $7,396 Shares 68,751 Est. Cost $106.59 Unrealized —
— ISLEWORTH HEALTHCARE ACQ CRP; TNT ACQ DT: 2/25/2023; CASH: $10.00 0.2%
Value ($000) $7,372 Shares 749,989 Est. Cost $9.69 Unrealized —
— QUANTUM FINTECH ACQ CRP; TNT ACQ DT: 2/5/2023; CASH: $10.00 0.2%
Value ($000) $7,155 Shares 726,378 Est. Cost $9.66 Unrealized —
— JAPAN SMALLER CAPTLZTN FD INC COM 0.2%
Value ($000) $6,864 Shares 758,507 Est. Cost $9.33 Unrealized —
XJEQX ABERDEEN JAPAN EQUITY FUND INC 0.2%
Value ($000) $6,621 Shares 679,092 Est. Cost $8.86 Unrealized —
EWY ISHARES MSCI SOUTH KOREA IND 0.2%
Value ($000) $6,577 Shares 81,540 Est. Cost $88.45 Unrealized —
— NEW GERMANY FD INC COM 0.2%
Value ($000) $6,555 Shares 331,918 Est. Cost $15.01 Unrealized —
— GOLDENBRIDGE ACQ CRP; TNT ACQ DT: 3/2/2022; CASH: $10.00 0.2%
Value ($000) $6,409 Shares 646,049 Est. Cost $9.80 Unrealized —
— VENTOUX CCM ACQ CRP; TNT ACQ DT: 3/24/2022; CASH: $10.10 0.2%
Value ($000) $6,407 Shares 640,730 Est. Cost $9.82 Unrealized —
— TWIN RIDGE CAPITAL ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.2%
Value ($000) $6,402 Shares 660,000 Est. Cost $9.65 Unrealized —
VUG VANGUARD GROWTH ETF 0.2%
Value ($000) $6,361 Shares 21,922 Est. Cost $165.98 Unrealized —
— GABELLI HLTHCARE & WELLNESS TR SHS 0.2%
Value ($000) $6,260 Shares 473,890 Est. Cost $10.58 Unrealized —
— VENUS ACQ CRP; TNT ACQ DT: 2/9/2022; CASH: $10.10 0.2%
Value ($000) $6,087 Shares 607,460 Est. Cost $9.95 Unrealized —
— KINS TECHNOLOGY ACQ CRP; TNT ACQ DT: 6/15/2022; CASH: $10.10 0.2%
Value ($000) $5,890 Shares 592,571 Est. Cost $9.82 Unrealized —
— ACE GLOBAL BUSINESS ACQ CRP; TNT ACQ DT: 4/6/2022; CASH: $10.20 0.2%
Value ($000) $5,783 Shares 575,458 Est. Cost $10.05 Unrealized —
— BLACKROCK SCIENCE AND TECHNOLOGY TRUST II 0.2%
Value ($000) $5,769 Shares 149,527 Est. Cost $22.58 Unrealized —
— MOUNTAIN CREST ACQ CRP IV; TNT ACQ DT: 6/29/2022 CASH: $10.00 0.2%
Value ($000) $5,652 Shares 581,433 Est. Cost $9.72 Unrealized —
— RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND 0.2%
Value ($000) $5,354 Shares 228,723 Est. Cost $22.06 Unrealized —
AGG ISHARES LEHMAN AGG BOND FUND 0.2%
Value ($000) $5,324 Shares 46,365 Est. Cost $115.27 Unrealized —
— GROWTH CAPITAL ACQ CRP; TNT ACQ DT: 1/29/2023; CASH: $10.00 0.2%
Value ($000) $5,307 Shares 537,158 Est. Cost $9.70 Unrealized —
— GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 0.2%
Value ($000) $5,278 Shares 532,612 Est. Cost $9.91 Unrealized —
— NEUBERGER BERMAN NY INTMD MU 0.2%
Value ($000) $5,241 Shares 398,998 Est. Cost $11.90 Unrealized —
— TAIWAN FD INC COM 0.2%
Value ($000) $5,128 Shares 145,645 Est. Cost $20.91 Unrealized —
— ATLANTIC COASTAL ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.2%
Value ($000) $5,102 Shares 526,474 Est. Cost $9.66 Unrealized —
— G&P ACQ CRP; TNT ACQ DT: 3/11/2023; CASH: $10.10 0.2%
Value ($000) $5,083 Shares 515,029 Est. Cost $9.70 Unrealized —
— DELWINDS INSURANCE ACQ CRP; TNT ACQ DT:6/11/2022; CASH: $10.00 0.2%
Value ($000) $5,078 Shares 515,035 Est. Cost $9.79 Unrealized —
— HAYMAKER ACQ CRP II; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.1%
Value ($000) $4,830 Shares 496,100 Est. Cost $9.67 Unrealized —
— CHP MERGER CRP; TNT ACQ DT: 11/22/2021; CASH: $10.00 0.1%
Value ($000) $4,772 Shares 476,230 Est. Cost $10.02 Unrealized —
IMAQ INTERNATIONAL MEDIA ACQ CRP; TNT ACQ DT: 7/29/22; CASH: $10.00 0.1%
Value ($000) $4,615 Shares 470,968 Est. Cost $9.76 Unrealized 0.0%
— STONEBRIDGE ACQ CRP; TNT ACQ DT: 10/16/22; CASH: $10.10 0.1%
Value ($000) $4,484 Shares 452,916 Est. Cost $9.90 Unrealized —
— CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00 0.1%
Value ($000) $4,417 Shares 442,994 Est. Cost $9.95 Unrealized —
BSV VANGUARD BD INDEX FD INC SHORT TRM BOND 0.1%
Value ($000) $4,314 Shares 52,650 Est. Cost $81.89 Unrealized —
— BLACKROCK MUNIYIELD CALI FD 0.1%
Value ($000) $4,244 Shares 279,427 Est. Cost $14.54 Unrealized —
— MODEL PERFORMANCE ACQ CRP; TNT ACQ DT: 4/8/2022; CASH: $10.10 0.1%
Value ($000) $4,205 Shares 421,331 Est. Cost $9.91 Unrealized —
— ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC 0.1%
Value ($000) $4,184 Shares 502,896 Est. Cost $9.05 Unrealized —
— Aries I Acq Crp; Tnt Acq Dt: 5/18/2022; Cash: $10.00 0.1%
Value ($000) $4,043 Shares 405,100 Est. Cost $9.98 Unrealized —
— BITE ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 0.1%
Value ($000) $3,921 Shares 403,000 Est. Cost $9.67 Unrealized —
— EVO ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 0.1%
Value ($000) $3,855 Shares 397,843 Est. Cost $9.70 Unrealized —
— BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 0.1%
Value ($000) $3,783 Shares 380,167 Est. Cost $10.05 Unrealized —
— MORGAN STANLEY INDIA INVS FD COM 0.1%
Value ($000) $3,751 Shares 135,941 Est. Cost $23.52 Unrealized —
— EDIFY ACQ CRP; TNT ACQ DT: 1/14/2023; CASH: $10.00 0.1%
Value ($000) $3,739 Shares 382,675 Est. Cost $9.70 Unrealized —
NXDT NEXPOINT RESIDENTAL TRUST 0.1%
Value ($000) $3,728 Shares 267,989 Est. Cost $8.26 Unrealized —
— RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND 0.1%
Value ($000) $3,557 Shares 153,863 Est. Cost $21.12 Unrealized —
PUCK GOAL ACQ CRP; TNT ACQ DT: 2/11/2023; CASH: $10.00 0.1%
Value ($000) $3,492 Shares 359,283 Est. Cost $9.67 Unrealized -0.1%
— ARROWROOT ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.1%
Value ($000) $3,488 Shares 360,361 Est. Cost $9.65 Unrealized —
— EATON VANCE TX ADV GLBL DIV FD COM 0.1%
Value ($000) $3,368 Shares 158,293 Est. Cost $12.41 Unrealized —
— CLEANTECH ACQ CRP; TNT ACQ DT: 7/15/2022 CASH: $10.10 0.1%
Value ($000) $3,368 Shares 339,195 Est. Cost $9.93 Unrealized —
— PROGRESS ACQ CRP; TNT ACQ DT: 11/9/2022; CASH: $10.00 0.1%
Value ($000) $3,365 Shares 343,015 Est. Cost $9.62 Unrealized —
— MFS INVT GRADE MUN TR SH BEN INT 0.1%
Value ($000) $3,240 Shares 324,018 Est. Cost $9.26 Unrealized —
— ADAMS DIVERSIFIED EQUITY FD COM 0.1%
Value ($000) $3,168 Shares 160,022 Est. Cost $12.59 Unrealized —
— BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST 0.1%
Value ($000) $3,019 Shares 490,935 Est. Cost $4.74 Unrealized —
— THAYER VENTURES ACQ CRP; TNT ACQ DT: 6/11/2022; CASH: $10.20 0.1%
Value ($000) $2,993 Shares 296,023 Est. Cost $9.96 Unrealized —
— FTAC HERA ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.1%
Value ($000) $2,914 Shares 299,200 Est. Cost $9.75 Unrealized —
— OCEANTECH ACQ CRP; TNT ACQ DT: 5/22/2022 CASH: $10.10 0.1%
Value ($000) $2,893 Shares 291,951 Est. Cost $9.91 Unrealized —
— BLACKROCK MUN INC TRUST II 0.1%
Value ($000) $2,795 Shares 184,607 Est. Cost $15.75 Unrealized —
— BLUE SAFARI ACQ CRP; TNT ACQ DT: 6/10/2022; CASH: $10.10 0.1%
Value ($000) $2,712 Shares 273,894 Est. Cost $9.90 Unrealized —
— BURGUNDY TECH ACQ CORP; TNT ACQ DT: 2/27/22; CASH: $10.05 0.1%
Value ($000) $2,683 Shares 269,610 Est. Cost $10.16 Unrealized —
— BULLL HORN ACQ CRP; TNT ACQ DT: 4/30/2022; CASH: $10.10 0.1%
Value ($000) $2,669 Shares 268,282 Est. Cost $9.85 Unrealized —
— BOA ACQ CRP; TNT ACQ DT: 2/24/2021; CASH: $10.00 0.1%
Value ($000) $2,651 Shares 273,000 Est. Cost $9.67 Unrealized —
YAC YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 0.1%
Value ($000) $2,538 Shares 256,885 Est. Cost $9.88 Unrealized —
— KISMET ACQ CRP III; TNT ACQ DT: 2/27/2023; CASH: $10.00 0.1%
Value ($000) $2,450 Shares 251,800 Est. Cost $9.73 Unrealized —
— RECHARGE ACQ CORP; TNT ACQ DT: 10/05/22; CASH: $10.10 0.1%
Value ($000) $2,425 Shares 244,996 Est. Cost $10.08 Unrealized —
— BROOKLINE CAPITAL ACQ CRP; TNT ACQ DT: 1/19/23; CASH: $10.00 0.1%
Value ($000) $2,422 Shares 243,423 Est. Cost $9.88 Unrealized —
XXCHNXX CHINA FD INC COM 0.1%
Value ($000) $2,402 Shares 94,438 Est. Cost $20.53 Unrealized —
EMXC iShares MSCI EM ex China ETF 0.1%
Value ($000) $2,384 Shares 39,310 Est. Cost $60.65 Unrealized —
— INTERPRIVATE ACQ CRP IV; TNT ACQ DT: 3/5/2023; CASH: $10.00 0.1%
Value ($000) $2,346 Shares 242,825 Est. Cost $9.70 Unrealized —
— L&F ACQ CORP; TNT ACQ DT: 5/18/22; CASH: $10.15 0.1%
Value ($000) $2,301 Shares 230,147 Est. Cost $9.94 Unrealized —
— CLOVER LEAF CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.15 0.1%
Value ($000) $2,292 Shares 229,852 Est. Cost $9.97 Unrealized —
— PROPERTY SOLUTIONS ACQ CRP II UNIT; TNT ACQ DT: 2/25/2023; CASH: $10.00 0.1%
Value ($000) $2,232 Shares 225,500 Est. Cost $9.83 Unrealized —
— TWELVE SEASACQ CRP II UNIT; TNT ACQ DT: 2/26/2023; CASH; $10.00 0.1%
Value ($000) $2,178 Shares 220,001 Est. Cost $9.85 Unrealized —
— KL ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 0.1%
Value ($000) $2,148 Shares 219,875 Est. Cost $9.70 Unrealized —
— AURORA ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.1%
Value ($000) $2,139 Shares 215,400 Est. Cost $9.91 Unrealized —
— INTERPRIVATE ACQ CRP III; TNT ACQ DT: 3/5/2023; CASH: $10.00 0.1%
Value ($000) $2,117 Shares 213,700 Est. Cost $9.70 Unrealized —
— TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; CASH $10.00 0.1%
Value ($000) $2,107 Shares 208,437 Est. Cost $10.10 Unrealized —
— MUDRICK CAPITAL ACQ CRP II; TNT ACQ DT: 9/8/2022; CASH$ 10.15 0.1%
Value ($000) $2,101 Shares 211,150 Est. Cost $9.95 Unrealized —
— GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 0.1%
Value ($000) $2,018 Shares 200,000 Est. Cost $10.09 Unrealized —
— YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 0.1%
Value ($000) $1,931 Shares 188,186 Est. Cost $10.05 Unrealized —
GRND TIGA ACQ CRP; TNT ACQ DT: 5/24/2021; CASH: $10.10 0.1%
Value ($000) $1,914 Shares 188,917 Est. Cost $10.08 Unrealized —
— ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 0.1%
Value ($000) $1,899 Shares 188,226 Est. Cost $9.92 Unrealized —
DJT DIGITAL WORLD ACQ CRP; TNT ACQ DT; 9/3/2022; CASH: $10.20 0.1%
Value ($000) $1,891 Shares 190,000 Est. Cost $9.95 Unrealized 0.0%
— HPX ACQ CORP; TNT ACQ DT: 7/16/2022 CASH: $10.00 0.1%
Value ($000) $1,890 Shares 192,050 Est. Cost $10.02 Unrealized —
— FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 0.1%
Value ($000) $1,863 Shares 188,900 Est. Cost $9.87 Unrealized —
— NORTH ATLANTIC ACQ CRP; TNT ACQ DT: 1/22/2023; CASH: $10.00 0.1%
Value ($000) $1,825 Shares 187,000 Est. Cost $9.95 Unrealized —
— DHB ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.1%
Value ($000) $1,812 Shares 186,841 Est. Cost $9.69 Unrealized —
— NUVEEN CORPORATE INCOME TERM TRUST 11/1/2021 0.1%
Value ($000) $1,798 Shares 191,655 Est. Cost $9.37 Unrealized —
— BLACKROCK MUNIHOLDINGS NY INSURED FD 0.1%
Value ($000) $1,784 Shares 122,667 Est. Cost $12.45 Unrealized —
— INVESCO PA VALUE MUN INCOME TR COM 0.1%
Value ($000) $1,750 Shares 132,013 Est. Cost $12.75 Unrealized —
— LIONHEART ACQ CORP II; TNT ACQ DT: 2/13/2022; CASH: $10.00 0.0%
Value ($000) $1,658 Shares 167,323 Est. Cost $10.05 Unrealized —
— KLUDEIN I ACQ CORP; TNT ACQ DT: 1/7/2023; CASH: $10.00 0.0%
Value ($000) $1,616 Shares 163,895 Est. Cost $9.74 Unrealized —
— ARCHIMEDES TECH ACQ CRP UNIT; TNT ACQ DT: 9/11/2022: CASH: $10.00 0.0%
Value ($000) $1,588 Shares 159,600 Est. Cost $9.89 Unrealized —
— IGNYTE ACQ CORP; TNT ACQ DT: 1/28/2023; CASH: $10.00 0.0%
Value ($000) $1,528 Shares 156,049 Est. Cost $9.65 Unrealized —
— SILVER CREST ACQ CRP; TNT ACQ DT; 1/14/2023; CASH: $10.00 0.0%
Value ($000) $1,465 Shares 149,022 Est. Cost $9.83 Unrealized —
EEM ISHARES TR MSCI EMG MKT ETF 0.0%
Value ($000) $1,412 Shares 28,031 Est. Cost $36.71 Unrealized —
— M3-BRIGADE ACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.0%
Value ($000) $1,346 Shares 135,856 Est. Cost $9.72 Unrealized —
— RIVERNORTH MARKETPLACE LENDING CORPORATION 0.0%
Value ($000) $1,344 Shares 69,988 Est. Cost $15.55 Unrealized —
— RXR AACQ CRP; TNT ACQ DT: 3/4/2023; CASH: $10.00 0.0%
Value ($000) $1,329 Shares 136,677 Est. Cost $9.71 Unrealized —
— AUTHENTIC EQUITY ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 0.0%
Value ($000) $1,328 Shares 136,939 Est. Cost $9.69 Unrealized —
— CHARDAN NEXTECH ACQ CRP 2; TNT ACQ DT: 8/11/2022; CASH: $10.15 0.0%
Value ($000) $1,323 Shares 133,234 Est. Cost $9.93 Unrealized —
— IRON SPARK ACQ CRP; TNT ACQ DT: 6/9/2023; CASH: $10.40 0.0%
Value ($000) $1,290 Shares 128,996 Est. Cost $9.98 Unrealized —
— LMP CAPITAL AND INCOME FUND INC 0.0%
Value ($000) $1,280 Shares 93,029 Est. Cost $12.03 Unrealized —
— NUVEEN NY MUNI VALUE FUND 0.0%
Value ($000) $1,280 Shares 127,741 Est. Cost $10.06 Unrealized —
— NUVEEN NY DIVID ADVNTG MUN FD COM 0.0%
Value ($000) $1,245 Shares 84,590 Est. Cost $12.38 Unrealized —
— TUATARA ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 0.0%
Value ($000) $1,236 Shares 127,000 Est. Cost $9.70 Unrealized —
— G SQUARED ACQ CRP; TNT ACQ DT; 2/4/2023; CASH: $10.00 0.0%
Value ($000) $1,214 Shares 123,092 Est. Cost $9.86 Unrealized —
— GIGINTERNATIONAL I ACQ CRP; TNT ACQ DT: 8/18/2022; CASH $10.10 0.0%
Value ($000) $1,210 Shares 122,600 Est. Cost $9.87 Unrealized —
— OMNICHANNEL ACQ CRP; TNT ACQ DT: 5/19/2022; CASH: $10.00 0.0%
Value ($000) $1,189 Shares 120,100 Est. Cost $9.83 Unrealized —
— LAKESHORE ACQ CRP; TNT ACQ DT: 9/10/2022 CASH: $10.00 0.0%
Value ($000) $1,158 Shares 118,750 Est. Cost $9.75 Unrealized —
— POEMA GLOBAL ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 0.0%
Value ($000) $1,141 Shares 115,825 Est. Cost $9.83 Unrealized —
— B RILEY PRINCIPAL 150 ACQ CRP; TNT ACQ DT: 2/19/2023; CASH: $10.00 0.0%
Value ($000) $1,023 Shares 104,925 Est. Cost $9.75 Unrealized —
— WARRIOR TECH ACQ CRP UNIT; TNT ACQ DT: 8/26/2022; CASH: $10.00 0.0%
Value ($000) $1,002 Shares 100,000 Est. Cost $9.90 Unrealized —
— BRIGHT LIGHTS ACQ CRP; TNT ACQ DT: 1/7/2023; CASH: $10.00 0.0%
Value ($000) $974 Shares 100,000 Est. Cost $9.60 Unrealized —
— CASCADE ACQ CRP, TNT ACQ DT: 5/19/2022; CASH: $10.10 0.0%
Value ($000) $964 Shares 96,925 Est. Cost $9.82 Unrealized —
— ESM ACQ CRP; TNT ACQ DT: 3/10/2023; CASH: $10.00 0.0%
Value ($000) $952 Shares 97,500 Est. Cost $9.66 Unrealized —
— WESTERN ASSET INFLATION-LINKED OPP & INC FD 0.0%
Value ($000) $934 Shares 70,304 Est. Cost $12.46 Unrealized —
— BLACKROCK MUNIYIELD QUALITY 0.0%
Value ($000) $917 Shares 56,576 Est. Cost $16.75 Unrealized —
— LIGHTJUMP ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00 0.0%
Value ($000) $901 Shares 91,459 Est. Cost $9.70 Unrealized —
— BLACKROCK HEALTH SCIENCES TRUST II 0.0%
Value ($000) $886 Shares 32,831 Est. Cost $26.30 Unrealized —
— CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 0.0%
Value ($000) $881 Shares 88,808 Est. Cost $9.98 Unrealized —
— CHAVANT CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.00 0.0%
Value ($000) $879 Shares 89,255 Est. Cost $9.85 Unrealized —
— KAIROS ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00 0.0%
Value ($000) $859 Shares 88,825 Est. Cost $9.76 Unrealized —
— DUNE ACQ CRP; TNT ACQ DT: 6/18/2022; CASH: $10.00 0.0%
Value ($000) $828 Shares 83,628 Est. Cost $9.78 Unrealized —
— MHD ACQ CORP; TNT ACQ DT: 2/2/2023; CASH: $10.00 0.0%
Value ($000) $815 Shares 82,700 Est. Cost $9.64 Unrealized —
— NEUBERGER BERMAN CA INT MUNI 0.0%
Value ($000) $809 Shares 56,500 Est. Cost $13.06 Unrealized —
— ARBI SPAC I; TNT ACQ DT: 8/10/2022; CASH: $10.00 0.0%
Value ($000) $802 Shares 82,000 Est. Cost $9.78 Unrealized —
— PACIFICO ACQ CRP; TNT ACQ DT; 9/4/2022; CASH: $10.10 0.0%
Value ($000) $788 Shares 80,200 Est. Cost $9.83 Unrealized —
— MACQUARIE GLBL INFRA TOTL RETN COM 0.0%
Value ($000) $766 Shares 32,851 Est. Cost $23.25 Unrealized —
— SPORTSTEK ACQ CRP; TNT ACQ DT: 2/17/2021; CASH: $10.00 0.0%
Value ($000) $761 Shares 78,000 Est. Cost $9.62 Unrealized —
— MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 0.0%
Value ($000) $740 Shares 75,000 Est. Cost $9.63 Unrealized —
— ANZU ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.0%
Value ($000) $713 Shares 73,420 Est. Cost $9.74 Unrealized —
— MORINGA ACQ CRP; TNT ACQ DT: 2/17/2021; CASH: $10.00 0.0%
Value ($000) $698 Shares 71,975 Est. Cost $9.65 Unrealized —
— HEALTHCARE CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 0.0%
Value ($000) $654 Shares 66,345 Est. Cost $9.69 Unrealized —
— TREPONT ACQ CRP; TNT ACQ DT: 6/2/2022; CASH: $10.10 0.0%
Value ($000) $640 Shares 64,239 Est. Cost $9.88 Unrealized —
— VANECK VECTORS ETF TR AMT FREE SHORT M 0.0%
Value ($000) $636 Shares 35,343 Est. Cost $17.24 Unrealized —
— CENTRAL SECURITIES CORP 0.0%
Value ($000) $634 Shares 15,000 Est. Cost $42.27 Unrealized —
— BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 0.0%
Value ($000) $619 Shares 61,008 Est. Cost $9.77 Unrealized —
— ROTH CH ACQ CRP III; TNT ACQ DT: 2/23/2023; CASH $10.00 0.0%
Value ($000) $596 Shares 60,000 Est. Cost $9.90 Unrealized —
HD HOME DEPOT INC COM 0.0%
Value ($000) $591 Shares 1,800 Est. Cost $182.94 Unrealized +61.0%
— FUSION ACQ CRP II; TNT ACQ DT: 2/26/2023; CASH; $10.00 0.0%
Value ($000) $583 Shares 60,001 Est. Cost $9.67 Unrealized —
IEV ISHARES TR EUROPE ETF 0.0%
Value ($000) $560 Shares 10,740 Est. Cost $39.12 Unrealized —
SPY SPDR S&P 500 ETF TR TR UNIT 0.0%
Value ($000) $558 Shares 1,300 Est. Cost $321.86 Unrealized —
— INVESCO QUALITY MUNI INC TRST COM 0.0%
Value ($000) $525 Shares 39,865 Est. Cost $11.71 Unrealized —
— MONUMENT CIRCLE ACQ CORP; TNT ACQ DT: 1/14/23; CASH: $10.00 0.0%
Value ($000) $488 Shares 50,000 Est. Cost $9.62 Unrealized —
— MISSION ADVANCEMENT ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.0%
Value ($000) $486 Shares 50,000 Est. Cost $9.72 Unrealized —
— MFS INTER INCOME TR SH BEN INT 0.0%
Value ($000) $485 Shares 133,951 Est. Cost $3.60 Unrealized —
— CROWN ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 0.0%
Value ($000) $485 Shares 49,700 Est. Cost $9.68 Unrealized —
— TAILWIND ACQ CRP II; TNT ACQ DT: 2/19/2023; CASH: $10.00 0.0%
Value ($000) $484 Shares 49,925 Est. Cost $9.68 Unrealized —
MSFT MICROSOFT CORP COM 0.0%
Value ($000) $479 Shares 1,700 Est. Cost $222.90 Unrealized +25.9%
— ITHAX ACQ CRP; TNT ACQ DT: 1/28/2023; CASH: $10.00 0.0%
Value ($000) $476 Shares 48,825 Est. Cost $9.76 Unrealized —
— NOVUS CAPITAL ACQ CRP II; TNT ACQ DT: 2/4/2023; CASH: $10.00 0.0%
Value ($000) $475 Shares 47,977 Est. Cost $9.76 Unrealized —
— 26 CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 0.0%
Value ($000) $455 Shares 46,825 Est. Cost $9.72 Unrealized —
— COLONNADE ACQ CRP II; TNT ACQ DT: 3/10/2023; CASH $10.00 0.0%
Value ($000) $440 Shares 45,000 Est. Cost $9.76 Unrealized —
— NOBLE ROCK ACQ CRP; TNT ACQ DT: 2/2/2023; CASH: $10.00 0.0%
Value ($000) $437 Shares 45,000 Est. Cost $9.68 Unrealized —
— PMV CONSUMER ACQ CORP; TNT ACQ DT: 9/21/2022; CASH: $10.00 0.0%
Value ($000) $435 Shares 44,349 Est. Cost $10.15 Unrealized —
DIS DISNEY WALT CO COM DISNEY 0.0%
Value ($000) $425 Shares 2,515 Est. Cost $142.18 Unrealized +22.5%
— AGRICO ACQ CRP; TNT ACQ DT; 7/7/2022; CASH: $10.20 0.0%
Value ($000) $407 Shares 40,644 Est. Cost $10.01 Unrealized —
— CHURCHILL CAPITAL CORP VII; TNT ACQ DT: 2/12/2023; CASH: $10.00 0.0%
Value ($000) $389 Shares 40,000 Est. Cost $9.72 Unrealized —
GSAQ GLOBAL SYNERGY ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00 0.0%
Value ($000) $388 Shares 39,546 Est. Cost $9.77 Unrealized —
— CLASS ACCELERATION ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00 0.0%
Value ($000) $350 Shares 36,000 Est. Cost $9.66 Unrealized —
— NUVEEN CORE EQUITY ALPHA FUND COM 0.0%
Value ($000) $333 Shares 19,500 Est. Cost $12.36 Unrealized —
— AMERICAS TECHNOLOGY ACQ CRP; TNT ACQ DT: 12/15/2021; CASH: $10.10 0.0%
Value ($000) $328 Shares 32,707 Est. Cost $9.98 Unrealized —
— ACQ CRP; TNT ACQ DT: 2/3/2023; CASH: $10.00 0.0%
Value ($000) $326 Shares 33,300 Est. Cost $9.71 Unrealized —
— CARTESIAN ACQ CRP; TNT ACQ DT: 2/24/2021; CASH: $10.00 0.0%
Value ($000) $322 Shares 32,700 Est. Cost $9.67 Unrealized —
— BYTE ACQ CRP; TNT ACQ DT: 3/19/2023; CASH: $10.00 0.0%
Value ($000) $318 Shares 32,771 Est. Cost $9.64 Unrealized —
— MFS MUNICIPAL INCOME TRUST 0.0%
Value ($000) $316 Shares 45,200 Est. Cost $6.81 Unrealized —
— GLENFARNE ACQ CRP; TNT ACQ DT: 3/19/2023; CASH: $10.00 0.0%
Value ($000) $314 Shares 32,400 Est. Cost $9.64 Unrealized —
ORCL ORACLE CORP COM 0.0%
Value ($000) $309 Shares 3,550 Est. Cost $73.60 Unrealized +13.2%
— COHEN & STEERS QUALITY INCOME REALTY FUND 0.0%
Value ($000) $306 Shares 20,557 Est. Cost $9.04 Unrealized —
— 890 5TH AVENUE PARTNERS ACQ CORP; TNT ACQ DT: 1/12/23; CASH: $10.00 0.0%
Value ($000) $295 Shares 29,750 Est. Cost $9.69 Unrealized —
— MALLARD ACQ CORP; TNT ACQ DT: 4/24/2022; CASH: $10.00 0.0%
Value ($000) $291 Shares 29,196 Est. Cost $9.96 Unrealized —
— INTERPRIVATE ACQ CRP II; TNT ACQ DT: 3/5/2023; CASH: $10.00 0.0%
Value ($000) $269 Shares 27,525 Est. Cost $9.70 Unrealized —
— NORTHERN STAR ACQ CRP; TNT ACQ DT: 3/2/2023; CASH: $10.00 0.0%
Value ($000) $255 Shares 26,000 Est. Cost $9.85 Unrealized —
— INSIGHT SELECT INCOME FUND 0.0%
Value ($000) $254 Shares 12,100 Est. Cost $20.99 Unrealized —
SRE SEMPRA ENERGY COM 0.0%
Value ($000) $253 Shares 2,000 Est. Cost $54.48 Unrealized +5.1%
EUSG EUROPEAN SUSTAINABLE GROWTH ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.0 0.0%
Value ($000) $248 Shares 25,000 Est. Cost $9.72 Unrealized —
— ATHLON ACQ CRP; TNT ACQ DT: 1/12/2023; CASH: $10.00 0.0%
Value ($000) $245 Shares 25,000 Est. Cost $9.64 Unrealized —
— BIOTECH ACQ CORP; TNT ACQ DT: 1/26/2023; CASH: $10.00 0.0%
Value ($000) $244 Shares 25,000 Est. Cost $9.72 Unrealized —
— PRIVETERRA ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00 0.0%
Value ($000) $244 Shares 25,000 Est. Cost $9.64 Unrealized —
PEP PEPSICO INC COM 0.0%
Value ($000) $226 Shares 1,500 Est. Cost $126.17 Unrealized +7.0%
— ISHARES MSCI CHINA ETF 0.0%
Value ($000) $222 Shares 3,290 Est. Cost $80.98 Unrealized —
PG PROCTER & GAMBLE CO COM 0.0%
Value ($000) $221 Shares 1,584 Est. Cost $115.68 Unrealized +10.0%
— WESTERN ASSET INV GRA DEF OP 0.0%
Value ($000) $219 Shares 9,900 Est. Cost $22.12 Unrealized —
— ROSECLIFF ACQ CRP; TNT ACQ DT: 2/12/2023; CASH: $10.00 0.0%
Value ($000) $189 Shares 19,500 Est. Cost $9.70 Unrealized —
— CF ACQ CRP V; TNT ACQ DT: 1/19/23; CASH: $10.00 0.0%
Value ($000) $186 Shares 18,800 Est. Cost $9.62 Unrealized —
— QUEEN'S GAMBIT GROWTH CAPITAL; TNT ACT DT:A 01/22/2023: CASH $10.00 0.0%
Value ($000) $182 Shares 18,453 Est. Cost $9.86 Unrealized —
— INVESCO VALUE MUN INCOME TR COM 0.0%
Value ($000) $172 Shares 10,574 Est. Cost $14.18 Unrealized —
— HH&L ACQ CRP; TNT ACQ DT: 2/5/2023; CASH: $10.00 0.0%
Value ($000) $171 Shares 17,600 Est. Cost $9.72 Unrealized —
— VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 0.0%
Value ($000) $163 Shares 16,487 Est. Cost $9.69 Unrealized —
— EMPOWERMENT & INCLUSION ACQ CRP; TNT ACQ DT: 1/8/2023; CASH: $10.00 0.0%
Value ($000) $150 Shares 15,350 Est. Cost $9.64 Unrealized —
— FTAC ATHENA ACQ CRP; TNT ACQ DT: 2/23/2023; CASH $10.00 0.0%
Value ($000) $148 Shares 15,000 Est. Cost $9.88 Unrealized —
— GREENCITY ACQ CRP; TNT ACQ DT: 7/24/2021; CASH: $10.15 0.0%
Value ($000) $135 Shares 13,233 Est. Cost $10.13 Unrealized —
— ABERDEEN TOTAL DYNAMIC DIVID 0.0%
Value ($000) $124 Shares 12,700 Est. Cost $10.16 Unrealized —
— SPK ACQ CRP; TNT ACQ DT: 6/8/2022; CASH: $10.00 0.0%
Value ($000) $124 Shares 12,600 Est. Cost $9.84 Unrealized —
— ARCHIMEDES TECH ACQ CRP; TNT ACQ DT: 9/11/2022: CASH: $10.00 0.0%
Value ($000) $117 Shares 12,000 Est. Cost $9.67 Unrealized —
— ITIQUIRA ACQ CRP; TNT ACQ DT: 2/3/2023; CASH: $10.00 0.0%
Value ($000) $114 Shares 11,715 Est. Cost $9.65 Unrealized —
— LIBERTY ALL-STAR GROWTH FD 0.0%
Value ($000) $108 Shares 12,500 Est. Cost $6.04 Unrealized —