CIK: 0001076809 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value ($000): $663,824 (96.9% shares, 3.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FAMILY DLR STORES INC | 1,088,333 | $86,240 | 13.0% | $79.24 | — | COM | 307000109 |
| — | DRESSER-RAND GROUP INC | 850,840 | $68,365 | 10.3% | $82.01 | — | COM | 261608103 |
| — | SALIX PHARMACEUTICALS INC | 310,700 | $53,692 | 8.1% | $172.81 | — | COM | 795435106 |
| — | TRW AUTOMOTIVE HLDGS CORP | 393,663 | $41,276 | 6.2% | $102.36 | — | COM | 87264S106 |
| — | ARUBA NETWORKS INC | 1,497,077 | $36,663 | 5.5% | $24.49 | — | COM | 043176106 |
| — | SIGMA ALDRICH CORP | 261,530 | $36,157 | 5.4% | $137.34 | — | COM | 826552101 |
| — | RIVERBED TECHNOLOGY INC | 1,675,697 | $35,039 | 5.3% | $20.57 | — | COM | 768573107 |
| — | AUSPEX PHARMACEUTICALS INC | 324,517 | $32,539 | 4.9% | $100.27 | — | COM | 05211J102 |
| — | PEPCO HOLDINGS INC | 848,986 | $22,778 | 3.4% | $26.88 | — | COM | 713291102 |
| — | LIFE TIME FITNESS INC | 254,367 | $18,050 | 2.7% | $70.96 | — | COM | 53217R207 |
| — | TALISMAN ENERGY INC | 2,303,615 | $17,692 | 2.7% | $7.83 | — | COM | 87425E103 |
| — | CENTRAL EUROPEAN MEDIA | 16,985,000 | $17,017 | 2.6% | $1.00 | — | NOTE 5.000%11/1 | 153443AH9 |
| — | ORBITZ WORLDWIDE INC | 1,397,817 | $16,299 | 2.5% | $11.66 | — | COM | 68557K109 |
| — | RIO ALTO MNG LTD NEW | 6,450,100 | $15,863 | 2.4% | $2.46 | — | COM | 76689T104 |
| CMCSA | COMCAST CORP NEW | 274,356 | $15,493 | 2.3% | $21.64 | +3.5% | NEW CL A | 20030N101 |
| — | AR CAP ACQUISITION CORP | 1,448,682 | $14,414 | 2.2% | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | PHARMACYCLICS INC | 53,300 | $13,642 | 2.1% | $255.95 | — | COM | 716933106 |
| — | SUSQUEHANNA BANCSHARES INC P | 862,661 | $11,827 | 1.8% | $13.44 | — | PC | 869099101 |
| — | RTI INTL METALS INC | 310,000 | $11,132 | 1.7% | $35.91 | — | COM | 74973W107 |
| — | EXELIS INC | 418,682 | $10,203 | 1.5% | $24.37 | — | COM | 30162A108 |
| — | HOSPIRA INC | 102,600 | $9,012 | 1.4% | $87.84 | — | COM | 441060100 |
| — | BOULEVARD ACQUISITION CORP | 881,461 | $8,638 | 1.3% | $9.80 | — | COM | 10157P104 |
| — | TERRAPIN 3 ACQUISITION CORP | 846,859 | $8,536 | 1.3% | $10.03 | — | UNIT 06/27/2019 | 88104P203 |
| — | GARNERO GROUP ACQUISITION CO | 709,462 | $7,024 | 1.1% | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| — | MEADOWBROOK INS GROUP INC | 778,007 | $6,613 | 1.0% | $8.50 | — | COM | 58319P108 |
| — | QUINPARIO ACQUISITION CORP 2 | 604,360 | $6,116 | 0.9% | $10.12 | — | UNIT 01/01/2023 ADDED | 74874U200 |
| — | BANK KY FINL CORP | 95,761 | $4,697 | 0.7% | $46.23 | — | COM | 062896105 |
| — | POLYPORE INTL INC | 79,150 | $4,662 | 0.7% | $58.90 | — | COM | 73179V103 |
| — | FREESCALE SEMICONDUCTOR LTD | 113,964 | $4,645 | 0.7% | $40.76 | — | COM | G3727Q101 |
| — | ADVENT SOFTWARE INC | 104,409 | $4,605 | 0.7% | $44.11 | — | COM | 007974108 |
| — | ANNALY CAP MGMT INC | 3,515,000 | $3,524 | 0.5% | $1.00 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | CLECO CORP NEW | 44,000 | $2,399 | 0.4% | $54.55 | — | COM | 12561W105 |
| — | C B PHARMA ACQUISITION CORP | 220,260 | $2,163 | 0.3% | $9.82 | — | SHS ADDED | G2029P126 |
| — | GLOBAL DEFENSE & NATL SEC SY | 190,177 | $1,980 | 0.3% | $10.17 | — | COM | 37953N108 |
| — | 1347 CAP CORP | 201,300 | $1,932 | 0.3% | $9.56 | — | COM | 68245V103 |
| — | INTERNATIONAL GAME TECHNOLOG | 78,500 | $1,367 | 0.2% | $16.87 | — | COM | 459902102 |
| — | BOULEVARD ACQUISITION CORP | 128,877 | $1,307 | 0.2% | $10.07 | — | UNIT 02/19/2019 | 10157P203 |
| — | ROI ACQUISITION CORP II | 126,844 | $1,258 | 0.2% | $9.85 | — | COM | 74966G101 |
| TTMI | TTM TECHNOLOGIES INC | 111,036 | $1,000 | 0.2% | $8.22 | 0.0% | COM | 87305R109 |
| — | BARINGTON HILCO ACQUISITION | 86,186 | $858 | 0.1% | $9.96 | — | UNIT 99/99/9999T ADDED | 06759V200 |
| — | HARMONY MERGER CORP | 75,000 | $750 | 0.1% | $10.00 | — | UNIT 99/99/9999 ADDED | 413247206 |
| — | SINO MERCURY ACQUISITION COR | 69,744 | $715 | 0.1% | $10.00 | — | UNIT 08/26/2016 | 82936K201 |
| — | GARNERO GROUP ACQUISITION CO | 69,501 | $671 | 0.1% | $9.54 | — | SHS | G5866L108 |
| — | UNITED STATES OIL FUND LP | 2,381 | $619 | 0.1% | — | — | Put | 91232N108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 54,589 | $549 | 0.1% | $9.66 | — | COM | 13215Q106 |
| — | CATAMARAN CORP | 8,000 | $476 | 0.1% | $59.50 | — | COM | 148887102 |
| — | CAPITOL ACQUISITION CORP II | 44,905 | $454 | 0.1% | $9.65 | — | COM | 14056V105 |
| — | C B PHARMA ACQUISITION CORP | 39,524 | $404 | 0.1% | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| — | SALIX PHARMACEUTICALS INC | 261 | $316 | 0.0% | $172.81 | — | Call | 795435106 |
| — | FINTECH ACQUISITION CORP | 25,200 | $261 | 0.0% | $10.36 | — | UNIT 99/99/9999 ADDED | 31809H209 |
| — | 1347 CAP CORP | 25,799 | $259 | 0.0% | $10.11 | — | UNIT 07/18/2016 | 68245V202 |
| — | HYDRA INDS ACQUISITION CORP | 25,100 | $247 | 0.0% | $10.00 | — | UNIT 10/20/2021 | 448740209 |
| — | TRW AUTOMOTIVE HLDGS CORP | 500 | $225 | 0.0% | $102.36 | — | Call | 87264S106 |
| — | BOULEVARD ACQUISITION CORP | 262,516 | $184 | 0.0% | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | AR CAP ACQUISITION CORP | 15,822 | $156 | 0.0% | $9.83 | — | COM | 00191R109 |
| — | INTERNATIONAL GAME TECHNOLOG | 600 | $150 | 0.0% | $16.87 | — | Call | 459902102 |
| — | CAMBRIDGE CAP ACQUISITION CO | 586,370 | $141 | 0.0% | $0.42 | — | *W EXP 12/17/201 | 13215Q114 |
| — | HYPERION THERAPEUTICS INC | 2,400 | $110 | 0.0% | $45.83 | — | COM | 44915N101 |
| — | TALISMAN ENERGY INC | 376 | $109 | 0.0% | $7.83 | — | Call | 87425E103 |
| — | KOFAX LTD | 6,402 | $70 | 0.0% | $10.93 | — | COM | G5307C105 |
| — | 1347 CAP CORP | 196,813 | $55 | 0.0% | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | ADVENT SOFTWARE INC | 100 | $39 | 0.0% | $44.11 | — | Call | 007974108 |
| — | INTEGRATED SILICON SOLUTION | 2,000 | $36 | 0.0% | $18.00 | — | COM | 45812P107 |
| — | 1347 CAP CORP | 150,000 | $35 | 0.0% | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | GARNERO GROUP ACQUISITION CO | 99,083 | $19 | 0.0% | $0.30 | — | RIGHT 06/25/2016 | G5866L132 |
| — | LEVY ACQUISITION CORP | 1,000 | $13 | 0.0% | $9.71 | — | COM | 52748T104 |
| — | CATAMARAN CORP | 20 | $9 | 0.0% | $59.50 | — | Call | 148887102 |
| — | AR CAP ACQUISITION CORP | 18,560 | $8 | 0.0% | $0.34 | — | *W EXP 10/06/201 | 00191R117 |
| — | LORAL SPACE & COMMUNICATNS I | 100 | $7 | 0.0% | $80.00 | — | COM | 543881106 |
| — | VITESSE SEMICONDUCTOR CORP | 1,100 | $6 | 0.0% | $5.45 | — | COM NEW | 928497304 |
| — | EMULEX CORP | 1,000 | $5 | 0.0% | — | — | Call | 292475209 |
| SYY | SYSCO CORP | 100 | $4 | 0.0% | $27.57 | +7.2% | COM | 871829107 |
| — | WINTHROP RLTY TR | 200 | $3 | 0.0% | $15.00 | — | SH BEN INT NEW | 976391300 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $2 | 0.0% | $0.06 | — | NEW RIGHT 01/27/2016 | 203668116 |
| — | LEVY ACQUISITION CORP | 100 | $0 | 0.0% | $0.48 | — | *W EXP 11/19/201 | 52748T112 |