CIK: 0001076809 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value ($000): $775,356 (88.9% shares, 11.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MARKETO INC | 2,173,118 | $75,668 | 9.8% | $34.82 | — | COM | 57063L107 |
| — | DEMANDWARE INC | 917,662 | $68,733 | 8.9% | $74.90 | — | COM | 24802Y105 |
| — | LINKEDIN CORP | 275,704 | $52,177 | 6.7% | $189.25 | — | COM | 53578A108 |
| — | AXIALL CORP | 1,287,467 | $41,984 | 5.4% | $32.61 | — | COM | 05463D100 |
| — | VIRGIN AMER INC | 648,501 | $36,452 | 4.7% | $56.21 | — | COM VTG | 92765X208 |
| — | HEARTWARE INTL INC | 566,972 | $32,743 | 4.2% | $57.75 | — | COM | 422368100 |
| — | EXAMWORKS GROUP INC | 891,211 | $31,059 | 4.0% | $34.85 | — | COM | 30066A105 |
| — | CELATOR PHARMACEUTICALS INC | 965,785 | $29,147 | 3.8% | $30.18 | — | COM | 15089R102 |
| — | INCONTACT INC | 1,889,504 | $26,170 | 3.4% | $13.85 | — | NOTE 2.500% 4/0 | 45336EAB5 |
| — | DIAMOND RESORTS INTL INC | 850,000 | $25,466 | 3.3% | $29.96 | — | COM | 25272T104 |
| — | STARWOOD HOTELS&RESORTS WRLD | 344,100 | $25,446 | 3.3% | $73.95 | — | COM | 85590A401 |
| — | HEARTWARE INTL INC | 21,545,000 | $21,316 | 2.7% | $0.99 | — | NOTE 1.750%12/1 | 422368AC4 |
| — | QLOGIC CORP | 1,344,223 | $19,814 | 2.6% | $14.74 | — | COM | 747277101 |
| — | VALSPAR CORP | 171,232 | $18,498 | 2.4% | $107.97 | — | COM | 920355104 |
| — | QLIK TECHNOLOGIES INC | 622,568 | $18,416 | 2.4% | $29.58 | — | COM | 74733T105 |
| — | ST JUDE MED INC | 222,000 | $17,316 | 2.2% | $78.00 | — | COM | 790849103 |
| — | SCIQUEST INC NEW | 964,676 | $17,036 | 2.2% | $17.66 | — | COM | 80908T101 |
| — | TIVO INC | 16,000,000 | $15,620 | 2.0% | $0.98 | — | NOTE 2.000%10/0 | 888706AF5 |
| — | BOULEVARD ACQUISITION | 1,438,398 | $14,024 | 1.8% | $9.75 | — | CL A | 10157Q102 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,298,610 | $12,843 | 1.7% | $9.80 | — | COM | 74874U101 |
| — | CF CORP | 1,262,800 | $12,527 | 1.6% | $9.92 | — | UNIT 99/99/9999 | G20307123 |
| — | HENNESSY CAP ACQUISITION COR | 1,202,480 | $11,782 | 1.5% | $9.68 | — | COM | 42588J100 |
| — | CAPITOL ACQUISITION CORP III | 1,210,436 | $11,741 | 1.5% | $9.72 | — | COM | 14055M106 |
| — | AR CAP ACQUISITION CORP | 1,083,762 | $10,762 | 1.4% | $9.82 | — | COM | 00191R109 |
| — | LINKEDIN CORP | 10,500,000 | $10,362 | 1.3% | $0.99 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | ELECTRUM SPL ACQUISITION COR | 924,205 | $9,039 | 1.2% | $9.71 | — | SHS | G3105C104 |
| — | HYDRA INDS ACQUISITION CORP | 908,305 | $8,983 | 1.2% | $9.86 | — | COM | 448740100 |
| — | TERRAPIN 3 ACQUISITION CORP | 809,212 | $8,060 | 1.0% | $9.95 | — | COM CL A | 88104P104 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 7,850,000 | $7,786 | 1.0% | $0.99 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| — | GLOBAL PARTNER ACQUISITION C | 680,327 | $6,667 | 0.9% | $9.80 | — | COM | 37954X105 |
| — | LDR HLDG CORP | 179,116 | $6,618 | 0.9% | $36.95 | — | COM | 50185U105 |
| — | KRISPY KREME DOUGHNUTS INC | 272,708 | $5,716 | 0.7% | $20.96 | — | COM | 501014104 |
| — | EASTERLY ACQUISITION CORP | 574,869 | $5,628 | 0.7% | $9.73 | — | COM | 27616L102 |
| — | ELIZABETH ARDEN INC | 375,100 | $5,161 | 0.7% | $13.76 | — | COM | 28660G106 |
| — | INGRAM MICRO INC | 141,700 | $4,928 | 0.6% | $35.00 | — | CL A | 457153104 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 4,944,000 | $4,867 | 0.6% | $0.98 | — | NOTE 0.500% 8/1 | 74734MAE9 |
| — | XURA INC | 198,872 | $4,858 | 0.6% | $24.43 | — | COM | 98420V107 |
| — | HARMONY MERGER CORP | 430,670 | $4,320 | 0.6% | $9.90 | — | COM | 413247107 |
| — | KLR ENERGY ACQUISITION CORP | 375,554 | $3,756 | 0.5% | $10.00 | — | CL A | 49877M108 |
| — | JENSYN ACQUISITION CORP | 307,132 | $3,031 | 0.4% | $9.87 | — | COM | 47632B102 |
| — | DOUBLE EAGLE ACQUISITION COR | 302,640 | $2,963 | 0.4% | $10.01 | — | UNIT 99/99/9999 | G28195108 |
| — | PACE HLDGS CORP | 286,400 | $2,821 | 0.4% | $9.83 | — | CL A | G6865N103 |
| — | ORIGO ACQUISITION CORP | 232,110 | $2,372 | 0.3% | $10.22 | — | SHS | G67789126 |
| — | REACHLOCAL INC | 490,000 | $2,230 | 0.3% | $4.55 | — | COM | 75525F104 |
| — | 1347 CAP CORP | 232,546 | $2,153 | 0.3% | $9.59 | — | COM | 68245V103 |
| — | AROWANA INC | 204,197 | $2,056 | 0.3% | $10.07 | — | SHS | G05011104 |
| — | JM GLOBAL HLDG CO | 209,004 | $2,038 | 0.3% | $9.75 | — | COM | 46590H101 |
| — | BARINGTON HILCO ACQUISITION | 190,751 | $1,913 | 0.2% | $9.95 | — | COM | 06759V101 |
| — | ELECTRO RENT CORP | 123,907 | $1,909 | 0.2% | $15.41 | — | COM | 285218103 |
| KLAC | KLA-TENCOR CORP | 20,000 | $1,465 | 0.2% | $56.58 | +7.4% | COM | 482480100 |
| — | SYMMETRY SURGICAL INC | 106,875 | $1,403 | 0.2% | $13.13 | — | COM | 87159G100 |
| — | XENOPORT INC | 199,000 | $1,401 | 0.2% | $7.04 | — | COM | 98411C100 |
| — | GP INVTS ACQUISITION COR | 94,267 | $914 | 0.1% | $9.72 | — | SHS | G40357124 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $578 | 0.1% | $10.22 | — | SHS | G68588105 |
| — | GORES HLDGS INC | 46,307 | $451 | 0.1% | $9.75 | — | CL A | 382866101 |
| — | E COMPASS ACQUISITION CORP | 42,344 | $428 | 0.1% | $10.11 | — | ORD SHS | G2920Y101 |
| — | ATLANTIC ALLIANCE PARTNER CO | 32,267 | $335 | 0.0% | $10.17 | — | SHS | G04897107 |
| — | TERRAPIN 3 ACQUISITION CORP | 784,929 | $165 | 0.0% | $0.22 | — | W EXP 06/27/201 | 88104P112 |
| — | BOULEVARD ACQUISITION | 435,859 | $144 | 0.0% | $0.33 | — | W EXP 09/25/202 | 10157Q110 |
| — | QUINPARIO ACQUISITION CORP 2 | 648,545 | $117 | 0.0% | $0.18 | — | W EXP 01/01/202 | 74874U119 |
| — | FINTECH ACQUISITION CORP | 11,441 | $114 | 0.0% | $10.05 | — | COM | 31809H100 |
| — | GLOBAL PARTNER ACQUISITION C | 460,727 | $97 | 0.0% | $0.21 | — | W EXP 07/01/202 | 37954X113 |
| — | CAPITOL ACQUISITION CORP III | 268,816 | $94 | 0.0% | $0.35 | — | W EXP 10/13/202 | 14055M114 |
| — | ELECTRUM SPL ACQUISITION COR | 359,415 | $88 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | KLR ENERGY ACQUISITION CORP | 347,090 | $59 | 0.0% | $0.17 | — | W EXP 09/16/202 | 49877M116 |
| — | DOUBLE EAGLE ACQUISITION COR | 255,032 | $54 | 0.0% | $0.21 | — | W EXP 09/16/202 | G28195116 |
| — | HYDRA INDS ACQUISITION CORP | 219,401 | $46 | 0.0% | $0.22 | — | W EXP 10/20/202 | 448740118 |
| — | HYDRA INDS ACQUISITION CORP | 213,501 | $43 | 0.0% | $0.22 | — | RIGHT 99/99/9999 | 448740126 |
| — | JENSYN ACQUISITION CORP | 307,132 | $43 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | FAIRCHILD SEMICONDUCTOR INTL | 1,800 | $36 | 0.0% | $20.56 | — | COM | 303726103 |
| — | PACE HLDGS CORP | 138,900 | $35 | 0.0% | $0.25 | — | W EXP 99/99/999 | G6865N111 |
| — | JM GLOBAL HLDG CO | 234,716 | $33 | 0.0% | $0.14 | — | W EXP 07/29/201 | 46590H119 |
| — | EASTERLY ACQUISITION CORP | 50,000 | $33 | 0.0% | $0.66 | — | W EXP 07/29/202 | 27616L110 |
| — | GARNERO GROUP ACQUISITION CO | 823,781 | $33 | 0.0% | $0.11 | — | W EXP 06/24/201 | G5866L116 |
| — | AROWANA INC | 157,116 | $31 | 0.0% | $0.20 | — | RIGHT 01/01/2017 | G05011120 |
| WEX | WEX INC | 200 | $18 | 0.0% | $80.74 | +10.5% | COM | 96208T104 |
| — | JENSYN ACQUISITION CORP | 307,132 | $18 | 0.0% | $0.06 | — | W EXP 03/01/202 | 47632B110 |
| — | AROWANA INC | 199,445 | $16 | 0.0% | $0.08 | — | W EXP 04/29/202 | G05011112 |
| — | GARNERO GROUP ACQUISITION CO | 177,993 | $16 | 0.0% | $0.19 | — | RIGHT 06/25/2016 | G5866L132 |
| — | HARMONY MERGER CORP | 66,007 | $13 | 0.0% | $0.20 | — | W EXP 01/01/202 | 413247123 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $12 | 0.0% | $0.21 | — | RIGHT 03/15/2017 | G68588113 |
| — | BARINGTON HILCO ACQUISITION | 77,231 | $11 | 0.0% | $0.14 | — | RIGHT 02/13/2017 | 06759V119 |
| — | E COMPASS ACQUISITION CORP | 42,344 | $11 | 0.0% | $0.26 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $6 | 0.0% | $0.11 | — | W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 77,231 | $5 | 0.0% | $0.06 | — | W EXP 02/11/201 | 06759V127 |
| — | LORAL SPACE & COMMUNICATNS I | 100 | $4 | 0.0% | $80.00 | — | COM | 543881106 |
| — | FINTECH ACQUISITION CORP | 5,000 | $4 | 0.0% | $0.60 | — | W EXP 02/19/202 | 31809H118 |
| — | ROUSE PPTYS INC | 100 | $2 | 0.0% | $20.00 | — | COM | 779287101 |
| — | MARKETO INC | 5 | $2 | 0.0% | — | — | Call | 57063L907 |
| — | RITE AID CORP | 100 | $1 | 0.0% | $8.00 | — | COM | 767754104 |
| — | UNITED ONLINE INC | 100 | $1 | 0.0% | $10.00 | — | COM NEW | 911268209 |
| — | AR CAP ACQUISITION CORP | 1,918,538 | $1 | 0.0% | $0.10 | — | W EXP 10/06/201 | 00191R117 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $0 | 0.0% | $0.06 | — | NEW RIGHT 99/99/9999 | 203668116 |