CIK: 0001076809 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $512,469 (88.4% shares, 11.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VALSPAR CORP | 364,601 | $38,673 | 7.5% | $106.96 | — | COM | 920355104 |
| — | LINKEDIN CORP | 189,900 | $36,294 | 7.1% | $189.25 | — | COM CL A | 53578A108 |
| — | CEPHEID DBCV | 32,132,000 | $33,277 | 6.5% | $1.04 | — | 1.250% 2/0 | 15670RAC1 |
| — | PRESS GANEY HLDGS INC | 694,776 | $28,069 | 5.5% | $40.40 | — | COM | 74113L102 |
| — | RACKSPACE HOSTING INC | 845,660 | $26,799 | 5.2% | $31.69 | — | COM | 750086100 |
| — | INCONTACT INC | 1,750,384 | $24,470 | 4.8% | $13.98 | — | COM | 45336E109 |
| — | INFOBLOX INC | 876,012 | $23,100 | 4.5% | $26.37 | — | COM | 45672H104 |
| — | CEPHEID | 333,317 | $17,562 | 3.4% | $52.69 | — | COM | 15670R107 |
| — | FLEETMATICS GROUP PLC | 288,104 | $17,280 | 3.4% | $59.98 | — | COM | G35569105 |
| — | M III ACQUISITION CORP | 1,673,800 | $16,403 | 3.2% | $9.80 | — | UNIT 99/99/9999T ADDED | 55378T203 |
| — | WHITEWAVE FOODS CO | 278,902 | $15,181 | 3.0% | $54.43 | — | COM | 966244105 |
| — | VITAE PHARMACEUTICALS INC | 715,000 | $14,958 | 2.9% | $20.92 | — | COM | 92847N103 |
| — | BOULEVARD ACQUISITION | 1,432,358 | $14,066 | 2.7% | $9.75 | — | CL A | 10157Q102 |
| — | CYNAPSUS THERAPEUTICS INC | 339,122 | $13,643 | 2.7% | $40.23 | — | COM PAR NO PAR | 23257Y859 |
| — | VIRGIN AMER INC | 242,781 | $12,991 | 2.5% | $56.21 | — | COM VTG | 92765X208 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,275,349 | $12,639 | 2.5% | $9.80 | — | COM | 74874U101 |
| — | MONSTER WORLDWIDE INC | 12,575,000 | $12,551 | 2.4% | $1.00 | — | NOTE 3.500%10/1 | 611742AB3 |
| — | HENNESSY CAP ACQUISITION COR | 1,183,880 | $11,602 | 2.3% | $9.68 | — | COM | 42588J100 |
| — | CF CORP CL A ADDED | 1,179,356 | $11,546 | 2.3% | $9.79 | — | SHS | G20307107 |
| — | CAPITOL ACQUISITION CORP III | 1,089,500 | $10,677 | 2.1% | $9.72 | — | COM | 14055M106 |
| — | SUNEDISON SEMICONDUCTOR LTD | 810,951 | $9,237 | 1.8% | $11.39 | — | SHS | Y8213L102 |
| — | AR CAP ACQUISITION CORP | 922,729 | $9,126 | 1.8% | $9.82 | — | COM | 00191R109 |
| — | INGRAM MICRO INC | 244,400 | $8,715 | 1.7% | $35.27 | — | CL A | 457153104 |
| — | MONSANTO CO NEW | 75,100 | $7,675 | 1.5% | $102.20 | — | COM | 61166W101 |
| — | INTERACTIVE INTELLIGENCE GRO | 6,250,000 | $7,199 | 1.4% | $1.15 | — | NOTE 1.250% 6/0 | 45841VAB5 |
| — | ATLANTIC ALLIANCE PARTNER CO | 679,900 | $7,139 | 1.4% | $10.48 | — | SHS | G04897107 |
| — | HYDRA INDS ACQUISITION CORP | 697,447 | $6,947 | 1.4% | $9.86 | — | COM | 448740100 |
| — | GLOBAL PARTNER ACQUISITION C | 665,427 | $6,534 | 1.3% | $9.80 | — | COM | 37954X105 |
| — | LINKEDIN CORP | 6,500,000 | $6,439 | 1.3% | $0.99 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | LEXMARK INTL INC | 123,600 | $4,939 | 1.0% | $39.96 | — | CL A | 529771107 |
| — | ELECTRUM SPL ACQUISITION COR | 476,373 | $4,686 | 0.9% | $9.71 | — | SHS | G3105C104 |
| — | HARMONY MERGER CORP | 416,456 | $4,190 | 0.8% | $9.90 | — | COM | 413247107 |
| — | STELLAR ACQUISITION III INC | 403,000 | $4,018 | 0.8% | $9.97 | — | UNIT 03/22/2022 ADDED | Y8172W123 |
| — | KLR ENERGY ACQUISITION CORP | 351,438 | $3,557 | 0.7% | $10.00 | — | CL A | 49877M108 |
| — | JENSYN ACQUISITION CORP | 307,132 | $3,081 | 0.6% | $9.87 | — | COM | 47632B102 |
| — | EASTERLY ACQUISITION CORP | 292,737 | $2,910 | 0.6% | $9.73 | — | COM | 27616L102 |
| — | DOUBLE EAGLE ACQUISITION COR | 292,133 | $2,892 | 0.6% | $9.90 | — | COM | G28195124 |
| — | PACE HLDGS CORP | 286,400 | $2,818 | 0.5% | $9.83 | — | CL A | G6865N103 |
| — | RAPTOR PHARMACEUTICAL CORP | 301,384 | $2,703 | 0.5% | $8.97 | — | COM | 75382F106 |
| — | ENDOCHOICE HLDGS INC | 310,822 | $2,480 | 0.5% | $7.98 | — | COM | 29272U103 |
| — | ORIGO ACQUISITION CORP | 225,110 | $2,319 | 0.5% | $10.22 | — | SHS | G67789126 |
| — | JM GLOBAL HLDG CO | 191,489 | $1,867 | 0.4% | $9.75 | — | COM | 46590H101 |
| KLAC | KLA-TENCOR CORP | 17,000 | $1,185 | 0.2% | $56.58 | +8.6% | COM | 482480100 |
| — | GP INVTS ACQUISITION COR | 94,267 | $914 | 0.2% | $9.72 | — | SHS | G40357124 |
| — | TERRAPIN 3 ACQUISITION CORP | 66,666 | $662 | 0.1% | $9.95 | — | COM CL A | 88104P104 |
| — | EPIQ SYS INC | 35,466 | $585 | 0.1% | $16.49 | — | COM | 26882D109 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $580 | 0.1% | $10.22 | — | SHS | G68588105 |
| — | NETSUITE INC | 5,000 | $553 | 0.1% | $110.60 | — | COM | 64118Q107 |
| — | AROWANA INC | 50,000 | $510 | 0.1% | $10.07 | — | SHS | G05011104 |
| — | DOUBLE EAGLE ACQUISITION COR | 50,000 | $508 | 0.1% | $10.01 | — | UNIT 99/99/9999 | G28195108 |
| — | SILICON GRAPHICS INTL CORP | 65,500 | $504 | 0.1% | $7.69 | — | COM | 82706L108 |
| — | CF CORP | 623,693 | $437 | 0.1% | $0.70 | — | W EXP 05/25/202 ADDED | G20307115 |
| — | E COMPASS ACQUISITION CORP | 42,344 | $432 | 0.1% | $10.11 | — | ORD | G2920Y101 |
| — | CEPHEID | 220 | $403 | 0.1% | — | — | Call | 15670R907 |
| — | INTERSIL CORP | 16,000 | $351 | 0.1% | $21.94 | — | CL A | 46069S109 |
| — | BOULEVARD ACQUISITION | 276,200 | $157 | 0.0% | $0.33 | — | W EXP 09/25/202 | 10157Q110 |
| — | MONSTER WORLDWIDE INC | 37,063 | $134 | 0.0% | $3.62 | — | COM | 611742107 |
| — | GLOBAL PARTNER ACQUISITION C | 410,316 | $111 | 0.0% | $0.21 | — | W EXP 07/01/202 | 37954X113 |
| — | BARINGTON HILCO ACQUISITION | 10,682 | $107 | 0.0% | $9.95 | — | COM | 06759V101 |
| — | QUINPARIO ACQUISITION CORP 2 | 597,144 | $105 | 0.0% | $0.18 | — | W EXP 01/01/202 | 74874U119 |
| — | IMS HEALTH HLDGS INC | 3,000 | $94 | 0.0% | $31.33 | — | COM | 44970B109 |
| — | SKULLCANDY INC | 14,700 | $93 | 0.0% | $6.33 | — | COM | 83083J104 |
| — | WCI CMNTYS INC | 3,674 | $87 | 0.0% | $23.68 | — | COM PAR $0.01 | 92923C807 |
| — | BERRY PLASTICS GROUP INC | 1,875 | $82 | 0.0% | $43.73 | — | COM | 08579W103 |
| — | CAPITOL ACQUISITION CORP III | 98,900 | $67 | 0.0% | $0.35 | — | W EXP 10/13/202 | 14055M114 |
| — | DOUBLE EAGLE ACQUISITION COR | 149,000 | $60 | 0.0% | $0.21 | — | W EXP 09/16/202 | G28195116 |
| — | ACCURIDE CORP NEW | 7,695 | $60 | 0.0% | — | — | Put | 00439T956 |
| — | ELECTRUM SPL ACQUISITION COR | 228,275 | $52 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | RACKSPACE HOSTING INC | 898 | $50 | 0.0% | — | — | Call | 750086900 |
| — | JENSYN ACQUISITION CORP | 249,500 | $49 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | KLR ENERGY ACQUISITION CORP | 97,900 | $41 | 0.0% | $0.17 | — | W EXP 09/16/202 | 49877M116 |
| — | JM GLOBAL HLDG CO | 202,716 | $32 | 0.0% | $0.14 | — | W EXP 07/29/201 | 46590H119 |
| — | EASTERLY ACQUISITION CORP | 49,000 | $29 | 0.0% | $0.66 | — | W EXP 07/29/202 | 27616L110 |
| — | CVENT INC | 800 | $25 | 0.0% | $31.25 | — | COM | 23247G109 |
| — | E COMPASS ACQUISITION CORP | 38,344 | $21 | 0.0% | $0.26 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | JENSYN ACQUISITION CORP | 307,132 | $21 | 0.0% | $0.06 | — | W EXP 03/01/202 | 47632B110 |
| — | PACE HLDGS CORP | 48,700 | $20 | 0.0% | $0.25 | — | W EXP 99/99/999 | G6865N111 |
| — | HARMONY MERGER CORP | 66,007 | $18 | 0.0% | $0.20 | — | W EXP 01/01/202 | 413247123 |
| — | AROWANA INC | 107,116 | $16 | 0.0% | $0.20 | — | RIGHT 01/01/2017 | G05011120 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $11 | 0.0% | $0.21 | — | RIGHT 03/15/2017 | G68588113 |
| — | BARINGTON HILCO ACQUISITION | 71,231 | $9 | 0.0% | $0.14 | — | RIGHT 02/13/2017 | 06759V119 |
| — | AROWANA INC | 114,011 | $8 | 0.0% | $0.08 | — | W EXP 04/29/202 | G05011112 |
| — | PACIFIC SPL ACQUISITION CORP | 56,539 | $7 | 0.0% | $0.11 | — | W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 77,231 | $6 | 0.0% | $0.06 | — | W EXP 02/11/201 | 06759V127 |
| — | AR CAP ACQUISITION CORP | 95,916 | $6 | 0.0% | $0.10 | — | W EXP 10/06/201 | 00191R117 |
| MSFT | MICROSOFT CORP | 100 | $6 | 0.0% | $50.29 | 0.0% | COM | 594918104 |
| — | LORAL SPACE & COMMUNICATNS I | 100 | $4 | 0.0% | $80.00 | — | COM | 543881106 |
| — | EVERBANK FINL CORP | 100 | $2 | 0.0% | $20.00 | — | COM | 29977G102 |
| — | INTERACTIVE INTELLIGENCE GRO | 81 | $1 | 0.0% | — | — | Call | 45841V909 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $1 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | RITE AID CORP | 100 | $1 | 0.0% | $8.00 | — | COM | 767754104 |
| — | CF CORP | 3 | $0 | 0.0% | $9.92 | — | UNIT 99/99/9999E | G20307123 |