CIK: 0001076809 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value ($000): $881,842 (66.4% shares, 33.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NXP SEMICONDUCTORS N V | 144,063,000 | $166,753 | 18.9% | $1.15 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | BROCADE COMMUNICATIONS SYS I | 125,154,000 | $126,562 | 14.4% | $1.01 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | LEVEL 3 COMMUNICATIONS INC | 1,010,055 | $57,795 | 6.6% | $57.22 | — | COM | 52729N308 |
| — | MOBILEYE N V AMSTELVEEN | 709,100 | $43,539 | 4.9% | $61.40 | — | ORD SHS | N51488117 |
| — | IXIA | 1,663,582 | $32,689 | 3.7% | $19.65 | — | COM | 45071R109 |
| — | REYNOLDS AMERICAN INC | 492,362 | $31,029 | 3.5% | $63.02 | — | COM | 761713106 |
| — | VCA INC | 325,000 | $29,738 | 3.4% | $91.50 | — | COM | 918194101 |
| — | CF CORP | 2,826,269 | $28,291 | 3.2% | $9.95 | — | SHS CL A | G20307107 |
| — | CEB INC | 358,749 | $28,198 | 3.2% | $78.60 | — | COM | 125134106 |
| — | BOULEVARD ACQUISITION | 2,629,228 | $26,345 | 3.0% | $9.87 | — | CL A | 10157Q102 |
| — | ELECTRUM SPL ACQUISITION COR | 2,471,536 | $24,518 | 2.8% | $9.89 | — | SHS | G3105C104 |
| — | MULTI PACKAGING SOLUTIONS IN | 1,332,786 | $23,924 | 2.7% | $17.95 | — | COM | G6331W109 |
| — | EASTERLY ACQUISITION CORP | 2,355,004 | $23,454 | 2.7% | $9.93 | — | COM | 27616L102 |
| — | MEAD JOHNSON NUTRITION CO | 229,154 | $20,413 | 2.3% | $89.08 | — | COM | 582839106 |
| — | WHITEWAVE FOODS CO | 356,075 | $19,994 | 2.3% | $56.15 | — | COM | 966244105 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,814,046 | $18,140 | 2.1% | $9.99 | — | COM | G28195124 |
| — | GP INVTS ACQUISITION COR | 1,811,563 | $18,043 | 2.0% | $9.93 | — | SHS | G40357124 |
| — | KAYNE ANDERSON ACQUISITION | 1,775,000 | $17,786 | 2.0% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | HARMONY MERGER CORP | 1,436,548 | $14,667 | 1.7% | $10.12 | — | COM | 413247107 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,450,388 | $14,460 | 1.6% | $9.83 | — | COM | 74874U101 |
| — | M III ACQUISITION CORP | 993,108 | $9,732 | 1.1% | $9.75 | — | COM | 55378T104 |
| — | MATLIN & PARTNERS ACQUISITIO | 883,778 | $8,855 | 1.0% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | SILVER BAY RLTY TR CORP | 412,000 | $8,846 | 1.0% | $21.47 | — | COM | 82735Q102 |
| — | AIR METHODS CORP | 202,000 | $8,686 | 1.0% | $43.00 | — | COM PAR $.06 | 009128307 |
| — | B/E AEROSPACE INC | 128,757 | $8,255 | 0.9% | $64.11 | — | COM | 073302101 |
| — | GLOBAL PARTNER ACQUISITION C | 800,597 | $8,006 | 0.9% | $9.84 | — | COM | 37954X105 |
| — | VALSPAR CORP | 59,057 | $6,552 | 0.7% | $106.96 | — | COM | 920355104 |
| — | CAPITOL ACQUISITION CORP III | 525,000 | $5,539 | 0.6% | $9.72 | — | COM | 14055M106 |
| — | M III ACQUISITION CORP | 533,300 | $5,354 | 0.6% | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| — | ULTRATECH INC | 150,000 | $4,443 | 0.5% | $29.62 | — | COM | 904034105 |
| — | JENSYN ACQUISITION CORP | 404,036 | $4,141 | 0.5% | $9.96 | — | COM | 47632B102 |
| PHUN | STELLAR ACQUISITION III INC | 397,329 | $3,993 | 0.5% | $10.00 | — | COM | Y8172W107 |
| — | SILVER RUN ACQUISITION | 365,293 | $3,810 | 0.4% | $10.43 | — | UNIT 99/99/9999 | 82812A202 |
| — | CHEMTURA CORP | 108,338 | $3,618 | 0.4% | $33.20 | — | COM | 163893209 |
| — | LUMOS NETWORKS CORP | 151,701 | $2,685 | 0.3% | $17.70 | — | COM | 550283105 |
| — | ALASKA COMMUNICATIONS SYS GR | 2,515,000 | $2,609 | 0.3% | $1.04 | — | NOTE 6.250% 5/0 | 01167PAE1 |
| — | FAIRPOINT COMMUNICATIONS INC | 151,513 | $2,515 | 0.3% | $16.60 | — | COM | 305560302 |
| — | EXAR CORP | 186,420 | $2,425 | 0.3% | $13.01 | — | COM | 300645108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 199,999 | $1,970 | 0.2% | $9.85 | — | CL A | G0726L125 |
| — | JM GLOBAL HLDG CO | 187,628 | $1,869 | 0.2% | $9.75 | — | COM | 46590H101 |
| — | ISLE OF CAPRI CASINOS INC | 67,140 | $1,770 | 0.2% | $26.36 | — | COM | 464592104 |
| — | ALLIED WRLD ASSUR COM HLDG A | 25,000 | $1,328 | 0.2% | $78.31 | — | SHS | H01531104 |
| — | ALON USA ENERGY INC | 108,700 | $1,325 | 0.2% | $12.19 | — | COM | 020520102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 102,563 | $1,054 | 0.1% | $10.12 | — | UNIT 99/99/9999 | G0726L109 |
| — | MOBILEYE N V AMSTELVEEN | 1,300 | $849 | 0.1% | — | — | Call | N51488907 |
| — | GORES HLDGS II INC | 75,000 | $772 | 0.1% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | KLR ENERGY ACQUISITION CORP CL A | 70,200 | $725 | 0.1% | $10.00 | — | CL A | 49877M108 |
| — | CABELAS INC | 12,600 | $669 | 0.1% | $58.56 | — | COM | 126804301 |
| — | PACIFIC SPL ACQUISITION CORP | 55,539 | $575 | 0.1% | $10.22 | — | SHS | G68588105 |
| — | EXETER RES CORP | 295,000 | $510 | 0.1% | $1.73 | — | COM | 301835104 |
| — | M III ACQUISITION CORP | 889,400 | $302 | 0.0% | $0.24 | — | W EXP 10/10/202 | 55378T112 |
| — | CF CORP | 215,204 | $288 | 0.0% | $0.70 | — | W EXP 05/25/202 | G20307115 |
| — | GIGPEAK INC | 85,999 | $265 | 0.0% | $3.08 | — | COM | 37518Q109 |
| — | BOULEVARD ACQUISITION | 194,700 | $173 | 0.0% | $0.33 | — | W EXP 09/25/202 | 10157Q110 |
| — | NEUSTAR INC | 5,064 | $157 | 0.0% | — | — | Call | 64126X901 |
| — | QUINPARIO ACQUISITION CORP 2 | 250,000 | $125 | 0.0% | $0.18 | — | W EXP 01/01/202 | 74874U119 |
| — | BARINGTON HILCO ACQUISITION | 10,682 | $109 | 0.0% | $9.95 | — | COM | 06759V101 |
| — | GLOBAL PARTNER ACQUISITION C | 280,660 | $109 | 0.0% | $0.21 | — | W EXP 07/01/202 | 37954X113 |
| — | STELLAR ACQUISITION III INC | 213,900 | $73 | 0.0% | $0.20 | — | W EXP 03/22/202 | Y8172W115 |
| — | CST BRANDS INC | 1,457 | $70 | 0.0% | $48.04 | — | COM | 12646R105 |
| — | JENSYN ACQUISITION CORP | 246,023 | $66 | 0.0% | $0.06 | — | W EXP 03/01/202 | 47632B110 |
| — | JENSYN ACQUISITION CORP | 175,374 | $61 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | DOUBLE EAGLE ACQUISITION COR | 103,600 | $58 | 0.0% | $0.26 | — | W EXP 09/16/202 | G28195116 |
| — | JM GLOBAL HLDG CO | 170,329 | $56 | 0.0% | $0.14 | — | W EXP 07/29/201 | 46590H119 |
| — | ELECTRUM SPL ACQUISITION COR | 90,000 | $41 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | PACIFIC SPL ACQUISITION CORP | 49,440 | $20 | 0.0% | $0.21 | — | RIGHT 03/15/2017 | G68588113 |
| — | PACIFIC SPL ACQUISITION CORP | 54,539 | $19 | 0.0% | $0.11 | — | W EXP 10/20/202 | G68588121 |
| — | MONSANTO CO | 100 | $11 | 0.0% | $102.20 | — | COM | 61166W101 |
| — | BARINGTON HILCO ACQUISITION | 56,179 | $10 | 0.0% | $0.06 | — | W EXP 02/11/201 | 06759V127 |
| — | EASTERLY ACQUISITION CORP | 400 | $4 | 0.0% | $10.00 | — | UNIT 99/99/9999 | 27616L201 |
| — | BARINGTON HILCO ACQUISITION | 7,585 | $3 | 0.0% | $0.14 | — | RIGHT 02/13/2017 | 06759V119 |
| — | EVERBANK FINL CORP | 100 | $2 | 0.0% | $20.00 | — | COM | 29977G102 |
| — | COMMUNITY HEALTH SYS INC | 76,569 | $1 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | NIMBLE STORAGE INC | 105 | $1 | 0.0% | — | — | Call | 65440R901 |