Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $552M (73.7% shares, 26.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NXP SEMICONDUCTORS N V | 74,100,000 | $84.29M | 15.3% | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | ENDURANCE SPECIALTY HLDGS LT | 723,123 | $66.82M | 12.1% | $92.40 | — | SHS | G30397106 |
| — | ST JUDE MED INC | 821,235 | $65.86M | 11.9% | $80.19 | — | COM | 790849103 |
| — | BROCADE COMMUNICATIONS SYS I | 60,455,000 | $60.72M | 11.0% | $1.00 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | LIFELOCK INC | 1,646,533 | $39.38M | 7.1% | $23.92 | — | COM | 53224V100 |
| — | CLARCOR INC | 235,557 | $19.43M | 3.5% | $82.47 | — | COM | 179895107 |
| — | VALSPAR CORP | 185,298 | $19.2M | 3.5% | $106.96 | — | COM | 920355104 |
| — | TEAM HEALTH HOLDINGS INC | 430,947 | $18.73M | 3.4% | $43.45 | — | COM | 87817A107 |
| — | MENTOR GRAPHICS CORP | 413,689 | $15.26M | 2.8% | $36.89 | — | COM | 587200106 |
| — | BOULEVARD ACQUISITION | 1,421,603 | $14.06M | 2.5% | $9.75 | — | CL A | 10157Q102 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,168,531 | $11.63M | 2.1% | $9.80 | — | COM | 74874U101 |
| — | CHEMTURA CORP | 321,825 | $10.69M | 1.9% | $33.20 | — | COM | 163893209 |
| — | CAPITOL ACQUISITION CORP III | 1,069,507 | $10.64M | 1.9% | $9.72 | — | COM | 14055M106 |
| — | HENNESSY CAP ACQUISITION COR | 999,898 | $10.08M | 1.8% | $9.68 | — | COM | 42588J100 |
| — | M III ACQUISITION CORP | 997,500 | $9.726M | 1.8% | $9.75 | — | COM | 55378T104 |
| — | BLUE NILE INC | 238,102 | $9.674M | 1.8% | $40.63 | — | COM | 09578R103 |
| — | CF CORP | 790,935 | $7.846M | 1.4% | $9.79 | — | SHS CL A | G20307107 |
| — | M III ACQUISITION CORP | 673,800 | $6.65M | 1.2% | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| — | GLOBAL PARTNER ACQUISITION C | 662,725 | $6.587M | 1.2% | $9.80 | — | COM | 37954X105 |
| — | MEDIA GEN INC | 300,097 | $5.651M | 1.0% | $18.83 | — | COM | 58441K100 |
| — | INVENSENSE INC | 395,100 | $5.053M | 0.9% | $12.79 | — | COM | 46123D205 |
| — | GP INVTS ACQUISITION COR | 499,857 | $4.949M | 0.9% | $9.87 | — | SHS | G40357124 |
| — | APPLIED MICRO CIRCUITS CORP | 556,257 | $4.589M | 0.8% | $8.25 | — | COM | 03822W406 |
| — | HARMONY MERGER CORP | 410,889 | $4.158M | 0.8% | $9.90 | — | COM | 413247107 |
| PHUN | STELLAR ACQUISITION III INC | 402,580 | $4.026M | 0.7% | $10.00 | — | COM | Y8172W107 |
| — | EASTERLY ACQUISITION CORP | 325,804 | $3.209M | 0.6% | $9.75 | — | COM | 27616L102 |
| — | JENSYN ACQUISITION CORP | 312,932 | $3.183M | 0.6% | $9.87 | — | COM | 47632B102 |
| — | ELECTRUM SPL ACQUISITION COR | 306,522 | $3.035M | 0.5% | $9.71 | — | SHS | G3105C104 |
| — | PACE HLDGS CORP | 285,400 | $2.888M | 0.5% | $9.83 | — | CL A | G6865N103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 256,406 | $2.596M | 0.5% | $10.12 | — | UNIT 99/99/9999 | G0726L109 |
| ADI | ANALOG DEVICES INC | 34,814 | $2.528M | 0.5% | $57.16 | 0.0% | COM | 032654105 |
| — | DOUBLE EAGLE ACQUISITION COR | 252,184 | $2.497M | 0.5% | $9.90 | — | COM | G28195124 |
| — | JM GLOBAL HLDG CO | 191,489 | $1.886M | 0.3% | $9.75 | — | COM | 46590H101 |
| — | CABELAS INC | 30,500 | $1.786M | 0.3% | $58.56 | — | COM | 126804301 |
| — | PRIVATEBANCORP INC | 30,000 | $1.626M | 0.3% | $54.20 | — | COM | 742962103 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 203,982 | $1.501M | 0.3% | $7.36 | — | COM | 518415104 |
| — | LIONBRIDGE TECHNOLOGIES INC | 239,492 | $1.389M | 0.3% | $5.80 | — | COM | 536252109 |
| — | ALLIED WRLD ASSUR COM HLDG A | 13,428 | $1.343M | 0.2% | $100.01 | — | SHS | H01531104 |
| — | KLR ENERGY ACQUISITION CORP | 98,400 | $1.021M | 0.2% | $10.00 | — | CL A | 49877M108 |
| — | DATALINK CORP | 76,750 | $864K | 0.2% | $11.26 | — | COM | 237934104 |
| — | G & K SVCS INC | 7,502 | $724K | 0.1% | $96.51 | — | CL A | 361268105 |
| — | PACIFIC SPL ACQUISITION CORP | 55,539 | $569K | 0.1% | $10.22 | — | SHS | G68588105 |
| — | DOUBLE EAGLE ACQUISITION COR | 50,000 | $525K | 0.1% | $10.01 | — | UNIT 99/99/9999 | G28195108 |
| — | CF CORP | 348,800 | $436K | 0.1% | $0.70 | — | W EXP 05/25/202 | G20307115 |
| — | INTELIQUENT INC | 18,943 | $434K | 0.1% | $22.91 | — | COM | 45825N107 |
| — | RITE AID CORP | 51,000 | $420K | 0.1% | $8.23 | — | COM | 767754104 |
| — | E COMPASS ACQUISITION CORP | 40,344 | $403K | 0.1% | $10.11 | — | ORD SHS | G2920Y101 |
| — | INTRALINKS HLDGS INC | 20,200 | $273K | 0.0% | $13.51 | — | COM | 46118H104 |
| — | M III ACQUISITION CORP | 983,694 | $236K | 0.0% | $0.24 | — | W EXP 10/10/202 | 55378T112 |
| — | BOULEVARD ACQUISITION | 276,100 | $146K | 0.0% | $0.33 | — | W EXP 09/25/202 | 10157Q110 |
| — | GLOBAL PARTNER ACQUISITION C | 360,060 | $126K | 0.0% | $0.21 | — | W EXP 07/01/202 | 37954X113 |
| — | QUINPARIO ACQUISITION CORP 2 | 598,344 | $120K | 0.0% | $0.18 | — | W EXP 01/01/202 | 74874U119 |
| — | BARINGTON HILCO ACQUISITION | 10,682 | $109K | 0.0% | $9.95 | — | COM | 06759V101 |
| — | NEUSTAR INC | 2,242 | $63,000 | 0.0% | — | — | Call | 64126X901 |
| — | JENSYN ACQUISITION CORP | 249,500 | $59,000 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | CABELAS INC | 267 | $59,000 | 0.0% | — | — | Put | 126804951 |
| — | JM GLOBAL HLDG CO | 186,216 | $54,000 | 0.0% | $0.14 | — | W EXP 07/29/201 | 46590H119 |
| — | ELECTRUM SPL ACQUISITION COR | 184,400 | $52,000 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | CAPITOL ACQUISITION CORP III | 51,900 | $45,000 | 0.0% | $0.35 | — | W EXP 10/13/202 | 14055M114 |
| — | STELLAR ACQUISITION III INC | 225,000 | $45,000 | 0.0% | $0.20 | — | W EXP 03/22/202 | Y8172W115 |
| — | DOUBLE EAGLE ACQUISITION COR | 88,200 | $41,000 | 0.0% | $0.21 | — | W EXP 09/16/202 | G28195116 |
| — | JENSYN ACQUISITION CORP | 307,132 | $35,000 | 0.0% | $0.06 | — | W EXP 03/01/202 | 47632B110 |
| — | SPDR SERIES TRUST | 1,500 | $32,000 | 0.0% | — | — | Put | 78464A958 |
| — | PACE HLDGS CORP | 46,500 | $28,000 | 0.0% | $0.25 | — | W EXP 99/99/999 | G6865N111 |
| — | PACIFIC SPL ACQUISITION CORP | 50,000 | $27,000 | 0.0% | $0.21 | — | RIGHT 03/15/2017 | G68588113 |
| — | HARMONY MERGER CORP | 66,007 | $23,000 | 0.0% | $0.20 | — | W EXP 01/01/202 | 413247123 |
| — | NORTHSTAR ASSET MGMT GROUP I | 1,500 | $22,000 | 0.0% | $14.67 | — | COM | 66705Y104 |
| — | PACIFIC SPL ACQUISITION CORP | 54,539 | $15,000 | 0.0% | $0.11 | — | W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 56,872 | $14,000 | 0.0% | $0.14 | — | RIGHT 02/13/2017 | 06759V119 |
| — | MONSANTO CO | 100 | $11,000 | 0.0% | $102.20 | — | COM | 61166W101 |
| — | BARINGTON HILCO ACQUISITION | 77,231 | $10,000 | 0.0% | $0.06 | — | W EXP 02/11/201 | 06759V127 |
| — | CABELAS INC | 2,250 | $8,000 | 0.0% | — | — | Call | 126804901 |
| — | WCI CMNTYS INC | 100 | $2,000 | 0.0% | $23.68 | — | COM PAR $0.01 | 92923C807 |
| — | EVERBANK FINL CORP | 100 | $2,000 | 0.0% | $20.00 | — | COM | 29977G102 |
| — | COMMUNITY HEALTH SYS INC | 76,569 | $0 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |