Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 6, 2014

Total Value ($000): $3,226,697 (100.0% shares, 0.0% debt)

Holdings (29)

IWB ISHARES TR 11.7%

Value ($000) $376,703 Shares 3,428,621 Est. Cost $92.83 Unrealized —

MBB ISHARES 11.0%

Value ($000) $355,879 Shares 3,291,820 Est. Cost $105.61 Unrealized —

EFA ISHARES TR 9.9%

Value ($000) $319,685 Shares 4,985,725 Est. Cost $59.61 Unrealized —

SCHX SCHWAB STRATEGIC TR 7.8%

Value ($000) $252,888 Shares 5,381,735 Est. Cost $39.18 Unrealized —

SCHF SCHWAB STRATEGIC TR 6.7%

Value ($000) $217,437 Shares 7,009,587 Est. Cost $28.16 Unrealized —

IGIB ISHARES 5.2%

Value ($000) $169,323 Shares 1,549,017 Est. Cost $108.25 Unrealized —

USCI UNITED STS COMMODITY INDEX F 5.2%

Value ($000) $168,455 Shares 3,057,807 Est. Cost $55.09 Unrealized —

HYS PIMCO ETF TR 4.1%

Value ($000) $133,885 Shares 1,291,699 Est. Cost $105.20 Unrealized —

IWM ISHARES TR 3.5%

Value ($000) $113,541 Shares 1,038,329 Est. Cost $99.71 Unrealized —

RWR SPDR SERIES TRUST 3.3%

Value ($000) $105,636 Shares 1,323,756 Est. Cost $76.77 Unrealized —

XLF SELECT SECTOR SPDR TR 3.1%

Value ($000) $100,035 Shares 4,317,453 Est. Cost $20.46 Unrealized —

IEI ISHARES 2.9%

Value ($000) $94,763 Shares 781,102 Est. Cost $121.26 Unrealized —

SCZ ISHARES 2.4%

Value ($000) $78,867 Shares 1,626,124 Est. Cost $44.41 Unrealized —

SCHA SCHWAB STRATEGIC TR 2.4%

Value ($000) $76,662 Shares 1,491,482 Est. Cost $44.94 Unrealized —

SCHH SCHWAB STRATEGIC TR 2.2%

Value ($000) $71,328 Shares 2,094,173 Est. Cost $32.47 Unrealized —

SCHE SCHWAB STRATEGIC TR 2.1%

Value ($000) $68,955 Shares 2,714,776 Est. Cost $24.96 Unrealized —

SCHR SCHWAB STRATEGIC TR 2.0%

Value ($000) $64,522 Shares 1,218,992 Est. Cost $52.83 Unrealized —

IEMG ISHARES INC 1.7%

Value ($000) $54,334 Shares 1,085,813 Est. Cost $51.60 Unrealized —

AGZ ISHARES 1.6%

Value ($000) $51,620 Shares 459,701 Est. Cost $111.38 Unrealized —

XSD SPDR SERIES TRUST 1.5%

Value ($000) $48,875 Shares 665,786 Est. Cost $61.64 Unrealized —

EEM ISHARES TR 1.5%

Value ($000) $47,710 Shares 1,147,968 Est. Cost $39.57 Unrealized —

BWX SPDR SERIES TRUST 1.4%

Value ($000) $46,191 Shares 805,136 Est. Cost $56.62 Unrealized —

LQD ISHARES TR 1.4%

Value ($000) $45,219 Shares 382,503 Est. Cost $117.09 Unrealized —

— SPDR SERIES TRUST 1.3%

Value ($000) $41,455 Shares 1,031,721 Est. Cost $40.60 Unrealized —

IWC ISHARES 1.3%

Value ($000) $41,007 Shares 589,865 Est. Cost $63.18 Unrealized —

— HIGHLAND FDS I 1.2%

Value ($000) $40,311 Shares 2,069,372 Est. Cost $19.91 Unrealized —

SCHC SCHWAB STRATEGIC TR 1.1%

Value ($000) $34,203 Shares 1,091,347 Est. Cost $27.21 Unrealized —

TIP ISHARES TR 0.1%

Value ($000) $3,827 Shares 34,151 Est. Cost $112.01 Unrealized —

SCHP SCHWAB STRATEGIC TR 0.1%

Value ($000) $3,381 Shares 62,393 Est. Cost $53.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWB	ISHARES TR	3,428,621	$376,703	11.7%	$92.83	—	RUS 1000 ETF	464287622
MBB	ISHARES	3,291,820	$355,879	11.0%	$105.61	—	MBS ETF	464288588
EFA	ISHARES TR	4,985,725	$319,685	9.9%	$59.61	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	5,381,735	$252,888	7.8%	$39.18	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	7,009,587	$217,437	6.7%	$28.16	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,549,017	$169,323	5.2%	$108.25	—	INTERM CR BD ETF	464288638
USCI	UNITED STS COMMODITY INDEX F	3,057,807	$168,455	5.2%	$55.09	—	COMM IDX FND	911717106
HYS	PIMCO ETF TR	1,291,699	$133,885	4.1%	$105.20	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES TR	1,038,329	$113,541	3.5%	$99.71	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,323,756	$105,636	3.3%	$76.77	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	4,317,453	$100,035	3.1%	$20.46	—	SBI INT-FINL	81369Y605
IEI	ISHARES	781,102	$94,763	2.9%	$121.26	—	3-7 YR TR BD ETF	464288661
SCZ	ISHARES	1,626,124	$78,867	2.4%	$44.41	—	EAFE SML CP ETF	464288273
SCHA	SCHWAB STRATEGIC TR	1,491,482	$76,662	2.4%	$44.94	—	US SML CAP ETF	808524607
SCHH	SCHWAB STRATEGIC TR	2,094,173	$71,328	2.2%	$32.47	—	US REIT ETF	808524847
SCHE	SCHWAB STRATEGIC TR	2,714,776	$68,955	2.1%	$24.96	—	EMRG MKTEQ ETF	808524706
SCHR	SCHWAB STRATEGIC TR	1,218,992	$64,522	2.0%	$52.83	—	INTRM TRM TRES	808524854
IEMG	ISHARES INC	1,085,813	$54,334	1.7%	$51.60	—	CORE MSCI EMKT	46434G103
AGZ	ISHARES	459,701	$51,620	1.6%	$111.38	—	AGENCY BOND ETF	464288166
XSD	SPDR SERIES TRUST	665,786	$48,875	1.5%	$61.64	—	S&P SEMICNDCTR	78464A862
EEM	ISHARES TR	1,147,968	$47,710	1.5%	$39.57	—	MSCI EMG MKT ETF	464287234
BWX	SPDR SERIES TRUST	805,136	$46,191	1.4%	$56.62	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES TR	382,503	$45,219	1.4%	$117.09	—	IBOXX INV CP ETF	464287242
—	SPDR SERIES TRUST	1,031,721	$41,455	1.3%	$40.60	—	BRC HGH YLD BD	78464A417
IWC	ISHARES	589,865	$41,007	1.3%	$63.18	—	MICRO-CAP ETF	464288869
—	HIGHLAND FDS I	2,069,372	$40,311	1.2%	$19.91	—	HI LD IBOXX SRLN	430101774
SCHC	SCHWAB STRATEGIC TR	1,091,347	$34,203	1.1%	$27.21	—	INTL SCEQT ETF	808524888
TIP	ISHARES TR	34,151	$3,827	0.1%	$112.01	—	TIPS BD ETF	464287176
SCHP	SCHWAB STRATEGIC TR	62,393	$3,381	0.1%	$53.81	—	US TIPS ETF	808524870