Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 6, 2014

Total Value: $3.227B (100.0% shares, 0.0% debt)

Holdings (29)

IWB ISHARES TR 11.7%

Value $377M Shares 3,428,621 Share Price $109.87 Est. Cost/Share $92.83 Unrealized @ Report Date —

MBB ISHARES 11.0%

Value $356M Shares 3,291,820 Share Price $108.11 Est. Cost/Share $105.61 Unrealized @ Report Date —

EFA ISHARES TR 9.9%

Value $320M Shares 4,985,725 Share Price $64.12 Est. Cost/Share $59.61 Unrealized @ Report Date —

SCHX SCHWAB STRATEGIC TR 7.8%

Value $253M Shares 5,381,735 Share Price $46.99 Est. Cost/Share $39.18 Unrealized @ Report Date —

SCHF SCHWAB STRATEGIC TR 6.7%

Value $217M Shares 7,009,587 Share Price $31.02 Est. Cost/Share $28.16 Unrealized @ Report Date —

IGIB ISHARES 5.2%

Value $169M Shares 1,549,017 Share Price $109.31 Est. Cost/Share $108.25 Unrealized @ Report Date —

USCI UNITED STS COMMODITY INDEX F 5.2%

Value $168M Shares 3,057,807 Share Price $55.09 Est. Cost/Share $55.09 Unrealized @ Report Date —

HYS PIMCO ETF TR 4.1%

Value $134M Shares 1,291,699 Share Price $103.65 Est. Cost/Share $105.20 Unrealized @ Report Date —

IWM ISHARES TR 3.5%

Value $114M Shares 1,038,329 Share Price $109.35 Est. Cost/Share $99.71 Unrealized @ Report Date —

RWR SPDR SERIES TRUST 3.3%

Value $106M Shares 1,323,756 Share Price $79.80 Est. Cost/Share $76.77 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 3.1%

Value $100M Shares 4,317,453 Share Price $23.17 Est. Cost/Share $20.46 Unrealized @ Report Date —

IEI ISHARES 2.9%

Value $94.76M Shares 781,102 Share Price $121.32 Est. Cost/Share $121.26 Unrealized @ Report Date —

SCZ ISHARES 2.4%

Value $78.87M Shares 1,626,124 Share Price $48.50 Est. Cost/Share $44.41 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 2.4%

Value $76.66M Shares 1,491,482 Share Price $51.40 Est. Cost/Share $44.94 Unrealized @ Report Date —

SCHH SCHWAB STRATEGIC TR 2.2%

Value $71.33M Shares 2,094,173 Share Price $34.06 Est. Cost/Share $32.47 Unrealized @ Report Date —

SCHE SCHWAB STRATEGIC TR 2.1%

Value $68.95M Shares 2,714,776 Share Price $25.40 Est. Cost/Share $24.96 Unrealized @ Report Date —

SCHR SCHWAB STRATEGIC TR 2.0%

Value $64.52M Shares 1,218,992 Share Price $52.93 Est. Cost/Share $52.83 Unrealized @ Report Date —

IEMG ISHARES INC 1.7%

Value $54.33M Shares 1,085,813 Share Price $50.04 Est. Cost/Share $51.60 Unrealized @ Report Date —

AGZ ISHARES 1.6%

Value $51.62M Shares 459,701 Share Price $112.29 Est. Cost/Share $111.38 Unrealized @ Report Date —

XSD SPDR SERIES TRUST 1.5%

Value $48.88M Shares 665,786 Share Price $73.41 Est. Cost/Share $61.64 Unrealized @ Report Date —

EEM ISHARES TR 1.5%

Value $47.71M Shares 1,147,968 Share Price $41.56 Est. Cost/Share $39.57 Unrealized @ Report Date —

BWX SPDR SERIES TRUST 1.4%

Value $46.19M Shares 805,136 Share Price $57.37 Est. Cost/Share $56.62 Unrealized @ Report Date —

LQD ISHARES TR 1.4%

Value $45.22M Shares 382,503 Share Price $118.22 Est. Cost/Share $117.09 Unrealized @ Report Date —

— SPDR SERIES TRUST 1.3%

Value $41.45M Shares 1,031,721 Share Price $40.18 Est. Cost/Share $40.60 Unrealized @ Report Date —

IWC ISHARES 1.3%

Value $41.01M Shares 589,865 Share Price $69.52 Est. Cost/Share $63.18 Unrealized @ Report Date —

— HIGHLAND FDS I 1.2%

Value $40.31M Shares 2,069,372 Share Price $19.48 Est. Cost/Share $19.91 Unrealized @ Report Date —

SCHC SCHWAB STRATEGIC TR 1.1%

Value $34.2M Shares 1,091,347 Share Price $31.34 Est. Cost/Share $27.21 Unrealized @ Report Date —

TIP ISHARES TR 0.1%

Value $3.827M Shares 34,151 Share Price $112.06 Est. Cost/Share $112.01 Unrealized @ Report Date —

SCHP SCHWAB STRATEGIC TR 0.1%

Value $3.381M Shares 62,393 Share Price $54.19 Est. Cost/Share $53.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWB	ISHARES TR	3,428,621	$377M	11.7%	$109.87	$92.83	—	RUS 1000 ETF	464287622
MBB	ISHARES	3,291,820	$356M	11.0%	$108.11	$105.61	—	MBS ETF	464288588
EFA	ISHARES TR	4,985,725	$320M	9.9%	$64.12	$59.61	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	5,381,735	$253M	7.8%	$46.99	$39.18	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	7,009,587	$217M	6.7%	$31.02	$28.16	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,549,017	$169M	5.2%	$109.31	$108.25	—	INTERM CR BD ETF	464288638
USCI	UNITED STS COMMODITY INDEX F	3,057,807	$168M	5.2%	$55.09	$55.09	—	COMM IDX FND	911717106
HYS	PIMCO ETF TR	1,291,699	$134M	4.1%	$103.65	$105.20	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES TR	1,038,329	$114M	3.5%	$109.35	$99.71	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,323,756	$106M	3.3%	$79.80	$76.77	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	4,317,453	$100M	3.1%	$23.17	$20.46	—	SBI INT-FINL	81369Y605
IEI	ISHARES	781,102	$94.76M	2.9%	$121.32	$121.26	—	3-7 YR TR BD ETF	464288661
SCZ	ISHARES	1,626,124	$78.87M	2.4%	$48.50	$44.41	—	EAFE SML CP ETF	464288273
SCHA	SCHWAB STRATEGIC TR	1,491,482	$76.66M	2.4%	$51.40	$44.94	—	US SML CAP ETF	808524607
SCHH	SCHWAB STRATEGIC TR	2,094,173	$71.33M	2.2%	$34.06	$32.47	—	US REIT ETF	808524847
SCHE	SCHWAB STRATEGIC TR	2,714,776	$68.95M	2.1%	$25.40	$24.96	—	EMRG MKTEQ ETF	808524706
SCHR	SCHWAB STRATEGIC TR	1,218,992	$64.52M	2.0%	$52.93	$52.83	—	INTRM TRM TRES	808524854
IEMG	ISHARES INC	1,085,813	$54.33M	1.7%	$50.04	$51.60	—	CORE MSCI EMKT	46434G103
AGZ	ISHARES	459,701	$51.62M	1.6%	$112.29	$111.38	—	AGENCY BOND ETF	464288166
XSD	SPDR SERIES TRUST	665,786	$48.88M	1.5%	$73.41	$61.64	—	S&P SEMICNDCTR	78464A862
EEM	ISHARES TR	1,147,968	$47.71M	1.5%	$41.56	$39.57	—	MSCI EMG MKT ETF	464287234
BWX	SPDR SERIES TRUST	805,136	$46.19M	1.4%	$57.37	$56.62	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES TR	382,503	$45.22M	1.4%	$118.22	$117.09	—	IBOXX INV CP ETF	464287242
—	SPDR SERIES TRUST	1,031,721	$41.45M	1.3%	$40.18	$40.60	—	BRC HGH YLD BD	78464A417
IWC	ISHARES	589,865	$41.01M	1.3%	$69.52	$63.18	—	MICRO-CAP ETF	464288869
—	HIGHLAND FDS I	2,069,372	$40.31M	1.2%	$19.48	$19.91	—	HI LD IBOXX SRLN	430101774
SCHC	SCHWAB STRATEGIC TR	1,091,347	$34.2M	1.1%	$31.34	$27.21	—	INTL SCEQT ETF	808524888
TIP	ISHARES TR	34,151	$3.827M	0.1%	$112.06	$112.01	—	TIPS BD ETF	464287176
SCHP	SCHWAB STRATEGIC TR	62,393	$3.381M	0.1%	$54.19	$53.81	—	US TIPS ETF	808524870