Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Jul 25, 2014

Total Value: $3.15B (100.0% shares, 0.0% debt)

Holdings (32)

IWB ISHARES 11.4%

Value $358M Shares 3,252,358 Share Price $110.11 Est. Cost/Share $91.90 Unrealized @ Report Date —

MBB ISHARES 10.7%

Value $336M Shares 3,102,054 Share Price $108.22 Est. Cost/Share $105.46 Unrealized @ Report Date —

EFA ISHARES 10.0%

Value $315M Shares 4,605,564 Share Price $68.37 Est. Cost/Share $59.23 Unrealized @ Report Date —

SCHX SCHWAB STRATEGIC TR 7.7%

Value $244M Shares 5,213,132 Share Price $46.83 Est. Cost/Share $38.93 Unrealized @ Report Date —

SCHF SCHWAB STRATEGIC TR 7.0%

Value $221M Shares 6,697,157 Share Price $32.98 Est. Cost/Share $28.03 Unrealized @ Report Date —

IGIB ISHARES 5.1%

Value $162M Shares 1,466,228 Share Price $110.19 Est. Cost/Share $108.19 Unrealized @ Report Date —

HYS PIMCO ETF TR 4.1%

Value $129M Shares 1,208,446 Share Price $106.87 Est. Cost/Share $105.30 Unrealized @ Report Date —

IWM ISHARES 3.6%

Value $115M Shares 964,358 Share Price $118.81 Est. Cost/Share $98.97 Unrealized @ Report Date —

RWR SPDR SERIES TRUST 3.3%

Value $104M Shares 1,255,386 Share Price $83.00 Est. Cost/Share $76.61 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 3.0%

Value $93.42M Shares 4,107,960 Share Price $22.74 Est. Cost/Share $20.32 Unrealized @ Report Date —

IEI ISHARES 2.8%

Value $89.2M Shares 732,377 Share Price $121.80 Est. Cost/Share $121.26 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 2.5%

Value $78.27M Shares 1,427,996 Share Price $54.81 Est. Cost/Share $44.66 Unrealized @ Report Date —

SCZ ISHARES 2.5%

Value $77.53M Shares 1,465,069 Share Price $52.92 Est. Cost/Share $43.96 Unrealized @ Report Date —

SCHH SCHWAB STRATEGIC TR 2.3%

Value $71.73M Shares 2,028,048 Share Price $35.37 Est. Cost/Share $32.42 Unrealized @ Report Date —

SCHE SCHWAB STRATEGIC TR 2.2%

Value $68.72M Shares 2,640,219 Share Price $26.03 Est. Cost/Share $24.95 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 2.0%

Value $63.86M Shares 2,075,995 Share Price $30.76 Est. Cost/Share $26.40 Unrealized @ Report Date —

SCHR SCHWAB STRATEGIC TR 2.0%

Value $61.65M Shares 1,160,183 Share Price $53.14 Est. Cost/Share $52.83 Unrealized @ Report Date —

IEMG ISHARES INC 1.7%

Value $52.88M Shares 1,022,820 Share Price $51.70 Est. Cost/Share $51.70 Unrealized @ Report Date —

XSD SPDR SERIES TRUST 1.6%

Value $49.39M Shares 657,622 Share Price $75.11 Est. Cost/Share $61.49 Unrealized @ Report Date —

AGZ ISHARES 1.5%

Value $48.59M Shares 431,220 Share Price $112.67 Est. Cost/Share $111.32 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 1.5%

Value $48.02M Shares 1,748,828 Share Price $27.46 Est. Cost/Share $26.99 Unrealized @ Report Date —

EEM ISHARES 1.5%

Value $46.72M Shares 1,080,825 Share Price $43.23 Est. Cost/Share $39.44 Unrealized @ Report Date —

BWX SPDR SERIES TRUST 1.5%

Value $46.58M Shares 765,990 Share Price $60.81 Est. Cost/Share $56.59 Unrealized @ Report Date —

LQD ISHARES 1.4%

Value $43.54M Shares 365,118 Share Price $119.26 Est. Cost/Share $117.04 Unrealized @ Report Date —

IWC ISHARES 1.3%

Value $41.95M Shares 551,076 Share Price $76.12 Est. Cost/Share $62.73 Unrealized @ Report Date —

— SPDR SERIES TRUST 1.3%

Value $41.07M Shares 984,137 Share Price $41.73 Est. Cost/Share $40.62 Unrealized @ Report Date —

— HIGHLAND FDS I 1.2%

Value $39.28M Shares 1,971,073 Share Price $19.93 Est. Cost/Share $19.93 Unrealized @ Report Date —

SCHC SCHWAB STRATEGIC TR 1.2%

Value $38.5M Shares 1,123,527 Share Price $34.27 Est. Cost/Share $27.21 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 0.9%

Value $29.63M Shares 1,745,124 Share Price $16.98 Est. Cost/Share $16.24 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.9%

Value $29.1M Shares 227,299 Share Price $128.04 Est. Cost/Share $127.00 Unrealized @ Report Date —

TIP ISHARES 0.1%

Value $3.85M Shares 33,374 Share Price $115.36 Est. Cost/Share $112.01 Unrealized @ Report Date —

SCHP SCHWAB STRATEGIC TR 0.1%

Value $3.503M Shares 62,891 Share Price $55.70 Est. Cost/Share $53.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWB	ISHARES	3,252,358	$358M	11.4%	$110.11	$91.90	—	RUS 1000 ETF	464287622
MBB	ISHARES	3,102,054	$336M	10.7%	$108.22	$105.46	—	MBS ETF	464288588
EFA	ISHARES	4,605,564	$315M	10.0%	$68.37	$59.23	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	5,213,132	$244M	7.7%	$46.83	$38.93	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	6,697,157	$221M	7.0%	$32.98	$28.03	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,466,228	$162M	5.1%	$110.19	$108.19	—	INTERM CR BD ETF	464288638
HYS	PIMCO ETF TR	1,208,446	$129M	4.1%	$106.87	$105.30	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES	964,358	$115M	3.6%	$118.81	$98.97	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,255,386	$104M	3.3%	$83.00	$76.61	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	4,107,960	$93.42M	3.0%	$22.74	$20.32	—	SBI INT-FINL	81369Y605
IEI	ISHARES	732,377	$89.2M	2.8%	$121.80	$121.26	—	3-7 YR TR BD ETF	464288661
SCHA	SCHWAB STRATEGIC TR	1,427,996	$78.27M	2.5%	$54.81	$44.66	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,465,069	$77.53M	2.5%	$52.92	$43.96	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	2,028,048	$71.73M	2.3%	$35.37	$32.42	—	US REIT ETF	808524847
SCHE	SCHWAB STRATEGIC TR	2,640,219	$68.72M	2.2%	$26.03	$24.95	—	EMRG MKTEQ ETF	808524706
—	POWERSHS DB MULTI SECT COMM	2,075,995	$63.86M	2.0%	$30.76	$26.40	—	DB OIL FUND	73936B507
SCHR	SCHWAB STRATEGIC TR	1,160,183	$61.65M	2.0%	$53.14	$52.83	—	INTRM TRM TRES	808524854
IEMG	ISHARES INC	1,022,820	$52.88M	1.7%	$51.70	$51.70	—	CORE MSCI EMKT	46434G103
XSD	SPDR SERIES TRUST	657,622	$49.39M	1.6%	$75.11	$61.49	—	S&P SEMICNDCTR	78464A862
AGZ	ISHARES	431,220	$48.59M	1.5%	$112.67	$111.32	—	AGENCY BOND ETF	464288166
—	POWERSHS DB MULTI SECT COMM	1,748,828	$48.02M	1.5%	$27.46	$26.99	—	PS DB AGRICUL FD	73936B408
EEM	ISHARES	1,080,825	$46.72M	1.5%	$43.23	$39.44	—	MSCI EMG MKT ETF	464287234
BWX	SPDR SERIES TRUST	765,990	$46.58M	1.5%	$60.81	$56.59	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES	365,118	$43.54M	1.4%	$119.26	$117.04	—	IBOXX INV CP ETF	464287242
IWC	ISHARES	551,076	$41.95M	1.3%	$76.12	$62.73	—	MICRO-CAP ETF	464288869
—	SPDR SERIES TRUST	984,137	$41.07M	1.3%	$41.73	$40.62	—	BRC HGH YLD BD	78464A417
—	HIGHLAND FDS I	1,971,073	$39.28M	1.2%	$19.93	$19.93	—	HI LD IBOXX SRLN	430101774
SCHC	SCHWAB STRATEGIC TR	1,123,527	$38.5M	1.2%	$34.27	$27.21	—	INTL SCEQT ETF	808524888
—	POWERSHS DB MULTI SECT COMM	1,745,124	$29.63M	0.9%	$16.98	$16.24	—	DB BASE METALS	73936B705
GLD	SPDR GOLD TRUST	227,299	$29.1M	0.9%	$128.04	$127.00	—	GOLD SHS	78463V107
TIP	ISHARES	33,374	$3.85M	0.1%	$115.36	$112.01	—	TIPS BD ETF	464287176
SCHP	SCHWAB STRATEGIC TR	62,891	$3.503M	0.1%	$55.70	$53.81	—	US TIPS ETF	808524870