Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Jul 25, 2014

Total Value ($000): $3,150,195 (100.0% shares, 0.0% debt)

Holdings (32)

IWB ISHARES 11.4%

Value ($000) $358,117 Shares 3,252,358 Est. Cost $91.90 Unrealized —

MBB ISHARES 10.7%

Value ($000) $335,704 Shares 3,102,054 Est. Cost $105.46 Unrealized —

EFA ISHARES 10.0%

Value ($000) $314,882 Shares 4,605,564 Est. Cost $59.23 Unrealized —

SCHX SCHWAB STRATEGIC TR 7.7%

Value ($000) $244,131 Shares 5,213,132 Est. Cost $38.93 Unrealized —

SCHF SCHWAB STRATEGIC TR 7.0%

Value ($000) $220,872 Shares 6,697,157 Est. Cost $28.03 Unrealized —

IGIB ISHARES 5.1%

Value ($000) $161,564 Shares 1,466,228 Est. Cost $108.19 Unrealized —

HYS PIMCO ETF TR 4.1%

Value ($000) $129,147 Shares 1,208,446 Est. Cost $105.30 Unrealized —

IWM ISHARES 3.6%

Value ($000) $114,575 Shares 964,358 Est. Cost $98.97 Unrealized —

RWR SPDR SERIES TRUST 3.3%

Value ($000) $104,197 Shares 1,255,386 Est. Cost $76.61 Unrealized —

XLF SELECT SECTOR SPDR TR 3.0%

Value ($000) $93,415 Shares 4,107,960 Est. Cost $20.32 Unrealized —

IEI ISHARES 2.8%

Value ($000) $89,204 Shares 732,377 Est. Cost $121.26 Unrealized —

SCHA SCHWAB STRATEGIC TR 2.5%

Value ($000) $78,268 Shares 1,427,996 Est. Cost $44.66 Unrealized —

SCZ ISHARES 2.5%

Value ($000) $77,531 Shares 1,465,069 Est. Cost $43.96 Unrealized —

SCHH SCHWAB STRATEGIC TR 2.3%

Value ($000) $71,732 Shares 2,028,048 Est. Cost $32.42 Unrealized —

SCHE SCHWAB STRATEGIC TR 2.2%

Value ($000) $68,725 Shares 2,640,219 Est. Cost $24.95 Unrealized —

— POWERSHS DB MULTI SECT COMM 2.0%

Value ($000) $63,858 Shares 2,075,995 Est. Cost $26.40 Unrealized —

SCHR SCHWAB STRATEGIC TR 2.0%

Value ($000) $61,652 Shares 1,160,183 Est. Cost $52.83 Unrealized —

IEMG ISHARES INC 1.7%

Value ($000) $52,880 Shares 1,022,820 Est. Cost $51.70 Unrealized —

XSD SPDR SERIES TRUST 1.6%

Value ($000) $49,394 Shares 657,622 Est. Cost $61.49 Unrealized —

AGZ ISHARES 1.5%

Value ($000) $48,586 Shares 431,220 Est. Cost $111.32 Unrealized —

— POWERSHS DB MULTI SECT COMM 1.5%

Value ($000) $48,023 Shares 1,748,828 Est. Cost $26.99 Unrealized —

EEM ISHARES 1.5%

Value ($000) $46,724 Shares 1,080,825 Est. Cost $39.44 Unrealized —

BWX SPDR SERIES TRUST 1.5%

Value ($000) $46,580 Shares 765,990 Est. Cost $56.59 Unrealized —

LQD ISHARES 1.4%

Value ($000) $43,544 Shares 365,118 Est. Cost $117.04 Unrealized —

IWC ISHARES 1.3%

Value ($000) $41,948 Shares 551,076 Est. Cost $62.73 Unrealized —

— SPDR SERIES TRUST 1.3%

Value ($000) $41,068 Shares 984,137 Est. Cost $40.62 Unrealized —

— HIGHLAND FDS I 1.2%

Value ($000) $39,283 Shares 1,971,073 Est. Cost $19.93 Unrealized —

SCHC SCHWAB STRATEGIC TR 1.2%

Value ($000) $38,503 Shares 1,123,527 Est. Cost $27.21 Unrealized —

— POWERSHS DB MULTI SECT COMM 0.9%

Value ($000) $29,632 Shares 1,745,124 Est. Cost $16.24 Unrealized —

GLD SPDR GOLD TRUST 0.9%

Value ($000) $29,103 Shares 227,299 Est. Cost $127.00 Unrealized —

TIP ISHARES 0.1%

Value ($000) $3,850 Shares 33,374 Est. Cost $112.01 Unrealized —

SCHP SCHWAB STRATEGIC TR 0.1%

Value ($000) $3,503 Shares 62,891 Est. Cost $53.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWB	ISHARES	3,252,358	$358,117	11.4%	$91.90	—	RUS 1000 ETF	464287622
MBB	ISHARES	3,102,054	$335,704	10.7%	$105.46	—	MBS ETF	464288588
EFA	ISHARES	4,605,564	$314,882	10.0%	$59.23	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	5,213,132	$244,131	7.7%	$38.93	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	6,697,157	$220,872	7.0%	$28.03	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,466,228	$161,564	5.1%	$108.19	—	INTERM CR BD ETF	464288638
HYS	PIMCO ETF TR	1,208,446	$129,147	4.1%	$105.30	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES	964,358	$114,575	3.6%	$98.97	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,255,386	$104,197	3.3%	$76.61	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	4,107,960	$93,415	3.0%	$20.32	—	SBI INT-FINL	81369Y605
IEI	ISHARES	732,377	$89,204	2.8%	$121.26	—	3-7 YR TR BD ETF	464288661
SCHA	SCHWAB STRATEGIC TR	1,427,996	$78,268	2.5%	$44.66	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,465,069	$77,531	2.5%	$43.96	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	2,028,048	$71,732	2.3%	$32.42	—	US REIT ETF	808524847
SCHE	SCHWAB STRATEGIC TR	2,640,219	$68,725	2.2%	$24.95	—	EMRG MKTEQ ETF	808524706
—	POWERSHS DB MULTI SECT COMM	2,075,995	$63,858	2.0%	$26.40	—	DB OIL FUND	73936B507
SCHR	SCHWAB STRATEGIC TR	1,160,183	$61,652	2.0%	$52.83	—	INTRM TRM TRES	808524854
IEMG	ISHARES INC	1,022,820	$52,880	1.7%	$51.70	—	CORE MSCI EMKT	46434G103
XSD	SPDR SERIES TRUST	657,622	$49,394	1.6%	$61.49	—	S&P SEMICNDCTR	78464A862
AGZ	ISHARES	431,220	$48,586	1.5%	$111.32	—	AGENCY BOND ETF	464288166
—	POWERSHS DB MULTI SECT COMM	1,748,828	$48,023	1.5%	$26.99	—	PS DB AGRICUL FD	73936B408
EEM	ISHARES	1,080,825	$46,724	1.5%	$39.44	—	MSCI EMG MKT ETF	464287234
BWX	SPDR SERIES TRUST	765,990	$46,580	1.5%	$56.59	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES	365,118	$43,544	1.4%	$117.04	—	IBOXX INV CP ETF	464287242
IWC	ISHARES	551,076	$41,948	1.3%	$62.73	—	MICRO-CAP ETF	464288869
—	SPDR SERIES TRUST	984,137	$41,068	1.3%	$40.62	—	BRC HGH YLD BD	78464A417
—	HIGHLAND FDS I	1,971,073	$39,283	1.2%	$19.93	—	HI LD IBOXX SRLN	430101774
SCHC	SCHWAB STRATEGIC TR	1,123,527	$38,503	1.2%	$27.21	—	INTL SCEQT ETF	808524888
—	POWERSHS DB MULTI SECT COMM	1,745,124	$29,632	0.9%	$16.24	—	DB BASE METALS	73936B705
GLD	SPDR GOLD TRUST	227,299	$29,103	0.9%	$127.00	—	GOLD SHS	78463V107
TIP	ISHARES	33,374	$3,850	0.1%	$112.01	—	TIPS BD ETF	464287176
SCHP	SCHWAB STRATEGIC TR	62,891	$3,503	0.1%	$53.81	—	US TIPS ETF	808524870