CIK: 0001578299 · Show all filings
Period: Q4 2016 (Next →)
Filing Date: Feb 13, 2017
Total Value ($000): $305,373 (32.0% shares, 68.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TESARO INC | 21,257,000 | $82,541 | 27.0% | $3.88 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | VECTOR GROUP LTD | 24,000,000 | $37,500 | 12.3% | $1.56 | — | FRNT 1/1 | 92240MAY4 |
| — | VERISIGN INC | 15,000,000 | $33,395 | 10.9% | $2.23 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | STILLWATER MNG CO | 15,931,000 | $20,379 | 6.7% | $1.28 | — | NOTE 1.750%10/1 | 86074QAL6 |
| VRTX | VERTEX PHARMACEUTICALS INC | 212,600 | $15,677 | 5.1% | — | — | Call | 92532F100 |
| VRTX | VERTEX PHARMACEUTICALS INC | 184,700 | $13,620 | 4.5% | — | — | Put | 92532F100 |
| — | MEDICINES CO | 8,878,000 | $12,240 | 4.0% | $1.38 | — | DBCV 1.375% 6/0 | 584688AC9 |
| BCRX | BIOCRYST PHARMACEUTICALS | 1,258,700 | $7,967 | 2.6% | — | — | Call | 09058V103 |
| — | PACIRA PHARMACEUTICALS INC | 5,530,000 | $7,818 | 2.6% | $1.41 | — | NOTE 3.250% 2/0 | 695127AB6 |
| — | HORIZON PHARMA PLC | 446,900 | $7,230 | 2.4% | $16.17 | — | Call | G4617B105 |
| — | ALERE INC | 150,100 | $5,851 | 1.9% | — | — | Call | 01449J105 |
| — | WABASH NATL CORP | 4,000,000 | $5,774 | 1.9% | $1.44 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | ANI PHARMACEUTICALS INC | 4,500,000 | $5,185 | 1.7% | $1.15 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ACORDA THERAPEUTICS INC | 247,300 | $4,656 | 1.5% | $18.80 | — | Put | 00484M106 |
| — | VECTOR GROUP LTD | 197,800 | $4,498 | 1.5% | — | — | Put | 92240M108 |
| — | NAVISTAR INTL CORP NEW | 3,000,000 | $2,959 | 1.0% | $0.99 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | AEVI GENOMIC MEDICINE INC | 555,000 | $2,880 | 0.9% | — | — | Call | 00835P105 |
| CHTR | CHARTER COMMUNICATIONS INC N | 9,905 | $2,852 | 0.9% | $269.28 | 0.0% | CL A | 16119P108 |
| — | RITE AID CORP | 324,000 | $2,666 | 0.9% | $8.25 | — | Put | 767754104 |
| — | ACORDA THERAPEUTICS INC | 135,493 | $2,547 | 0.8% | $18.80 | — | COM | 00484M106 |
| ANIP | ANI PHARMACEUTICALS INC | 41,000 | $2,484 | 0.8% | — | — | Put | 00182C103 |
| — | INOTEK PHARMACEUTICALS CORP | 347,200 | $2,124 | 0.7% | — | — | Call | 45780V102 |
| — | LANNET INC | 65,000 | $1,432 | 0.5% | — | — | Put | 516012101 |
| — | RITE AID CORP | 159,123 | $1,312 | 0.4% | $8.25 | — | COM | 767754104 |
| — | ZOGENIX INC | 104,400 | $1,271 | 0.4% | — | — | Call | 98978L204 |
| — | AEP INDS INC | 10,000 | $1,161 | 0.4% | $116.10 | — | COM | 001031103 |
| — | ST JUDE MED INC | 12,000 | $962 | 0.3% | $80.17 | — | COM | 790849103 |
| — | REYNOLDS AMERICAN INC | 15,000 | $841 | 0.3% | $56.07 | — | COM | 761713106 |
| — | HORIZON PHARMA PLC | 50,000 | $809 | 0.3% | $16.17 | — | Put | G4617B105 |
| — | PARATEK PHARMACEUTICALS INC | 46,000 | $708 | 0.2% | $15.35 | — | Put | 699374302 |
| — | INOTEK PHARMACEUTICALS CORP | 113,500 | $695 | 0.2% | — | — | Put | 45780V102 |
| — | YADKIN FINL CORP | 20,000 | $685 | 0.2% | $34.25 | — | COM | 984305102 |
| — | BATS GLOBAL MKTS INC | 20,000 | $670 | 0.2% | $33.50 | — | COM | 05491G109 |
| — | PRIVATEBANCORP INC | 12,000 | $650 | 0.2% | $54.17 | — | COM | 742962103 |
| — | MENTOR GRAPHICS CORP | 17,000 | $627 | 0.2% | $36.88 | — | COM | 587200106 |
| — | WHITEWAVE FOODS CO | 11,000 | $612 | 0.2% | $55.64 | — | COM | 966244105 |
| — | B/E AEROSPACE INC | 10,000 | $602 | 0.2% | $60.20 | — | COM | 073302101 |
| — | MEDIA GEN INC NEW | 30,000 | $565 | 0.2% | $18.83 | — | COM | 58441K100 |
| — | TEAM HEALTH HOLDINGS INC | 12,000 | $521 | 0.2% | $43.42 | — | COM | 87817A107 |
| — | DU PONT E I DE NEMOURS & CO | 7,000 | $514 | 0.2% | $73.43 | — | COM | 263534109 |
| — | CABELAS INC | 8,000 | $468 | 0.2% | $58.50 | — | COM | 126804301 |
| — | ENDURANCE SPECIALTY HLDGS LT | 5,000 | $462 | 0.2% | $92.40 | — | SHS | G30397106 |
| — | WCI CMNTYS INC | 17,000 | $399 | 0.1% | $23.47 | — | COM PAR $0.01 | 92923C807 |
| — | HARMAN INTL INDS INC | 3,500 | $389 | 0.1% | $111.14 | — | COM | 413086109 |
| — | G & K SVCS INC | 4,000 | $386 | 0.1% | $96.50 | — | CL A | 361268105 |
| — | VALSPAR CORP | 3,500 | $363 | 0.1% | $103.71 | — | COM | 920355104 |
| — | HORIZON PHARMA PLC | 21,890 | $354 | 0.1% | $16.17 | — | SHS | G4617B105 |
| — | BROCADE COMMUNICATIONS SYS I | 28,000 | $350 | 0.1% | $12.50 | — | COM NEW | 111621306 |
| — | EVERBANK FINL CORP | 18,000 | $350 | 0.1% | $19.44 | — | COM | 29977G102 |
| — | MIDDLEBURG FINANCIAL CORP | 9,000 | $313 | 0.1% | $34.78 | — | COM | 596094102 |
| — | LA JOLLA PHARMACEUTICAL CO | 16,800 | $295 | 0.1% | — | — | Put | 503459604 |
| — | JOY GLOBAL INC | 10,200 | $286 | 0.1% | $28.04 | — | COM | 481165108 |
| — | LEVEL 3 COMMUNICATIONS INC | 5,000 | $282 | 0.1% | $56.40 | — | COM NEW | 52729N308 |
| — | CAROLINA BK HLDGS INC GREENS | 10,572 | $273 | 0.1% | $25.82 | — | COM | 143785103 |
| — | HEADWATERS INC | 11,000 | $259 | 0.1% | $23.55 | — | COM | 42210P102 |
| NXPI | NXP SEMICONDUCTORS N V | 2,500 | $245 | 0.1% | $88.31 | 0.0% | COM | N6596X109 |
| — | CHENIERE ENERGY PTNRS LP HLD | 10,000 | $224 | 0.1% | $22.40 | — | COM REP LLC IN | 16411W108 |
| — | INTERSIL CORP | 10,000 | $223 | 0.1% | $22.30 | — | CL A | 46069S109 |
| — | SUFFOLK BANCORP | 5,000 | $214 | 0.1% | $42.80 | — | COM | 864739107 |
| — | TIME WARNER INC | 2,200 | $212 | 0.1% | $96.36 | — | COM NEW | 887317303 |
| — | AEVI GENOMIC MEDICINE INC | 39,900 | $207 | 0.1% | — | — | Put | 00835P105 |
| — | AMERICAN CAP LTD | 10,903 | $195 | 0.1% | $17.88 | — | COM | 02503Y103 |
| — | CASCADE BANCORP | 20,000 | $162 | 0.1% | $8.10 | — | COM NEW | 147154207 |
| — | ALON USA ENERGY INC | 14,153 | $161 | 0.1% | $11.38 | — | COM | 020520102 |
| — | PARATEK PHARMACEUTICALS INC | 10,290 | $158 | 0.1% | $15.35 | — | COM | 699374302 |
| — | NORTHSTAR RLTY FIN CORP | 10,000 | $152 | 0.0% | $15.20 | — | COM | 66704R803 |
| — | NORTHSTAR ASSET MGMT GROUP I | 10,000 | $149 | 0.0% | $14.90 | — | COM | 66705Y104 |
| — | INVENSENSE INC | 10,000 | $128 | 0.0% | $12.80 | — | COM | 46123D205 |
| — | IMMUNE DESIGN CORP | 20,900 | $114 | 0.0% | — | — | Call | 45252L103 |
| — | SYNUTRA INTL INC | 15,000 | $80 | 0.0% | $5.33 | — | COM | 87164C102 |
| — | WRIGHT MED GROUP N V | 30,541 | $40 | 0.0% | $1.31 | — | RIGHT 03/01/2019 | N96617126 |