CIK: 0001578299 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 12, 2017
Total Value ($000): $623,037 (26.3% shares, 73.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 40,000,000 | $102,150 | 16.4% | $2.43 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 23,000,000 | $101,962 | 16.4% | $3.92 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | STILLWATER MNG CO | 45,000,000 | $59,812 | 9.6% | $1.31 | — | NOTE 1.750%10/1 | 86074QAL6 |
| — | INTEL CORP | 37,000,000 | $50,343 | 8.1% | $1.36 | — | SDCV 12/1 | 458140AD2 |
| — | VECTOR GROUP LTD | 34,500,000 | $50,107 | 8.0% | $1.53 | — | FRNT 1/1 | 92240MAY4 |
| — | MOLINA HEALTHCARE INC | 24,500,000 | $31,323 | 5.0% | $1.28 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | PARATEK PHARMACEUTICALS INC | 1,035,800 | $19,960 | 3.2% | $19.09 | — | Put | 699374302 |
| NXPI | NXP SEMICONDUCTORS N V | 178,400 | $18,464 | 3.0% | $88.31 | +1.8% | Call | N6596X109 |
| — | WABASH NATL CORP | 9,986,000 | $18,140 | 2.9% | $1.67 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | SAGE THERAPEUTICS INC | 245,800 | $17,466 | 2.8% | — | — | Call | 78667J108 |
| — | NXP SEMICONDUCTORS N V | 15,000,000 | $17,363 | 2.8% | $1.16 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | ANI PHARMACEUTICALS INC | 16,000,000 | $16,966 | 2.7% | $1.09 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | SAGE THERAPEUTICS INC | 220,300 | $15,655 | 2.5% | — | — | Put | 78667J108 |
| — | COLONY CAP INC | 11,000,000 | $10,871 | 1.7% | $0.99 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| ANIP | ANI PHARMACEUTICALS INC | 176,000 | $8,714 | 1.4% | — | — | Put | 00182C103 |
| — | AXOVANT SCIENCES LTD | 526,700 | $7,864 | 1.3% | — | — | Call | G0750W104 |
| — | STILLWATER MNG CO | 406,000 | $7,013 | 1.1% | — | — | Put | 86074Q102 |
| — | ZOGENIX INC | 552,300 | $5,976 | 1.0% | — | — | Call | 98978L204 |
| — | ACORDA THERAPEUTICS INC | 281,900 | $5,920 | 1.0% | $19.94 | — | COM | 00484M106 |
| — | ACORDA THERAPEUTICS INC | 281,900 | $5,914 | 0.9% | $19.94 | — | Put | 00484M106 |
| INSM | INSMED INC | 330,400 | $5,779 | 0.9% | — | — | Put | 457669307 |
| — | PARATEK PHARMACEUTICALS INC | 248,406 | $4,781 | 0.8% | $19.09 | — | COM | 699374302 |
| — | DBV TECHNOLOGIES S A | 126,100 | $4,442 | 0.7% | — | — | Call | 23306J101 |
| MU | MICRON TECHNOLOGY INC | 147,100 | $4,251 | 0.7% | $23.83 | 0.0% | COM | 595112103 |
| — | COLONY NORTHSTAR INC | 231,000 | $2,983 | 0.5% | — | — | Put | 19625W104 |
| — | ZYNERBA PHARMACEUTICALS INC | 148,400 | $2,981 | 0.5% | — | — | Put | 98986X109 |
| — | FOAMIX PHARMACEUTICALS LTD | 523,900 | $2,598 | 0.4% | $4.95 | — | Call | M46135105 |
| — | VERSARTIS INC | 109,400 | $2,334 | 0.4% | — | — | Call | 92529L102 |
| — | ZYNERBA PHARMACEUTICALS INC | 102,400 | $2,057 | 0.3% | — | — | Call | 98986X109 |
| — | PARATEK PHARMACEUTICALS INC | 66,100 | $1,274 | 0.2% | $19.09 | — | Call | 699374302 |
| — | REYNOLDS AMERICAN INC | 17,000 | $1,071 | 0.2% | $56.88 | — | COM | 761713106 |
| — | B/E AEROSPACE INC | 14,000 | $898 | 0.1% | $61.33 | — | COM | 073302101 |
| — | INOTEK PHARMACEUTICALS CORP | 439,500 | $870 | 0.1% | — | — | Call | 45780V102 |
| — | IMMUNE DESIGN CORP | 120,100 | $814 | 0.1% | — | — | Call | 45252L103 |
| — | IMMUNOMEDICS INC | 107,200 | $692 | 0.1% | — | — | Call | 452907108 |
| — | WHITEWAVE FOODS CO | 11,700 | $657 | 0.1% | $55.67 | — | COM | 966244105 |
| — | MEAD JOHNSON NUTRITION CO | 6,000 | $534 | 0.1% | $89.00 | — | COM | 582839106 |
| — | PRIVATEBANCORP INC | 9,000 | $534 | 0.1% | $54.17 | — | COM | 742962103 |
| — | WILLIAMS CLAYTON ENERGY INC | 4,000 | $528 | 0.1% | $132.00 | — | COM | 969490101 |
| — | VALSPAR CORP | 4,500 | $499 | 0.1% | $105.31 | — | COM | 920355104 |
| — | SYNGENTA AG | 5,500 | $487 | 0.1% | $88.55 | — | SPONSORED ADR | 87160A100 |
| — | AEVI GENOMIC MEDICINE INC | 237,100 | $438 | 0.1% | — | — | Call | 00835P105 |
| LULU | LULULEMON ATHLETICA INC | 8,000 | $415 | 0.1% | — | — | Call | 550021109 |
| — | DU PONT E I DE NEMOURS & CO | 5,000 | $402 | 0.1% | $73.43 | — | COM | 263534109 |
| — | VECTOR GROUP LTD | 19,000 | $395 | 0.1% | — | — | Put | 92240M108 |
| — | IXIA | 20,000 | $393 | 0.1% | $19.65 | — | COM | 45071R109 |
| — | FOAMIX PHARMACEUTICALS LTD | 77,800 | $385 | 0.1% | $4.95 | — | SHS | M46135105 |
| — | HEADWATERS INC | 16,000 | $376 | 0.1% | $23.53 | — | COM | 42210P102 |
| — | ISLE OF CAPRI CASINOS INC | 14,280 | $376 | 0.1% | $26.33 | — | COM | 464592104 |
| — | BROCADE COMMUNICATIONS SYS I | 30,000 | $374 | 0.1% | $12.50 | — | COM NEW | 111621306 |
| — | VCA INC | 4,000 | $366 | 0.1% | $91.50 | — | COM | 918194101 |
| — | MIDDLEBURG FINANCIAL CORP | 9,000 | $360 | 0.1% | $34.78 | — | COM | 596094102 |
| — | EVERBANK FINL CORP | 18,000 | $351 | 0.1% | $19.44 | — | COM | 29977G102 |
| — | FOAMIX PHARMACEUTICALS LTD | 68,700 | $341 | 0.1% | $4.95 | — | Put | M46135105 |
| — | TIME WARNER INC | 3,400 | $332 | 0.1% | $96.82 | — | COM NEW | 887317303 |
| — | LIPOCINE INC NEW | 82,100 | $321 | 0.1% | — | — | Call | 53630X104 |
| — | MOBILEYE N V AMSTELVEEN | 5,200 | $319 | 0.1% | $61.35 | — | ORD SHS | N51488117 |
| — | CEB INC | 4,000 | $314 | 0.1% | $78.50 | — | COM | 125134106 |
| — | ASTORIA FINL CORP | 15,000 | $308 | 0.0% | $20.53 | — | COM | 046265104 |
| — | ZELTIQ AESTHETICS INC | 5,500 | $306 | 0.0% | $55.64 | — | COM | 98933Q108 |
| — | LIPOCINE INC NEW | 75,000 | $292 | 0.0% | — | — | Put | 53630X104 |
| — | LEVEL 3 COMMUNICATIONS INC | 5,000 | $286 | 0.0% | $56.40 | — | COM NEW | 52729N308 |
| — | PACIFIC CONTINENTAL CORP | 11,000 | $270 | 0.0% | $24.55 | — | COM | 69412V108 |
| — | INVENSENSE INC | 21,000 | $265 | 0.0% | $12.71 | — | COM | 46123D205 |
| — | LMI AEROSPACE INC | 19,000 | $262 | 0.0% | $13.79 | — | COM | 502079106 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 7,000 | $251 | 0.0% | $35.86 | — | SHS CL A | G5480U104 |
| — | STONEGATE BK FT LAUDERDALE F | 5,000 | $235 | 0.0% | $47.00 | — | COM | 861811107 |
| — | SUFFOLK BANCORP | 5,000 | $202 | 0.0% | $42.80 | — | COM | 864739107 |
| — | FBR & CO | 10,073 | $182 | 0.0% | $18.07 | — | COM NEW | 30247C400 |
| — | CAESARS ACQUISITION CO | 11,069 | $170 | 0.0% | $15.36 | — | CL A | 12768T103 |
| — | CASCADE BANCORP | 20,000 | $154 | 0.0% | $8.10 | — | COM NEW | 147154207 |
| — | ALON USA ENERGY INC | 10,000 | $122 | 0.0% | $11.38 | — | COM | 020520102 |
| — | TERRAFORM GLOBAL INC | 20,000 | $96 | 0.0% | $4.80 | — | CL A | 88104M101 |
| — | SYNUTRA INTL INC | 15,100 | $90 | 0.0% | $5.33 | — | COM | 87164C102 |
| — | FELCOR LODGING TR INC | 11,100 | $83 | 0.0% | $7.48 | — | COM | 31430F101 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 10,000 | $69 | 0.0% | — | — | Call | 518415104 |
| — | WRIGHT MED GROUP N V | 30,541 | $47 | 0.0% | $1.31 | — | RIGHT 03/01/2019 | N96617126 |
| — | RITE AID CORP | 10,000 | $42 | 0.0% | $8.25 | — | Call | 767754104 |