CIK: 0001578299 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value ($000): $767,962 (28.6% shares, 71.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 45,000,000 | $122,653 | 16.0% | $2.46 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 23,204,000 | $93,720 | 12.2% | $3.92 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | INTEL CORP | 65,000,000 | $85,110 | 11.1% | $1.34 | — | SDCV 12/1 | 458140AD2 |
| — | VECTOR GROUP LTD | 39,500,000 | $57,960 | 7.5% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | MOLINA HEALTHCARE INC | 30,000,000 | $52,581 | 6.8% | $1.37 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | NXP SEMICONDUCTORS N V | 42,500,000 | $50,694 | 6.6% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | ARISTA NETWORKS INC | 189,500 | $28,377 | 3.7% | $149.79 | — | Put | 040413106 |
| — | SAGE THERAPEUTICS INC | 307,000 | $24,446 | 3.2% | — | — | Call | 78667J108 |
| — | WABASH NATL CORP | 9,986,000 | $19,216 | 2.5% | $1.67 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | AXOVANT SCIENCES LTD | 807,600 | $18,729 | 2.4% | — | — | Call | G0750W104 |
| — | IMMUNOMEDICS INC | 10,000,000 | $18,404 | 2.4% | $1.84 | — | NOTE 4.750% 2/1 | 452907AK4 |
| — | ARISTA NETWORKS INC | 99,302 | $14,874 | 1.9% | $149.79 | — | COM | 040413106 |
| — | YAHOO INC | 12,000,000 | $13,630 | 1.8% | $1.14 | — | NOTE 12/0 | 984332AF3 |
| NXPI | NXP SEMICONDUCTORS N V | 120,600 | $13,191 | 1.7% | — | — | Put | N6596X109 |
| — | RTI INTL METALS INC | 10,500,000 | $11,231 | 1.5% | $1.07 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | ANI PHARMACEUTICALS INC | 10,500,000 | $11,117 | 1.4% | $1.09 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | ZYNERBA PHARMACEUTICALS INC | 485,900 | $8,250 | 1.1% | — | — | Put | 98986X109 |
| — | DBV TECHNOLOGIES S A | 230,300 | $8,228 | 1.1% | — | — | Call | 23306J101 |
| INTC | INTEL CORP | 200,000 | $6,750 | 0.9% | — | — | Put | 458140100 |
| — | ZYNERBA PHARMACEUTICALS INC | 364,300 | $6,186 | 0.8% | — | — | Call | 98986X109 |
| ANIP | ANI PHARMACEUTICALS INC | 130,000 | $6,082 | 0.8% | — | — | Put | 00182C103 |
| — | CITRIX SYS INC | 5,000,000 | $6,016 | 0.8% | $1.20 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | INVACARE CORP | 5,500,000 | $5,940 | 0.8% | $1.08 | — | NOTE 5.000% 2/1 | 461203AF8 |
| NXPI | NXP SEMICONDUCTORS N V | 53,000 | $5,797 | 0.8% | — | — | Call | N6596X109 |
| — | OTONOMY INC | 307,500 | $5,790 | 0.8% | — | — | Call | 68906L105 |
| INSM | INSMED INC | 295,000 | $5,062 | 0.7% | $17.08 | 0.0% | Put | 457669307 |
| — | DYNEGY INC NEW DEL | 75,000 | $4,583 | 0.6% | $61.11 | — | UNIT 07/01/20191 | 26817R405 |
| — | ARCONIC INC | 200,000 | $4,532 | 0.6% | — | — | Put | 03965L100 |
| — | MALLINCKRODT PUB LTD CO | 100,000 | $4,480 | 0.6% | — | — | Put | G5785G107 |
| — | IMMUNOMEDICS INC | 461,200 | $4,077 | 0.5% | — | — | Call | 452907108 |
| — | TETRAPHASE PHARMACEUTICALS I | 570,000 | $4,059 | 0.5% | $7.13 | — | Put | 88165N105 |
| — | IMMUNOMEDICS INC | 447,200 | $3,953 | 0.5% | — | — | Put | 452907108 |
| — | CARA THERAPEUTICS INC | 225,000 | $3,463 | 0.5% | — | — | Put | 140755109 |
| — | VERSARTIS INC | 173,900 | $3,029 | 0.4% | — | — | Call | 92529L102 |
| — | VECTOR GROUP LTD | 140,000 | $2,982 | 0.4% | — | — | Put | 92240M108 |
| — | ZOGENIX INC | 201,500 | $2,916 | 0.4% | — | — | Put | 98978L204 |
| — | NEURALSTEM INC | 359,700 | $2,101 | 0.3% | — | — | Call | 64127R401 |
| INSM | INSMED INC | 96,730 | $1,660 | 0.2% | $17.08 | 0.0% | COM PAR $.01 | 457669307 |
| — | TETRAPHASE PHARMACEUTICALS I | 230,000 | $1,640 | 0.2% | $7.13 | — | COM | 88165N105 |
| — | NEURALSTEM INC | 274,400 | $1,602 | 0.2% | — | — | Put | 64127R401 |
| — | COLONY NORTHSTAR INC | 111,000 | $1,564 | 0.2% | — | — | Put | 19625W104 |
| — | INVACARE CORP | 100,000 | $1,318 | 0.2% | — | — | Put | 461203101 |
| — | REYNOLDS AMERICAN INC | 17,675 | $1,150 | 0.1% | $57.19 | — | COM | 761713106 |
| — | LEVEL 3 COMMUNICATIONS INC | 17,600 | $1,044 | 0.1% | $58.49 | — | COM NEW | 52729N308 |
| — | INOTEK PHARMACEUTICALS CORP | 496,700 | $934 | 0.1% | — | — | Call | 45780V102 |
| — | CARA THERAPEUTICS INC | 56,100 | $864 | 0.1% | — | — | Call | 140755109 |
| — | ALLIED WRLD ASSUR COM HLDG A | 15,598 | $825 | 0.1% | $52.89 | — | SHS | H01531104 |
| — | LIPOCINE INC NEW | 192,600 | $776 | 0.1% | $4.02 | — | Call | 53630X104 |
| — | LIPOCINE INC NEW | 182,800 | $737 | 0.1% | $4.02 | — | Put | 53630X104 |
| — | LIPOCINE INC NEW | 181,800 | $730 | 0.1% | $4.02 | — | COM | 53630X104 |
| — | MOBILEYE N V AMSTELVEEN | 11,000 | $691 | 0.1% | $62.12 | — | ORD SHS | N51488117 |
| — | VCA INC | 6,470 | $597 | 0.1% | $91.79 | — | COM | 918194101 |
| — | BARD C R INC | 1,666 | $527 | 0.1% | $316.33 | — | COM | 067383109 |
| — | PANERA BREAD CO | 1,560 | $491 | 0.1% | $314.74 | — | CL A | 69840W108 |
| FOLD | AMICUS THERAPEUTICS INC | 48,500 | $488 | 0.1% | — | — | Put | 03152W109 |
| — | TIME WARNER INC | 4,680 | $470 | 0.1% | $97.80 | — | COM NEW | 887317303 |
| — | PACIFIC CONTINENTAL CORP | 18,200 | $465 | 0.1% | $24.94 | — | COM | 69412V108 |
| — | SAGE THERAPEUTICS INC | 5,400 | $430 | 0.1% | — | — | Put | 78667J108 |
| — | ASTORIA FINL CORP | 20,795 | $419 | 0.1% | $20.43 | — | COM | 046265104 |
| — | ALERE INC | 8,060 | $405 | 0.1% | $50.25 | — | COM | 01449J105 |
| — | BROCADE COMMUNICATIONS SYS I | 31,192 | $393 | 0.1% | $12.50 | — | COM NEW | 111621306 |
| — | KATE SPADE & CO | 20,600 | $381 | 0.0% | $18.50 | — | COM | 485865109 |
| — | ZOGENIX INC | 25,800 | $373 | 0.0% | — | — | Call | 98978L204 |
| — | WEST CORP | 15,600 | $364 | 0.0% | $23.33 | — | COM | 952355204 |
| — | MONSANTO CO NEW | 3,000 | $355 | 0.0% | $118.33 | — | COM | 61166W101 |
| — | TRIBUNE MEDIA CO | 8,500 | $347 | 0.0% | $40.82 | — | CL A | 896047503 |
| — | SPECTRANETICS CORP | 9,000 | $346 | 0.0% | $38.44 | — | COM | 84760C107 |
| — | WHOLE FOODS MKT INC | 8,000 | $337 | 0.0% | $42.13 | — | COM | 966837106 |
| — | WOLVERINE BANCORP INC | 7,800 | $313 | 0.0% | $40.13 | — | COM | 977880103 |
| — | DYNEGY INC NEW DEL | 37,800 | $313 | 0.0% | — | — | Put | 26817R108 |
| — | CABELAS INC | 5,000 | $297 | 0.0% | $59.40 | — | COM | 126804301 |
| — | CAESARS ACQUISITION CO | 15,000 | $286 | 0.0% | $16.33 | — | CL A | 12768T103 |
| — | CHANGYOU COM LTD | 7,278 | $282 | 0.0% | $38.75 | — | ADS REP CL A | 15911M107 |
| — | RICE ENERGY INC | 10,400 | $277 | 0.0% | $26.63 | — | COM | 762760106 |
| — | FIDELITY & GTY LIFE | 8,839 | $274 | 0.0% | $31.00 | — | COM | 315785105 |
| — | STAPLES INC | 25,000 | $252 | 0.0% | $10.08 | — | COM | 855030102 |
| — | STONEGATE BK FT LAUDERDALE F | 5,200 | $240 | 0.0% | $46.97 | — | COM | 861811107 |
| — | ASB BANCORP INC N C | 5,200 | $229 | 0.0% | $44.04 | — | COM | 00213T109 |
| — | PAREXEL INTL CORP | 2,600 | $226 | 0.0% | $86.92 | — | COM | 699462107 |
| — | NUTRACEUTICAL INTL CORP | 4,996 | $208 | 0.0% | $41.63 | — | COM | 67060Y101 |
| — | NEW YORK REIT INC | 24,000 | $207 | 0.0% | $8.63 | — | COM | 64976L109 |
| — | SCICLONE PHARMACEUTICALS INC | 17,300 | $190 | 0.0% | $10.98 | — | COM | 80862K104 |
| — | FELCOR LODGING TR INC | 25,995 | $187 | 0.0% | $7.31 | — | COM | 31430F101 |
| — | ARI NETWORK SVCS INC | 25,994 | $183 | 0.0% | $7.04 | — | COM NEW | 001930205 |
| — | NEXVET BIOPHARMA PUB LTD CO | 26,000 | $174 | 0.0% | $6.69 | — | ORD SHS | G6503X109 |
| — | FIRST SOUTH BANCORP INC VA | 10,398 | $172 | 0.0% | $16.54 | — | COM | 33646W100 |
| — | NORSAT INTL INC NEW | 14,663 | $167 | 0.0% | $11.39 | — | COM NEW | 656512209 |
| — | ALON USA ENERGY INC | 10,398 | $139 | 0.0% | $11.45 | — | COM | 020520102 |
| — | TERRAFORM GLOBAL INC | 20,795 | $105 | 0.0% | $4.81 | — | CL A | 88104M101 |
| — | SAJAN INC | 15,600 | $91 | 0.0% | $5.83 | — | COM NEW | 79379T202 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 10,300 | $69 | 0.0% | — | — | Call | 518415104 |
| SVA | SINOVAC BIOTECH LTD | 10,000 | $68 | 0.0% | $5.48 | 0.0% | SHS | P8696W104 |
| — | GLOBALSTAR INC | 15,000 | $32 | 0.0% | $2.13 | — | COM | 378973408 |
| — | COVISINT CORP | 10,398 | $29 | 0.0% | $2.79 | — | COM | 22357R103 |
| — | RUBY TUESDAY INC | 10,000 | $20 | 0.0% | $2.00 | — | COM | 781182100 |