Location: New York, NY
CIK: 0001578299 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value: $1.015B (40.3% shares, 59.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 45,250,000 | $141M | 13.9% | $2.46 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 23,204,000 | $86.9M | 8.6% | $3.92 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | INTEL CORP | 39,500,000 | $72.68M | 7.2% | $1.84 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | ZOGENIX INC | 1,790,200 | $62.75M | 6.2% | — | — | Put | 98978L204 |
| — | VECTOR GROUP LTD | 39,500,000 | $58.21M | 5.7% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | INTEL CORP | 39,500,000 | $56.27M | 5.5% | $1.34 | — | SDCV 2.950%12/1 | 458140AD2 |
| — | NXP SEMICONDUCTORS N V | 40,000,000 | $48.4M | 4.8% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | MOLINA HEALTHCARE INC | 25,000,000 | $43.36M | 4.3% | $1.37 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| BBBY | OVERSTOCK COM INC DEL | 1,369,000 | $40.7M | 4.0% | $20.09 | 0.0% | Call | 690370101 |
| NXPI | NXP SEMICONDUCTORS N V | 345,300 | $39.05M | 3.8% | — | — | Call | N6596X109 |
| — | YAHOO INC | 29,500,000 | $38.35M | 3.8% | $1.23 | — | NOTE 12/0 | 984332AF3 |
| PTCT | PTC THERAPEUTICS INC | 1,735,300 | $34.74M | 3.4% | $19.54 | 0.0% | Put | 69366J200 |
| BMY | BRISTOL MYERS SQUIBB CO | 400,000 | $25.49M | 2.5% | — | — | Call | 110122108 |
| BBBY | OVERSTOCK COM INC DEL | 691,700 | $20.56M | 2.0% | $20.09 | 0.0% | Put | 690370101 |
| — | INVACARE CORP | 16,500,000 | $19.78M | 1.9% | $1.16 | — | NOTE 5.000% 2/1 | 461203AF8 |
| NXPI | NXP SEMICONDUCTORS N V | 165,600 | $18.73M | 1.8% | — | — | Put | N6596X109 |
| — | WABASH NATL CORP | 9,233,000 | $18.21M | 1.8% | $1.67 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | ANI PHARMACEUTICALS INC | 16,000,000 | $17.36M | 1.7% | $1.09 | — | NOTE 3.000%12/0 | 00182CAA1 |
| INTC | INTEL CORP | 400,000 | $15.24M | 1.5% | — | — | Put | 458140100 |
| PTCT | PTC THERAPEUTICS INC | 612,543 | $12.26M | 1.2% | $19.54 | 0.0% | COM | 69366J200 |
| INSM | INSMED INC | 376,700 | $11.75M | 1.2% | $18.26 | +4.3% | Put | 457669307 |
| — | AXOVANT SCIENCES LTD | 1,475,200 | $10.15M | 1.0% | — | — | Call | G0750W104 |
| — | IMMUNOMEDICS INC | 720,300 | $10.07M | 1.0% | — | — | Call | 452907108 |
| ANIP | ANI PHARMACEUTICALS INC | 182,500 | $9.576M | 0.9% | — | — | Put | 00182C103 |
| — | IMMUNOMEDICS INC | 621,800 | $8.693M | 0.9% | — | — | Put | 452907108 |
| INSM | INSMED INC | 240,600 | $7.509M | 0.7% | $18.26 | +4.3% | COM PAR $.01 | 457669307 |
| INSM | INSMED INC | 213,000 | $6.645M | 0.7% | $18.26 | +4.3% | Call | 457669307 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 103,800 | $6.361M | 0.6% | $52.77 | 0.0% | COM | 64125C109 |
| — | LANNET INC | 339,300 | $6.27M | 0.6% | — | — | Put | 516012101 |
| — | INVACARE CORP | 333,300 | $5.241M | 0.5% | — | — | Put | 461203101 |
| — | DYNEGY INC NEW DEL | 75,000 | $5.068M | 0.5% | $61.11 | — | UNIT 07/01/20191 | 26817R405 |
| — | CHART INDS INC | 5,000,000 | $4.994M | 0.5% | $1.00 | — | NOTE 2.000% 8/0 | 16115QAC4 |
| — | ZOGENIX INC | 134,000 | $4.696M | 0.5% | — | — | Call | 98978L204 |
| — | VECTOR GROUP LTD | 200,000 | $4.096M | 0.4% | — | — | Put | 92240M108 |
| — | DERMIRA INC | 120,100 | $3.244M | 0.3% | — | — | Put | 24983L104 |
| — | FIBROGEN INC | 57,000 | $3.064M | 0.3% | — | — | Call | 31572Q808 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 142,300 | $2.504M | 0.2% | $17.59 | — | Put | 881624209 |
| — | DBV TECHNOLOGIES S A | 53,400 | $2.265M | 0.2% | — | — | Call | 23306J101 |
| BBBY | OVERSTOCK COM INC DEL | 67,670 | $2.009M | 0.2% | $20.09 | 0.0% | COM | 690370101 |
| — | FINISAR CORP | 83,400 | $1.849M | 0.2% | $22.17 | — | COM NEW | 31787A507 |
| — | LIPOCINE INC NEW | 410,000 | $1.624M | 0.2% | $3.99 | — | Put | 53630X104 |
| — | LIPOCINE INC NEW | 401,295 | $1.593M | 0.2% | $3.99 | — | COM | 53630X104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 83,900 | $1.476M | 0.1% | $17.59 | — | SPONSORED ADR | 881624209 |
| — | VERSARTIS INC | 567,300 | $1.372M | 0.1% | — | — | Call | 92529L102 |
| — | NABORS INDUSTRIES LTD | 158,900 | $1.283M | 0.1% | $8.07 | — | SHS | G6359F103 |
| — | TIME WARNER INC | 10,000 | $1.025M | 0.1% | $100.30 | — | COM NEW | 887317303 |
| — | LEVEL 3 COMMUNICATIONS INC | 19,000 | $1.013M | 0.1% | $58.11 | — | COM NEW | 52729N308 |
| — | STRAIGHT PATH COMMUNICATNS I | 4,500 | $813K | 0.1% | $180.67 | — | CL B | 862578101 |
| — | NABORS INDUSTRIES LTD | 100,000 | $807K | 0.1% | $8.07 | — | Put | G6359F103 |
| — | BARD C R INC | 2,500 | $801K | 0.1% | $317.69 | — | COM | 067383109 |
| — | OTONOMY INC | 242,600 | $788K | 0.1% | $3.25 | — | COM | 68906L105 |
| — | SCRIPPS NETWORKS INTERACT IN | 9,000 | $773K | 0.1% | $85.89 | — | CL A COM | 811065101 |
| — | NABORS INDUSTRIES LTD | 93,300 | $752K | 0.1% | $8.07 | — | Call | G6359F103 |
| — | NEURODERM LTD | 19,000 | $739K | 0.1% | $38.89 | — | ORD SHS | M74231107 |
| — | PAREXEL INTL CORP | 8,000 | $705K | 0.1% | $87.73 | — | COM | 699462107 |
| — | KITE PHARMA INC | 3,900 | $701K | 0.1% | $179.74 | — | COM | 49803L109 |
| — | ALERE INC | 12,500 | $637K | 0.1% | $50.50 | — | COM | 01449J105 |
| — | TRIBUNE MEDIA CO | 14,500 | $592K | 0.1% | $40.83 | — | CL A | 896047503 |
| — | CAPITAL BK FINL CORP | 14,000 | $575K | 0.1% | $41.07 | — | CL A COM | 139794101 |
| — | CU BANCORP CALIF | 13,000 | $504K | 0.0% | $38.77 | — | COM | 126534106 |
| — | WEST CORP | 21,000 | $493K | 0.0% | $23.37 | — | COM | 952355204 |
| — | PACIFIC CONTINENTAL CORP | 18,200 | $490K | 0.0% | $24.94 | — | COM | 69412V108 |
| — | FINISAR CORP | 21,300 | $472K | 0.0% | $22.17 | — | Put | 31787A507 |
| — | RICE ENERGY INC | 15,400 | $446K | 0.0% | $27.39 | — | COM | 762760106 |
| — | IXYS CORP | 17,000 | $403K | 0.0% | $23.71 | — | COM | 46600W106 |
| — | CAESARS ACQUISITION CO | 18,400 | $395K | 0.0% | $17.28 | — | CL A | 12768T103 |
| T | AT&T INC | 10,000 | $391K | 0.0% | — | — | Put | 00206R102 |
| — | SPARTON CORP | 16,554 | $384K | 0.0% | $23.20 | — | COM | 847235108 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 21,600 | $380K | 0.0% | $17.59 | — | Call | 881624209 |
| — | DYNEGY INC NEW DEL | 38,500 | $377K | 0.0% | — | — | Put | 26817R108 |
| — | ASB BANCORP INC N C | 8,000 | $361K | 0.0% | $44.42 | — | COM | 00213T109 |
| — | DOMINION DIAMOND CORP | 25,000 | $355K | 0.0% | $14.20 | — | COM | 257287102 |
| — | ASTORIA FINL CORP | 15,795 | $340K | 0.0% | $20.43 | — | COM | 046265104 |
| — | WOLVERINE BANCORP INC | 7,800 | $335K | 0.0% | $40.13 | — | COM | 977880103 |
| — | AKORN INC | 10,000 | $332K | 0.0% | $33.20 | — | COM | 009728106 |
| — | VWR CORP | 10,000 | $331K | 0.0% | $33.10 | — | COM | 91843L103 |
| — | SCICLONE PHARMACEUTICALS INC | 27,500 | $308K | 0.0% | $11.06 | — | COM | 80862K104 |
| — | GENERAL COMMUNICATION INC | 7,500 | $306K | 0.0% | $40.80 | — | CL A | 369385109 |
| — | CHANGYOU COM LTD | 7,278 | $288K | 0.0% | $38.75 | — | ADS REP CL A | 15911M107 |
| — | PARAGON COML CORP | 5,000 | $282K | 0.0% | $56.40 | — | COM NEW | 69911U403 |
| MNOV | MEDICINOVA INC | 43,800 | $279K | 0.0% | — | — | Put | 58468P206 |
| — | FIRST SOUTH BANCORP INC VA | 15,000 | $278K | 0.0% | $17.15 | — | COM | 33646W100 |
| — | ORBITAL ATK INC | 2,000 | $266K | 0.0% | $133.00 | — | COM | 68557N103 |
| RWM | PROSHARES TR | 6,000 | $262K | 0.0% | $43.67 | — | SHRT RUSSELL2000 | 74348A210 |
| — | SOUTHWEST BANCORP INC OKLA | 8,752 | $241K | 0.0% | $27.54 | — | COM | 844767103 |
| — | BROCADE COMMUNICATIONS SYS I | 20,000 | $239K | 0.0% | $12.50 | — | COM NEW | 111621306 |
| — | LANDAUER INC | 3,500 | $236K | 0.0% | $67.43 | — | COM | 51476K103 |
| — | DISCOVERY COMMUNICATNS NEW | 11,000 | $223K | 0.0% | — | — | Put | 25470F302 |
| — | MAXPOINT INTERACTIVE INC | 15,001 | $208K | 0.0% | $13.87 | — | COM NEW | 57777M201 |
| — | DIMENSION THERAPEUTICS INC | 25,000 | $150K | 0.0% | $6.00 | — | COM | 25433V105 |
| — | TERRAFORM PWR INC | 10,000 | $132K | 0.0% | $13.20 | — | CL A COM | 88104R100 |
| SVA | SINOVAC BIOTECH LTD | 15,000 | $106K | 0.0% | $5.93 | +15.2% | SHS | P8696W104 |
| — | TERRAFORM GLOBAL INC | 20,795 | $99,000 | 0.0% | $4.81 | — | CL A | 88104M101 |
| — | YUME INC | 10,000 | $46,000 | 0.0% | $4.60 | — | COM | 98872B104 |
| — | GLOBALSTAR INC | 25,000 | $41,000 | 0.0% | $1.94 | — | COM | 378973408 |
| — | NUMEREX CORP PA | 10,000 | $38,000 | 0.0% | — | — | Call | 67053A102 |
| — | RUBY TUESDAY INC | 10,000 | $21,000 | 0.0% | $2.00 | — | COM | 781182100 |
| — | RITE AID CORP | 10,000 | $20,000 | 0.0% | $2.00 | — | COM | 767754104 |