CIK: 0001578299 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 12, 2018
Total Value ($000): $1,376,903 (62.1% shares, 37.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | KANSAS CITY SOUTHERN | 1,852,900 | $194,999 | 14.2% | $105.22 | — | Put | 485170302 |
| — | VERISIGN INC | 47,750,000 | $159,783 | 11.6% | $2.51 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 1,247,500 | $88,610 | 6.4% | $65.14 | 0.0% | Put | 192446102 |
| NXPI | NXP SEMICONDUCTORS N V | 569,600 | $66,678 | 4.8% | — | — | Call | N6596X109 |
| — | VECTOR GROUP LTD | 39,500,000 | $62,633 | 4.5% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | YAHOO INC | 46,000,000 | $61,957 | 4.5% | $1.27 | — | NOTE 12/0 | 984332AF3 |
| — | PINNACLE FOODS INC DEL | 1,016,500 | $60,451 | 4.4% | $59.47 | — | Put | 72348P104 |
| — | TESARO INC | 23,204,000 | $57,430 | 4.2% | $3.92 | — | NOTE 3.000%10/0 | 881569AA5 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 726,740 | $51,614 | 3.7% | $65.14 | 0.0% | CL A | 192446102 |
| — | NXP SEMICONDUCTORS N V | 40,000,000 | $49,672 | 3.6% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| INFY | INFOSYS LTD | 2,667,400 | $43,265 | 3.1% | $16.23 | — | Put | 456788108 |
| — | LANNET INC | 1,795,300 | $41,597 | 3.0% | — | — | Put | 516012101 |
| — | KANSAS CITY SOUTHERN | 299,125 | $31,474 | 2.3% | $105.22 | — | COM NEW | 485170302 |
| — | PINNACLE FOODS INC DEL | 491,817 | $29,249 | 2.1% | $59.47 | — | COM | 72348P104 |
| — | IMMUNOMEDICS INC | 1,763,300 | $28,495 | 2.1% | — | — | Call | 452907108 |
| KRO | KRONOS WORLDWIDE INC | 1,071,700 | $27,618 | 2.0% | — | — | Put | 50105F105 |
| — | IMMUNOMEDICS INC | 1,468,300 | $23,727 | 1.7% | — | — | Put | 452907108 |
| — | CONVERGYS CORP | 10,000,000 | $21,963 | 1.6% | $2.20 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | SUCAMPO PHARMACEUTICALS INC | 17,500,000 | $21,350 | 1.6% | $1.22 | — | NOTE 3.250%12/1 | 864909AB2 |
| NXPI | NXP SEMICONDUCTORS N V | 167,000 | $19,549 | 1.4% | — | — | Put | N6596X109 |
| — | INVACARE CORP | 15,000,000 | $18,572 | 1.3% | $1.16 | — | NOTE 5.000% 2/1 | 461203AF8 |
| INTC | INTEL CORP | 400,000 | $18,476 | 1.3% | — | — | Put | 458140100 |
| — | MALLINCKRODT PUB LTD CO | 776,600 | $17,512 | 1.3% | $22.56 | — | Put | G5785G107 |
| — | TRINITY INDS INC | 11,000,000 | $17,364 | 1.3% | $1.58 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | WABASH NATL CORP | 9,233,000 | $17,318 | 1.3% | $1.67 | — | NOTE 3.375% 5/0 | 929566AH0 |
| BBBY | OVERSTOCK COM INC DEL | 988,500 | $16,642 | 1.2% | $20.09 | +139.3% | Call | 690370101 |
| ANIP | ANI PHARMACEUTICALS INC | 236,700 | $15,250 | 1.1% | — | — | Put | 00182C103 |
| — | INTERDIGITAL INC | 10,000,000 | $11,952 | 0.9% | $1.20 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ANI PHARMACEUTICALS INC | 10,250,000 | $11,896 | 0.9% | $1.09 | — | NOTE 3.000%12/0 | 00182CAA1 |
| NL | NL INDS INC | 748,700 | $10,721 | 0.8% | $8.53 | 0.0% | Call | 629156407 |
| — | GENERAL CABLE CORP DEL NEW | 10,000,000 | $10,590 | 0.8% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | NIC INC | 421,700 | $6,993 | 0.5% | — | — | Put | 62914B100 |
| — | INTRA CELLULAR THERAPIES INC | 422,700 | $6,120 | 0.4% | — | — | Call | 46116X101 |
| — | LANNET INC | 262,900 | $6,092 | 0.4% | — | — | Call | 516012101 |
| — | INVACARE CORP | 291,200 | $4,915 | 0.4% | — | — | Put | 461203101 |
| — | DERMIRA INC | 176,000 | $4,894 | 0.4% | — | — | Put | 24983L104 |
| — | SUCAMPO PHARMACEUTICALS INC | 272,000 | $4,891 | 0.4% | — | — | Put | 864909106 |
| — | MALLINCKRODT PUB LTD CO | 197,682 | $4,460 | 0.3% | $22.56 | — | SHS | G5785G107 |
| PCRX | PACIRA PHARMACEUTICALS INC | 86,500 | $3,948 | 0.3% | $39.63 | 0.0% | COM | 695127100 |
| — | OTONOMY INC | 510,000 | $2,831 | 0.2% | $4.46 | — | COM | 68906L105 |
| — | NIC INC | 146,100 | $2,422 | 0.2% | — | — | Call | 62914B100 |
| NL | NL INDS INC | 139,255 | $1,984 | 0.1% | $8.53 | 0.0% | COM NEW | 629156407 |
| IMMR | IMMERSION CORP | 279,400 | $1,973 | 0.1% | — | — | Call | 452521107 |
| PCRX | PACIRA PHARMACEUTICALS INC | 26,800 | $1,224 | 0.1% | $39.63 | 0.0% | Put | 695127100 |
| — | CALATLANTIC GROUP INC | 17,600 | $992 | 0.1% | $56.36 | — | COM | 128195104 |
| — | LIPOCINE INC NEW | 278,900 | $959 | 0.1% | $3.99 | — | Put | 53630X104 |
| — | IXYS CORP | 40,000 | $958 | 0.1% | $23.85 | — | COM | 46600W106 |
| — | STRAIGHT PATH COMMUNICATNS I | 4,840 | $880 | 0.1% | $180.75 | — | CL B | 862578101 |
| — | SCRIPPS NETWORKS INTERACT IN | 10,000 | $854 | 0.1% | $85.84 | — | CL A COM | 811065101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 43,200 | $819 | 0.1% | $17.59 | — | Call | 881624209 |
| — | TRIBUNE MEDIA CO | 17,600 | $747 | 0.1% | $41.11 | — | CL A | 896047503 |
| INFY | INFOSYS LTD | 43,250 | $702 | 0.1% | $16.23 | — | SPONSORED ADR | 456788108 |
| — | AETNA INC NEW | 3,500 | $631 | 0.0% | $180.29 | — | COM | 00817Y108 |
| — | ADVANCED ACCELERATOR APPLIC | 7,500 | $612 | 0.0% | $81.60 | — | SPONSORED ADS | 00790T100 |
| — | ROCKWELL COLLINS INC | 3,500 | $475 | 0.0% | $135.71 | — | COM | 774341101 |
| — | DYNEGY INC NEW DEL | 38,500 | $457 | 0.0% | — | — | Put | 26817R108 |
| — | HSN INC | 10,560 | $426 | 0.0% | $40.34 | — | COM | 404303109 |
| — | CAVIUM INC | 5,000 | $419 | 0.0% | $83.80 | — | COM | 14964U108 |
| — | MONSANTO CO NEW | 3,500 | $409 | 0.0% | $116.86 | — | COM | 61166W101 |
| — | LIPOCINE INC NEW | 118,995 | $409 | 0.0% | $3.99 | — | COM | 53630X104 |
| — | GENERAL COMMUNICATION INC | 10,000 | $390 | 0.0% | $40.35 | — | CL A | 369385109 |
| — | CALPINE CORP | 25,000 | $378 | 0.0% | $15.12 | — | COM NEW | 131347304 |
| — | CALGON CARBON CORP | 17,600 | $375 | 0.0% | $21.31 | — | COM | 129603106 |
| — | IGNYTA INC | 14,000 | $374 | 0.0% | $26.71 | — | COM | 451731103 |
| — | TWENTY FIRST CENTY FOX INC | 10,000 | $345 | 0.0% | $34.50 | — | CL A | 90130A101 |
| — | BUFFALO WILD WINGS INC | 1,936 | $303 | 0.0% | $156.51 | — | COM | 119848109 |
| — | HRG GROUP INC | 17,000 | $288 | 0.0% | $16.94 | — | COM | 40434J100 |
| — | BROADSOFT INC | 5,000 | $275 | 0.0% | $55.00 | — | COM | 11133B409 |
| — | TIME WARNER INC | 3,000 | $274 | 0.0% | $100.30 | — | COM NEW | 887317303 |
| — | REGAL ENTMT GROUP | 10,500 | $242 | 0.0% | $23.05 | — | CL A | 758766109 |
| — | PARAGON COML CORP | 4,400 | $234 | 0.0% | $56.40 | — | COM NEW | 69911U403 |
| — | VECTOR GROUP LTD | 9,500 | $213 | 0.0% | — | — | Put | 92240M108 |
| — | GGP INC | 9,000 | $211 | 0.0% | $23.44 | — | COM | 36174X101 |
| — | SUN BANCORP INC | 8,289 | $201 | 0.0% | $24.25 | — | COM NEW | 86663B201 |
| — | NABORS INDUSTRIES LTD | 26,700 | $182 | 0.0% | $8.07 | — | Call | G6359F103 |
| — | SIGMA DESIGNS INC | 20,000 | $139 | 0.0% | $6.95 | — | COM | 826565103 |
| — | AMPLIFY SNACK BRANDS | 10,666 | $128 | 0.0% | $12.00 | — | COM | 03211L102 |
| — | BAY BANCORP INC | 10,000 | $122 | 0.0% | $12.20 | — | COM | 07203T106 |
| SVA | SINOVAC BIOTECH LTD | 13,200 | $104 | 0.0% | $5.93 | +26.2% | SHS | P8696W104 |
| — | XCERRA CORP | 10,000 | $98 | 0.0% | — | — | Call | 98400J108 |
| — | ATLANTIC COAST FINL CORP | 10,000 | $94 | 0.0% | $9.40 | — | COM | 048426100 |
| — | RITE AID CORP | 15,400 | $30 | 0.0% | $1.98 | — | COM | 767754104 |